PCI - Pimco Dynamic Credit & Mortgage Income Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	14	55	-0	0	1	1	1	3	1
P	%wins				85	76	60	63	48	62	66
S	%ret	1	1	1	0	0	-2	-4	-5	8	-1
S	%wins				100	100	100	100	100	0	83

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/16/20 18:14	6/12/20	PCI	Fund	CEF	Closed-End Funds	Otterbein Thomas J	CA	H	See Rema	P	91	18.27	0	5	20	30	I
3/16/20 16:44	3/12/20	PCI	Fund	CEF	Closed-End Funds	Fisher David Nichols III	CA	D		P	99	19.54	0	5	47	16	I
2/12/20 18:59	3/10/17	PCI	Fund	CEF	Closed-End Funds	Roman Emmanuel	CA	H	SEE REMA	P.am	0	0.00	0	95	New	95	I
2/12/20 18:46	9/4/15	PCI	Fund	CEF	Closed-End Funds	Otterbein Thomas J	CA	H	See Rema	P.am	0	0.00	0	17	430	21	I
2/12/20 18:41	11/26/18	PCI	Fund	CEF	Closed-End Funds	Nagler Jason Jordan	CA	O	Assistan	P.a	0	0.00	0	1	New	1	I
2/12/20 18:26	2/18/14	PCI	Fund	CEF	Closed-End Funds	Murata Alfred T	CA	H	SEE REMA	P.am	0	0.00	0	46	999%	50	I
2/12/20 18:14	12/5/14	PCI	Fund	CEF	Closed-End Funds	Maney John C	CA	D		P.am	0	0.00	0	7	New	7	I
1/10/20 18:27	1/9/20	PCI	Fund	CEF	Closed-End Funds	Cogan Sarah E	CA	D		P	13	25.35	0	1	New	1	D
12/19/19 17:29	12/18/19	PCI	Fund	CEF	Closed-End Funds	Fisher David Nichols III	CA	D		P	126	25.16	0	5	91	10	M
11/27/18 18:37	11/26/18	PCI	Fund	CEF	Closed-End Funds	Nagler Jason Jordan	CA	O	Assistan	P	17	22.16	0	1	New	1	D
10/15/18 16:40	10/11/18	PCI	Fund	CEF	Closed-End Funds	Otterbein Thomas J	CA	H	See Rema	P	111	22.29	0	5	31	21	D
3/14/18 16:45	3/12/18	PCI	Fund	CEF	Closed-End Funds	Gallagher Bradford K	CA	D		P	23	22.85	0	1	New	1	D
3/14/17 16:20	3/10/17	PCI	Fund	CEF	Closed-End Funds	Roman Emmanuel	CA	H	SEE REMA	P.m	1,950	20.53	14	95	New	95	D	26	33	11	7	0	0	-2	-1	2	3	6
5/13/16 16:12	5/11/16	PCI	Fund	CEF	Closed-End Funds	Guia Youse	CA	O	Chief Co	P	55	18.27	10	3	100	6	D	-3	-2	5	12	6	2	1	0	0	-2	4	11	14
5/11/16 18:46	3/16/16	PCI	Fund	CEF	Closed-End Funds	Dawson Craig A	CA	D		P	174	17.40	10	10	24	52	D	-3	-3	3	10	6	3	1	0	0	0	5	11	15
4/27/16 16:40	4/26/16	PCI	Fund	CEF	Closed-End Funds	Guia Youse	CA	O	Chief Co	P	54	18.13	10	3	New	3	D	-2	-3	2	9	5	4	3	1	0	1	2	13	17
4/22/16 17:47	4/20/16	PCI	Fund	CEF	Closed-End Funds	Otterbein Thomas J	CA	H	See Rema	P	125	17.89	10	7	130	12	D	-3	-5	0	9	4	3	2	2	0	1	1	13	17
12/9/15 16:14	12/7/15	PCI	Fund	CEF	Closed-End Funds	Decotis Deborah A	CA	D		P	100	18.21	8	6	New	6	D	3	-5	-7	-2	-3	-1	-1	-1	-1	0	0	0	12	25
10/8/15 16:47	10/6/15	PCI	Fund	CEF	Closed-End Funds	Kiesel Mark R	CA	H	SEE REMA	P.m	69	18.73	8	4	4	104	D	7	-5	-4	-3	2	1	4	3	0	-1	-1	-3	-3	19
9/9/15 17:13	9/4/15	PCI	Fund	CEF	Closed-End Funds	Otterbein Thomas J	CA	H	See Rema	P	95	19.04	10	5	New	5	D	12	-8	-3	-4	-1	0	1	0	0	-2	0	-2	-3	19
7/9/15 18:43	7/1/15	PCI	Financ	InvAdv	Investment Advice	Allianz Asset Management of America L.P.	NY	H	Affiliat	S	-107	20.19	8	-5	-100	0	D	16	-6	2	-1	-3	-2	-1	-1	0	0	-2	-4	-5	8
6/11/15 16:26	6/9/15	PCI	Fund	CEF	Closed-End Funds	Ivascyn Daniel J	CA	H	See Rema	P.m	5,906	20.34	7	290	New	290	D	13	-4	2	2	-1	-2	-2	0	0	0	-1	-5	-7	4
6/9/15 16:23	6/8/15	PCI	Fund	CEF	Closed-End Funds	Rappaport Alan	CA	D		P	21	20.54	7	1	40	4	D	9	-3	1	1	-1	-1	-1	-1	0	0	-2	-5	-6	3
