Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
2/6/26 16:11	2/5/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		2	S.d	-245	35.84	-7		27	D
2/5/26 21:24	2/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	15	S.dm	-177,354	91.36	-1,941		98,678	I
2/5/26 19:18	2/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	4	S.dm	-99,068	91.10	-1,087		841	I
2/5/26 16:31	2/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	23	S.d	-90,733	73.70	-1,231		1,119	D
2/5/26 16:30	2/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	13	S.d	-58,713	69.22	-848		395	D
2/5/26 16:30	2/4/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Santelli Jonathan N	FL	O	EVP,GC	3	S	-1,980	168.40	-12		27	D
2/4/26 16:26	2/2/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubulotta David	NY	H	Co-Head	1	S	-50	124.31	0		1	D
2/3/26 21:40	2/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	4	S.d	-7,715	93.60	-82		1	D
2/3/26 19:48	1/31/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	2	S.dm	-2,526	22.64	-112		199	D
2/2/26 18:22	1/29/26	SHCO	Soho House & Co Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		3	S	-30,000	0.5645	-53,141		13,860	I
2/2/26 16:26	1/29/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	P	1	S.d	-1	123.89	0	0	1,161	M
2/2/26 11:52	8/19/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	4	S.d	-12,579	86.16	-146		212	D
1/30/26 16:34	1/30/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	4	S	-18,813	147.42	-128		428	D
1/29/26 16:12	1/27/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Halio Carey	NY	O	Global T	4	S.d	-7,539	770.24	-10		8	D
1/29/26 16:09	1/29/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	5	S	-13,502	647.74	-21		149	D
1/28/26 16:33	9/5/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	19	S.d	-9,699	87.06	-111		27	D
1/28/26 16:05	1/26/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	10	S.m	-57,186	71.48	-800		1,160	I
1/27/26 16:12	1/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	2	S.d	-13,653	799.02	-17		19	D
1/27/26 16:08	1/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	3	S	-7,536	763.41	-10		10	D
1/26/26 20:11	1/22/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		17	S.d	-31,999	86.69	-369		2,177	I
1/23/26 20:53	1/22/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	9	S.dm	-2,792	91.49	-31		62	M
1/23/26 18:54	1/21/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	7	S.d	-73,771	1,060.4	-70		146	D
1/22/26 16:16	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	2	S	-6,519	157.38	-41		135	D
1/22/26 16:16	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles A	NY	O	Chief Ri	2	S	-4,354	152.76	-29		125	D
1/22/26 16:15	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	4	S	-20,715	143.14	-145		336	D
1/22/26 16:14	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pizzi Michael A.	NY	O	Head Tec	3	S	-8,740	154.99	-56		136	D
1/22/26 16:13	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	4	S	-8,567	151.05	-57		199	D
1/22/26 16:12	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	Chief Cl	2	S	-2,589	160.12	-16		69	D
1/21/26 19:38	1/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Small Martin	NY	O	CFO,Seni	2	S.d	-32,988	1,165.5	-28		11	D
1/21/26 16:43	1/16/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		3	S.d	-68,881	941.18	-73		799	I
1/12/26 16:15	1/12/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	3	S	-107	213.64	-1		10	D
1/7/26 16:31	1/5/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	11	S.dm	-773,257	92.04	-8,401	-100	7	D
12/23/25 11:15	12/22/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Doran William	PA	D		2	S	-996	83.00	-12		661	D
12/15/25 20:04	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Reilly Paul C	FL	DO	Exec Cha	2	S.d	-29,687	164.30	-181		285	D
12/10/25 07:56	12/8/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Devall Christopher Franklin	NY	O	COO	2	S.m	-1,044	3.94	-265		191	D
12/8/25 16:20	12/4/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	See Rema	2	S.d	-1,770	78.68	-23		65	D
12/5/25 17:57	5/28/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	7	S.dm	-51,604	82.12	-628		7,372	D
12/3/25 16:32	12/2/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yates David M	NY	O	CIO	1	S	-76	11.13	-7		152	D
12/1/25 17:49	11/26/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	2	S.dm	-8,277	325.87	-25		90	D
11/25/25 17:02	8/26/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	4	S	-930	12.40	-75		1,049	D
11/21/25 16:44	11/21/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clune Katherine Patricia	MN	O	CFO	1	S	-444	324.69	-1		10	D
11/19/25 16:31	10/21/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		25	S.d	-739,156	90.85	-8,136	-100	11	I
11/19/25 16:21	11/18/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Soran Philip	MN	D		1	S	-190	317.05	-1		19	D
11/13/25 15:51	11/11/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	13	S.d	-124,587	79.10	-1,575		1,062	D
