Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
11/26/24 16:02	11/22/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Wotczak Robert	NY	O	P,CEO -	3	S.m	-939	93.85	-10		74	D
11/21/24 16:00	10/8/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		3	S.m	-258,999	26.78	-9,670		32,183	I
11/20/24 20:34	11/18/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	13	S.d	-7,996	23.18	-345		1,077	D
11/20/24 18:02	11/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		1	S.d	-756	81.43	-9		452	M
11/20/24 16:39	11/18/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	2	S	-3,908	84.05	-47		285	I
11/20/24 16:14	11/18/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat	1P	O	Freedom	2	S.m	-2,037	116.41	-18		98	D
11/20/24 16:12	11/19/24	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		9	S	-70	33.39	-2		124	I
11/19/24 18:13	11/15/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		14	S.dm	-13,940	71.36	-195		2,331	I
11/18/24 16:15	11/14/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	3	S.d	-472	78.86	-6		55	M
11/18/24 08:42	11/15/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ziemba Peter M	NY	O	Chief Ad	2	S.m	-1,841	9.20	-200		1,038	D
11/14/24 21:32	11/13/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruffel Charles A.	TX	D		1	S	-236	78.65	-3		26	D
11/14/24 17:10	11/12/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	2	S.m	-4,457	97.34	-46		185	D
11/14/24 17:05	11/12/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	Exec CB	1	S.m	-13,503	270.06	-50		564	D
11/13/24 16:06	11/11/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	3	S	-13,721	524.00	-26		111	I
11/13/24 16:04	11/12/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Montag Thomas K.	NY	D		2	S	-16,950	564.99	-30		197	M
11/12/24 13:41	12/1/23	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	12	S.dm	-69,986	66.85	-1,047		8,227	D
11/8/24 16:05	11/6/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	2	S.d	-3,403	467.79	-7		11	D
11/8/24 16:05	11/7/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	3	S.m	-11,841	224.72	-53		166	D
11/8/24 16:04	11/6/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	2	S	-12,669	494.70	-26		34	D
11/8/24 16:03	11/7/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	3	S	-1,303	268.12	-5		17	D
11/8/24 12:24	11/6/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Romeo Carmen	PA	D		2	S.d	-693	69.32	-10		1,589	D
11/8/24 12:22	10/25/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	X1	O	EVP	4	S.d	-4,820	68.86	-70		7	D
11/7/24 20:03	11/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		26	S.d	-48,028	15.94	-3,014		783	I
11/7/24 17:53	11/6/24	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hauber Stephen M	VA	O	EVP,Chie	1	S	-150	15.00	-10		257	D
11/6/24 21:17	11/6/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	4	S.m	-70,111	62.54	-1,121		5,649	I
11/6/24 21:16	11/6/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	2	S	-94,153	49.55	-1,900		16,707	D
11/6/24 18:39	11/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	24	S.d	-76,301	17.20	-4,437		849	D
11/4/24 18:47	11/8/23	STER	Sterling Check Corp.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		4	S	-25,414	0.4717	-53,881		63,188	I
10/31/24 21:09	10/31/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Beyer Robert D	NY	D		1	S	-2,960	64.07	-46		100	D
10/29/24 16:02	10/25/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	1	S.d	-749	74.90	-10		148	D
10/29/24 15:55	10/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl		D		1	S.d	-573	75.77	-8		14	D
10/29/24 15:39	10/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	EVP - He	1	S.d	-797	75.91	-11		44	D
10/22/24 18:20	7/24/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	11	S.dm	-68,440	71.00	-964		99,832	M
10/18/24 16:13	10/17/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Brian J	NY	O	Chief Ri	3	S	-8,225	444.61	-19		25	M
10/18/24 16:10	10/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Luczo Stephen J	NY	D		1	S	-7,150	119.17	-60		190	I
10/10/24 18:40	10/8/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	2	S	-6,081	22.59	-269		351	D
10/7/24 17:59	10/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	14	S.d	-3,678	14.57	-252		1,070	D
9/9/24 16:15	9/6/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		2	S	-359	239.42	-2		55	D
8/30/24 18:15	8/30/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	8	S.dm	-64,912	845.00	-77		8	D
