LM - Legg Mason, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	29	116	0	0	1	1	3	4	2
S	%wins				61	57	49	41	45	54	51

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/12/20 12:36	6/10/20	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	S.d	-32,396	49.98	0	-648	-48	709	D
6/11/20 17:09	6/9/20	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	S.d	-832	50.04	0	-17	-3	600	D
6/10/20 16:54	6/8/20	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	S.d	-11,172	50.04	0	-223	-27	596	D
5/22/20 16:53	5/20/20	LM	Financ	InvAdv	Investment Advice	Garden Edward P	NY	D		S	-122,399	49.80	0	-2,458	-100	0	I
5/22/20 16:52	5/20/20	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		S	-122,399	49.80	0	-2,458	-100	0	I
5/19/20 18:43	5/15/20	LM	Financ	InvAdv	Investment Advice	Garden Edward P	NY	D		S.m	-70,983	49.85	0	-1,424	-37	2,458	I
5/19/20 18:42	5/15/20	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		S.m	-70,983	49.85	0	-1,424	-37	2,458	I
4/1/20 18:06	3/31/20	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S.d	-8,700	48.79	0	-178	-54	153	D
4/1/20 18:04	3/31/20	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	O	CB,P,CEO	S.d	-1,115	48.74	0	-23	-4	558	D
3/12/20 15:05	3/12/20	LM	Financ	InvAdv	Investment Advice	Nachtwey Peter	MD	O	Sr. EVP,	S	-548	48.32	0	-11	-6	175	D
3/6/20 15:59	3/4/20	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	S.d	-1,691	49.82	0	-34	-27	91	D
3/6/20 15:58	3/4/20	LM	Financ	InvAdv	Investment Advice	Nachtwey Peter	MD	O	Sr. EVP,	S.d	-5,068	49.82	0	-102	-35	187	D
3/6/20 15:57	3/5/20	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S.d	-72	49.92	0	-1	-1	125	D
3/5/20 15:58	3/3/20	LM	Financ	InvAdv	Investment Advice	Lattin Patricia	MD	O	EVP	S.d	-1,127	49.81	0	-23	-32	48	D
3/5/20 15:57	3/3/20	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	S.d	-1,047	49.83	0	-21	-20	83	D
3/5/20 15:56	3/3/20	LM	Financ	InvAdv	Investment Advice	Nachtwey Peter	MD	O	Sr. EVP,	S.d	-1,126	49.83	0	-23	-12	173	D
5/17/19 13:54	5/16/19	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S.d	-671	36.21	0	-19	-13	125	D
5/17/19 13:47	5/16/19	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	O	Sr. EVP	S.d	-958	36.18	0	-26	-5	546	D
5/17/19 13:45	5/16/19	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	S.d	-202	36.11	0	-6	-7	79	D
5/17/19 13:43	5/16/19	LM	Financ	InvAdv	Investment Advice	Nachtwey Peter	MD	O	CFO	S.d	-332	36.13	0	-9	-6	149	D
5/17/19 13:41	5/16/19	LM	Financ	InvAdv	Investment Advice	Schliessler Ursula	MD	O	EVP,CAO	S.d	-130	36.03	0	-4	-13	24	D
5/17/19 13:39	5/15/19	LM	Financ	InvAdv	Investment Advice	Lattin Patricia	MD	O	EVP	S.d	-82	34.99	0	-2	-5	44	D
9/26/18 15:58	9/24/18	LM	Financ	InvAdv	Investment Advice	Cashman Frances	MD	O	EVP	S.d	-318	31.61	0	-10	-14	63	D
5/18/18 14:14	5/16/18	LM	Financ	InvAdv	Investment Advice	Lattin Patricia	MD	O	EVP	S.ad	-35	38.95	0	-1	-2	42	D
5/18/18 14:12	5/16/18	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	S.ad	-98	38.80	0	-3	-4	66	D
5/17/18 17:24	5/16/18	LM	Financ	InvAdv	Investment Advice	Lattin Patricia	MD	O	EVP	S.d	-35	38.95	0	-1	-2	42	D
