2/6/26 16:12 | 2/4/26 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lee Cindy | NY | O | CFO | M.d | 0 | 0.00 | 0 | 14 | 76 | 32 | D | | | | | | | | | | | | | | |
2/6/26 16:11 | 2/5/26 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gambale Virginia | NY | D | | S.d | -111 | 37.50 | 0 | -3 | -11 | 24 | D | | | | | | | | | | | | | | |
2/5/26 21:24 | 2/3/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | S.m | -17,080 | 103.77 | 0 | -165 | 0 | 95,979 | I | | | | | | | | | | | | | | |
2/5/26 20:38 | 2/3/26 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fairclough Brett | NY | O | Co-P,Co- | M.dm | 0 | 0.00 | 0 | 19 | 36 | 72 | D | | | | | | | | | | | | | | |
2/5/26 20:38 | 2/3/26 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Cavoli Stephen | NY | O | EVP | M.dm | 0 | 0.00 | 0 | 19 | 10 | 216 | D | | | | | | | | | | | | | | |
2/5/26 20:37 | 2/3/26 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Simons Aaron Wyatt | NY | DO | CEO | M.dm | 0 | 0.00 | 0 | 19 | 29 | 86 | D | | | | | | | | | | | | | | |
2/5/26 20:37 | 2/3/26 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Molluso Joseph | NY | O | Co-P,Co- | M.d | 0 | 0.00 | 0 | 12 | 2 | 527 | D | | | | | | | | | | | | | | |
2/5/26 19:18 | 2/3/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bettinger Walter W | TX | DO | Co-CB | M.dm | 11,066 | 42.99 | 0 | 257 | 90 | 543 | I | | | | | | | | | | | | | | |
2/5/26 19:18 | 2/3/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bettinger Walter W | TX | DO | Co-CB | S.dm | -26,778 | 104.03 | 0 | -257 | -32 | 543 | I | | | | | | | | | | | | | | |
2/5/26 17:00 | 2/4/26 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Deason Douglas R | NY | D | | P | 520 | 20.80 | 0 | 25 | 43 | 82 | I | | | | | | | | | | | | | | |
2/5/26 16:31 | 2/3/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | S | -871 | 87.07 | 0 | -10 | -2 | 394 | D | | | | | | | | | | | | | | |
2/5/26 16:30 | 2/3/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | S | -4,613 | 87.81 | 0 | -53 | -66 | 28 | D | | | | | | | | | | | | | | |
2/5/26 16:30 | 2/4/26 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Santelli Jonathan N | FL | O | EVP,GC | S | -767 | 170.46 | 0 | -5 | -14 | 27 | D | | | | | | | | | | | | | | |
2/4/26 16:26 | 2/2/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rubulotta David | NY | H | Co-Head | S | -50 | 124.31 | 0 | 0 | -29 | 1 | D | | | | | | | | | | | | | | |
2/4/26 16:08 | 1/31/26 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Cavoli Stephen | NY | O | EVP | M.adm | 0 | 0.00 | 0 | 48 | 32 | 199 | D | | | | | | | | | | | | | | |
2/4/26 16:05 | 2/2/26 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lee Cindy | NY | O | CFO | M.dm | 0 | 0.00 | 0 | 6 | 36 | 22 | D | | | | | | | | | | | | | | |
2/4/26 09:13 | 2/2/26 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Fowler John Moore | NY | D | | S | -127 | 112.70 | 0 | -1 | -1 | 117 | D | | | | | | | | | | | | | | |
2/3/26 21:40 | 2/2/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Morgan Peter J. III | TX | O | GC | M.d | 505 | 66.47 | 0 | 8 | | 1 | D | | | | | | | | | | | | | | |
2/3/26 21:40 | 2/2/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Morgan Peter J. III | TX | O | GC | S.d | -793 | 104.38 | 0 | -8 | -92 | 1 | D | | | | | | | | | | | | | | |
2/3/26 19:48 | 1/31/26 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Cavoli Stephen | NY | O | EVP | M.dm | 0 | 0.00 | 0 | 48 | 32 | 199 | D | | | | | | | | | | | | | | |
2/3/26 19:48 | 1/31/26 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Cavoli Stephen | NY | O | EVP | S.dm | 0 | 0.00 | 0 | -44 | -18 | 199 | D | | | | | | | | | | | | | | |
2/3/26 19:47 | 1/31/26 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fairclough Brett | NY | O | Co-P,Co- | M.dm | 0 | 0.00 | 0 | 49 | 999% | 52 | D | | | | | | | | | | | | | | |
2/3/26 19:44 | 1/31/26 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Molluso Joseph | NY | O | Co-P,Co- | M.dm | 0 | 0.00 | 0 | 49 | 10 | 515 | D | | | | | | | | | | | | | | |
2/3/26 19:43 | 1/31/26 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Simons Aaron Wyatt | NY | DO | CEO | M.dm | 0 | 0.00 | 0 | 49 | 414 | 61 | D | | | | | | | | | | | | | | |
2/3/26 17:02 | 2/1/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | M.d | 0 | 0.00 | 0 | 43 | 118 | 80 | D | | | | | | | | | | | | | | |