11/13/25 15:51	11/11/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		1	S	-5,612	132.26	-42		147	I
11/13/25 14:21	11/12/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	7	S.d	-10,082	82.30	-123		14	D
11/12/25 11:20	11/11/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Romeo Carmen	PA	D		2	S.d	-818	81.83	-10		1,578	D
11/10/25 21:17	11/7/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	5	S.d	-12,372	85.82	-144		23	M
11/5/25 17:06	11/5/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	2	S.d	-5,318	303.86	-18		59	D
10/31/25 16:47	10/29/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Harris Lawrence E	CT	D		3	S.m	-3,767	68.50	-55		224	D
10/31/25 16:42	10/31/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pick Edward	NY	DO	CB,CEO	1	S	-16,434	164.34	-100		761	D
10/22/25 18:42	10/20/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	2	S.d	-34,282	1,141.4	-30		19	D
10/14/25 16:39	10/10/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Novogratz Michael	NY	DOT	CEO	3	S.d	-248,325	23.09	-10,754		872	I
10/14/25 16:36	10/10/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ferraro Christopher C	NY	O	P,CIO	2	S.d	-49,622	24.81	-2,000		1,438	D
10/14/25 16:35	10/10/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Galaxy Group Investments LLC	NY	T		3	S.d	-229,499	22.43	-10,231	-100	0	D
10/3/25 16:05	9/19/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	9	S.m	-63,374	63.37	-1,000		3,673	I
10/2/25 19:04	10/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	12	S.d	-6,097	84.35	-72		102	I
9/30/25 16:28	9/29/25	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	CT	T		13	S.m	-283	21.91	-13		152	I
9/29/25 16:18	9/29/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		1	S.d	-857	85.66	-10		76	D
9/25/25 17:00	9/23/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blattner Gregory James	NY	D		1	S	0	0.00	-14		22	D
9/24/25 17:53	9/23/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl	PA	D		2	S.d	-1,437	81.83	-18		16	D
9/15/25 16:32	9/12/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams Medina Rhonda	NY	D		2	S.d	-2,648	26.26	-101		145	D
9/15/25 16:15	9/12/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	2	S	-726	207.90	-3		69	D
9/9/25 17:15	9/8/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		1	S	-299	186.59	-2		53	I
9/2/25 16:05	8/29/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat	1P	O	CTO	2	S	-950	158.14	-6		6	D
8/29/25 17:06	8/27/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		8	S.dm	-534,880	36.36	-14,709		32,183	I
8/29/25 16:04	8/27/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Waldron John E.	NY	DO	P,COO	1	S.m	-13,689	750.30	-18		106	D
8/28/25 16:00	8/27/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat	1P	O	Freedom	3	S.m	-2,392	122.64	-20		160	D
8/11/25 16:09	8/11/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	2	S	-1,157	330.68	-4		14	D
8/8/25 17:26	8/8/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tavoso Richard	NY	D		1	S	-1,414	28.28	-50		563	M
8/8/25 17:22	8/7/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	2	S.d	-6,534	39.93	-164		91	D
8/8/25 16:37	8/6/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Erin Elizabeth	NY	O	COO	3	S.d	-17,795	22.48	-792		403	D
8/7/25 16:11	8/5/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Taylor Scott C	MN	D		1	S	-832	319.86	-3		16	D
8/6/25 11:16	8/5/25	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	McNamara Dennis P	NY	O	Secretar	1	S	-148	73.81	-2		22	D
8/4/25 17:26	8/4/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	2	S	-4,472	330.35	-14		150	D
7/31/25 17:13	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	DO	P,CEO	2	S	-3,323	92.71	-36		182	D
7/31/25 17:05	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	6	S.d	-10,750	87.44	-123		61	D
7/30/25 15:26	7/29/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	2	S.d	-846	84.57	-10		1	D
7/25/25 19:36	7/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	3	S.m	-95,768	1,040.2	-92		295	D
7/25/25 19:15	7/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Freda Fabrizio	NY	D		1	S	-4,979	1,122.8	-4		4	D
7/25/25 17:08	7/23/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	3	S	-11,133	639.88	-17		111	D
7/25/25 17:06	7/25/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	2	S.e	-14,578	648.82	-22		23	D
6/10/25 17:27	6/9/25	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Paul M	NY	D		2	S.m	-633	63.25	-10		24	I
6/6/25 16:45	6/6/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		1	S.d	-967	96.70	-10		46	D
6/2/25 18:23	5/29/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Siegel Andrew N	NY	O	GC,CCO	1	S.d	-4,039	18.10	-223		480	D
5/30/25 16:22	5/29/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	2	S.dm	-1,733	154.86	-11		82	D
5/29/25 19:00	5/27/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sneed Paula A	TX	D		1	S.d	-761	88.06	-9		114	M
