7/19/24 17:23 | 7/17/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bettinger Walter W | TX | DO | Co-CB,CE | 2 | P | 4,622 | 61.63 | 0 | 75 | 10 | 840 | D | | | | | | | | | | | | | | |
7/19/24 17:19 | 7/17/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Wurster Richard A | TX | O | P | 4 | P | 1,302 | 59.18 | 0 | 22 | 17 | 148 | D | | | | | | | | | | | | | | |
7/5/24 16:43 | 7/3/24 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | CT | T | | 4 | P | 82 | 41.21 | 0 | 2 | 2 | 128 | D | | | | | | | | | | | | | | |
6/26/24 20:48 | 6/25/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Shepard William R | IL | D | | 8 | P.am | 956 | 190.94 | 0 | 5 | 2 | 257 | M | | | | | | | | | | | | | | |
6/25/24 16:08 | 6/24/24 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Associated Capital Group, Inc. | CT | T | | 4 | P | 244 | 40.42 | 0 | 6 | 5 | 127 | D | | | | | | | | | | | | | | |
6/24/24 16:29 | 6/24/24 | STHO | Star Holdings | DE | Financ | FinTrd | Security Brokers, Dealers & F | Cowen Inc. | NY | T | | 5 | P.m | 812 | 11.09 | 0 | 73 | 4 | 2,013 | I | | | | | | | | | | | | | | |
5/31/24 16:05 | 5/29/24 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Hayes Anthony | NY | DO | CEO | 9 | P.m | 268 | 2.22 | 0 | 121 | 55 | 339 | D | | | | | | | | | | | | | | |
5/31/24 16:05 | 5/29/24 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Wool Kyle Michael | NY | DOT | P | 10 | P | 168 | 2.65 | 0 | 64 | 4 | 1,522 | I | | | | | | | | | | | | | | |
4/29/24 21:11 | 4/25/24 | BKKT | Bakkt Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Intercontinental Exchange, Inc. | GA | T | | 2 | P.d | 2,699 | 0.8670 | 0 | 3,113 | 71 | 7,476 | I | | | | | | | | | | | | | | |
2/14/24 09:18 | 2/13/24 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Steinberg Jonathan L | NY | DO | CEO | 1 | P | 2,187 | 7.20 | 0 | 304 | 3 | 9,174 | D | | | | | | | | | | | | | | |
2/13/24 07:40 | 2/9/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Garcia Art A | FL | D | | 1 | P | 99 | 112.30 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
2/7/24 17:47 | 2/7/24 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Cifu Douglas A | NY | DO | CEO | 3 | P.d | 2,506 | 16.71 | 0 | 150 | 17 | 1,027 | D | | | | | | | | | | | | | | |
12/28/23 08:00 | 12/26/23 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Devall Christopher Franklin | NY | O | COO | 3 | P | 22 | 2.49 | 0 | 9 | 43 | 30 | D | | | | | | | | | | | | | | |
12/26/23 18:02 | 8/10/22 | QBTS | D-Wave Quantum Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Goldman Sachs Group Inc | NY | T | | 2 | P.dm | 246 | 11.78 | 0 | 21 | 0 | 57,748 | I | | | | | | | | | | | | | | |
12/15/23 20:24 | 12/14/23 | MOND | Mondee Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Morgan Stanley | NY | T | | 1 | P.d | 0 | 0.00 | 0 | 1 | 13 | 11 | I | | | | | | | | | | | | | | |
10/25/23 16:02 | 10/23/23 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Torgeby Johan | NY | D | | 1 | P | 706 | 50.42 | 0 | 14 | 165 | 22 | D | | | | | | | | | | | | | | |
10/13/23 16:59 | 10/12/23 | BATRA | Liberty Media Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | NY | T | | 5 | P | 115 | 38.22 | 0 | 3 | 1 | 239 | D | | | | | | | | | | | | | | |
9/13/23 16:40 | 9/13/23 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Molluso Joseph | NY | O | Co-P,Co- | 1 | P.d | 257 | 17.17 | 0 | 15 | 4 | 358 | D | | | | | | | | | | | | | | |
