Schlosstein Ralph - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	13	1	13	0	0	0	1	-1	5	2
P	%wins				85	92	69	69	46	69	72
S	%ret	3	1	23	0	1	-1	6	18	31	9
S	%wins				65	48	52	39	30	7	40

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/24/21 17:10	11/22/21	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	Co-CEO,C	S.m	-17,998	150.45	0	-120	-35	226	D
11/18/21 17:10	11/16/21	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	Co-CEO,C	S.m	-12,816	154.33	0	-83	-19	346	D
11/3/21 17:08	11/1/21	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	Co-CEO,C	S.m	-2,883	154.89	0	-19	-4	429	D
6/4/21 17:15	6/2/21	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	Co-CEO,C	S	-1,065	147.04	0	-7	-2	448	D
3/3/21 17:17	3/1/21	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	Co-CEO,C	S	-18,810	125.40	0	-150	-21	555	D
5/18/18 16:32	5/17/18	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S	-2,526	108.60	0	-23	-18	105	D
5/4/18 17:18	5/3/18	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S	-1,417	101.28	0	-14	-10	128	D
5/3/18 16:32	5/1/18	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S.m	-18,240	102.75	0	-178	-56	142	D
5/1/18 16:22	4/27/18	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S.m	-7,194	101.76	0	-71	-18	320	M
2/5/18 19:21	2/1/18	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S.dm	-3,822	101.12	0	-38	-9	380	M
11/29/17 19:22	11/27/17	EVR	Evercore Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S.m	-19,658	86.35	0	-228	-66	118	D
2/8/17 16:26	2/6/17	EVR	Evercore Partners Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S.m	-3,872	80.05	33	-48	-38	79	D	62	80	55	45	12	8	2	2	2	2	5	-4
2/6/17 19:24	2/2/17	EVR	Evercore Partners Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S.dm	-20,793	78.81	33	-264	-67	128	M	68	77	60	51	13	9	5	3	-3	-3	0	-8
11/30/16 16:24	11/28/16	EVR	Evercore Partners Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S	-2,009	66.35	33	-30	-14	184	D	38	23	30	30	29	19	2	-1	4	6	2	19
8/31/16 17:00	8/29/16	EVR	Evercore Partners Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S.m	-3,700	51.49	18	-72	-25	213	D	5	1	6	0	5	-1	1	1	-1	1	-2	31	57
8/26/16 16:53	8/24/16	EVR	Evercore Partners Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S.m	-6,403	51.14	17	-125	-31	285	D	5	1	11	0	4	0	0	0	-1	-2	-3	31	57
8/23/16 16:52	8/19/16	EVR	Evercore Partners Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S.m	-3,590	51.29	19	-70	-15	410	D	7	-2	15	3	7	4	-1	1	0	0	3	29	60
8/17/16 17:57	8/15/16	EVR	Evercore Partners Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S.m	-3,795	51.72	20	-73	-13	480	D	6	-8	10	7	18	3	0	0	0	1	2	26	56
8/12/16 18:39	8/10/16	EVR	Evercore Partners Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S.m	-3,339	51.73	19	-65	-10	554	D	8	-7	17	5	17	3	5	0	1	-1	2	14	54
2/28/13 16:13	2/27/13	EVR	Evercore Partners Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S	-1,134	39.68	24	-29	-2	1,128	D	27	49	62	49	23	4	1	2	0	6	2	0	10	43
2/21/13 16:09	2/19/13	EVR	Evercore Partners Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S	-729	40.61	22	-18	-2	1,157	D	23	44	59	56	22	6	2	-1	3	4	13	5	21	48
2/10/11 17:52	2/9/11	EVR	Evercore Partners Inc.	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P,CEO	S	-227	34.62	5	-7	-1	977	D	204	20	44	10	2	1	8	0	-2	-1	-7	4	-39	-17
2/16/07 16:36	2/14/07	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schlosstein Ralph	NY	DO	P	S	-10,486	171.91	33	-61	-7	801	M	126	22	39	24	12	4	3	2	0	0	-8	-14	-11	15
2/16/07 16:32	2/14/07	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schlosstein Ralph	NY	DO	P	S	-8,422	171.88	33	-49	-8	602	D	126	22	39	24	12	4	3	2	0	0	-8	-14	-11	15
2/15/07 18:09	2/14/07	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schlosstein Ralph	NY	DO	P	S	-1,403	171.06	33	-8	-1	911	D	118	23	40	22	11	1	1	-1	-1	0	-11	-18	-17	15
2/15/07 18:06	2/13/07	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schlosstein Ralph	NY	DO	P	S.m	-2,439	171.08	33	-14	-2	659	D	118	23	40	22	11	1	1	-1	-1	0	-11	-18	-17	15
2/15/07 18:06	2/14/07	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schlosstein Ralph	NY	DO	P	M	476	43.31	33	11	2	659	D	118	23	40	22	11	1	1	-1	-1	0	-11	-18	-17	15
2/15/07 18:02	2/13/07	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schlosstein Ralph	NY	DO	P	M.d	2,122	43.31	33	49	8	662	D	118	23	40	22	11	1	1	-1	-1	0	-11	-18	-17	15
