AMP - Ameriprise Financial Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	15	90	-0	0	1	2	2	-13	-1
S	%wins				79	56	52	43	54	75	60

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/29/24 16:04	3/27/24	AMP	Financ	InvAdv	Investment Advice	Alvero Gumer	MN	O	P-INSURA	S.d	-722	437.00	0	-2	-17	8	D
3/28/24 16:50	3/26/24	AMP	Financ	InvAdv	Investment Advice	Brockman Dawn M.	MN	O	SVP,CONT	S.d	-97	434.13	0	0	-14	1	D
3/1/24 16:47	2/28/24	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S	-3,296	412.05	0	-8	-26	23	I
2/28/24 16:38	2/26/24	AMP	Financ	InvAdv	Investment Advice	Smyth Gerard P.	MN	O	EVP Tech	S.d	-1,811	407.92	0	-4	-54	4	D
2/26/24 18:51	2/22/24	AMP	Financ	InvAdv	Investment Advice	Alvero Gumer	MN	O	P-INSURA	S	-154	400.98	0	0	-5	8	D
2/26/24 18:50	2/22/24	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.m	-8,897	404.40	0	-22	-12	161	D
2/21/24 20:23	2/16/24	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.m	-6,218	398.97	0	-16	-8	183	D
2/13/24 20:44	2/12/24	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.d	-1,000	401.12	0	-2	-1	198	D
2/13/24 20:42	2/12/24	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S.d	-2,893	401.82	0	-7	-50	7	D
2/9/24 20:21	2/7/24	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S	-5,176	387.81	0	-13	-66	7	D
2/8/24 17:46	2/6/24	AMP	Financ	InvAdv	Investment Advice	Sharpe Robert Francis Jr	MN	D		S	-1,546	386.60	0	-4	-18	18	I
1/30/24 20:57	1/26/24	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-3,781	390.22	0	-10	-21	37	M
1/30/24 20:51	1/29/24	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S.d	-2,004	389.47	0	-5	-35	10	D
12/27/23 16:16	6/29/23	AMP	Financ	InvAdv	Investment Advice	Alvero Gumer	MN	O	P-INSURA	S	-152	329.94	0	0	-5	8	D
12/18/23 16:27	12/14/23	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S	-1,135	378.23	0	-3	-26	8	D
12/15/23 16:54	12/13/23	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S.d	-2,377	370.82	0	-6	-43	8	D
12/13/23 16:55	12/11/23	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.d	-3,640	365.86	0	-10	-6	159	D
8/8/23 19:16	8/4/23	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S.d	-4,585	351.55	0	-13	-61	8	D
8/7/23 16:06	8/3/23	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.d	-3,404	354.00	0	-10	-6	159	D
8/3/23 16:10	8/1/23	AMP	Financ	InvAdv	Investment Advice	Smyth Gerard P.	MN	O	EVP Tech	S	-843	348.74	0	-2	-39	4	D
2/17/23 16:14	2/15/23	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S	-3,521	352.07	0	-10	-40	15	D
2/16/23 16:50	2/14/23	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S	-2,239	350.35	0	-6	-36	11	D
2/14/23 18:51	2/13/23	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-4,079	355.33	0	-11	-29	28	I
2/13/23 16:15	2/9/23	AMP	Financ	InvAdv	Investment Advice	Melloh Heather J.	MN	O	EVP,GC	S.d	-271	352.87	0	-1	-20	3	D
2/9/23 17:13	2/7/23	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S	-13,852	352.08	0	-39	-20	159	D
1/31/23 20:00	1/27/23	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-3,992	347.69	0	-11	-30	27	M
1/31/23 19:56	1/27/23	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S.d	-2,045	348.79	0	-6	-33	12	D
12/29/22 17:01	12/27/22	AMP	Financ	InvAdv	Investment Advice	Brockman Dawn M.	MN	O	INTERIM	S	-127	310.63	0	0	-29	1	D