5/17/18 17:16	5/16/18	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	O	Sr. EVP	S.d	-1,216	38.81	0	-31	-6	471	D
5/17/18 17:12	5/16/18	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	S.d	-98	38.80	0	-3	-4	66	D
6/30/17 17:02	6/28/17	LM	Financ	InvAdv	Investment Advice	Chen Tian Qiao	U0	DT		S	-162,655	38.43	0	-4,233	-43	5,571	I
5/2/17 15:30	5/1/17	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S	-327	37.24	33	-9	-8	100	D	-26	20	23	18	5	2	-1	-2	0	-3
5/2/17 15:28	5/1/17	LM	Financ	InvAdv	Investment Advice	Schliessler Ursula	MD	O	EVP,CAO	S	-65	37.39	33	-2	-11	14	D	-26	20	23	18	5	2	-1	-2	0	-3
3/27/17 14:14	3/24/17	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S.d	-465	34.88	33	-13	-11	109	D	-34	5	2	11	-1	-5	-5	0	1	4	10
2/17/17 12:37	2/16/17	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	S.d	-1,073	36.06	33	-30	-8	363	D	-36	33	8	13	16	15	4	1	2	3	-1
2/17/17 12:36	2/16/17	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	S.d	-238	36.06	33	-7	-12	50	D	-36	33	8	13	16	15	4	1	2	3	-1
1/11/17 06:22	1/9/17	LM	Financ	InvAdv	Investment Advice	Chen Tian Qiao	U0	T		S.m	-23,504	30.93	33	-760	-7	9,750	I	-40	-9	1	-5	0	1	5	0	2	2	12	18
6/24/16 06:56	6/22/16	LM	Financ	InvAdv	Investment Advice	Chen Tian Qiao	U0	T		S	-514	32.11	33	-16	0	10,510	I	-34	-36	-15	-3	5	-3	6	4	-10	-10	1	6	-3
5/3/16 13:49	5/2/16	LM	Financ	InvAdv	Investment Advice	Schliessler Ursula	MD	O	EVP,CAO	S	-53	31.69	33	-2	-13	11	D	-29	-41	-29	8	-8	-1	-9	-9	-4	-3	7	7	-7
5/3/16 13:47	5/2/16	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S	-301	31.65	33	-10	-10	88	D	-29	-41	-29	8	-8	-1	-9	-9	-4	-3	7	7	-7
4/12/16 09:32	4/11/16	LM	Financ	InvAdv	Investment Advice	Trian Fund Management, L.P.	NY	H	Former 1	S	-336,837	32.00	33	-10,526	-95	514	I	-29	-41	-28	-10	11	-9	-9	-3	2	8	0	-4	7
4/12/16 09:31	4/11/16	LM	Financ	InvAdv	Investment Advice	Trian Fund Management, L.P.	NY	H	Former 1	S	-336,837	32.00	33	-10,526	-95	514	I	-29	-41	-28	-10	11	-9	-9	-3	2	8	0	-4	7
2/2/16 14:55	2/1/16	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	S.d	-1,587	29.70	33	-53	-15	307	D	-29	-45	-39	-34	-24	-15	-6	1	-6	-11	3	8	15	9
5/28/15 09:10	5/26/15	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	H	Former 1	S.m	-16,918	53.84	33	-314	-3	11,040	I	58	12	-3	-8	-1	-1	-1	0	-1	1	-4	-20	-20	-36
5/20/15 17:36	5/18/15	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S.m	-11,905	54.41	33	-219	-2	11,354	I	54	13	-1	-7	0	1	0	-1	0	0	0	-9	-19	-39
5/6/15 10:53	5/5/15	LM	Financ	InvAdv	Investment Advice	Schliessler Ursula	MD	O	EVP,CAO	S	-84	55.32	33	-2	-10	14	D	75	20	6	-3	-4	1	0	4	-1	-2	-2	-9	-16	-43
5/5/15 17:31	5/1/15	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S.m	-23,032	55.23	33	-417	-3	11,573	I	78	20	7	-1	-5	2	1	3	-1	-1	0	-9	-18	-43
5/4/15 14:31	5/1/15	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S	-488	54.27	33	-9	-10	83	D	80	19	7	-1	-6	0	1	1	1	-1	-2	-10	-17	-41
4/15/15 17:25	4/13/15	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S	-2,751	55.01	33	-50	0	11,990	I	74	27	10	3	-6	-5	-2	-1	0	-1	-1	-9	-19	-36
4/8/15 17:31	4/6/15	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S.m	-12,136	55.15	33	-220	-2	12,040	I	81	16	6	4	-7	-5	-2	-2	1	0	0	-7	-21	-39