5/22/25 20:53	5/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruffel Charles A.	TX	D		2	S	-723	84.49	-9		30	D
5/16/25 08:56	5/14/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	1	S.d	-1,668	83.40	-20		26	D
5/15/25 17:24	5/13/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nixon John	NY	D		1	S	-298	42.82	-7		34	D
5/15/25 16:15	5/14/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	1	S	-250	210.44	-1		8	D
5/13/25 16:47	5/13/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		1	S	-1,290	99.83	-13		8	I
5/13/25 16:05	12/2/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Zhumagulov Aidos	1P	O	*See Rem	2	S.m	-1,081	143.62	-8		145	D
5/2/25 16:13	5/2/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herz Robert H	NY	D		1	S	-95	119.32	-1		97	D
4/29/25 12:45	4/28/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Bunn James E	FL	O	P,Capita	1	S	-498	136.49	-4		80	D
4/28/25 19:37	4/25/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cifu Douglas A	NY	DO	CEO	2	S.dm	-13,782	37.37	-369		1,144	D
4/22/25 21:28	4/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		1	S.d	-267	74.26	-4		232	M
2/27/25 16:04	2/25/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	2	S.m	-1,244	157.44	-8		121	D
2/21/25 10:47	2/18/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave. Almaty, 1P 050040">Ler Evgeny	1P	O	CFO	2	S.em	-5,531	138.28	-40		34	D
2/20/25 08:15	2/18/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Wotczak Robert	NY	O	P,CEO -	2	S.m	-3,446	152.16	-23		70	D
2/19/25 16:10	2/14/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sherry M	MN	D		1	S	-758	305.18	-2		10	D
2/5/25 17:09	2/4/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marinof Alexis	NY	O	Head of	1	S	-898	9.87	-91		221	D
1/30/25 16:04	1/28/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	1	S	-3,314	636.25	-5		5	D
1/27/25 21:06	1/23/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		1	S.d	-699	81.82	-9		28	M
1/23/25 16:10	1/21/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Akram Raja	NY	O	Deputy C	1	S	-2,380	136.01	-18		81	D
12/16/24 17:57	12/13/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Elwyn Tashtego S	FL	O	P,PCG	1	S.d	-1,595	159.47	-10		42	D
12/6/24 19:56	12/6/24	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	1	S.d	-37,851	1,045.9	-36		6	D
12/6/24 19:53	12/6/24	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Meade Christopher J.	NY	O	GC,CLO	1	S.d	-18,825	1,045.8	-18		8	D
12/6/24 19:48	12/5/24	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldstein Robert L.	NY	O	COO	1	S.d	-56,486	1,046.0	-54		50	D
12/6/24 12:29	12/4/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Reid Shannon B	FL	O	P,ICD	1	S	-205	165.30	-1		9	D
12/5/24 13:27	12/4/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Carter Horace	FL	O	P,Fixed	1	S	-825	165.03	-5		36	D
12/3/24 17:38	11/29/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	Exec Cha	1	S.dm	-2,340	169.02	-14		47	D
12/3/24 17:10	12/3/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Larson Katherine H	FL	O	Chief Ac	1	S.d	-248	166.01	-1		1	D
12/3/24 16:03	11/29/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Akhmetov Kairat Bakibayevich	1P	O	see belo	1	S.m	-734	120.38	-6		134	D
11/26/24 16:37	11/22/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		1	S	-1,495	115.01	-13		13	D
11/20/24 18:02	11/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		1	S.d	-756	81.43	-9		452	M
11/20/24 16:39	11/18/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	1	S	-1,195	113.82	-11		266	I
11/18/24 08:42	11/15/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ziemba Peter M	NY	O	Chief Ad	1	S	-1,143	11.43	-100		948	D
11/14/24 17:10	11/12/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	1	S	-2,905	116.18	-25		160	D
11/14/24 17:05	11/12/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	Exec CB	1	S.m	-13,503	270.06	-50		564	D
11/13/24 16:04	11/12/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Montag Thomas K.	NY	D		1	S	-11,899	594.96	-20		177	M
11/7/24 17:53	11/6/24	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hauber Stephen M	VA	O	EVP,Chie	1	S	-150	15.00	-10		257	D
11/6/24 21:17	11/6/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	3	S	-57,137	67.96	-841		5,399	I
11/6/24 21:16	11/6/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	1	S	-28,902	72.26	-400		16,365	D
10/31/24 21:09	10/31/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Beyer Robert D	NY	D		1	S	-2,960	64.07	-46		100	D
10/18/24 16:13	10/17/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Brian J	NY	O	Chief Ri	1	S	-2,124	530.94	-4		21	M
10/18/24 16:10	10/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Luczo Stephen J	NY	D		1	S	-7,150	119.17	-60		190	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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