11/28/22 17:09	11/23/22	AMP	Financ	InvAdv	Investment Advice	Melloh Heather J.	MN	O	EVP,GC	S.d	-55	332.63	0	0	-5	3	D
11/28/22 17:03	11/23/22	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.d	-4,346	333.02	0	-13	-7	162	D
11/17/22 17:22	11/15/22	AMP	Financ	InvAdv	Investment Advice	Smyth Gerard P.	MN	O	EVP Tech	S.d	-1,341	324.66	0	-4	-44	5	D
11/17/22 17:20	11/15/22	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S.d	-3,928	327.81	0	-12	-52	11	D
8/30/22 18:22	8/26/22	AMP	Financ	InvAdv	Investment Advice	Sharpe Robert Francis Jr	MN	D		S	-277	277.01	0	-1	-4	23	I
3/30/22 16:16	3/28/22	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S	-2,718	312.01	0	-9	-44	11	D
3/29/22 16:22	3/25/22	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S	-17,789	314.16	0	-57	-26	162	D
3/29/22 16:19	3/25/22	AMP	Financ	InvAdv	Investment Advice	Alvero Gumer	MN	O	P-INSURA	S.d	-642	314.30	0	-2	-19	9	D
2/15/22 18:10	2/11/22	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S.d	-4,095	315.45	0	-13	-55	10	D
2/15/22 18:10	2/11/22	AMP	Financ	InvAdv	Investment Advice	Thissen Karen Wilson	MN	O	EVP,GC	S.d	-2,023	313.88	0	-6	-38	10	D
2/15/22 18:09	2/14/22	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-4,881	305.09	0	-16	-36	29	I
2/14/22 16:14	2/10/22	AMP	Financ	InvAdv	Investment Advice	Hutt John R.	MN	O	Sr Vice	S.d	-415	323.02	0	-1	-29	3	D
2/9/22 18:13	2/7/22	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S.m	-3,791	315.88	0	-12	-38	20	D
12/29/21 16:11	12/27/21	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.d	-7,349	306.35	0	-24	-12	174	D
12/20/21 16:37	12/16/21	AMP	Financ	InvAdv	Investment Advice	Hutt John R.	MN	O	Sr Vice	S.d	-202	302.61	0	-1	-19	3	D
11/10/21 16:27	11/8/21	AMP	Financ	InvAdv	Investment Advice	Thissen Karen Wilson	MN	O	EVP,GC	S	-462	308.03	0	-2	-13	10	D
11/2/21 16:38	10/29/21	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.d	-9,302	303.67	0	-31	-15	174	D
11/1/21 16:15	10/28/21	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S.d	-4,834	302.37	0	-16	-50	16	D
8/30/21 18:47	8/26/21	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-5,298	271.39	0	-20	-30	45	M
8/11/21 16:25	8/9/21	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S.d	-2,977	265.52	0	-11	-43	15	D
5/3/21 17:22	4/29/21	AMP	Financ	InvAdv	Investment Advice	Smyth Gerard P.	MN	O	EVP Tech	S.d	-252	259.64	0	-1	-8	11	D
5/3/21 17:22	4/29/21	AMP	Financ	InvAdv	Investment Advice	Woerner John Robert	MN	O	P Ins,Ch	S.d	-3,611	258.76	0	-14	-34	28	D
5/3/21 16:52	4/29/21	AMP	Financ	InvAdv	Investment Advice	Thissen Karen Wilson	MN	O	EVP,GC	S	-405	259.85	0	-2	-12	12	D
2/19/21 16:35	2/17/21	AMP	Financ	InvAdv	Investment Advice	Thissen Karen Wilson	MN	O	EVP,GC	S.d	-450	219.21	0	-2	-13	13	D
2/16/21 17:02	2/11/21	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S.d	-2,045	215.22	0	-10	-36	17	D
2/12/21 16:33	2/10/21	AMP	Financ	InvAdv	Investment Advice	Hutt John R.	MN	O	Sr Vice	S	-17	216.07	0	0	-3	2	D
2/12/21 16:31	2/10/21	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S	-11,236	215.26	0	-52	-23	173	D
2/9/21 17:43	2/9/21	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S	-4,030	212.09	0	-19	-55	16	D
2/3/21 17:05	2/3/21	AMP	Financ	InvAdv	Investment Advice	Moore Colin	MN	O	EVP,Glob	S.d	-8,928	202.60	0	-44	-43	58	D