4/2/15 18:38	4/1/15	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S.m	-34,836	55.47	33	-628	-5	12,260	I	79	14	9	3	-5	-2	-5	-1	-1	-1	-1	-7	-25	-37
12/23/14 11:56	12/22/14	LM	Financ	InvAdv	Investment Advice	Krongard Cheryl Gordon	MD	D		S	-67	54.27	33	-1	-4	27	D	110	27	7	10	0	-1	5	6	1	-1	1	2	-3	-28
5/5/14 14:11	5/5/14	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S	-420	46.10	33	-9	-10	78	D	85	49	21	11	-1	8	0	0	-1	2	5	1	12	20
10/30/13 15:58	10/29/13	LM	Financ	InvAdv	Investment Advice	Reed W Allen	MD	D		S	-771	38.59	33	-20	-41	29	D	49	60	26	14	12	18	6	6	-1	0	1	11	20	34
5/3/13 12:14	5/2/13	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S	-233	31.35	33	-7	-10	64	D	-12	24	28	15	0	-1	3	1	1	6	10	11	23	49
2/8/10 16:50	2/4/10	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	O	Sr. EVP	S	-414	25.01	33	-17	-7	219	D	-62	62	-12	-14	-17	-18	-8	-6	2	5	18	13	19	42
7/28/09 16:26	7/24/09	LM	Financ	InvAdv	Investment Advice	Ukrop James E	MD	D		S.d	-244	27.12	33	-9	-7	122	D	-68	-27	50	46	11	19	13	5	1	0	5	16	0	7
3/30/09 16:33	3/27/09	LM	Financ	InvAdv	Investment Advice	Bain Peter L	MD	O	Sr. EVP	S	0	0.00	33	-29	-50	30										6	16	21	65	87	90
2/25/09 14:55	2/23/09	LM	Financ	InvAdv	Investment Advice	Bain Peter L	MD	O	Sr. EVP	S	-1	13.43	33	0	0	59	B									-5	-19	16	37	103	85
1/5/09 13:25	12/17/08	LM	Financ	InvAdv	Investment Advice	Koerner John E III	MD	D		S	-272	20.89	33	-13	-45	16	B									11	3	-30	-22	4	36
12/19/08 13:14	12/17/08	LM	Financ	InvAdv	Investment Advice	Koerner John E III	MD	D		S	-689	20.88	33	-33	-53	29	D	-77	-70	-57	-47	12	19	14	11	1	-6	-9	-23	7	39
6/11/08 16:51	6/9/08	LM	Financ	InvAdv	Investment Advice	Daley Charles J Jr	MD	O	SVP,CFO,	S.d	-132	52.99	33	-3	-8	30	D	-45	-46	-30	-18	-14	-5	-2	-3	2	2	-27	-13	-59	-49
5/19/08 17:25	5/15/08	LM	Financ	InvAdv	Investment Advice	Mason Raymond A	MD	D		S.d	-1,417	56.69	33	-25	-1	2,479	D	-43	-42	-23	-18	-6	-8	1	2	-1	-5	-7	-21	-67	-62
5/14/08 17:41	5/12/08	LM	Financ	InvAdv	Investment Advice	Mason Raymond A	MD	D		S.dm	-4,180	55.73	33	-75	-3	2,479	D	-46	-44	-23	-21	-6	-6	-15	1	2	-1	-7	-26	-69	-67
12/19/07 18:11	12/19/07	LM	Financ	InvAdv	Investment Advice	Schipke Roger W	MD	D		S	-95	72.77	33	-1	-5	25	I	-37	-23	-26	-13	-5	-3	-4	-2	-1	2	-3	-21	-27	-69
12/12/07 17:20	12/12/07	LM	Financ	InvAdv	Investment Advice	Schipke Roger W	MD	D		S	-100	77.27	33	-1	-5	26	I	-36	-22	-23	-3	-7	7	-1	-2	-1	-3	-5	-17	-30	-73
12/12/07 12:57	12/10/07	LM	Financ	InvAdv	Investment Advice	Abbaei Mike	MD	O	EVP	S	-395	79.05	33	-5	-6	81	D	-36	-22	-23	-3	-7	7	-1	-2	0	-3	-5	-18	-31	-73
12/6/07 14:46	12/5/07	LM	Financ	InvAdv	Investment Advice	Schipke Roger W	MD	D		S	-97	74.29	33	-1	-4	28	I	-38	-23	-23	-12	-8	0	8	-3	3	1	-4	-14	-28	-77
11/30/07 14:05	11/28/07	LM	Financ	InvAdv	Investment Advice	Schipke Roger W	MD	D		S	-93	71.84	33	-1	-4	29	I	-38	-21	-26	-15	-12	0	5	7	4	4	0	-11	-28	-75
11/26/07 17:16	11/21/07	LM	Financ	InvAdv	Investment Advice	Schipke Roger W	MD	D		S	-90	69.35	33	-1	-4	30	I	-43	-26	-30	-21	-19	-10	-5	0	4	11	9	3	-21	-77
