AMP - Ameriprise Financial Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	14	32	1	0	10	17	31	47	18
P	%wins				69	56	69	77	77	70	70

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/10/18 18:21	5/10/18	AMP	Financ	InvAdv	Investment Advice	Cracchiolo James M	MN	DO	CB,CEO	P	1,007	136.04	0	7	3	244	D
5/3/18 17:32	5/2/18	AMP	Financ	InvAdv	Investment Advice	Berman Walter Stanley	MN	O	EVP,CFO	P	500	134.12	0	4	17	25	D
3/17/17 11:36	10/29/15	AMP	Financ	InvAdv	Investment Advice	Sharpe Robert Francis Jr	MN	D		P.m	18	97.96	33	0	2	11	D	6	52	38	18	15	4	2	2	-2	-7	-5
6/30/16 16:20	6/29/16	AMP	Financ	InvAdv	Investment Advice	Greenberg Lon R	MN	D		P	344	88.18	33	4	95	8	D	-22	-27	-17	-5	-9	-12	-9	-3	0	-2	7	11	26
2/3/16 16:25	2/1/16	AMP	Financ	InvAdv	Investment Advice	Sarles H Jay	MN	D		P.d	179	89.52	33	2	19	13	I	-17	-33	-33	-27	-19	-13	-10	-3	1	-7	7	14	12	38
8/13/15 12:00	8/11/15	AMP	Financ	InvAdv	Investment Advice	Neal Blixt Dianne	MN	D		P	98	122.96	33	1	400	1	D	42	4	-10	-3	-3	-3	-3	-1	0	-1	-10	-4	-37	-19
5/21/12 16:32	5/17/12	AMP	Financ	InvAdv	Investment Advice	Sarles H Jay	MN	D		P	95	47.51	33	2	16	15	I	25	-25	4	-17	-14	-14	-8	-6	0	1	7	18	28	77
11/7/11 20:09	11/3/11	AMP	Financ	InvAdv	Investment Advice	Sharpe Robert Francis Jr	MN	D		P	728	45.51	33	16	88	34	M	28	-15	-25	12	13	14	8	5	3	1	0	17	11	29
9/20/11 17:31	9/19/11	AMP	Financ	InvAdv	Investment Advice	Sweeney Joseph Edward	MN	O	P-AWM Pr	P	2	43.16	33	0	0	33	M	38	-8	-28	-22	6	-4	2	0	-4	-6	-2	7	33	37
8/24/11 17:43	8/23/11	AMP	Financ	InvAdv	Investment Advice	Greenberg Lon R	MN	D		P	104	40.66	33	3	168	4	D	48	2	-32	-29	-24	-16	-4	4	-2	4	-8	0	33	30
8/22/11 19:14	8/22/11	AMP	Financ	InvAdv	Investment Advice	Sarles H Jay	MN	D		P	100	39.95	33	3	25	13	I	38	-8	-39	-37	-29	-26	-5	-13	7	10	10	12	44	43
5/26/10 17:42	5/25/10	AMP	Financ	InvAdv	Investment Advice	Sarles H Jay	MN	D		P	74	37.23	33	2	25	10	I	-13	32	3	-5	-20	-16	-11	0	6	4	-3	9	36	59
3/9/09 16:46	3/6/09	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	P - U.S.	P	14	13.55	33	1	2	65	B									13	29	59	113	109	213
3/3/09 16:59	3/2/09	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	P - U.S.	P	15	15.00	33	1	2	64	B									6	-5	39	110	107	179
2/24/09 15:50	2/23/09	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	P - U.S.	P	16	16.00	33	1	2	63	B									6	-6	29	81	89	154
11/25/08 17:34	11/21/08	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	P - U.S.	P	26	12.93	33	2	3	65	I	-70	-70	-65	-63	-47	-32	-20	13	5	0	23	-1	82	140
11/20/08 17:44	11/18/08	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	P - U.S.	P.m	61	15.30	33	4	7	63	I	-73	-75	-70	-67	-32	-26	-28	-22	-4	35	71	23	116	185
