11/26/25 16:03 | 7/30/25 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | 42 | P.m | 3,445 | 10.04 | 0 | 343 | 999% | 369 | D | | | | | | | | | | | | | | |
11/26/25 12:04 | 11/25/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | 40 | P | 25 | 38.00 | 0 | 1 | 0 | 9,303 | M | | | | | | | | | | | | | | |
11/26/25 09:05 | 11/25/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Brent D | NY | D | | 2 | P | 20 | 32.64 | 0 | 1 | 150 | 1 | D | | | | | | | | | | | | | | |
11/21/25 16:18 | 4/4/25 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | 6 | P | 7,991 | 19.96 | 0 | 400 | 0 | 94,222 | D | | | | | | | | | | | | | | |
11/21/25 11:39 | 11/20/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Herndon Mark | NY | O | CFO | 2 | P | 4 | 30.87 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
11/20/25 17:50 | 11/19/25 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Steers Robert Hamilton | NY | DOT | Exec CB | 3 | P.m | 11,202 | 67.31 | 0 | 166 | 1 | 11,991 | I | | | | | | | | | | | | | | |
11/20/25 17:50 | 11/18/25 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Cohen Martin | NY | DT | | 1 | P.m | 5,982 | 59.82 | 0 | 100 | 1 | 9,021 | M | | | | | | | | | | | | | | |
11/13/25 17:25 | 8/5/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Porat Ruth | NY | D | | 6 | P | 279 | 152.38 | 0 | 2 | 4 | 48 | M | | | | | | | | | | | | | | |
11/10/25 20:20 | 11/7/25 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Delgado-Moreira Juan | PA | DOT | Co-CEO | 2 | P.d | 1,149 | 134.75 | 0 | 9 | 1 | 1,329 | D | | | | | | | | | | | | | | |
11/5/25 16:53 | 11/4/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Breyer James | NY | D | | 2 | P | 3,991 | 147.44 | 0 | 27 | 65 | 69 | D | | | | | | | | | | | | | | |
8/28/25 12:36 | 8/27/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Brennan Alice C | NY | D | | 1 | P | 4 | 38.00 | 0 | 0 | 11 | 1 | D | | | | | | | | | | | | | | |
7/1/25 18:41 | 6/30/25 | KYMR | Kymera Therapeutics, Inc. | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/Il | CA | DH | See Rema | 1 | P.d | 13,955 | 44.00 | 0 | 317 | 875 | 353 | D | | | | | | | | | | | | | | |
6/17/25 16:57 | 6/13/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Quinif Jo Ann | OH | O | P of DHC | 1 | P | 396 | 144.01 | 0 | 3 | 12 | 27 | D | | | | | | | | | | | | | | |
6/11/25 09:06 | 6/10/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Bigelow Robert E III | NJ | O | VP,Head | 6 | P | 48 | 4.03 | 0 | 12 | 10 | 133 | D | | | | | | | | | | | | | | |
6/9/25 18:17 | 6/9/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Sarsfield Luke A. III | TX | DO | See Rema | 1 | P | 49 | 9.87 | 0 | 5 | 3 | 188 | D | | | | | | | | | | | | | | |
6/9/25 17:54 | 6/9/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Hood Mark C | TX | O | See rema | 1 | P | 49 | 9.81 | 0 | 5 | 6 | 88 | D | | | | | | | | | | | | | | |
6/9/25 09:08 | 6/6/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Wolfe Daniel B | NJ | DO | P | 2 | P.m | 8 | 3.96 | 0 | 2 | 1 | 252 | D | | | | | | | | | | | | | | |
6/6/25 13:03 | 6/4/25 | ABL | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | McNealy Sean | FL | DOT | Co-Found | 1 | P | 498 | 5.77 | 0 | 86 | 1 | 12,456 | D | | | | | | | | | | | | | | |
6/6/25 13:03 | 6/4/25 | ABL | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kirby Kevin Scott | FL | OT | Co-Found | 1 | P | 498 | 5.77 | 0 | 86 | 1 | 12,447 | D | | | | | | | | | | | | | | |