6/22/07 12:32	6/20/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Spector Elisabeth N	MD	O	SVP	S.d	-451	100.62	33	-4	-8	55	D	18	0	3	4	0	-1	1	-2	-1	2	0	-17	-27	-48
6/14/07 17:18	6/12/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Obrien Edward I	MD	D		S.d	-784	98.03	33	-8	-16	41	D	18	4	2	2	-3	-3	-1	0	1	0	3	-21	-24	-47
6/14/07 16:01	6/13/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Bilson F Barry	MD	O	SVP	S.d	-475	98.89	33	-5	-3	163	D	18	4	2	2	-3	-3	-1	0	1	0	3	-21	-24	-47
6/7/07 12:44	6/6/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Scheve Timothy C	MD	O	Sr. EVP	S.d	-2,962	98.72	33	-30	-15	173	D	17	7	5	0	-2	1	-1	-1	-2	0	2	-13	-25	-44
6/6/07 15:47	6/4/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	St George Nicholas J	MD	D		S.d	-1,801	100.07	33	-18	-31	40	D	16	4	4	0	2	1	-1	-2	0	-1	1	-12	-24	-46
6/5/07 15:44	6/1/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Daley Charles J Jr	MD	O	SVP,CFO,	S.d	-704	100.62	33	-7	-24	23	D	20	5	4	3	1	1	-2	-1	-1	-1	1	-13	-23	-46
5/18/07 17:23	5/17/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mason Raymond A	MD	DO	CB,P,CEO	S.dm	-5,613	98.47	33	-57	-2	2,458	D	26	-3	7	-6	1	-1	-7	-1	1	1	1	-13	-25	-43
5/16/07 18:15	5/14/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mason Raymond A	MD	DO	CB,P,CEO	S.dm	-9,870	98.70	33	-100	-4	2,380	D	27	-3	7	-3	2	-3	-7	-1	0	4	2	-12	-25	-42
9/11/06 16:34	9/8/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Obrien Edward I	MD	D		S	-274	91.23	33	-3	-7	41	D	70	-16	-28	-7	5	-2	1	-1	4	13	13	7	6	-13
6/15/06 12:14	8/10/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S.a	-491	109.00	33	-5	-17	23	B									6	4	-3	2	0	4
3/29/06 18:52	3/27/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Daley Charles J Jr	MD	O	SVP,CFO,	S.d	-256	128.02	33	-2	-11	17										-1	0	-1	-20	-19	-24
2/27/06 18:04	2/23/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S.d	-1,222	135.73	33	-9	-27	24	B									-3	0	-5	-27	-34	-24
2/7/06 18:29	2/3/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S.d	-1,192	132.46	33	-9	-27	24	B									1	-1	-1	-10	-33	-18
12/27/05 17:54	12/22/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Adams Harold L	MD	D		S.d	-1,775	120.58	33	-15	-23	51	D	144	72	22	13	5	1	1	0	0	0	9	5	-17	-21
11/25/05 17:53	11/22/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Taber Edward A III	MD	O	EVP	S	-6,358	122.27	33	-52	-50	52	D	143	87	52	19	22	12	6	4	-4	-2	-3	7	-21	-23
11/21/05 17:32	11/17/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Sabelhaus Robert G	MD	O	EVP	S	-1,196	119.57	33	-10	-4	244	D	142	88	46	13	14	12	6	5	-2	-3	-2	8	-22	-22
11/10/05 19:33	11/8/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Ukrop James E	VA	D		S	-15	111.66	33	0	0	115	I	109	77	46	5	6	10	6	0	0	0	4	14	-13	-21
11/3/05 09:49	11/1/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	St George Nicholas J	MD	D		S.d	-857	107.21	33	-8	-16	41	D	100	77	40	6	3	8	1	7	1	3	10	19	7	-18
10/31/05 16:42	10/27/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Taber Edward A III	MD	O	EVP	S	-275	105.93	33	-3	-2	104	D	89	64	46	2	-2	-2	-1	1	1	6	16	22	9	-17
