FCT - First Trust Senior Floating Rate Income Fund II - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	9	16	0	-0	-0	1	3	11	2
P	%wins				69	69	56	44	56	81	63
S	%ret	1	2	2	0	2	-2	10	18	36	13
S	%wins				50	50	50	0	0	0	25

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/29/21 15:33	12/28/21	FCT	Fund	CEF	Closed-End Funds	Kadlec Thomas R	IL	D		S	-9	11.83	0	-1	-100	0	D
9/4/19 16:46	9/3/19	FCT	Fund	CEF	Closed-End Funds	Housey William A Jr	IL	H	Officer	P	31	11.63	0	3	192	4	D
8/30/19 14:28	8/29/19	FCT	Fund	CEF	Closed-End Funds	Fries Scott D	IL	H	Officer	P	5	11.69	0	0	New	0	D
1/7/16 09:40	1/6/16	FCT	Fund	CEF	Closed-End Funds	Housey William A Jr	IL	H	Officer	P	3	12.28	1	0	25	1	D	-2	3	-4	0	1	4	2	0	-1	-3	-1	4	9	20
8/25/15 09:25	8/24/15	FCT	Fund	CEF	Closed-End Funds	Bowen James A	IL	D		P	51	12.80	1	4	396	5	D	-6	-1	-3	-6	-2	-3	-3	-3	3	2	1	-2	-3	12
7/28/15 13:57	5/6/15	FCT	Fund	CEF	Closed-End Funds	McGarel David	IL	O	Officer-	P	27	13.72	1	2	New	2	D	-6	1	4	-3	-1	0	-1	0	0	1	1	-2	-5	8
1/30/12 12:27	1/25/12	FCT	Fund	CEF	Closed-End Funds	Lindquist Daniel J	IL	O	VP	P	3	14.39	1	0	New	0	D	30	5	7	8	11	3	2	0	0	0	3	4	8	18
6/16/11 18:00	6/15/11	FCT	Fund	CEF	Closed-End Funds	Housey William A Jr	IL	H	Officer	P.m	14	14.34	2	1	New	1	D	57	20	8	-1	-6	-3	-2	0	0	-1	1	-8	-5	4
1/29/09 20:37	1/23/09	FCT	Financ	FinTrd	Security Brokers, Dealers & F	Merrill Lynch & Co., Inc.	NY	T		S	-16	7.78	1	-2	-3	57	S									-1	0	-10	10	24	53
1/29/09 20:37	1/23/09	FCT	Financ	FinTrd	Security Brokers, Dealers & F	Merrill Lynch & Co., Inc.	NY	T		P	3	7.87	1	0	1	57	S									-1	0	-10	10	24	53
2/22/06 18:04	2/17/06	FCT	Fund	CEF	Closed-End Funds	Kadlec Thomas R	IL	D		P	11	17.88	2	1	New	1										0	0	1	-1	3	13
12/30/05 17:47	12/28/05	FCT	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D		P	2	16.69	3	0	114	0	D		-1	2	0	2	2	1	2	1	3	4	8	10	16
12/28/05 15:35	12/23/05	FCT	Fund	CEF	Closed-End Funds	First Trust Portfolios LP	IL	H	Affil. o	S	-88	16.71	2	-5	-100	0	D		-2	0	-1	0	1	0	0	1	4	6	10	12	19
12/12/05 11:35	11/25/05	FCT	Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P.a	8	16.80	2	1	100	1	D		-2	-1	-3	-1	1	1	1	-1	0	5	10	10	17
8/4/05 13:23	12/2/04	FCT	Fund	CEF	Closed-End Funds	Oster David M	IL	D		P.a	7	18.33	1	0	200	1	D		-3	-2	0	4	3	2	1	1	0	-1	-3	2	9
8/4/05 13:21	6/16/04	FCT	Fund	CEF	Closed-End Funds	Oster David M	IL	D		P	4	20.03	1	0	New	0	D		-3	-2	0	4	3	2	1	1	0	-1	-3	2	9
4/18/05 13:50	4/15/05	FCT	Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	5	18.33	1	0	100	1	D			-1	-1	-4	0	-1	0	0	0	-2	-3	-4	3
4/14/05 16:48	4/14/05	FCT	Fund	CEF	Closed-End Funds	Bowen James A	IL	DO	P	P	5	18.35	1	0	New	0	D			0	-1	-4	-1	-1	0	-1	-1	-3	-4	-4	4
3/9/05 15:07	3/9/05	FCT	Fund	CEF	Closed-End Funds	Nielson Niel B	GA	D		P	4	19.34	2	0	New	0	D			3	8	4	1	2	0	0	-2	-3	-7	-5	-1
12/7/04 15:45	12/7/04	FCT	Fund	CEF	Closed-End Funds	Erickson Richard E	IL	D		P	2	18.15	2	0	New	0	D			-7	-5	-3	-4	-2	-1	0	1	3	8	0	-2
12/2/04 12:36	12/2/04	FCT	Fund	CEF	Closed-End Funds	Oster David M	IL	D		P	7	18.33	1	0	New	0	D			-6	-3	-2	-1	-1	0	-1	-1	0	6	-1	-4

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y