5/14/15 16:39	5/13/15	PCI	Fund	CEF	Closed-End Funds	Murata Alfred T	CA	H	SEE REMA	P	208	20.82	9	10	25	50	D	3	-1	1	4	3	0	-2	-1	0	0	-2	-6	-7	-3
5/12/15 17:05	5/11/15	PCI	Fund	CEF	Closed-End Funds	Rappaport Alan	CA	D		P	52	20.89	9	3	New	3	D	3	0	2	5	4	1	-1	-1	0	0	-2	-5	-6	-3
5/12/15 17:01	5/11/15	PCI	Fund	CEF	Closed-End Funds	Jacobson James A	CA	D		P	251	20.93	9	12	New	12	D	3	0	2	5	4	1	-1	-1	0	0	-2	-5	-6	-3
12/5/14 16:55	12/5/14	PCI	Fund	CEF	Closed-End Funds	Maney John C	CA	D		P	100	21.85	12	5	New	5	D		11	-4	-4	0	0	1	0	-1	-3	-2	0	1	-5
12/5/14 16:53	12/4/14	PCI	Fund	CEF	Closed-End Funds	Murata Alfred T	CA	H	SEE REMA	P	219	21.94	12	10	33	40	D		11	-4	-4	0	0	1	0	-1	-3	-2	0	1	-5
7/24/14 16:57	7/23/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	692	23.44	12	30	1	3,066	D		16	8	3	-1	0	0	0	0	-1	-1	-2	-5	-5
7/21/14 19:37	7/18/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,175	23.52	12	92	3	3,036	D		17	9	4	0	-1	0	0	0	1	0	-3	-6	-5
7/18/14 17:12	7/17/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,351	23.48	12	100	4	2,944	D		17	9	4	1	-1	-1	-1	-1	-1	-1	-4	-7	-5
7/15/14 18:17	7/14/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,347	23.58	12	100	4	2,844	D		18	9	5	0	0	0	0	0	-1	-2	-5	-6	-5
7/11/14 17:28	7/10/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	3,485	23.61	13	148	6	2,744	D		21	9	4	0	0	0	1	0	-1	-3	-3	-7	-5
7/9/14 16:26	7/8/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,401	23.67	13	101	4	2,597	D		23	9	6	2	0	0	1	0	0	-4	-2	-7	-5
6/26/14 16:48	6/25/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	4,047	23.85	13	170	7	2,495	D		22	13	9	3	2	0	0	0	-1	-1	-4	-8	-4
6/16/14 17:25	6/13/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,386	23.86	14	100	4	2,325	D		15	15	7	4	2	2	0	0	-1	-1	-3	-8	-4
6/11/14 18:50	6/10/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,389	23.76	14	58	3	2,225	D		17	15	7	4	2	0	1	0	0	-1	-2	-6	-4
6/10/14 17:25	6/9/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,073	23.79	15	87	4	2,167	D		13	15	6	3	2	0	1	1	1	0	0	-5	-4
6/9/14 16:53	6/6/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,686	23.75	14	71	4	2,080	D		12	15	6	4	2	0	1	0	1	0	0	-4	-3
5/23/14 16:52	5/22/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	4,380	23.52	12	186	10	2,009	D		5	14	5	4	2	1	1	0	1	1	0	-4	-1
5/19/14 16:39	5/16/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,346	23.46	11	100	6	1,823	D		4	13	5	5	2	1	0	0	1	3	1	-2	0
5/16/14 18:58	5/15/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,207	23.46	11	94	6	1,723	D		4	13	6	5	2	2	1	0	0	3	1	-2	0
5/16/14 18:02	5/15/14	PCI	Fund	CEF	Closed-End Funds	Mogelof Eric J	CA	H	SEE REMA	P	100	23.48	11	4	New	4	D		4	13	6	5	2	2	1	0	0	3	1	-2	0
5/15/14 17:06	5/14/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,343	23.43	11	100	7	1,629	D		4	12	6	5	2	1	0	0	0	2	0	-2	0
5/14/14 17:29	5/13/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,614	23.35	11	112	8	1,529	D		4	13	6	5	2	1	0	0	0	3	0	-1	-1
5/9/14 16:36	5/8/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	7,489	23.30	11	321	29	1,417	I		3	12	7	6	2	1	1	-1	0	2	-2	-2	0