10/3/05 11:21	9/29/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Chowdhury Deepak	MD	O	SVP	S.d	-1,908	105.99	33	-18	-39	29	D	126	104	43	5	2	0	6	1	-1	-3	-2	9	13	-8
9/30/05 12:36	9/28/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Brinkley James W	MD	D		S	-1,095	109.50	33	-10	-1	962	D	128	105	42	4	2	0	1	0	2	-1	-4	12	16	-6
9/28/05 19:37	9/26/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Sullivan Joseph A	MD	O	EVP	S.d	-3,824	107.42	33	-36	-31	80	D	127	111	40	4	2	2	4	1	0	-1	0	12	16	-7
9/27/05 17:10	9/23/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Brinkley James W	MD	D		S	-1,861	109.50	33	-17	-2	972	D	121	110	41	8	0	2	3	4	0	1	-5	13	17	-6
9/26/05 16:29	9/22/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	O	EVP	S.d	-1,068	106.83	33	-10	-8	108	D	119	106	39	11	-1	3	1	1	1	2	2	12	19	-7
9/14/05 16:59	9/12/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Sabelhaus Robert G	MD	O	EVP	S	-2,190	109.48	33	-20	-7	255	D	130	97	33	28	2	2	3	1	-2	0	-4	11	19	-7
9/13/05 16:24	9/9/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Obrien Edward I	MD	D		S	-216	107.77	33	-2	-5	36	D	134	99	38	30	7	3	5	3	-2	-2	-3	11	17	-12
8/30/05 15:28	8/26/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mason Raymond A	MD	DO	CB,P,CEO	S.d	-7,440	106.29	33	-70	-3	2,330	D	128	99	30	29	-5	1	0	0	-2	0	2	14	27	-16
8/29/05 17:32	8/25/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S.m	-475	105.63	33	-5	-16	24	I	128	95	32	28	-4	4	-1	-1	-2	-1	2	19	23	-16
8/18/05 12:59	8/16/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Taber Edward A III	MD	O	EVP	S	-259	107.80	33	-2	-2	107	D	128	103	31	30	-1	3	4	-2	-1	-1	-2	8	25	-14
8/12/05 16:08	8/10/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S	-491	109.00	33	-5	-14	29	I	138	116	38	39	5	-3	2	7	-1	-3	0	5	21	-23
8/12/05 13:26	8/10/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Ukrop James E	VA	D		S	-1,705	109.31	33	-16	-12	115	D	138	116	38	39	5	-3	2	7	0	-3	0	5	21	-23
8/4/05 18:26	8/2/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	EVP	S.d	-2,593	106.28	33	-24	-7	304	D	138	107	37	34	25	-3	-5	4	-2	4	1	3	28	-18
8/4/05 17:38	8/2/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S	-633	105.56	33	-6	-18	27	D	138	107	37	34	25	-3	-5	4	-2	4	1	3	28	-18
8/4/05 17:23	8/2/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Sabelhaus Robert G	MD	O	EVP	S	-1,767	105.18	33	-17	-6	275	D	138	107	37	34	25	-3	-5	4	-2	4	1	3	28	-18
7/15/05 15:32	6/30/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Adams Harold L	MD	D		S	-763	104.17	33	-7	-18	34	D	138	100	60	53	27	29	3	1	0	3	-1	-7	18	-14
7/5/05 18:51	6/30/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	O	EVP	S	-2,115	105.73	33	-20	-19	83	D	138	76	43	36	26	24	23	0	0	2	0	3	13	-5
7/5/05 16:50	6/30/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Sullivan Joseph A	MD	O	EVP	S	-81	105.52	33	-1	-1	72	D	138	76	43	36	26	24	23	0	0	2	0	3	13	-5
7/5/05 15:24	6/30/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Sabelhaus Robert G	MD	O	EVP	S.d	-1,057	105.65	33	-10	-3	277	D	138	76	43	36	26	24	23	0	2	4	2	5	15	-3