2/3/21 17:04	2/3/21	AMP	Financ	InvAdv	Investment Advice	Thissen Karen Wilson	MN	O	EVP,GC	S.d	-268	204.94	0	-1	-8	14	D
2/3/21 17:04	2/3/21	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-2,444	203.61	0	-12	-20	47	M
12/7/20 16:32	12/3/20	AMP	Financ	InvAdv	Investment Advice	Hutt John R.	MN	O	Sr Vice	S	-59	196.12	0	0	-13	2	D
12/7/20 16:31	12/3/20	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S.d	-1,362	195.30	0	-7	-28	18	D
12/2/20 16:47	11/30/20	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S.d	-1,238	186.69	0	-7	-27	18	D
12/2/20 16:46	11/30/20	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S	-3,949	188.00	0	-21	-32	44	I
12/1/20 15:16	11/25/20	AMP	Financ	InvAdv	Investment Advice	Thissen Karen Wilson	MN	O	EVP,GC	S	-215	189.66	0	-1	-8	13	D
11/13/20 16:00	11/11/20	AMP	Financ	InvAdv	Investment Advice	Moore Colin	MN	O	EVP,Glob	S	-2,241	181.86	0	-12	-18	55	D
11/12/20 18:14	11/9/20	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.d	-9,663	184.39	0	-52	-22	182	D
11/12/20 18:13	11/9/20	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S.d	-2,838	182.95	0	-16	-46	18	D
11/6/20 16:18	11/4/20	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.dm	-12,836	172.20	0	-75	-27	207	D
11/5/20 16:38	11/3/20	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S.d	-1,833	167.73	0	-11	-35	20	D
11/4/20 16:16	11/2/20	AMP	Financ	InvAdv	Investment Advice	Sharpe Robert Francis Jr	MN	D		S	-165	164.55	0	-1	-16	5	D
11/3/20 17:36	10/30/20	AMP	Financ	InvAdv	Investment Advice	Thissen Karen Wilson	MN	O	EVP,GC	S	-99	159.22	0	-1	-4	14	D
8/13/20 16:32	8/11/20	AMP	Financ	InvAdv	Investment Advice	Woerner John Robert	MN	O	P Ins,Ch	S.d	-1,617	163.83	0	-10	-26	28	D
5/27/20 17:02	5/26/20	AMP	Financ	InvAdv	Investment Advice	Sharpe Robert Francis Jr	MN	D		S	-141	141.03	0	-1	-14	6	D
2/24/20 16:22	2/20/20	AMP	Financ	InvAdv	Investment Advice	Kupper Randy	MN	O	EVP Tech	S	-1,232	179.56	0	-7	-26	19	D
2/19/20 17:02	2/18/20	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S.d	-9,255	177.43	0	-52	-74	18	D
2/19/20 17:02	2/18/20	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-2,134	177.88	0	-12	-14	75	M
2/19/20 16:59	2/14/20	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.dm	-25,198	177.93	0	-142	-38	235	D
2/10/20 17:27	2/10/20	AMP	Financ	InvAdv	Investment Advice	Thissen Karen Wilson	MN	O	EVP,GC	S.d	-93	175.72	0	-1	-3	15	D
2/10/20 17:26	2/7/20	AMP	Financ	InvAdv	Investment Advice	Kupper Randy	MN	O	EVP Tech	S.d	-1,248	175.42	0	-7	-24	23	D
2/4/20 16:48	1/31/20	AMP	Financ	InvAdv	Investment Advice	Woerner John Robert	MN	O	P Ins,Ch	S.d	-1,262	166.15	0	-8	-20	30	D
12/20/19 16:11	12/18/19	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S	-1,357	167.50	0	-8	-29	20	D
11/12/19 17:29	11/8/19	AMP	Financ	InvAdv	Investment Advice	Thissen Karen Wilson	MN	O	EVP,GC	S.d	-48	158.67	0	0	-2	12	D
10/31/19 17:34	10/29/19	AMP	Financ	InvAdv	Investment Advice	Woerner John Robert	MN	O	P Ins,Ch	S	-998	154.14	0	-6	-19	27	D
6/11/19 16:15	6/7/19	AMP	Financ	InvAdv	Investment Advice	Kupper Randy	MN	O	EVP Tech	S	-776	150.38	0	-5	-18	24	D
2/27/19 17:18	2/25/19	AMP	Financ	InvAdv	Investment Advice	Moore Colin	MN	O	EVP,Glob	S	-3,212	133.64	0	-24	-30	56	D
2/27/18 17:00	2/23/18	AMP	Financ	InvAdv	Investment Advice	Kupper Randy	MN	O	EVP Tech	S	-699	159.61	0	-4	-17	22	D
