JRO - Nuveen Floating Rate Income Opportunity Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	6	10	0	-1	-1	6	10	11	4
S	%wins				50	90	60	13	13	43	45

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/13/21 10:41	5/10/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-546	9.54	0	-57	-1	4,073	I
5/10/21 10:16	5/6/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-226	9.60	0	-23	-1	4,130	I
5/3/21 11:39	4/29/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-20	9.40	0	-2	0	4,154	I
4/29/21 11:13	4/27/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-794	9.41	0	-84	-2	4,156	I
4/27/21 14:09	4/23/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-161	9.46	0	-17	0	4,240	I
4/23/21 12:25	4/21/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-744	9.45	0	-79	-2	4,257	I
4/21/21 10:59	4/16/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-606	9.51	0	-64	-1	4,336	I
4/16/21 14:40	4/14/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-279	9.52	0	-29	-1	4,400	I
4/14/21 09:51	4/12/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-387	9.56	0	-40	-1	4,429	I
4/12/21 12:09	4/8/21	JRO	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-231	9.59	0	-24	-1	4,469	I
11/20/20 11:39	10/28/20	JRO	Fund	CEF	Closed-End Funds	Knights of Columbus	CT	T		S.m	-2,147,484	100.00	0	-45,000	-100	0	D
12/19/17 12:07	12/15/17	JRO	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	other	S	-435	11.27	0	-39	-81	9	D
7/31/17 18:10	7/27/17	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-142	11.80	0	-12	-50	12	D
7/21/17 15:57	7/12/17	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-121	11.64	0	-10	-25	32	D
7/17/17 18:15	7/13/17	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-89	11.67	0	-8	-18	34	D
4/10/17 16:41	4/6/17	JRO	Fund	CEF	Closed-End Funds	Nuveen Fund Advisors, LLC	IL	H	other	S	-81	11.62	2	-7	-100	0	D	16	27	10	-4	-5	-2	-2	0	1	0	1
2/15/17 18:13	2/14/17	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-101	12.58	4	-8	-16	42	D	29	53	21	13	4	5	2	1	0	-2	-5
10/4/16 18:11	10/4/16	JRO	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-11	11.08	2	-1	-100	0	D	13	21	16	9	3	3	1	-1	1	0	2	13	10
12/21/15 13:05	12/17/15	JRO	Fund	CEF	Closed-End Funds	Evans Jack	IA	H	other	S	-29	9.52	2	-3	-100	0	D	-7	-7	-11	-6	-4	-3	1	4	-1	0	-4	5	13	36
12/17/15 16:31	12/15/15	JRO	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	other	S	-388	9.17	2	-42	-92	4	D	-8	-6	-12	-7	-4	-4	-2	1	0	0	-4	4	14	35
9/30/13 15:06	9/26/13	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-37	12.28	3	-3	-23	10	D	39	4	-6	-6	1	1	-2	0	1	0	1	0	3	-1
5/15/12 17:18	5/11/12	JRO	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-119	11.93	1	-10	-44	13	D	16	0	16	3	0	-1	-1	0	1	-1	0	6	13	26
8/24/11 14:37	8/22/11	JRO	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		S	-73	10.12	2	-7	-100	0	D	45	-2	-16	-17	-13	-9	-2	-2	-1	0	-2	4	21	28
10/13/10 12:27	10/12/10	JRO	Fund	CEF	Closed-End Funds	Toth Terence J	IL	D		S	-12	11.66	1	-1	-13	7	D	147	30	-7	4	5	3	0	2	2	2	4	10	12	-3
1/30/08 17:19	1/29/08	JRO	Fund	CEF	Closed-End Funds	Schneider William J	OH	H	Trustee	S	-57	11.41	2	-5	-100	0	D	7	-11	-7	-5	0	-3	-3	0	0	-4	-2	3	-6	-42

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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