7/5/05 13:47	6/30/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Chowdhury Deepak	MD	O	SVP	S	-312	104.05	33	-3	-9	29	D	138	76	43	36	26	24	23	0	2	4	2	5	15	-3
7/5/05 13:28	6/30/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Brinkley James W	MD	D		S	-951	105.70	33	-9	-1	989	D	138	76	43	36	26	24	23	0	2	4	2	5	15	-3
4/1/05 12:13	3/30/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Taber Edward A III	MD	O	EVP	S	-275	78.08	33	-4	-3	108	D	144	29	48	8	-4	-2	-6	0	-2	-3	-9	36	39	61
3/24/05 17:19	3/22/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S	-166	83.07	33	-2	-6	33	D	143	36	50	12	0	-2	0	-5	-2	-1	-10	8	31	60
3/21/05 20:18	3/17/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S	-363	84.94	33	-4	-11	35	D	154	38	55	18	6	4	5	3	-3	-6	-12	3	26	55
3/18/05 17:26	3/16/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Chowdhury Deepak	MD	O	SVP	S	-330	82.59	33	-4	-12	31	D	157	38	53	20	10	3	3	6	-1	-6	-14	2	25	52
2/17/05 17:06	2/15/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Taber Edward A III	MD	O	EVP	S	-802	80.18	33	-10	-8	111	D	151	31	55	24	17	7	2	0	-1	-1	4	2	32	66
2/16/05 18:05	2/14/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Sabelhaus Robert G	MD	O	SVP	S.d	-815	81.48	33	-10	-3	277	D	154	29	52	20	14	6	1	1	-1	-3	3	-2	32	65
12/7/04 17:33	12/3/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Brinkley James W	MD	D		S.m	-735	70.00	33	-11	-1	1,011	D	110	34	14	27	15	4	3	-1	0	2	0	17	24	74
12/6/04 13:46	12/2/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Adams Harold L	MD	D		S	-611	69.40	33	-9	-21	34	D	108	33	18	33	14	4	6	3	-1	1	1	18	25	75
11/24/04 16:37	11/22/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Taber Edward A III	MD	O	EVP	S	-427	64.19	33	-7	-5	121	D	91	31	14	23	25	5	-2	-1	0	4	6	20	22	85
11/10/04 10:15	11/8/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Ford Harry M Jr	MD	D		S	-452	64.60	33	-7	-4	171	D	105	14	10	25	22	20	1	-1	1	3	9	24	25	75
11/9/04 17:32	11/5/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Sabelhaus Robert G	MD	O	EVP	S	-1,307	65.36	33	-20	-7	264	D	99	14	12	23	23	17	1	1	1	4	9	25	26	77
8/4/04 16:45	8/2/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S	-79	78.65	33	-1	-7	12	D	90	14	-12	-14	-12	-9	-2	-2	-2	0	3	21	51	108
7/27/04 10:46	7/26/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S	-359	78.71	33	-5	-25	13	D	95	13	-11	-16	-13	-11	-6	1	2	0	2	18	44	116
7/22/04 17:16	7/21/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S.d	-167	79.34	33	-2	-10	18	D	89	12	-9	-17	-15	-15	-10	-6	-1	-2	-1	3	35	123
7/1/04 17:11	6/29/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Taber Edward A III	MD	O	EVP	S	-1,365	91.00	33	-15	-15	85	D	87	41	20	0	6	1	3	-1	0	-4	-13	-12	21	78
5/28/04 19:47	5/26/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Bilson F Barry	MD	O	SVP	S	-591	87.51	33	-7	-9	65	D	63	43	12	-7	-7	2	2	2	0	2	4	-6	16	43
5/25/04 17:04	5/21/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S	-300	85.63	33	-4	-16	18	D	56	48	15	-6	-11	-5	-2	0	0	0	4	-9	13	45
5/24/04 18:00	5/20/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Taber Edward A III	MD	O	EVP	S.dm	-1,061	85.37	33	-12	-11	100	D	57	48	13	-7	-13	-5	-2	0	2	2	5	-7	13	46