1/30/18 16:24	1/26/18	AMP	Financ	InvAdv	Investment Advice	McGraw Deirdre Davey	MN	O	EVP Corp	S.d	-957	174.04	0	-6	-34	11	D
1/30/18 16:23	1/26/18	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-5,449	173.64	0	-31	-40	47	M
12/27/17 16:07	12/22/17	AMP	Financ	InvAdv	Investment Advice	Stewart David Kent	MN	O	Sr Vice	S.d	-826	171.51	0	-5	-21	18	D
12/12/17 16:10	12/8/17	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S.d	-1,242	169.47	0	-7	-34	14	D
11/29/17 18:42	11/27/17	AMP	Financ	InvAdv	Investment Advice	Stewart David Kent	MN	O	Sr Vice	S.d	-97	160.72	0	-1	-3	18	D
11/9/17 17:44	11/7/17	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.m	-6,728	159.33	0	-42	-17	204	D
10/31/17 17:24	10/27/17	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S	-308	161.58	0	-2	-12	14	D
10/31/17 17:24	10/27/17	AMP	Financ	InvAdv	Investment Advice	Maglaque Charles Neal	MN	O	P Advice	S.d	-282	161.01	0	-2	-13	12	D
10/31/17 17:24	10/27/17	AMP	Financ	InvAdv	Investment Advice	Kupper Randy	MN	O	EVP Tech	S.d	-396	161.06	0	-2	-10	22	D
10/30/17 16:34	10/26/17	AMP	Financ	InvAdv	Investment Advice	Woerner John Robert	MN	O	P Ins,Ch	S.d	-1,452	160.91	0	-9	-31	20	D
10/30/17 16:33	10/26/17	AMP	Financ	InvAdv	Investment Advice	McGraw Deirdre Davey	MN	O	EVP Corp	S	-161	160.77	0	-1	-7	14	D
10/30/17 16:32	10/26/17	AMP	Financ	InvAdv	Investment Advice	Moore Colin	MN	O	EVP,Glob	S.d	-690	161.09	0	-4	-7	55	D
8/16/17 17:08	8/14/17	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.m	-5,701	144.50	0	-39	-14	246	D
8/14/17 16:45	8/10/17	AMP	Financ	InvAdv	Investment Advice	Thissen Karen Wilson	MN	O	EVP,GC	S.d	-62	145.15	0	0	-6	7	D
8/14/17 16:44	8/10/17	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S	-5,528	145.80	0	-38	-78	11	D
8/14/17 16:43	8/10/17	AMP	Financ	InvAdv	Investment Advice	McGraw Deirdre Davey	MN	O	EVP Corp	S	-174	145.06	0	-1	-8	14	D
8/7/17 16:34	8/3/17	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S	-1,962	146.25	0	-13	-4	285	D
8/2/17 16:40	7/31/17	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.dm	-14,112	144.67	0	-98	-25	299	D
8/2/17 16:40	7/31/17	AMP	Financ	InvAdv	Investment Advice	Maglaque Charles Neal	MN	O	P Advice	S.d	-684	144.57	0	-5	-29	12	D
8/2/17 16:40	7/31/17	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-2,855	144.43	0	-20	-28	52	M
7/31/17 17:13	7/27/17	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S.d	-1,021	143.96	0	-7	-31	16	D
7/31/17 17:12	7/27/17	AMP	Financ	InvAdv	Investment Advice	Hunter Kelli A	MN	O	EVP of H	S	-217	144.59	0	-2	-5	28	D
7/31/17 17:12	7/27/17	AMP	Financ	InvAdv	Investment Advice	Stewart David Kent	MN	O	Sr Vice	S.d	-713	144.21	0	-5	-21	18	D
6/30/17 16:12	6/29/17	AMP	Financ	InvAdv	Investment Advice	Kupper Randy	MN	O	EVP Tech	S.d	-389	130.24	0	-3	-12	22	D
5/10/17 17:28	5/8/17	AMP	Financ	InvAdv	Investment Advice	Hunter Kelli A	MN	O	EVP of H	S.d	-121	128.80	33	-1	-3	29	D	8	43	49	6	1	2	1	1	-1
4/4/17 16:13	3/31/17	AMP	Financ	InvAdv	Investment Advice	Moore Colin	MN	O	EVP,Glob	S	-2,612	129.08	33	-20	-27	55	D	5	43	32	18	-1	-2	3	2	-1	0	0
3/20/17 16:35	3/16/17	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S	-1,077	134.63	33	-8	-14	50	I	3	45	32	17	9	0	-1	-1	-4	-4	-3