5/7/14 18:20	5/6/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,319	23.19	11	100	10	1,095	D		2	10	5	5	1	0	0	1	1	2	-1	-1	2
4/23/14 16:45	4/22/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	4,628	23.05	12	201	25	995	I		3	10	4	2	3	1	0	0	0	2	3	1	1
4/14/14 18:33	4/11/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,466	22.96	12	64	9	794	D		2	12	4	1	3	3	1	0	0	3	5	0	1
4/11/14 18:45	4/10/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,305	23.05	12	100	16	731	D		2	12	4	0	3	2	0	0	0	2	5	1	1
4/10/14 17:09	4/9/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,301	23.01	12	100	19	631	D		3	13	4	1	4	3	2	0	1	3	5	2	1
4/7/14 17:07	4/4/14	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	3,149	22.62	10	139	36	531	I		1	7	2	0	0	1	0	0	1	2	5	2	1
3/27/14 17:14	3/26/14	PCI	Fund	CEF	Closed-End Funds	Murata Alfred T	CA	H	SEE REMA	P	223	22.28	11	10	50	30	D		0	6	4	0	-3	-1	0	0	1	4	9	4	2
2/19/14 17:20	2/18/14	PCI	Fund	CEF	Closed-End Funds	Murata Alfred T	CA	H	SEE REMA	P	364	22.76	10	16	400	20	D		-2	14	8	1	2	2	1	0	0	-1	4	6	1
10/24/13 17:23	10/23/13	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	29	22.37	10	1	0	391	D			-5	6	7	1	3	0	0	1	-1	5	10	10
10/23/13 17:37	10/22/13	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,121	22.41	10	50	15	390	D			-5	5	7	0	3	1	0	2	-2	5	10	10
10/22/13 18:30	10/21/13	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,242	22.42	10	100	42	340	D			-6	2	7	0	3	3	0	1	-2	5	10	11
9/26/13 17:21	9/25/13	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,237	22.37	11	100	71	240	D			-6	1	3	4	4	0	0	1	2	3	7	12
9/25/13 16:52	9/24/13	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	276	22.34	11	12	10	140	D			-6	6	3	5	6	2	0	1	2	4	7	12
9/20/13 19:17	9/20/13	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	66	21.99	11	3	2	128	D			-8	0	1	4	4	3	1	1	2	3	8	14
9/19/13 18:26	9/18/13	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P.m	2,728	22.04	10	124	999%	125	D			-7	0	3	6	4	5	0	1	2	3	8	14
9/19/13 16:28	9/18/13	PCI	Fund	CEF	Closed-End Funds	Seidner Marc P	CA	H	SEE REMA	P	218	21.85	10	10	17	69	D			-7	0	3	6	4	5	0	1	2	3	8	14
9/18/13 16:30	9/17/13	PCI	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	19	21.32	10	1	New	1	D			-10	-5	1	2	2	2	-1	1	-1	2	8	15
7/18/13 17:12	7/17/13	PCI	Fund	CEF	Closed-End Funds	Seidner Marc P	CA	H	SEE REMA	P	44	22.06	10	2	4	59	D				-9	-3	0	4	0	2	-2	-4	-2	7	16
7/15/13 18:48	7/15/13	PCI	Fund	CEF	Closed-End Funds	Seidner Marc P	CA	H	SEE REMA	P	224	22.36	10	10	21	57	D				-9	-6	1	-1	3	-1	4	1	2	10	20
6/20/13 18:27	6/19/13	PCI	Fund	CEF	Closed-End Funds	Seidner Marc P	CA	H	SEE REMA	P	23	22.75	13	1	2	47	D				-7	-9	-6	1	-2	-1	-1	2	1	3	17
3/26/13 16:41	3/25/13	PCI	Fund	CEF	Closed-End Funds	Seidner Marc P	CA	H	SEE REMA	P	139	24.64	9	6	14	46	D					-3	-2	-1	-1	0	0	1	-12	-6	0
1/30/13 17:03	1/28/13	PCI	Fund	CEF	Closed-End Funds	Seidner Marc P	CA	H	SEE REMA	P	1,000	25.00	33	40	New	40	D									0	3	1	1	-10	-1

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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