3/30/04 10:56	3/26/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Adams Harold L	MD	D		S	-268	90.31	33	-3	-11	24	D	75	84	26	21	-2	-1	0	5	0	5	1	0	-15	29
3/29/04 14:58	1/28/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Taber Edward A III	MD	O	EVP	S	-466	88.47	33	-5	-5	104	D	71	79	22	19	-2	-4	-2	2	1	6	5	1	-14	29
3/26/04 11:29	3/23/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Taber Edward A III	MD	O	EVP	S	-691	88.62	33	-8	-7	109	D	74	76	19	18	-4	-5	-1	1	1	5	5	3	-11	32
3/4/04 11:20	3/2/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Brinkley James W	MD	DO	Sr. EVP	S.d	-926	93.80	33	-10	-1	668	D	74	96	29	19	5	1	2	0	0	-3	0	-5	-14	31
2/25/04 18:06	2/23/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Ford Harry M Jr	MD	D		S.d	-250	92.27	33	-3	-2	111	D	82	93	29	23	12	4	-1	-2	1	1	-6	-8	-14	29
2/20/04 16:29	2/18/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Sr. EVP	S	-1,881	94.07	33	-20	-9	205	D	87	94	34	21	17	7	6	2	-1	1	-3	-7	-15	30
2/20/04 10:48	2/12/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Chowdhury Deepak	MD	O	SVP	S	-279	92.87	33	-3	-12	22	D	87	94	34	21	17	7	6	2	-1	0	-4	-8	-16	29
2/19/04 10:01	2/17/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Ford Harry M Jr	MD	D		S.d	-282	93.93	33	-3	-3	111	D	82	92	33	17	18	9	6	2	0	-1	-3	-9	-16	31
2/17/04 17:41	2/12/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mason Raymond A	MD	DO	CB,P,CEO	S	-6,967	92.89	33	-75	-5	1,570	D	73	100	31	9	18	3	5	4	1	-1	-3	-8	-16	31
2/10/04 16:45	2/6/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S	-142	89.05	33	-2	-7	22	D	74	88	30	5	17	4	0	1	4	6	2	-4	-12	36
2/2/04 18:08	1/29/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S.d	-366	87.11	33	-4	-15	23	D	77	82	27	6	17	8	-2	-1	0	1	6	4	-11	32
1/27/04 16:15	1/23/04	LM	Financ	FinTrd	Security Brokers, Dealers & F	Ford Harry M Jr	MD	D		S	-222	88.71	33	-3	-2	107	D	78	84	28	14	17	13	8	-1	-3	0	5	5	-10	28
11/4/03 17:01	10/31/03	LM	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Sr. EVP	S	-1,660	83.02	33	-20	-8	219	D	102	78	48	27	11	8	8	1	1	-1	-6	4	8	13
10/31/03 08:49	10/30/03	LM	Financ	FinTrd	Security Brokers, Dealers & F	Ford Harry M Jr	MD	D		S	-167	83.32	33	-2	-2	110	D	99	79	51	21	8	8	8	2	1	3	-4	8	10	15
9/25/03 15:38	9/23/03	LM	Financ	FinTrd	Security Brokers, Dealers & F	Taber Edward A III	MD	O	EVP	S.d	-626	76.79	33	-8	-7	112	D	107	80	48	17	8	1	4	-1	-1	-2	4	1	19	6
9/25/03 13:16	9/23/03	LM	Financ	FinTrd	Security Brokers, Dealers & F	Ford Harry M Jr	MD	D		S	-228	75.85	33	-3	-3	112	D	107	80	48	17	8	1	4	-1	-1	-2	4	1	19	6
9/9/03 17:03	9/5/03	LM	Financ	FinTrd	Security Brokers, Dealers & F	Sullivan Joseph A	MD	O	SVP	S.d	-4,383	73.51	33	-60	-55	49	D	69	60	60	16	5	4	4	0	-4	-2	3	4	26	11
9/8/03 16:14	9/5/03	LM	Financ	FinTrd	Security Brokers, Dealers & F	Brinkley James W	MD	DO	Sr. EVP	S	-1,231	73.86	33	-17	-2	672	D	65	62	53	13	5	4	4	1	0	-2	3	6	28	12
9/3/03 17:19	9/2/03	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mason Raymond A	MD	DO	CB,P,CEO	S	-3,625	72.49	33	-50	-3	1,483	D	65	52	51	14	4	4	2	3	2	0	1	8	29	10

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y