8/30/24 18:13	8/29/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	3	S.dm	-18,113	854.03	-21		145	D
8/21/24 16:51	8/21/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Soran Philip	MN	D		2	S	-1,131	258.59	-4		20	D
8/19/24 16:18	8/19/24	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Behrens Evan	NY	D		3	S.m	-698	40.17	-17		6	D
8/16/24 16:36	8/15/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	2	S.dm	-5,585	206.86	-27		75	D
8/16/24 16:15	12/8/23	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	4	S	-1,326	235.39	-6		70	D
8/16/24 16:04	8/15/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	4	S	-10,974	409.46	-27		147	D
8/14/24 16:15	8/13/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	1	S	-216	240.01	-1		9	D
8/13/24 17:06	8/12/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Elwyn Tashtego S	FL	O	CEO,P -	1	S	-3,429	109.64	-31		43	D
8/9/24 16:15	8/8/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	1	S	-143	231.63	-1		7	D
8/8/24 17:50	8/6/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	5	S	-99,952	787.08	-127		451	D
8/7/24 21:00	8/5/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		1	S.d	-147	27.30	-5		24	D
8/6/24 18:50	8/2/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daley Pamela	NY	D		1	S	-1,289	842.08	-2		6	D
8/2/24 18:31	8/1/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	1	S	-75	65.20	-1		96	I
8/2/24 08:17	7/31/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	EVP-RJA	1	S	-1,997	115.00	-17		77	D
8/1/24 09:42	7/31/24	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	McNamara Dennis P	NY	O	Secretar	1	S	-308	51.28	-6		21	D
7/26/24 16:10	7/26/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	CHRO	2	S	-1,061	101.50	-10		46	D
7/19/24 16:31	7/18/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Akram Raja	NY	O	Deputy C	4	S	-3,018	92.86	-33		98	D
7/19/24 16:30	7/19/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	1	S	-1,617	104.00	-16		109	I
7/19/24 16:29	7/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herz Robert H	NY	D		1	S	-107	106.62	-1		96	D
7/19/24 16:28	7/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	2	S	-7,789	100.36	-78		444	D
7/19/24 16:26	7/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	7	S	-70,998	94.66	-750		1,138	I
7/18/24 16:07	7/16/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		2	S	-4,673	467.34	-10		819	D
6/25/24 06:56	6/24/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Doran William	PA	D		1	S	-335	67.04	-5		656	D
6/14/24 19:07	6/12/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clark Bernard J.	TX	O	MD Head	2	S.d	-6,105	71.33	-86		126	M
6/10/24 16:30	6/7/24	COHN	Cohen & Co Inc.	MD	Financ	FinTrd	Security Brokers, Dealers & F	Pooler Joseph W. Jr.	PA	O	EVP,CFO,	1	S	-116	11.64	-10		59	D
5/21/24 16:44	5/17/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	6	S.m	-5,527	184.24	-30		73	I
5/6/24 17:16	5/3/24	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Heleen Mark L	VA	O	EVP,CLO,	4	S	-882	17.64	-50		415	D
5/6/24 16:42	5/3/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Bunn James E	FL	O	P-GlobEq	1	S	-1,381	124.44	-11		49	D
5/3/24 16:40	5/2/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		1	S	-1,039	79.90	-13		19	I
4/29/24 14:41	4/26/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	P,CEO RJ	3	S.d	-1,199	112.71	-11		60	D
4/26/24 17:20	4/24/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	8	S.dm	-3,023	66.46	-45		61	M
4/23/24 21:35	4/19/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		1	S.d	-1,080	73.21	-15		116	M
4/19/24 16:05	4/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles Aubrey III	NY	O	Chief Ri	2	S	-1,527	90.87	-17		136	D
4/18/24 21:44	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb Mark A	TX	D		1	S	-503	70.86	-7		27	I
4/18/24 21:29	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		1	S.d	-356	71.11	-5		26	M
4/18/24 21:13	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	3	S.d	-3,664	69.21	-53		83	D
4/18/24 21:08	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	3	S	-2,683	67.61	-40		8	D
4/18/24 21:05	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Martinetto Joseph R	TX	O	COO	1	S	-3,046	70.83	-43		302	I
3/28/24 20:45	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		2	S.d	-2,281	72.64	-31		45	D
3/28/24 10:42	3/8/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Klauder Paul	PA	O	EVP	1	S.d	-140	69.80	-2		35	D