3/3/17 16:29	3/1/17	AMP	Financ	InvAdv	Investment Advice	Woerner John Robert	MN	O	P Ins,Ch	S.d	-718	134.57	33	-5	-19	23	D	3	54	33	18	17	6	1	0	0	0	-3
2/23/17 16:52	2/22/17	AMP	Financ	InvAdv	Investment Advice	Thissen Karen Wilson	MN	O	EVP,GC	S.d	-70	131.18	33	-1	-9	6	D	3	62	37	16	15	16	5	1	0	3	-4
2/23/17 16:52	2/21/17	AMP	Financ	InvAdv	Investment Advice	Kupper Randy	MN	O	EVP Tech	S	-432	129.71	33	-3	-13	22	D	3	62	37	16	15	16	5	1	0	3	-4
2/21/17 16:56	2/16/17	AMP	Financ	InvAdv	Investment Advice	Hunter Kelli A	MN	O	EVP of H	S	-505	128.88	33	-4	-13	26	D	0	61	35	14	12	15	7	1	0	0	-4
2/16/17 16:46	2/14/17	AMP	Financ	InvAdv	Investment Advice	McGraw Deirdre Davey	MN	O	EVP Corp	S	-269	128.01	33	-2	-12	15	D	-1	56	35	13	13	13	5	4	0	1	2
2/14/17 16:13	2/10/17	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S	-6,699	123.80	33	-54	-15	299	D	-3	62	34	16	14	11	8	4	1	2	5
2/13/17 16:37	2/9/17	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S	-2,338	123.03	33	-19	-61	12	D	-4	68	31	23	14	11	11	2	1	2	5	1
2/13/17 16:36	2/9/17	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S	-302	123.70	33	-2	-14	16	D	-4	68	31	23	14	11	11	2	1	2	5	1
2/8/17 16:50	2/7/17	AMP	Financ	InvAdv	Investment Advice	Hunter Kelli A	MN	O	EVP of H	S.d	-512	123.36	33	-4	-12	30	D	-4	58	28	40	10	9	9	4	2	6	10	7
2/8/17 16:50	2/7/17	AMP	Financ	InvAdv	Investment Advice	Maglaque Charles Neal	MN	O	P Advice	S.d	-472	123.53	33	-4	-20	15	D	-4	58	28	40	10	9	9	4	2	6	10	7
2/7/17 17:00	2/6/17	AMP	Financ	InvAdv	Investment Advice	Hunter Kelli A	MN	O	EVP of H	S.d	-792	122.53	33	-6	-18	29	D	-2	54	29	41	10	11	7	9	-1	3	8	6
2/7/17 16:59	2/6/17	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-2,069	122.95	33	-17	-23	56	M	-2	54	29	41	10	11	7	9	-1	3	8	6
2/7/17 16:58	2/6/17	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S.d	-723	122.82	33	-6	-26	17	D	-2	54	29	41	10	11	7	9	-1	3	8	6
2/7/17 16:57	2/6/17	AMP	Financ	InvAdv	Investment Advice	Kupper Randy	MN	O	EVP Tech	S.d	-441	122.88	33	-4	-13	24	D	-2	54	29	41	10	11	7	9	-1	3	8	6
12/19/16 16:19	12/15/16	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S	-514	114.47	33	-4	-24	14	D	-9	10	16	13	27	-1	-4	-3	2	0	1	14
12/1/16 16:47	11/29/16	AMP	Financ	InvAdv	Investment Advice	McGraw Deirdre Davey	MN	O	EVP Corp	S	-210	112.63	33	-2	-11	15	D	-8	3	14	14	17	12	1	0	-1	2	-4	16
9/27/16 16:53	9/23/16	AMP	Financ	InvAdv	Investment Advice	Kupper Randy	MN	O	EVP Tech	S	-416	100.81	33	-4	-15	23	D	-16	-7	6	15	1	-3	-3	-3	1	3	-1	15	33
9/9/16 16:21	9/7/16	AMP	Financ	InvAdv	Investment Advice	Junek John Carl	MN	O	EVP,GC	S.d	-470	100.30	33	-5	-17	23	D	-15	-5	16	1	6	4	2	0	2	2	2	18	34
9/9/16 16:21	9/7/16	AMP	Financ	InvAdv	Investment Advice	Woerner John Robert	MN	O	P Ins,Ch	S.d	-455	100.71	33	-5	-18	21	D	-15	-5	16	1	6	4	2	0	2	2	2	18	34
8/10/16 16:44	8/9/16	AMP	Financ	InvAdv	Investment Advice	Kupper Randy	MN	O	EVP Tech	S	-551	96.91	33	-6	-17	27	D	-15	-21	25	2	13	1	1	2	0	1	5	-4	28
6/2/16 16:13	6/1/16	AMP	Financ	InvAdv	Investment Advice	Hunter Kelli A	MN	O	EVP of H	S	-356	102.07	33	-3	-11	29	D	-6	-17	-8	17	4	8	5	2	-1	-1	-12	-1	12
5/18/16 17:19	5/17/16	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S	-989	95.98	33	-10	-15	59	I	-8	-24	-14	13	3	-5	2	0	-1	2	-1	0	20
4/1/16 16:48	3/30/16	AMP	Financ	InvAdv	Investment Advice	Kupper Randy	MN	O	EVP Tech	S	-294	95.73	33	-3	-9	33	D	-11	-26	-10	-13	12	6	0	1	-2	-4	1	-5	6	42