11/17/08 17:08	11/13/08	AMP	Financ	InvAdv	Investment Advice	Truscott William F	MN	O	P - U.S.	P	35	17.48	33	2	4	59	I	-65	-69	-63	-59	-43	-10	-17	1	-2	-22	31	14	73	131
11/6/08 18:01	11/4/08	AMP	Financ	InvAdv	Investment Advice	Sharpe Robert Francis Jr	MN	D		P.dm	316	23.39	33	14	290	18	I	-56	-63	-54	-47	-47	-8	9	1	7	-10	8	10	45	85
11/6/08 17:53	11/4/08	AMP	Financ	InvAdv	Investment Advice	Sarles H Jay	MN	D		P.m	93	23.28	33	4	100	8	I	-56	-63	-54	-47	-47	-8	9	1	7	-10	8	10	45	85
3/5/08 17:58	3/3/08	AMP	Financ	InvAdv	Investment Advice	Sarles H Jay	MN	D		P	101	50.33	33	2	100	4	I	16	-9	-17	-14	4	-4	-4	-7	-4	2	11	-7	-10	-68
2/14/08 19:31	2/13/08	AMP	Financ	InvAdv	Investment Advice	Knowlton Warren D	MN	D		P	105	52.73	33	2	67	5	D	23	-13	-4	-10	-5	5	-5	2	1	1	-5	-2	-17	-57
11/9/07 09:58	11/7/07	AMP	Financ	InvAdv	Investment Advice	Knowlton Warren D	MN	D		P	117	58.38	33	2	200	3	D	60	12	-4	-1	-8	-4	-6	0	-1	3	4	-13	-13	-63
5/2/07 17:37	4/30/07	AMP	Financ	InvAdv	Investment Advice	Sharpe Robert Francis Jr	MN	D		P.ad	99	60.26	33	2	New	2	I		23	18	2	3	0	-2	-3	0	1	4	0	4	-21
2/22/07 16:15	2/20/07	AMP	Fund	CEF	Closed-End Funds	Hall IRA D	MN	D		P	31	62.37	33	1	New	1	D		44	40	17	11	7	4	1	0	-7	-7	-2	-6	-16
2/20/07 12:45	2/15/07	AMP	Fund	CEF	Closed-End Funds	Noddle Jeffrey	MN	D		P	31	62.50	33	1	New	1	D		45	38	18	13	9	2	2	1	-2	-8	-1	-6	-15
2/5/07 14:53	2/1/07	AMP	Fund	CEF	Closed-End Funds	Powers Richard F III	MN	D		P	30	59.02	33	1	New	1	D		46	31	17	9	3	2	2	0	1	-3	3	-7	-7
2/1/07 18:58	1/30/07	AMP	Fund	CEF	Closed-End Funds	Knowlton Warren D	MN	D		P	58	57.90	33	1	New	1	D		43	33	16	8	4	4	1	1	4	-3	2	0	-5
11/22/06 11:42	11/21/06	AMP	Fund	CEF	Closed-End Funds	Lewis W Walker	MN	D		P	99	54.28	33	2	999%	2	D		31	23	18	12	7	5	1	0	-2	1	14	14	9
8/7/06 17:19	8/3/06	AMP	Fund	CEF	Closed-End Funds	Marshall Siri S	MN	D		P	23	45.83	33	1	New	1	D			6	-7	7	9	2	1	-1	0	4	13	38	33
2/1/06 17:19	1/31/06	AMP	Fund	CEF	Closed-End Funds	Sarles H Jay	MN	D		P	82	40.85	33	2	90	4										3	6	8	17	9	45
10/28/05 16:59	10/26/05	AMP	Fund	CEF	Closed-End Funds	Turner William H	MN	D		P.m	146	36.53	33	4	174	6	D					-1	8	12	0	0	1	19	13	33	40
10/27/05 14:14	10/26/05	AMP	Fund	CEF	Closed-End Funds	Sharpe Robert Francis Jr	MN	D		P	112	37.42	33	3	135	5	D					0	11	14	9	-2	0	18	15	33	39
10/4/05 21:29	10/3/05	AMP	Fund	CEF	Closed-End Funds	Cracchiolo James M		DO	CB,CEO	P.d	4	35.30	33	0	0	115	D							-7	-6	-1	-3	8	24	33	41

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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