3/25/24 19:28	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	Please s	2	S.d	-3,654	68.00	-54	-100	0	M
3/15/24 19:44	12/18/23	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		4	S.m	-1,744	11.49	-152		1,997	I
3/12/24 17:00	3/11/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	1	S.d	-1,888	74.26	-25		90	D
3/6/24 16:01	3/6/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat	1P	O	CTO	1	S	-226	75.43	-3		9	D
2/26/24 16:09	2/22/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Berlinski Philip R.	NY	O	Global T	1	S	-4,551	390.64	-12		25	D
2/26/24 11:54	2/23/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	1	S.d	-202	67.31	-3		1	D
2/23/24 18:41	2/23/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	1	S.d	-29,498	818.06	-36		17	D
2/23/24 16:18	2/21/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	4	S.m	-19,834	99.17	-200		209	D
2/14/24 18:28	2/12/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Stephen	NY	O	Senior M	1	S	-765	805.55	-1		4	D
2/14/24 16:19	2/12/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	4	S	-7,699	89.62	-86		323	D
2/14/24 11:57	2/12/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	1	S.d	-1,008	67.20	-15		17	D
2/9/24 18:16	2/7/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Meade Christopher J.	NY	O	GC,CLO	2	S.d	-16,790	795.72	-21		12	D
2/9/24 10:30	9/19/23	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Withrow Wayne	PA	O	EVP	5	S.dm	-4,143	63.73	-65		55	D
2/7/24 18:57	2/5/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comerchero Marc D.	NY	O	Principa	1	S	-353	785.10	0		6	D
2/7/24 17:34	2/5/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frank Thomas Aj	CT	O	CIO	26	S.m	-90,218	90.22	-1,000		1,015	D
2/5/24 21:36	2/1/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		1	S.d	-472	62.25	-8		225	M
2/2/24 18:58	2/2/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Small Martin	NY	O	CFO,Seni	1	S	-5,533	786.36	-7		5	D
2/1/24 16:20	1/30/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	1	S.m	-4,685	88.18	-53		235	D
1/31/24 10:00	1/29/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Santelli Jonathan N	FL	O	EVP,GC,S	1	S	-212	111.91	-2		22	D
1/25/24 16:07	1/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	1	S.d	-2,764	379.81	-7		7	D
12/18/23 17:58	12/14/23	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kane John M	VA	O	EVP,Grou	1	S	-2,855	19.02	-150		500	D
12/13/23 16:50	12/13/23	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	1	S	-524	64.75	-8		40	D
12/5/23 10:55	12/4/23	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Catanese George	FL	O	Chief Ri	1	S	-413	106.75	-4		12	D
12/1/23 16:22	11/29/23	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Reilly Paul C	FL	DO	Chair,CE	1	S.d	-5,200	103.99	-50		274	D
11/24/23 13:06	11/21/23	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Leslie Ericka T	NY	O	Chief Ad	1	S	-461	335.15	-1		10	D
11/21/23 16:01	11/20/23	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	2	S.m	-1,728	82.26	-21		67	D
11/13/23 06:00	11/8/23	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Dowdle Jeffrey A	FL	O	COO,Head	1	S	-800	99.41	-8		56	D
11/9/23 16:02	11/7/23	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	22	S.m	-43,115	86.23	-500		1,184	I
10/26/23 16:58	10/24/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sneed Paula A	TX	D		1	S	-346	49.98	-7		117	I
10/12/23 17:06	10/12/23	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Kiriaku Liudmila	G4	O	VP of Co	1	S	-255	85.12	-3	-100	0	D
10/10/23 20:22	10/5/23	MNP	Western Asset Municipal Partners Fund Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Stanley	NY	T		1	S	-6,750	50,000	0	-100	0	I
9/11/23 15:51	9/8/23	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		1	S.d	-606	60.58	-10		72	D
9/1/23 11:19	8/30/23	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McGonigle Dennis	PA	O	EVP,CFO	1	S.d	-1,867	62.22	-30		594	D
8/21/23 16:52	8/18/23	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	1	S	-1,560	62.39	-25		42	M
8/4/23 19:29	8/3/23	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	DOT	CB	2	S.m	-41,398	36.06	-1,148		21,278	I
8/2/23 11:27	7/31/23	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Carter Horace	FL	O	P,Fixed	1	S	-410	109.12	-4		21	D
7/26/23 16:14	7/24/23	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pick Edward N	NY	O	Co-P,Hea	1	S	-9,433	94.33	-100		609	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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