3/1/16 16:43	2/26/16	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S	-1,545	85.84	33	-18	-43	24	D	-19	-36	-26	-25	-9	5	0	1	0	2	9	17	14	57
6/25/15 17:10	6/23/15	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S	-1,170	129.40	33	-9	-43	12	D	73	10	-4	-1	1	2	0	0	0	-1	-3	-16	-15	-18
6/15/15 17:02	6/11/15	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.d	-91	130.25	33	-1	0	246	D	65	13	-3	-3	2	0	1	2	0	0	-2	-14	-14	-20
6/15/15 17:02	6/11/15	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S.d	-1,690	129.97	33	-13	-32	28	D	65	13	-3	-3	2	0	1	2	0	0	-2	-14	-14	-20
5/21/15 16:46	5/19/15	AMP	Financ	InvAdv	Investment Advice	Stewart David Kent	MN	O	Sr Vice	S.d	-15	129.15	33	0	-1	16	D	64	21	1	-5	3	3	2	0	0	-1	0	-5	-11	-23
5/21/15 16:45	5/19/15	AMP	Financ	InvAdv	Investment Advice	Sharpe Robert Francis Jr	MN	D		S	-865	128.58	33	-7	-18	30	D	64	21	1	-5	3	3	2	0	0	-1	0	-5	-11	-23
4/20/15 16:20	4/16/15	AMP	Financ	InvAdv	Investment Advice	Junek John Carl	MN	O	EVP,GC	S.m	-348	129.82	33	-3	-14	17	D	89	26	19	6	-3	0	0	1	0	-2	-1	-2	-15	-24
4/15/15 18:11	4/13/15	AMP	Financ	InvAdv	Investment Advice	Junek John Carl	MN	O	EVP,GC	S.dm	-957	127.20	33	-8	-28	20	D	79	29	13	2	-5	-4	-1	2	1	1	-1	-2	-14	-22
4/2/15 16:44	3/31/15	AMP	Financ	InvAdv	Investment Advice	Maglaque Charles Neal	MN	O	P Advice	S.d	-502	130.97	33	-4	-28	10	D	85	19	7	-2	-4	-3	-3	1	-1	-4	-3	-3	-15	-25
4/1/15 16:07	3/30/15	AMP	Financ	InvAdv	Investment Advice	Froude Donald E	MN	O	P,Person	S	-1,117	131.46	33	-9	-30	20	D	87	21	7	-3	-4	0	-4	0	0	-1	-3	-4	-17	-26
3/20/15 16:30	3/18/15	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.dm	-9,660	136.21	33	-71	-25	213	D	88	25	6	7	1	0	2	-2	-1	-4	-4	-4	-19	-30
3/10/15 16:11	3/6/15	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S	-1,383	136.82	33	-10	-4	270	D	98	21	7	1	3	-2	-1	0	0	4	-1	-3	-15	-29
2/24/15 16:12	2/20/15	AMP	Financ	InvAdv	Investment Advice	Froude Donald E	MN	O	P,Person	S	-817	136.18	33	-6	-17	29	D	109	29	10	4	6	5	-1	-1	0	0	-2	-5	-14	-37
2/23/15 16:43	2/19/15	AMP	Financ	InvAdv	Investment Advice	McGraw Deirdre Davey	MN	O	EVP Corp	S	-543	135.83	33	-4	-22	14	D	109	31	12	5	6	9	0	-1	1	-1	0	-4	-11	-35
2/13/15 17:52	2/11/15	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.dm	-9,794	136.82	33	-72	-20	280	D	113	31	16	6	4	7	4	2	0	-1	-2	-6	-11	-40
2/13/15 17:52	2/11/15	AMP	Financ	InvAdv	Investment Advice	Hunter Kelli A	MN	O	EVP of H	S	-1,054	135.90	33	-8	-21	29	D	113	31	16	6	4	7	4	2	0	-1	-2	-6	-11	-40
2/13/15 17:52	2/11/15	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S	-1,412	136.02	33	-10	-33	21	D	113	31	16	6	4	7	4	2	0	-1	-2	-6	-11	-40
2/13/15 17:52	2/11/15	AMP	Financ	InvAdv	Investment Advice	Woerner John Robert	MN	O	P Ins,Ch	S	-1,898	135.58	33	-14	-50	14	D	113	31	16	6	4	7	4	2	0	-1	-2	-6	-11	-40
2/13/15 17:51	2/12/15	AMP	Financ	InvAdv	Investment Advice	Kupper Randy	MN	O	EVP Tech	S	-156	136.68	33	-1	-3	32	D	113	31	16	6	4	7	4	2	0	-1	-2	-6	-11	-40
2/13/15 17:51	2/11/15	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S	-2,337	135.93	33	-17	-24	56	I	113	31	16	6	4	7	4	2	0	-1	-2	-6	-11	-40
2/13/15 17:50	2/13/15	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S	-3,442	137.68	33	-25	-62	15	D	113	31	16	6	4	7	4	2	0	-1	-2	-6	-11	-40
