6/5/26 16:01 | 6/5/26 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Thomas William R III | TX | D | | 1 | S | -109 | 23.29 | 0 | -5 | | 597 | D | | | | | | | | | | | | | | |
6/4/26 17:19 | 6/3/26 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 29 | S.m | -58,494 | 14.84 | 0 | -3,941 | | 29,139 | I | | | | | | | | | | | | | | |
6/4/26 16:11 | 6/2/26 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Dakos Andrew | NJ | DOH | P,CEO | 1 | S.dm | -90 | 14.09 | 0 | -6 | | 6 | M | | | | | | | | | | | | | | |
6/2/26 17:19 | 10/16/25 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Vanekris Anthonie C | NY | D | | 4 | S | -130 | 15.37 | 0 | -8 | | 3 | I | | | | | | | | | | | | | | |
6/2/26 16:04 | 6/1/26 | CGBD | Carlyle Secured Lending, Inc. | | Fund | CEF | Closed-End Funds | Nestor John G. | NY | D | | 3 | S | -135 | 11.21 | 0 | -12 | | 17 | D | | | | | | | | | | | | | | |
5/29/26 14:58 | 5/18/26 | TREIX | Thirdline Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Eiben Lawrence Scott | VA | DO | Principa | 1 | S | -554 | 9.18 | 0 | -60 | | 343 | I | | | | | | | | | | | | | | |
5/28/26 14:06 | 5/27/26 | TY | Tri-Continental Corp | MD | Fund | CEF | Closed-End Funds | Jin Yan | MA | H | Portfoli | 1 | S | -87 | 34.87 | 0 | -3 | | 13 | D | | | | | | | | | | | | | | |
5/19/26 10:12 | 5/18/26 | BCIC | Bcp Investment Corp | | Fund | CEF | Closed-End Funds | Kehler Dean C | NY | D | | 4 | S.m | -1,041 | 7.88 | 0 | -132 | | 350 | D | | | | | | | | | | | | | | |
5/14/26 18:29 | 5/13/26 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle II Holdings Fund | | T | | 1 | S | -2,500 | 24.78 | 0 | -101 | | 3,164 | D | | | | | | | | | | | | | | |
5/14/26 09:10 | 5/13/26 | RA | Brookfield Real Assets Income Fund Inc. | | Fund | CEF | Closed-End Funds | Goldman Heather S. | NY | D | | 1 | S | -35 | 12.72 | 0 | -3 | | 0 | D | | | | | | | | | | | | | | |
5/1/26 13:19 | 4/30/26 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Goodson Alan R | PA | D | | 1 | S | -103 | 23.86 | 0 | -4 | | 1 | D | | | | | | | | | | | | | | |
4/30/26 11:58 | 4/28/26 | SSSS | Suro Capital Corp. | | Fund | CEF | Closed-End Funds | Lott Ronald M. | NY | D | | 1 | S | -138 | 12.90 | 0 | -11 | | 18 | I | | | | | | | | | | | | | | |
4/22/26 11:53 | 4/21/26 | AFB | Alliancebernstein National Municipal Income Fund | | Fund | CEF | Closed-End Funds | Moody Garry L | NY | D | | 1 | S | -148 | 10.96 | 0 | -14 | -100 | 0 | D | | | | | | | | | | | | | | |
4/20/26 10:54 | 4/16/26 | GAB.R | Gabelli Equity Trust Inc | | Fund | CEF | Closed-End Funds | Nakamura Eileen Cheigh | NY | D | | 1 | S | -1 | 0.0770 | 0 | -10 | -100 | 0 | D | | | | | | | | | | | | | | |
4/14/26 17:31 | 4/10/26 | DMO | Western Asset Mortgage Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | 3 | S | -50 | 5.66 | 0 | -9 | | 21 | D | | | | | | | | | | | | | | |
4/13/26 18:03 | 4/9/26 | RWAY | Runway Growth Finance Corp. | | Fund | CEF | Closed-End Funds | Carlson Capital, L.P. | TX | T | | 1 | S | -3,691 | 6.59 | 0 | -560 | | 15,927 | D | | | | | | | | | | | | | | |
4/7/26 16:01 | 2/5/26 | AWF | Alliancebernstein Global High Income Fund Inc | | Fund | CEF | Closed-End Funds | Distenfeld Gershon M | NY | O | VP | 1 | S | -58 | 10.57 | 0 | -5 | | 15 | D | | | | | | | | | | | | | | |
3/27/26 20:23 | 5/28/25 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Rabil Albert | TX | D | | 1 | S.a | -2,609 | 15.84 | 0 | -165 | -100 | 0 | I | | | | | | | | | | | | | | |
3/23/26 14:42 | 3/20/26 | AIO | Virtus Artificial Intelligence & Technology Opportunities Fund | | Fund | CEF | Closed-End Funds | Bradley William Patrick III | CT | O | EVP,CFO, | 1 | S | -43 | 21.56 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
3/9/26 10:36 | 3/6/26 | GUG | Guggenheim Active Allocation Fund | | Fund | CEF | Closed-End Funds | Barnes Randall C | IL | DH | Trustee | 1 | S | -48 | 15.85 | 0 | -3 | | 62 | D | | | | | | | | | | | | | | |