2/15/07 18:02	2/13/07	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schlosstein Ralph	NY	DO	P	S.d	-6,406	170.63	33	-38	-5	662	D	118	23	40	22	11	1	1	-1	-1	0	-11	-18	-17	15
1/18/07 17:52	1/17/07	BTA	Blackrock Long-Term Municipal Advantage Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	D		P	1	14.81	1	0	New	0	D			14	2	0	0	-1	0	0	0	1	-7	-12	-11
1/18/07 17:50	1/17/07	BTZ	Blackrock Preferred & Equity Advantage Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	D		P	3	25.01	2	0	New	0	D						0	0	0	0	0	-5	-6	-11	-20
1/18/07 17:46	1/17/07	BCF	Blackrock Real Asset Equity Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	D		P	1	14.38	2	0	New	0	D				-2	-3	-4	-1	0	-1	1	3	11	21	25
11/14/06 17:55	11/13/06	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schlosstein Ralph	NY	DO	P	S	-709	141.90	33	-5	-1	931	D	90	41	2	12	-2	-4	-4	-2	2	5	4	24	5	41
11/14/06 17:52	11/10/06	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schlosstein Ralph	NY	DO	P	S	-2,118	141.19	33	-15	-2	936	I	90	41	2	12	-2	-4	-4	-2	2	5	4	24	5	41
1/13/06 14:40	1/12/06	BDJ	Blackrock Enhanced Dividend Achievers Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	DO	CB	P	1	13.57	5	0	New	0										-1	0	2	1	5	20
1/13/06 14:34	1/12/06	BWC	Blackrock World Investment Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	DO	CB	P	2	15.08	0	0	New	0
8/17/05 14:45	8/15/05	BLK	Blackrock Inc /ny	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P	S	-2,149	85.95	7	-25	-5	521	D	90	32	7	10	1	-1	2	1	1	1	0	21	80	56
7/21/05 17:47	7/20/05	BLK	Blackrock Inc /ny	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P	S.dm	-4,156	83.13	5	-50	-9	496	D	89	33	5	16	10	4	0	-1	0	3	3	2	45	57
6/20/05 16:50	6/20/05	BOE	Blackrock Global Opportunities Equity Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	DH	Presiden	P	3	25.01	1	0	New	0	D						0	0	0	0	0	-2	0	-6	7
6/20/05 16:50	6/20/05	HIS	Blackrock High Income Shares		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	DH	Presiden	P	0	2.80	0	0	New	0	D	20	19	0	1	13	5	1	3	0	2	1	8	-9	5
4/22/05 14:54	4/22/05	BME	Blackrock Health Sciences Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	D		P	3	25.05	1	0	New	0	D						0	0	0	0	-4	-3	1	3	5
2/18/05 14:55	2/17/05	BGR	Blackrock Global Energy & Resources Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	DH	Presiden	P	3	25.18	2	0	New	0	D					0	0	0	-1	1	0	0	-8	4	14
2/4/05 16:03	2/2/05	BLK	Blackrock Inc /ny	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P	S.m	-337	79.00	7	-4	-1	483	D	94	39	28	7	4	0	1	0	0	1	0	-7	5	64
11/1/04 15:48	10/29/04	BGT	Blackrock Global Floating Rate Income Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	DH	Presiden	P	2	18.93	2	0	New	0	D					-5	-2	-1	0	0	0	1	1	-3	-4
10/29/04 16:38	10/28/04	BLK	Blackrock Inc /ny	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P	S.dm	-1,461	73.07	8	-20	-4	471	D	108	48	19	18	-2	2	4	4	2	3	4	8	3	29
6/23/04 15:49	6/22/04	BDT	Blackrock Strategic Dividend Achievers Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	DH	Presiden	P	1	13.00	0	0	New	0	D
6/23/04 15:48	6/22/04	BQY	S&p Quality Rankings Global Equity Managed Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	DH	Presiden	P	2	15.01	0	0	New	0	D						0	0	0	0	0	-5	-6	-4	-1
4/23/04 09:42	4/21/04	BLK	Blackrock Inc /ny	DE	Financ	InvAdv	Investment Advice	Schlosstein Ralph	NY	DO	P	S.d	-767	61.37	6	-13	-4	319	D	40	41	25	9	5	-5	0	1	-2	-1	-5	1	15	22
1/28/04 11:45	1/28/04	BDV	Blackrock Dividend Achievers Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	DH	Presiden	P	2	15.06	0	0	New	0	D
12/10/03 12:54	12/8/03	XBWPX	Partners Balanced Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	DH	Presiden	P	2	21.28	0	0	New	0	D
12/4/03 16:17	12/3/03	BPP	Blackrock Preferred Opportunity Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	DH	Presiden	P	2	24.61	1	0	New	0	D			3	5	1	1	1	1	0	0	2	4	-4	8
12/4/03 16:15	12/3/03	BLW	Blackrock Limited Duration Income Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	DH	Presiden	P	2	18.74	2	0	New	0	D				-4	0	0	1	1	0	0	3	9	3	15
12/4/03 16:12	12/3/03	BKK	Blackrock Municipal 2020 Term Trust		Fund	CEF	Closed-End Funds	Schlosstein Ralph	NY	DH	Presiden	P	1	14.70	0	0	New	0	D					-1	1	0	0	1	1	2	5	0	7

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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