2/10/15 17:05	2/6/15	AMP	Financ	InvAdv	Investment Advice	Junek John Carl	MN	O	EVP,GC	S.dm	-331	135.46	33	-2	-9	24	D	112	28	15	5	0	8	5	3	0	1	-4	-7	-7	-41
2/10/15 17:05	2/9/15	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-3,267	133.91	33	-24	-25	73	M	112	28	15	5	0	8	5	3	0	1	-4	-7	-7	-41
2/6/15 17:35	2/5/15	AMP	Financ	InvAdv	Investment Advice	Junek John Carl	MN	O	EVP,GC	S	-70	131.40	33	-1	-3	20	D	110	31	14	4	-3	8	3	3	0	2	0	-7	-7	-38
2/4/15 18:05	2/3/15	AMP	Financ	InvAdv	Investment Advice	Junek John Carl	MN	O	EVP,GC	S.d	-231	132.00	33	-2	-8	21	D	106	33	12	6	-1	4	2	3	1	4	2	-5	-4	-34
1/30/15 16:12	1/28/15	AMP	Financ	InvAdv	Investment Advice	Junek John Carl	MN	O	EVP,GC	S.m	-369	128.58	33	-3	-13	19	D	99	25	5	7	3	0	2	-2	3	6	8	1	3	-25
1/27/15 16:17	1/23/15	AMP	Financ	InvAdv	Investment Advice	Junek John Carl	MN	O	EVP,GC	S.dm	-815	129.31	33	-6	-22	22	D	104	25	8	13	-2	2	5	4	-2	0	5	-1	-4	-27
12/30/14 16:02	12/24/14	AMP	Financ	InvAdv	Investment Advice	Froude Donald E	MN	O	P,Person	S.d	-1,623	136.19	33	-12	-32	25	D	126	21	14	10	5	0	5	-1	-1	-7	-4	-2	-6	-17
12/29/14 17:33	12/23/14	AMP	Financ	InvAdv	Investment Advice	Kupper Randy	MN	O	EVP Tech	S.d	-337	136.21	33	-2	-7	33	D	126	21	14	9	4	0	8	0	-1	-6	-7	-3	-8	-19
12/29/14 17:33	12/23/14	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S	-3,967	136.08	33	-29	-9	290	D	126	21	14	9	4	0	8	0	-1	-6	-7	-3	-8	-19
12/23/14 16:46	12/19/14	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S	-1,457	135.12	33	-11	-29	26	D	122	23	15	9	4	2	1	4	-1	-2	-5	-4	-5	-20
12/11/14 17:38	12/9/14	AMP	Financ	InvAdv	Investment Advice	McGraw Deirdre Davey	MN	O	EVP Corp	S	-532	133.08	33	-4	-21	15	D	128	26	16	7	8	3	2	-1	-5	-3	-6	0	-3	-17
12/10/14 16:32	12/8/14	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S.d	-1,518	136.71	33	-11	-23	37	D	127	27	17	8	13	4	3	1	0	-6	-4	1	-2	-17
12/4/14 17:07	12/2/14	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.d	-3,828	132.39	33	-29	-9	290	D	128	27	16	7	17	2	2	1	1	0	-4	0	-4	-15
11/26/14 16:20	11/24/14	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-3,195	131.42	33	-24	-30	57	M	128	25	18	5	21	3	2	1	0	1	2	2	-5	-13
11/26/14 16:20	11/25/14	AMP	Financ	InvAdv	Investment Advice	Maglaque Charles Neal	MN	O	P Advice	S.d	-1,087	131.59	33	-8	-46	10	D	128	25	18	5	21	3	2	1	0	1	2	2	-5	-13
11/14/14 17:41	11/12/14	AMP	Financ	InvAdv	Investment Advice	Sharpe Robert Francis Jr	MN	D		S	-408	129.72	33	-3	-8	34	D	132	27	21	9	7	11	2	0	0	1	-2	7	1	-11
11/12/14 17:12	11/7/14	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S.d	-1,072	129.08	33	-8	-25	26	D	135	28	19	9	9	14	4	1	0	0	3	6	-1	-9
11/12/14 17:12	11/7/14	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.dm	-3,545	129.71	33	-27	-9	290	D	135	28	19	9	9	14	4	1	0	0	3	6	-1	-9
11/6/14 16:46	11/4/14	AMP	Financ	InvAdv	Investment Advice	Froude Donald E	MN	O	P,Person	S.d	-910	127.91	33	-7	-22	25	D	123	30	16	10	5	17	8	2	0	1	5	5	-1	-7
11/4/14 17:29	10/31/14	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.dm	-7,667	127.37	33	-60	-17	290	D	121	28	15	8	2	13	9	2	0	2	5	4	-2	-6
10/10/14 19:42	10/8/14	AMP	Financ	InvAdv	Investment Advice	Junek John Carl	MN	O	EVP,GC	S.m	-360	118.65	33	-3	-12	22	D	112	32	13	-3	-7	-8	-5	-4	-2	-4	13	12	11	-1