6/6/25 13:02 | 6/4/25 | ABL | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | McCauley William Hugh Jr | FL | O | CFO | 1 | P | 192 | 5.82 | 0 | 33 | 61 | 87 | D | | | | | | | | | | | | | | |
5/27/25 20:01 | 5/22/25 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Barakett Timothy R | NY | D | | 1 | P | 4,127 | 117.92 | 0 | 35 | 23 | 186 | I | | | | | | | | | | | | | | |
5/15/25 08:43 | 5/14/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Shanley Richard P | NJ | D | | 2 | P | 4 | 4.04 | 0 | 1 | 3 | 31 | D | | | | | | | | | | | | | | |
5/13/25 16:38 | 5/12/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Richards Pauline | NY | D | | 2 | P | 325 | 111.94 | 0 | 3 | 3 | 86 | D | | | | | | | | | | | | | | |
5/8/25 19:01 | 5/6/25 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Scully Robert W | NY | D | | 1 | P | 1,504 | 113.49 | 0 | 13 | 8 | 188 | I | | | | | | | | | | | | | | |
5/7/25 09:09 | 5/6/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Cooley Richard Scott | OH | D | | 10 | P | 624 | 138.14 | 0 | 5 | 48 | 14 | D | | | | | | | | | | | | | | |
5/5/25 14:49 | 11/15/24 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Horizon Common Inc | NY | T | | 1 | P.m | 4 | 39.60 | 0 | 0 | 0 | 8,217 | D | | | | | | | | | | | | | | |
5/2/25 16:30 | 5/1/25 | BMACX | Blackstone Private Multi-Asset Credit & Income Fund | DE | Financ | InvAdv | Investment Advice | Blackstone Private Credit Strategies LLC | NY | TH | Adviser | 1 | P | 24,900 | 15.00 | 0 | 1,660 | 999% | 1,667 | I | | | | | | | | | | | | | | |
4/8/25 18:20 | 4/4/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Lb 2018 Gst Trust | NY | H | See Rema | 1 | P | 67,698 | 111.40 | 0 | 608 | 999% | 622 | D | | | | | | | | | | | | | | |
3/13/25 20:14 | 3/11/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Bhutani Ashish | CA | D | | 1 | P | 1,413 | 141.33 | 0 | 10 | 77 | 23 | D | | | | | | | | | | | | | | |
12/18/24 16:11 | 12/17/24 | GAIIX | Gladstone Alternative Income Fund | DE | Financ | InvAdv | Investment Advice | Gladstone David | VA | OTH | CEO | 3 | P | 10,000 | 10.00 | 0 | 1,000 | 999% | 1,010 | I | | | | | | | | | | | | | | |
12/16/24 13:42 | 12/13/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Gusky Adam Samuel | FL | D | | 3 | P.m | 280 | 7.69 | 0 | 36 | 160 | 59 | D | | | | | | | | | | | | | | |
11/22/24 20:08 | 11/21/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | 1 | P.d | 137 | 13.65 | 0 | 10 | 0 | 2,339 | M | | | | | | | | | | | | | | |
9/13/24 16:44 | 9/11/24 | BTSG | Brightspring Health Services, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | 1 | P | 129,331 | 11.13 | 0 | 11,620 | 14 | 92,960 | I | | | | | | | | | | | | | | |
9/12/24 18:21 | 9/10/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Ilwaddi Holdings | NY | T | | 4 | P.m | 521 | 3.91 | 0 | 133 | 1 | 18,118 | I | | | | | | | | | | | | | | |
9/10/24 16:19 | 9/6/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | O'Neill Mitra | NY | D | | 1 | P | 100 | 108.40 | 0 | 1 | 3 | 30 | D | | | | | | | | | | | | | | |
8/30/24 08:10 | 8/28/24 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Jennifer M | CA | DO | P,CEO | 2 | P | 646 | 20.44 | 0 | 32 | 1 | 5,877 | I | | | | | | | | | | | | | | |
8/20/24 14:23 | 8/16/24 | ABIO | Arca Biopharma, Inc. | Y9 | Financ | InvAdv | Investment Advice | Janus Henderson Group Plc | X0 | T | | 3 | P.m | 2,144 | 3.38 | 0 | 635 | 43 | 2,117 | I | | | | | | | | | | | | | | |