2/3/26 16:37 | 1/30/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Weisel Thomas W | CA | D | | M.d | 0 | 0.00 | 0 | 1 | 7 | 10 | D | | | | | | | | | | | | | | |
2/3/26 16:35 | 1/30/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Marischen James M | MO | O | CFO | M.d | 0 | 0.00 | 0 | 2 | 2 | 71 | D | | | | | | | | | | | | | | |
2/3/26 16:34 | 1/30/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Reichert Christopher K | MO | O | CEO of S | M.d | 0 | 0.00 | 0 | 2 | 3 | 55 | I | | | | | | | | | | | | | | |
2/3/26 16:34 | 1/30/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fisher Mark P | CA | O | SVP,GC | M.d | 0 | 0.00 | 0 | 2 | 3 | 51 | D | | | | | | | | | | | | | | |
2/3/26 16:32 | 1/30/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Sliney David D | MO | O | COO | M.d | 0 | 0.00 | 0 | 2 | 1 | 164 | D | | | | | | | | | | | | | | |
2/3/26 16:31 | 1/30/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nesi Victor | NY | D | | M.d | 0 | 0.00 | 0 | 7 | 3 | 264 | D | | | | | | | | | | | | | | |
2/3/26 16:29 | 1/30/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Kruszewski Ronald J | MO | DO | CEO | M.d | 0 | 0.00 | 0 | 13 | 1 | 1,214 | D | | | | | | | | | | | | | | |
2/3/26 16:27 | 1/30/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Michaud Thomas B. | NY | O | SVP | M.d | 0 | 0.00 | 0 | 3 | 4 | 78 | D | | | | | | | | | | | | | | |
2/3/26 16:03 | 2/2/26 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Friedman Adena T | NY | DO | Chair,CE | M.d | 6,666 | 22.22 | 0 | 300 | 17 | 2,072 | D | | | | | | | | | | | | | | |
2/3/26 16:03 | 2/2/26 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Friedman Adena T | NY | DO | Chair,CE | S.d | -29,073 | 96.91 | 0 | -300 | -13 | 2,072 | D | | | | | | | | | | | | | | |
2/2/26 20:40 | 1/29/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | S | -15,026 | 103.17 | 0 | -146 | 0 | 96,143 | I | | | | | | | | | | | | | | |
2/2/26 18:22 | 1/29/26 | SHCO | Soho House & Co Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Goldman Sachs Group Inc | NY | T | | S | -15,000 | 9.00 | 0 | -1,667 | -11 | 13,860 | I | | | | | | | | | | | | | | |
2/2/26 18:18 | 1/29/26 | SHCO | Soho House & Co Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Goldman Sachs Group Inc | NY | T | | S | -15,000 | 9.00 | 0 | -1,667 | -11 | 13,860 | I | | | | | | | | | | | | | | |
2/2/26 16:26 | 1/29/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Zemlyak James M | MO | O | P | S.d | -1 | 123.90 | 0 | 0 | 0 | 1,161 | M | | | | | | | | | | | | | | |
2/2/26 16:26 | 1/30/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Zemlyak James M | MO | O | P | M.d | 0 | 0.00 | 0 | 6 | 0 | 1,161 | M | | | | | | | | | | | | | | |
2/2/26 11:52 | 1/29/26 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Hicke Ryan | PA | DO | CEO | M.d | 4,904 | 61.30 | 0 | 80 | 60 | 212 | D | | | | | | | | | | | | | | |
2/2/26 11:52 | 1/29/26 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Hicke Ryan | PA | DO | CEO | S.d | -6,989 | 87.36 | 0 | -80 | -27 | 212 | D | | | | | | | | | | | | | | |
1/30/26 16:34 | 1/30/26 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Simkowitz Daniel A | NY | O | Co-P | S | -6,020 | 182.61 | 0 | -33 | -8 | 359 | D | | | | | | | | | | | | | | |
1/29/26 16:43 | 1/27/26 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Yates David M | NY | O | CIO | M.d | 0 | 0.00 | 0 | 38 | 28 | 172 | D | | | | | | | | | | | | | | |
1/29/26 16:42 | 1/27/26 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Marinof Alexis | NY | O | CEO,Euro | M.d | 0 | 0.00 | 0 | 46 | 22 | 256 | D | | | | | | | | | | | | | | |
1/29/26 16:41 | 1/27/26 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Frankenthaler Marci | NY | O | GC | M.d | 0 | 0.00 | 0 | 44 | 16 | 315 | D | | | | | | | | | | | | | | |
1/29/26 16:39 | 1/27/26 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ziemba Peter M | NY | O | Chief Ad | M.d | 0 | 0.00 | 0 | 61 | 7 | 986 | D | | | | | | | | | | | | | | |
1/29/26 16:39 | 1/27/26 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lilien R Jarrett | NY | O | P,COO | M.d | 0 | 0.00 | 0 | 350 | 43 | 1,170 | D | | | | | | | | | | | | | | |
1/29/26 16:38 | 1/27/26 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Steinberg Jonathan L | NY | DO | CEO | M.d | 0 | 0.00 | 0 | 574 | 6 | 9,764 | D | | | | | | | | | | | | | | |
1/29/26 16:37 | 1/27/26 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Edmiston Bryan | NY | O | CFO | M.d | 0 | 0.00 | 0 | 44 | 19 | 272 | D | | | | | | | | | | | | | | |
1/29/26 16:36 | 1/27/26 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Peck William Bradley | NY | O | Head of | M.d | 0 | 0.00 | 0 | 40 | 20 | 243 | D | | | | | | | | | | | | | | |
1/29/26 16:15 | 1/27/26 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Coleman Denis P. | NY | O | CFO | M.d | 0 | 0.00 | 0 | 33 | 261 | 45 | D | | | | | | | | | | | | | | |
1/29/26 16:12 | 1/27/26 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Halio Carey | NY | O | Global T | S | -2,639 | 927.17 | 0 | -3 | -59 | 2 | D | | | | | | | | | | | | | | |
1/29/26 16:09 | 1/29/26 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Solomon David M | NY | DO | CB,CEO | S | -255 | 938.92 | 0 | 0 | 0 | 142 | D | | | | | | | | | | | | | | |
1/28/26 21:09 | 1/26/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | M.dm | 4,746 | 26.39 | 0 | 180 | 0 | 96,289 | M | | | | | | | | | | | | | | |
1/28/26 21:09 | 1/26/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | S.dm | -21,279 | 103.13 | 0 | -206 | 0 | 96,289 | M | | | | | | | | | | | | | | |
1/28/26 16:37 | 1/26/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nesi Victor | NY | D | | M.d | 0 | 0.00 | 0 | 26 | 11 | 261 | D | | | | | | | | | | | | | | |
1/28/26 16:33 | 1/26/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | S | -630 | 107.48 | 0 | -6 | -39 | 9 | D | | | | | | | | | | | | | | |
1/28/26 16:05 | 1/26/26 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nemser Earl H | CT | DO | Vice CB | S.m | -11,756 | 75.84 | 0 | -155 | -26 | 452 | I | | | | | | | | | | | | | | |
1/27/26 16:12 | 1/23/26 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ruemmler Kathryn H. | NY | O | GC,GC | S | -8,894 | 927.51 | 0 | -10 | -34 | 19 | D | | | | | | | | | | | | | | |
1/27/26 16:10 | 1/23/26 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Coleman Denis P. | NY | O | CFO | M.d | 0 | 0.00 | 0 | 5 | 26 | 25 | D | | | | | | | | | | | | | | |
1/27/26 16:08 | 1/23/26 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fredman Sheara J | NY | O | Chief Ac | S | -4,492 | 923.75 | 0 | -5 | -32 | 10 | D | | | | | | | | | | | | | | |
1/27/26 16:05 | 1/23/26 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Golten Alex S | NY | O | CHIEF RI | M.d | 0 | 0.00 | 0 | 5 | 339 | 7 | D | | | | | | | | | | | | | | |
1/27/26 16:02 | 1/23/26 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Halio Carey | NY | O | Global T | M.d | 0 | 0.00 | 0 | 4 | 487 | 5 | D | | | | | | | | | | | | | | |
1/27/26 16:02 | 1/23/26 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Halio Carey | NY | O | Global T | S.d | -1,618 | 920.62 | 0 | -2 | -27 | 5 | D | | | | | | | | | | | | | | |
1/26/26 20:11 | 1/22/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | S | -4,509 | 105.19 | 0 | -43 | -2 | 1,845 | I | | | | | | | | | | | | | | |
1/26/26 17:00 | 1/22/26 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nemser Earl H | CT | DO | Vice CB | S.m | -18,970 | 77.43 | 0 | -245 | -29 | 607 | I | | | | | | | | | | | | | | |
1/23/26 20:53 | 1/22/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | M.d | 93 | 46.39 | 0 | 2 | 4 | 55 | M | | | | | | | | | | | | | | |
1/23/26 20:53 | 1/22/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | S.d | -210 | 105.00 | 0 | -2 | -3 | 55 | M | | | | | | | | | | | | | | |
1/23/26 18:54 | 1/21/26 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Kushel J. Richard | NY | O | Senior M | M.d | 10,270 | 513.50 | 0 | 20 | 17 | 141 | D | | | | | | | | | | | | | | |
1/23/26 18:54 | 1/21/26 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Kushel J. Richard | NY | O | Senior M | S.d | -22,500 | 1,125.0 | 0 | -20 | -12 | 141 | D | | | | | | | | | | | | | | |
1/22/26 16:16 | 1/20/26 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Yeshaya Sharon | NY | O | CFO | S | -2,942 | 185.77 | 0 | -16 | -10 | 135 | D | | | | | | | | | | | | | | |
1/22/26 16:16 | 1/20/26 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Smith Charles A | NY | O | Chief Ri | S | -1,548 | 182.08 | 0 | -9 | -6 | 125 | D | | | | | | | | | | | | | | |
1/22/26 16:15 | 1/20/26 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Saperstein Andrew M | NY | O | Co-P | S | -5,569 | 183.62 | 0 | -30 | -10 | 280 | D | | | | | | | | | | | | | | |
1/22/26 16:14 | 1/20/26 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pizzi Michael A. | NY | O | Head Tec | S | -3,691 | 184.55 | 0 | -20 | -14 | 128 | D | | | | | | | | | | | | | | |
1/22/26 16:13 | 1/20/26 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Grossman Eric F | NY | O | Chief Le | S | -3,966 | 184.00 | 0 | -22 | -11 | 169 | D | | | | | | | | | | | | | | |
1/22/26 16:12 | 1/20/26 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Crawley Mandell | NY | O | Chief Cl | S | -1,442 | 183.45 | 0 | -8 | -10 | 69 | D | | | | | | | | | | | | | | |
1/21/26 19:38 | 1/16/26 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Small Martin | NY | O | CFO,Seni | M.d | 13,889 | 513.50 | 0 | 27 | | 11 | D | | | | | | | | | | | | | | |
1/21/26 19:38 | 1/16/26 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Small Martin | NY | O | CFO,Seni | S.d | -31,676 | 1,171.1 | 0 | -27 | -72 | 11 | D | | | | | | | | | | | | | | |
1/21/26 16:43 | 1/16/26 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Viniar David A | NY | D | | S | -3,292 | 971.13 | 0 | -3 | -2 | 173 | I | | | | | | | | | | | | | | |
1/21/26 16:41 | 1/16/26 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Viniar David A | NY | D | | S.d | -62,528 | 965.00 | 0 | -65 | -9 | 653 | M | | | | | | | | | | | | | | |
1/15/26 17:01 | 1/13/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Sliney David D | MO | O | COO | M.d | 0 | 0.00 | 0 | 11 | 7 | 162 | D | | | | | | | | | | | | | | |
1/15/26 16:58 | 1/13/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fisher Mark P | CA | O | SVP,GC | M.d | 0 | 0.00 | 0 | 11 | 29 | 50 | D | | | | | | | | | | | | | | |
1/15/26 16:55 | 1/13/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Reichert Christopher K | MO | O | CEO of S | M.d | 0 | 0.00 | 0 | 7 | 15 | 54 | I | | | | | | | | | | | | | | |
1/15/26 16:53 | 1/13/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Michaud Thomas B. | NY | O | SVP | M.d | 0 | 0.00 | 0 | 15 | 24 | 77 | D | | | | | | | | | | | | | | |
1/15/26 16:51 | 1/13/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Kruszewski Ronald J | MO | DO | CEO | M.d | 0 | 0.00 | 0 | 52 | 5 | 1,207 | D | | | | | | | | | | | | | | |
1/15/26 16:48 | 1/13/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Marischen James M | MO | O | CFO | M.d | 0 | 0.00 | 0 | 12 | 21 | 70 | D | | | | | | | | | | | | | | |
1/15/26 16:45 | 1/13/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Zemlyak James M | MO | O | P | M.d | 0 | 0.00 | 0 | 26 | 2 | 1,157 | D | | | | | | | | | | | | | | |
1/15/26 16:42 | 1/13/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rubulotta David | NY | H | Co-Head | M.d | 0 | 0.00 | 0 | 2 | | 1 | D | | | | | | | | | | | | | | |
1/15/26 16:39 | 1/13/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | McDuffie Brantley | AL | H | Co Head | M.d | 0 | 0.00 | 0 | 2 | | 1 | D | | | | | | | | | | | | | | |
1/15/26 16:36 | 1/13/26 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Raymond Charles Bradford | NY | H | Co-Head | M.d | 0 | 0.00 | 0 | 21 | 95 | 43 | D | | | | | | | | | | | | | | |
1/12/26 16:15 | 1/12/26 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Pintoff Scott | NY | O | GC,Secre | S | -17 | 168.63 | 0 | 0 | -1 | 10 | D | | | | | | | | | | | | | | |
1/8/26 16:00 | 1/6/26 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Zecca John | NY | O | EVP,Glob | S | -450 | 100.01 | 0 | -5 | -3 | 126 | D | | | | | | | | | | | | | | |
1/7/26 16:31 | 1/5/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | S.d | -45,610 | 121.63 | 0 | -375 | -98 | 7 | D | | | | | | | | | | | | | | |
1/7/26 16:31 | 1/5/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | S | -713 | 121.59 | 0 | -6 | -28 | 15 | D | | | | | | | | | | | | | | |
1/7/26 16:30 | 1/5/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | S | -1,216 | 121.58 | 0 | -10 | -2 | 404 | D | | | | | | | | | | | | | | |
1/6/26 16:00 | 1/2/26 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Friedman Adena T | NY | DO | Chair,CE | M.d | 6,666 | 22.22 | 0 | 300 | 17 | 2,072 | D | | | | | | | | | | | | | | |
1/6/26 16:00 | 1/2/26 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Friedman Adena T | NY | DO | Chair,CE | S.d | -28,917 | 96.39 | 0 | -300 | -13 | 2,072 | D | | | | | | | | | | | | | | |
1/5/26 17:03 | 1/1/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Treseder Oluwadara Johnson | CA | D | | M.d | 0 | 0.00 | 0 | 1 | 1 | 75 | D | | | | | | | | | | | | | | |
1/5/26 17:03 | 1/1/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rubinstein Jonathan | CA | D | | M.d | 0 | 0.00 | 0 | 1 | 1 | 148 | D | | | | | | | | | | | | | | |
1/5/26 17:03 | 1/1/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | M.d | 0 | 0.00 | 0 | 1 | 80 | 2 | D | | | | | | | | | | | | | | |
1/5/26 17:02 | 1/1/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Loop Paula | CA | D | | M.d | 0 | 0.00 | 0 | 1 | 1 | 70 | D | | | | | | | | | | | | | | |
1/5/26 17:01 | 1/1/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | M.d | 0 | 0.00 | 0 | 19 | 4 | 527 | D | | | | | | | | | | | | | | |
1/5/26 17:01 | 1/1/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Zoellick Robert B. | CA | D | | M.d | 0 | 0.00 | 0 | 1 | 1 | 100 | D | | | | | | | | | | | | | | |
1/5/26 17:00 | 1/1/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Malka Meyer | CA | D | | M.d | 0 | 0.00 | 0 | 1 | 0 | 7,323 | D | | | | | | | | | | | | | | |
1/2/26 14:30 | 12/30/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Shepard William R | IL | D | | P | 73 | 278.37 | 0 | 0 | 0 | 261 | M | | | | | | | | | | | | | | |
12/29/25 18:01 | 12/23/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | M.d | 93 | 46.39 | 0 | 2 | 4 | 55 | M | | | | | | | | | | | | | | |
12/29/25 18:01 | 12/23/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | S.d | -204 | 102.01 | 0 | -2 | -3 | 55 | M | | | | | | | | | | | | | | |
12/23/25 16:41 | 12/22/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | S | -718 | 122.39 | 0 | -6 | -22 | 21 | D | | | | | | | | | | | | | | |
12/23/25 11:15 | 12/22/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Doran William | PA | D | | S | -587 | 83.85 | 0 | -7 | -1 | 624 | D | | | | | | | | | | | | | | |
12/22/25 16:35 | 12/19/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Rotsztain Diego | NY | O | Chief Go | S | -192 | 94.50 | 0 | -2 | -12 | 15 | D | | | | | | | | | | | | | | |
12/19/25 09:18 | 12/17/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Rotsztain Diego | NY | O | Chief Go | S.m | -365 | 95.36 | 0 | -4 | -18 | 18 | D | | | | | | | | | | | | | | |
12/18/25 20:55 | 12/16/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ellis Stephen A | TX | D | | M.d | 61 | 31.98 | 0 | 2 | 2 | 105 | D | | | | | | | | | | | | | | |
12/18/25 16:19 | 12/16/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Radziwill John | NY | DO | CB | P | 97 | 97.25 | 0 | 1 | 0 | 1,057 | D | | | | | | | | | | | | | | |
12/17/25 16:23 | 12/16/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brown Shelly | NJ | O | EVP,Chie | M.d | 400 | 12.00 | 0 | 33 | 11 | 345 | D | | | | | | | | | | | | | | |
12/17/25 16:22 | 12/16/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Emmons Lance | NJ | O | EVP,CFO | M.d | 500 | 14.94 | 0 | 33 | 36 | 128 | D | | | | | | | | | | | | | | |
12/17/25 08:41 | 12/15/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Santelli Jonathan N | FL | O | EVP,GC,S | M.d | 0 | 0.00 | 0 | 8 | 31 | 32 | D | | | | | | | | | | | | | | |
12/17/25 08:36 | 12/15/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Raney Steven M | FL | O | Exec Cha | M.d | 0 | 0.00 | 0 | 5 | 10 | 52 | D | | | | | | | | | | | | | | |
12/17/25 08:29 | 12/15/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Allaire Bella Loykhter | FL | O | Chief Ad | M.d | 0 | 0.00 | 0 | 7 | 8 | 84 | D | | | | | | | | | | | | | | |
12/17/25 08:20 | 12/15/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Curtis Scott A | FL | O | COO | M.d | 0 | 0.00 | 0 | 35 | 22 | 197 | D | | | | | | | | | | | | | | |
12/17/25 08:13 | 12/15/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Bunn James E | FL | O | P,Capita | M.d | 0 | 0.00 | 0 | 19 | 23 | 104 | D | | | | | | | | | | | | | | |
12/17/25 08:10 | 12/15/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Aisenbrey Christopher S | FL | O | CHRO | M.d | 0 | 0.00 | 0 | 4 | 28 | 18 | D | | | | | | | | | | | | | | |
12/17/25 08:07 | 12/15/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Haynes Morgan Tarazeta J | FL | O | Chief Au | M.d | 0 | 0.00 | 0 | 2 | 41 | 5 | D | | | | | | | | | | | | | | |
12/17/25 07:57 | 12/15/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Shoukry Paul M | FL | DO | CEO | M.d | 0 | 0.00 | 0 | 14 | 51 | 42 | D | | | | | | | | | | | | | | |
12/16/25 16:30 | 12/12/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Foley Douglas | GA | O | SVP,HR,A | S | -261 | 163.20 | 0 | -2 | -6 | 24 | D | | | | | | | | | | | | | | |
12/16/25 11:30 | 12/15/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Elwyn Tashtego S | FL | O | P,PCG | M.d | 0 | 0.00 | 0 | 35 | 123 | 63 | D | | | | | | | | | | | | | | |
12/15/25 20:04 | 12/15/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Reilly Paul C | FL | DO | Exec Cha | M.d | 0 | 0.00 | 0 | 92 | 54 | 263 | D | | | | | | | | | | | | | | |
12/15/25 20:04 | 12/15/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Reilly Paul C | FL | DO | Exec Cha | S.d | -21,321 | 163.15 | 0 | -131 | -33 | 263 | D | | | | | | | | | | | | | | |
12/15/25 15:53 | 12/12/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Stahl Murray | NY | D | | P.d | 100 | 41.00 | 0 | 2 | 0 | 4,560 | I | | | | | | | | | | | | | | |
12/15/25 15:05 | 12/11/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Duffy Terrence A | IL | DO | CB,CEO | S | -6,739 | 269.55 | 0 | -25 | -28 | 66 | D | | | | | | | | | | | | | | |
12/12/25 16:15 | 12/12/25 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Pintoff Scott | NY | O | GC,Secre | S | -18 | 177.85 | 0 | 0 | -1 | 10 | D | | | | | | | | | | | | | | |
12/10/25 21:22 | 12/8/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Hayes Anthony | NY | O | CEO | P.a | 89 | 3.87 | 0 | 23 | 1 | 1,751 | D | | | | | | | | | | | | | | |
12/10/25 21:20 | 12/8/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Wool Kyle Michael | NY | O | P | P.a | 97 | 3.87 | 0 | 25 | 1 | 2,454 | D | | | | | | | | | | | | | | |
12/10/25 16:30 | 12/8/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Kapani Mayur | GA | O | CTO | M.d | 306 | 57.31 | 0 | 5 | 9 | 65 | D | | | | | | | | | | | | | | |
12/10/25 16:30 | 12/8/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Kapani Mayur | GA | O | CTO | S.d | -837 | 156.67 | 0 | -5 | -8 | 65 | D | | | | | | | | | | | | | | |
12/10/25 07:56 | 12/8/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Devall Christopher Franklin | NY | O | COO | S | -173 | 3.85 | 0 | -45 | -24 | 146 | D | | | | | | | | | | | | | | |
12/10/25 07:54 | 12/8/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Wool Kyle Michael | NY | O | P | P | 97 | 3.87 | 0 | 25 | 1 | 2,454 | D | | | | | | | | | | | | | | |
12/10/25 07:52 | 12/8/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Hayes Anthony | NY | O | CEO | P | 89 | 3.87 | 0 | 23 | 1 | 1,751 | D | | | | | | | | | | | | | | |
12/9/25 19:15 | 12/5/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Steinmeier Richard | CA | O | CEO | S | -1,876 | 370.99 | 0 | -5 | -16 | 26 | M | | | | | | | | | | | | | | |
12/9/25 19:03 | 12/5/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gates Greg | CA | O | Group MD | S | -278 | 370.98 | 0 | -1 | -5 | 15 | D | | | | | | | | | | | | | | |
12/9/25 16:30 | 12/5/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | S | -776 | 132.26 | 0 | -6 | -18 | 27 | D | | | | | | | | | | | | | | |
12/9/25 16:30 | 12/5/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprieser Judith A | GA | D | | S | -584 | 157.96 | 0 | -4 | -20 | 14 | D | | | | | | | | | | | | | | |
12/8/25 16:20 | 12/4/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McCabe Philip | PA | O | See Rema | M.d | 640 | 53.34 | 0 | 12 | 23 | 65 | D | | | | | | | | | | | | | | |
12/8/25 16:20 | 12/4/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McCabe Philip | PA | O | See Rema | S.d | -973 | 81.11 | 0 | -12 | -16 | 65 | D | | | | | | | | | | | | | | |
12/5/25 20:56 | 12/3/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Devall Christopher Franklin | NY | O | COO | S.m | -871 | 3.96 | 0 | -220 | -54 | 191 | D | | | | | | | | | | | | | | |
12/5/25 17:57 | 12/3/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | DO | Exec CB | M.d | 1,600 | 53.34 | 0 | 30 | 0 | 6,943 | D | | | | | | | | | | | | | | |
12/5/25 17:57 | 12/3/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | DO | Exec CB | S.d | -2,003 | 80.87 | 0 | -25 | 0 | 6,943 | D | | | | | | | | | | | | | | |
12/5/25 16:31 | 12/3/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | S | -15,855 | 132.13 | 0 | -120 | -22 | 414 | D | | | | | | | | | | | | | | |
12/5/25 16:30 | 12/3/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | S | -6,550 | 131.15 | 0 | -50 | -48 | 54 | D | | | | | | | | | | | | | | |
12/3/25 17:58 | 12/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | M.d | 0 | 0.00 | 0 | 134 | 32 | 550 | D | | | | | | | | | | | | | | |
12/3/25 17:58 | 12/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | M.d | 0 | 0.00 | 0 | 54 | | 33 | D | | | | | | | | | | | | | | |
12/3/25 17:57 | 12/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | M.d | 0 | 0.00 | 0 | 61 | 142 | 104 | D | | | | | | | | | | | | | | |
12/3/25 17:57 | 12/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | M.d | 0 | 0.00 | 0 | 112 | 28 | 516 | D | | | | | | | | | | | | | | |
12/3/25 16:37 | 12/1/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Jambusaria Aneri | CA | O | Group MD | S | -28 | 352.48 | 0 | 0 | -1 | 6 | D | | | | | | | | | | | | | | |
12/3/25 16:36 | 12/1/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Small Martin | NY | O | CFO,Seni | S | -1,313 | 1,043.4 | 0 | -1 | -17 | 6 | D | | | | | | | | | | | | | | |
12/3/25 16:32 | 12/2/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Yates David M | NY | O | CIO | S | -76 | 11.13 | 0 | -7 | -4 | 152 | D | | | | | | | | | | | | | | |
12/3/25 16:08 | 12/1/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Bryan Everard | NY | O | EVP,CPO | S | -420 | 90.57 | 0 | -5 | -7 | 58 | D | | | | | | | | | | | | | | |
12/3/25 16:06 | 12/1/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Skule Jeremy | NY | O | EVP,CSO | S | -191 | 90.57 | 0 | -2 | -2 | 83 | D | | | | | | | | | | | | | | |
12/2/25 17:02 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Shoukry Paul M | FL | DO | CEO | M.d | 0 | 0.00 | 0 | 4 | 11 | 38 | D | | | | | | | | | | | | | | |
12/2/25 17:02 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Santelli Jonathan N | FL | O | EVP,GC,S | M.d | 0 | 0.00 | 0 | 4 | 17 | 26 | D | | | | | | | | | | | | | | |
12/2/25 17:00 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Reilly Paul C | FL | DO | Exec Cha | M.d | 0 | 0.00 | 0 | 7 | 3 | 263 | D | | | | | | | | | | | | | | |
12/2/25 16:58 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Raney Steven M | FL | O | Exec Cha | M.d | 0 | 0.00 | 0 | 3 | 6 | 48 | D | | | | | | | | | | | | | | |
12/2/25 16:57 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Allaire Bella Loykhter | FL | O | Chief Ad | M.d | 0 | 0.00 | 0 | 3 | 4 | 78 | D | | | | | | | | | | | | | | |
12/2/25 16:56 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Haynes Morgan Tarazeta J | FL | O | Chief Au | M.d | 0 | 0.00 | 0 | 1 | 35 | 5 | D | | | | | | | | | | | | | | |
12/2/25 16:55 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Elwyn Tashtego S | FL | O | P,PCG | M.d | 0 | 0.00 | 0 | 3 | 7 | 41 | D | | | | | | | | | | | | | | |
12/2/25 16:52 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Curtis Scott A | FL | O | COO | M.d | 0 | 0.00 | 0 | 3 | 2 | 172 | D | | | | | | | | | | | | | | |
12/2/25 16:49 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Campagnoli Vincent | FL | O | EVP,Tech | M.dm | 0 | 0.00 | 0 | 9 | 36 | 34 | D | | | | | | | | | | | | | | |
12/2/25 16:47 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Helal Tarek | FL | O | Chief St | M.dm | 0 | 0.00 | 0 | 4 | 16 | 26 | D | | | | | | | | | | | | | | |
12/2/25 16:44 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Larson Katherine H | FL | O | Chief Ac | M.dm | 0 | 0.00 | 0 | 2 | 214 | 3 | D | | | | | | | | | | | | | | |
12/2/25 16:42 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Oorlog Jonathan W Jr | FL | O | CFO | M.dm | 0 | 0.00 | 0 | 4 | 21 | 25 | D | | | | | | | | | | | | | | |
12/2/25 16:40 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Bunn James E | FL | O | P,Capita | M.d | 0 | 0.00 | 0 | 6 | 8 | 84 | D | | | | | | | | | | | | | | |
12/2/25 16:24 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Aisenbrey Christopher S | FL | O | CHRO | M.d | 0 | 0.00 | 0 | 2 | 11 | 16 | D | | | | | | | | | | | | | | |
12/1/25 17:49 | 11/26/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Abraham Chad R | MN | DO | CEO,CB | M.dm | 733 | 99.00 | 0 | 7 | 9 | 90 | D | | | | | | | | | | | | | | |
12/1/25 17:49 | 11/26/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Abraham Chad R | MN | DO | CEO,CB | S.dm | -2,494 | 337.04 | 0 | -7 | -8 | 90 | D | | | | | | | | | | | | | | |
12/1/25 16:38 | 11/26/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | S | -6,067 | 121.33 | 0 | -50 | -9 | 481 | D | | | | | | | | | | | | | | |
11/26/25 16:34 | 11/24/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | S | -1,130 | 112.98 | 0 | -10 | -2 | 531 | D | | | | | | | | | | | | | | |
11/25/25 17:02 | 11/25/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lilien R Jarrett | NY | O | P,COO | S | -138 | 11.01 | 0 | -13 | -1 | 999 | D | | | | | | | | | | | | | | |
11/24/25 16:30 | 11/20/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gardiner Warren | GA | O | CFO | S | -242 | 153.65 | 0 | -2 | -7 | 21 | D | | | | | | | | | | | | | | |
11/21/25 16:44 | 11/21/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Clune Katherine Patricia | MN | O | CFO | S | -444 | 324.69 | 0 | -1 | -12 | 10 | D | | | | | | | | | | | | | | |
11/21/25 16:35 | 11/19/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | M.d | 89 | 50.01 | 0 | 2 | 4 | 44 | D | | | | | | | | | | | | | | |
11/21/25 16:35 | 11/19/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | S.d | -270 | 152.52 | 0 | -2 | -4 | 44 | D | | | | | | | | | | | | | | |
11/21/25 16:30 | 11/19/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprecher Jeffrey C | GA | DO | CEO | S | -22,963 | 153.08 | 0 | -150 | -5 | 3,000 | M | | | | | | | | | | | | | | |
11/21/25 16:09 | 11/20/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sammann Derek | IL | O | Sr MD Gl | S | -1,985 | 275.67 | 0 | -7 | -21 | 27 | M | | | | | | | | | | | | | | |
11/19/25 16:31 | 11/17/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | S.d | -48,762 | 116.56 | 0 | -418 | -100 | 1 | I | | | | | | | | | | | | | | |
11/19/25 16:21 | 11/18/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Soran Philip | MN | D | | S | -190 | 317.05 | 0 | -1 | -3 | 19 | D | | | | | | | | | | | | | | |
11/18/25 12:48 | 11/17/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Doran William | PA | D | | M.d | 533 | 53.34 | 0 | 10 | 2 | 629 | D | | | | | | | | | | | | | | |
11/14/25 19:05 | 11/12/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | M.d | 143 | 46.39 | 0 | 3 | 6 | 55 | M | | | | | | | | | | | | | | |
11/14/25 19:05 | 11/12/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | S.d | -301 | 98.00 | 0 | -3 | -5 | 55 | M | | | | | | | | | | | | | | |
11/14/25 06:23 | 11/12/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lilien R Jarrett | NY | O | P,COO | S | -294 | 11.77 | 0 | -25 | -2 | 1,011 | D | | | | | | | | | | | | | | |
11/13/25 16:30 | 11/11/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | S | -314 | 151.00 | 0 | -2 | -4 | 44 | D | | | | | | | | | | | | | | |
11/13/25 16:05 | 11/11/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Deason Douglas R | NY | D | | P.m | 732 | 30.50 | 0 | 24 | 72 | 57 | I | | | | | | | | | | | | | | |
11/13/25 15:51 | 11/11/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | M.d | 1,038 | 5.93 | 0 | 175 | 61 | 464 | D | | | | | | | | | | | | | | |
11/13/25 15:51 | 11/11/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | S.d | -39,842 | 132.81 | 0 | -300 | -39 | 464 | D | | | | | | | | | | | | | | |
11/13/25 15:51 | 11/11/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rubinstein Jonathan | CA | D | | S | -5,612 | 132.26 | 0 | -42 | -22 | 147 | I | | | | | | | | | | | | | | |
11/13/25 14:21 | 11/12/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Peterson Michael | PA | O | EVP | M.d | 1,359 | 54.34 | 0 | 25 | | 14 | D | | | | | | | | | | | | | | |
11/13/25 14:21 | 11/12/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Peterson Michael | PA | O | EVP | S.d | -2,105 | 84.21 | 0 | -25 | -65 | 14 | D | | | | | | | | | | | | | | |
11/12/25 11:20 | 11/11/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Romeo Carmen | PA | D | | M.d | 267 | 53.34 | 0 | 5 | 0 | 1,574 | D | | | | | | | | | | | | | | |
11/12/25 11:20 | 11/11/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Romeo Carmen | PA | D | | S.d | -420 | 84.01 | 0 | -5 | 0 | 1,574 | D | | | | | | | | | | | | | | |
11/10/25 21:17 | 11/7/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Craig Jonathan M. | TX | O | MD,Head | M.d | 1,477 | 41.98 | 0 | 35 | | 0 | M | | | | | | | | | | | | | | |
11/10/25 21:17 | 11/7/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Craig Jonathan M. | TX | O | MD,Head | S.d | -3,355 | 95.35 | 0 | -35 | -100 | 0 | M | | | | | | | | | | | | | | |