10/8/14 17:13	10/6/14	AMP	Financ	InvAdv	Investment Advice	Junek John Carl	MN	O	EVP,GC	S.dm	-2,106	121.32	33	-17	-41	25	D	121	32	12	-1	-6	-6	-4	-1	-3	-7	7	6	5	-6
10/1/14 16:44	9/29/14	AMP	Financ	InvAdv	Investment Advice	Hunter Kelli A	MN	O	EVP of H	S.d	-628	123.72	33	-5	-13	33	D	131	38	11	2	1	-2	-3	0	0	0	3	12	10	-7
9/22/14 16:34	9/18/14	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.d	-1,090	127.88	33	-9	-3	318	D	128	38	14	7	7	1	1	2	-1	0	-9	8	9	-11
9/19/14 16:05	9/17/14	AMP	Financ	InvAdv	Investment Advice	Kupper Randy	MN	O	EVP Tech	S	-293	126.04	33	-2	-7	33	D	126	39	15	9	10	2	2	3	-1	-3	-11	3	8	-13
9/9/14 16:47	9/5/14	AMP	Financ	InvAdv	Investment Advice	Woerner John Robert	MN	O	P Ins,Ch	S.d	-1,003	124.93	33	-8	-25	24	D	143	47	14	8	4	4	0	0	1	-1	-4	9	5	-9
9/9/14 16:47	9/8/14	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S.d	-548	126.68	33	-4	-15	25	D	143	47	14	8	4	4	0	0	1	-1	-4	9	5	-9
9/4/14 16:31	9/2/14	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S	-1,257	127.85	33	-10	-3	298	D	143	48	16	10	3	5	2	1	1	0	-5	6	8	-11
8/21/14 18:04	8/19/14	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.m	-3,623	122.56	33	-30	-9	292	D	135	42	17	12	3	3	3	2	0	2	3	6	11	-2
8/5/14 17:05	8/1/14	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S.d	-2,661	119.16	33	-22	-28	57	M	142	33	19	7	0	-3	-3	-4	0	2	8	8	14	9
8/5/14 17:05	8/1/14	AMP	Financ	InvAdv	Investment Advice	McGraw Deirdre Davey	MN	O	EVP Corp	S.d	-62	119.46	33	-1	-3	18	D	142	33	19	7	0	-3	-3	-4	0	2	8	8	14	9
7/1/14 16:34	6/27/14	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.m	-3,313	119.61	33	-28	-8	322	D	153	52	6	10	9	2	2	1	0	0	2	2	13	5
7/1/14 16:34	6/30/14	AMP	Financ	InvAdv	Investment Advice	Froude Donald E	MN	O	P,Person	S	-539	119.87	33	-5	-15	25	D	153	52	6	10	9	2	2	1	0	0	2	2	13	5
7/1/14 16:34	6/30/14	AMP	Financ	InvAdv	Investment Advice	Hunter Kelli A	MN	O	EVP of H	S.d	-989	119.86	33	-8	-21	32	D	153	52	6	10	9	2	2	1	0	0	2	2	13	5
6/16/14 17:45	6/12/14	AMP	Financ	InvAdv	Investment Advice	Maglaque Charles Neal	MN	O	P Advice	S.d	-532	115.68	33	-5	-22	16	D	156	43	10	8	4	5	1	-1	1	3	6	8	17	13
6/10/14 16:59	6/6/14	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S.d	-733	117.77	33	-6	-23	21	D	166	45	12	6	14	7	4	2	-1	-2	3	8	16	9
6/3/14 16:40	5/30/14	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	S	-1,694	112.94	33	-15	-37	25	D	147	43	6	6	8	1	3	2	0	3	6	10	16	12
6/2/14 18:12	5/29/14	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.m	-8,168	112.75	33	-72	-18	323	D	148	37	5	4	7	1	4	1	1	4	5	11	17	12
5/23/14 16:45	5/21/14	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.m	-7,445	110.63	33	-67	-15	395	D	150	40	6	4	6	-1	-1	1	0	2	8	12	18	18
5/22/14 18:16	5/20/14	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	CEO,Glob	S	-1,860	109.40	33	-17	-23	57	I	145	38	6	4	1	-1	-2	1	0	2	8	12	19	18
5/14/14 17:20	5/12/14	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.d	-2,597	112.63	33	-23	-5	463	D	132	45	10	5	1	6	0	1	-2	-2	5	8	19	17
5/8/14 17:16	5/8/14	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	S.d	-1,289	112.41	33	-11	-2	463	D	122	47	12	9	3	7	8	0	0	-1	6	5	15	14
5/8/14 17:16	5/7/14	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	S	-440	110.11	33	-4	-21	15	D	122	47	12	9	3	7	8	0	0	-1	6	5	15	14

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y