8/21/23 18:51 | 8/17/23 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ruffel Charles A. | TX | D | | 1 | P | 50 | 60.55 | 0 | 1 | 3 | 27 | I | | | | | | | | | | | | | | |
8/15/23 16:15 | 8/14/23 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Concannon Christopher R | NY | DO | CEO | 1 | P | 1,018 | 238.42 | 0 | 4 | 10 | 47 | D | | | | | | | | | | | | | | |
8/7/23 16:04 | 8/3/23 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Yabuki Jeffery W | NY | D | | 1 | P | 25 | 49.40 | 0 | 1 | 5 | 10 | D | | | | | | | | | | | | | | |
8/2/23 16:12 | 7/31/23 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Friedman Adena T | NY | DO | Chair,CE | 1 | P.d | 510 | 51.00 | 0 | 10 | 1 | 1,819 | D | | | | | | | | | | | | | | |
6/16/23 21:19 | 9/23/22 | FRGE | Forge Global Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Hansmeyer Christoph | CA | D | | 1 | P.a | 11 | 1.92 | 0 | 6 | 20 | 34 | D | | | | | | | | | | | | | | |
6/15/23 16:05 | 6/13/23 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Black Steven D | NY | D | | 1 | P | 206 | 51.46 | 0 | 4 | 3 | 144 | D | | | | | | | | | | | | | | |
6/12/23 17:36 | 6/8/23 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Radziwill John | NY | DO | CB | 1 | P.m | 171 | 87.08 | 0 | 2 | 0 | 466 | D | | | | | | | | | | | | | | |
5/11/23 17:30 | 5/9/23 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Stevens Glenn Henry | NY | H | Head-Ret | 1 | P | 253 | 84.18 | 0 | 3 | 6 | 52 | D | | | | | | | | | | | | | | |
5/5/23 08:24 | 5/4/23 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Glavin William Francis Jr | CA | D | | 1 | P | 100 | 180.23 | 0 | 1 | 3 | 23 | I | | | | | | | | | | | | | | |
3/29/23 19:06 | 3/28/23 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brown Marianne Catherine | TX | D | | 1 | P | 267 | 53.47 | 0 | 5 | 100 | 10 | D | | | | | | | | | | | | | | |
3/24/23 15:12 | 3/24/23 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Zemlyak James M | MO | O | Co-P | 1 | P.d | 1,121 | 56.06 | 0 | 20 | 2 | 1,257 | D | | | | | | | | | | | | | | |
3/20/23 17:43 | 3/17/23 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Clark Bernard J. | TX | O | MD,Head | 1 | P | 274 | 54.83 | 0 | 5 | 4 | 125 | I | | | | | | | | | | | | | | |
3/20/23 17:42 | 3/17/23 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Martin-Flickinger Gerri | TX | D | | 1 | P | 200 | 54.16 | 0 | 4 | 78 | 8 | I | | | | | | | | | | | | | | |
3/16/23 19:43 | 3/16/23 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Goldfarb Mark A | TX | D | | 1 | P | 233 | 58.37 | 0 | 4 | 14 | 32 | I | | | | | | | | | | | | | | |
3/15/23 18:57 | 3/15/23 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ellis Stephen A | TX | D | | 2 | P | 2,382 | 57.90 | 0 | 41 | 65 | 105 | I | | | | | | | | | | | | | | |
3/14/23 19:07 | 3/14/23 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ricketts Todd M | TX | D | | 1 | P | 568 | 56.79 | 0 | 10 | 2 | 534 | D | | | | | | | | | | | | | | |
3/14/23 19:06 | 3/14/23 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Adams John K Jr | TX | D | | 1 | P | 297 | 59.31 | 0 | 5 | 14 | 42 | D | | | | | | | | | | | | | | |
3/14/23 19:06 | 3/14/23 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Crawford Peter B. | TX | O | MD,CFO | 1 | P | 290 | 57.96 | 0 | 5 | 13 | 45 | I | | | | | | | | | | | | | | |
3/14/23 11:19 | 3/13/23 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Kruszewski Ronald J | MO | DO | CEO | 1 | P.dm | 575 | 56.53 | 0 | 10 | 1 | 1,385 | D | | | | | | | | | | | | | | |