Filing Date |
T Date |
Ticker |
Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
11/12/14 10:34 | 10/31/14 | PFL | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | S | 0 | 0.00 | 1 | -1 | -100 | 0 | D | 18 | 18 | 8 | 5 | 5 | 4 | 2 | 1 | 0 | -3 | -3 | -3 | -4 | -9 | |
7/9/14 17:08 | 5/14/13 | PFL | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | S.m | -108 | 12.53 | 1 | -9 | -100 | 0 | I | 25 | 21 | 11 | 7 | 1 | 1 | -1 | 1 | 0 | 0 | -1 | 1 | 2 | -2 | |
7/26/13 16:13 | 7/25/13 | PFL | Fund | CEF | Closed-End Funds | Gross William H | CA | H | See Rema | S | -119 | 11.70 | 2 | -10 | -1 | 774 | I | 11 | 7 | -7 | -11 | -2 | 6 | 3 | -2 | 0 | -4 | -6 | 1 | 3 | 12 |
7/8/13 17:43 | 7/5/13 | PFL | Fund | CEF | Closed-End Funds | Gross William H | CA | H | See Rema | S | -173 | 11.16 | 2 | -16 | -2 | 784 | I | 3 | 4 | -10 | -15 | -15 | -9 | -2 | -7 | -1 | 2 | 5 | 8 | 8 | 20 |
6/20/13 16:51 | 6/18/13 | PFL | Fund | CEF | Closed-End Funds | Gross William H | CA | H | See Rema | S.m | -730 | 12.27 | 2 | -60 | -7 | 800 | I | 14 | 15 | 0 | -8 | -11 | -5 | -1 | -2 | -1 | 1 | 2 | 3 | 0 | 14 |
5/3/11 15:43 | 3/29/11 | PFL | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | S | -11 | 12.19 | 1 | -1 | -100 | 0 | I | 151 | 23 | 8 | 2 | 0 | 3 | 1 | 1 | 0 | 1 | 3 | 5 | -9 | 1 | |
5/3/11 15:41 | 2/28/11 | PFL | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | S | -2 | 12.48 | 1 | 0 | -100 | 0 | I | 151 | 23 | 8 | 2 | 0 | 3 | 1 | 1 | 0 | 1 | 3 | 5 | -9 | 1 | |
3/21/11 11:22 | 12/11/09 | PFL | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | S.m | -94 | 10.88 | 1 | -9 | -100 | 0 | I | 234 | 14 | 10 | 12 | 2 | -1 | -2 | -1 | 0 | 1 | -2 | 6 | -11 | -2 | |
5/29/07 14:07 | 5/23/07 | PFL | Financ | InvAdv | Investment Advice | Allianz Global Investors of America L P | CA | H | Affiliat | S | -139 | 21.26 | 1 | -7 | -100 | 0 | D | 38 | 20 | 12 | 4 | 2 | 2 | 1 | 0 | 0 | 1 | -4 | -15 | -22 | -13 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |