Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
5/17/24 19:07	5/15/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		9	S.d	-18,827	15.66	-1,202		36	I
5/17/24 16:45	5/15/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Philip Andrew	NY	H	Subsidia	2	S	-1,090	72.64	-15		234	D
5/16/24 21:04	5/14/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	CHRO	1	S	-693	99.61	-7		46	D
5/16/24 20:24	5/14/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	5	S.m	-42,783	73.57	-582		99,282	I
5/15/24 16:43	5/13/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Clay Catherine R	IL	O	EVP,GLOB	3	M.d	800	185.76	4	298	6	D
5/14/24 21:26	5/13/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	1	S.m	-12,974	46.27	-280		5,649	M
5/14/24 18:02	5/10/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	3	M.d	11,974	656.45	18		6	D
5/14/24 18:02	5/10/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	3	S.d	-11,974	656.45	-18		6	D
5/14/24 16:03	5/10/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	2	S.d	-3,018	87.19	-35		153	D
5/14/24 12:08	5/13/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	4	S.m	-24,915	69.63	-358		7,885	D
5/13/24 21:23	5/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		7	S.dm	-6,653	70.40	-95		2,319	I
5/13/24 18:00	5/13/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Savage Terry L	IL	D		1	S	-527	210.65	-3		17	I
5/13/24 17:32	5/9/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hult William	NY	DO	CEO	2	M.dm	13,005	66.35	196	591	229	D
5/13/24 17:32	5/9/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hult William	NY	DO	CEO	2	S.dm	-13,005	66.35	-196		229	D
5/13/24 16:18	5/9/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Nguyen Xuong	IL	O	COO	2	M.d	760	55.00	14	21	81	D
5/13/24 16:18	5/9/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Nguyen Xuong	IL	O	COO	2	S.d	-760	55.00	-14		81	D
5/10/24 16:12	5/10/24	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Behrens Evan	NY	D		1	S	-180	43.65	-4		5	D
5/9/24 13:29	5/8/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Piell Hilda Harris	IL	O	Sr MD,CH	1	S	-1,502	210.35	-7		29	D
5/8/24 19:44	5/6/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	6	S.d	-21,327	16.00	-1,333		39	D
5/8/24 18:55	5/7/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Zucker Scott	NY	O	Chief Ad	1	S	-278	110.56	-3		29	D
5/8/24 16:06	5/6/24	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Windeatt Sean A	NY	O	COO	1	S.m	-1,386	8.75	-158		641	D
5/7/24 19:11	5/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	4	S.d	-422	1.41	-299		867	D
5/7/24 16:34	5/6/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	1	S	-331	211.14	-2		17	D
5/6/24 17:16	5/3/24	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Heleen Mark L	VA	O	EVP,CLO,	1	S	-160	16.00	-10		405	D
5/6/24 16:42	5/3/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Bunn James E	FL	O	P-GlobEq	1	S	-1,381	124.44	-11		49	D
5/6/24 16:33	5/3/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Parthemore Eric	FL	D		1	S	-168	74.67	-2		19	D
5/3/24 19:19	5/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	3	M.d	879	4.80	183	76	424	D
5/3/24 19:14	5/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	5	S.d	-264	1.49	-177		1,002	D
5/3/24 16:40	5/2/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		1	S	-1,039	79.90	-13		19	I
5/3/24 16:33	5/1/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Bryan Everard	NY	O	EVP	3	S	-764	61.08	-13		64	D
5/2/24 20:59	5/1/24	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rodriques Kelly	CA	DO	CEO	4	S.m	-322	1.88	-171		13,281	D
5/2/24 16:08	4/30/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Brian J	NY	O	Chief Ri	1	M.d	0	0.00	7	28	30	D
5/2/24 16:06	4/30/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	1	M.d	0	0.00	17	15	134	D
5/2/24 16:05	4/30/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Waldron John E.	NY	O	P,COO	1	M.d	0	0.00	26	32	106	D
5/2/24 16:04	4/30/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	1	M.d	0	0.00	7	258	10	D
5/1/24 17:06	4/29/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Duffy Terrence A	IL	DO	CB,CEO	1	S	-8,436	210.91	-40		67	D
5/1/24 16:24	4/29/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		1	S	-2,161	432.25	-5		819	D
4/30/24 16:30	4/26/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Surdykowski Andrew J	GA	O	GC	3	S.dm	-1,159	105.16	-11		49	D
4/30/24 10:20	4/29/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Maclellan Robert F.	MD	D		2	M.d	688	92.75	7	27	35	D
4/30/24 10:20	4/29/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Maclellan Robert F.	MD	D		2	S.d	-688	92.75	-7		35	D
4/29/24 21:11	4/25/24	BKKT	Bakkt Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Intercontinental Exchange, Inc.	GA	T		2	P.d	2,699	0.8670	3,113	71	7,476	I
4/29/24 14:41	4/26/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	P,CEO RJ	1	S	-505	121.01	-4		54	D
4/26/24 17:20	4/24/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	5	M.dm	1,924	57.36	34	124	61	M
4/26/24 17:20	4/24/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	5	S.dm	-1,924	57.36	-34		61	M
4/24/24 21:32	4/24/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	1	S	-65,251	43.50	-1,500		16,707	D
4/23/24 21:35	4/19/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		3	M.d	1,521	48.03	32	38	116	M
4/23/24 21:35	4/19/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		3	S.d	-1,521	48.03	-32		116	M
4/19/24 16:06	4/18/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	1	S	-9,021	90.21	-100		767	D
4/19/24 16:05	4/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles Aubrey III	NY	O	Chief Ri	1	S	-1,009	90.09	-11		131	D
4/18/24 21:44	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb Mark A	TX	D		1	S	-503	70.86	-7		27	I
4/18/24 21:29	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		2	M.d	482	48.06	10	63	26	M
4/18/24 21:29	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		2	S.d	-482	48.06	-10		26	M
4/18/24 21:13	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	4	S.d	-4,006	60.80	-66		83	D
4/18/24 21:08	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	1	S	-1,771	72.23	-25		0	D
4/18/24 21:05	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Martinetto Joseph R	TX	O	COO	1	S	-3,046	70.83	-43		302	I
4/12/24 10:22	4/10/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Garcia Art A	FL	D		1	M.d	0	0.00	2	210	3	D
4/10/24 16:10	4/8/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	2	P	80	2.91	28	2	1,517	I
4/8/24 16:10	4/4/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	1	P.m	49	2.82	17	5	335	I
4/5/24 16:30	4/3/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprecher Jeffrey C	GA	DO	CEO	3	M.d	32,592	118.54	275	7	4,033	M
4/5/24 16:30	4/3/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprecher Jeffrey C	GA	DO	CEO	3	S.d	-32,592	118.54	-275		4,033	M
4/3/24 16:11	4/2/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		1	P	21	41.25	1	0	122	D
4/2/24 18:54	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		1	M.d	0	0.00	7	0	43,731	D
4/2/24 18:52	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frei Frances X	CA	D		2	M.d	0	0.00	6	8	82	D
4/2/24 18:51	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		2	M.d	0	0.00	10	8	145	D
4/2/24 18:48	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		2	M.d	0	0.00	8	12	72	D
4/2/24 18:47	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		1	M.d	0	0.00	6	11	56	D
4/2/24 18:46	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		1	M.d	0	0.00	8	23	42	D
4/1/24 16:30	3/28/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprieser Judith A	GA	D		1	S	-307	137.36	-2		29	D
3/28/24 20:45	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		4	M.d	3,226	51.36	63		45	D
3/28/24 20:45	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		4	S.d	-3,226	51.36	-63		45	D
3/28/24 10:42	3/8/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Klauder Paul	PA	O	EVP	2	M.d	221	55.22	4	13	35	D
3/28/24 10:42	3/8/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Klauder Paul	PA	O	EVP	2	S.d	-221	55.22	-4		35	D
3/27/24 16:13	3/25/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Justin	NY	O	CTO	4	S.d	-2,640	79.29	-33		69	D
3/27/24 12:49	3/26/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Shepard William R	IL	D		1	P	63	215.07	0	0	256	M
3/25/24 19:28	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	Please s	3	M.d	3,785	64.47	59		0	M
3/25/24 19:28	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	Please s	3	S.d	-3,785	64.47	-59	-100	0	M
3/22/24 16:30	3/22/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Borse Dubai Ltd	C0	T		1	S	-1,797,907	58.00	-31,000		58,342	D
3/22/24 16:02	1/31/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	McCourt Timothy Francis	IL	O	Sr MD Gl	2	S	-128	216.86	-1		6	D
3/20/24 16:31	3/20/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Friedman Douglas	NY	O	GC,Secre	3	S.d	-3,592	64.86	-55		36	D
3/19/24 16:30	3/18/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Foley Douglas	GA	O	SVP,HR,A	1	S	-216	135.12	-2		25	D
3/15/24 19:44	3/8/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		5	P.m	2,089	11.61	180	11	1,802	I
3/15/24 19:44	3/8/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		5	S.m	-2,089	11.61	-180		1,802	I
3/15/24 16:49	3/13/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	2	S.dm	-1,553	45.53	-34		207	D
3/15/24 08:51	3/13/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Branch Scott J	NY	H	Retired	1	S	-505	67.29	-8		1,086	I
3/14/24 16:30	3/12/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Martin Lynn C	GA	O	P,NYSE G	2	S	-1,348	137.10	-10		59	D
3/14/24 16:30	3/12/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gardiner Warren	GA	O	CFO	2	S	-104	138.24	-1		18	D
3/14/24 08:28	3/12/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lyon Charles M	FL	H	Subsidia	8	M.dm	6,015	49.18	122		62	D
3/14/24 08:28	3/12/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lyon Charles M	FL	H	Subsidia	8	S.dm	-6,015	49.18	-122		62	D
3/13/24 16:33	3/11/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Wilkinson Allen	IL	O	SVP,CHIE	2	S.d	-154	186.11	-1		0	D
3/13/24 16:32	3/11/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sexton John P	IL	O	EVP,GC,C	2	S.d	-1,899	185.54	-10		24	D
3/12/24 17:00	3/11/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	2	S.d	-1,888	45.55	-41		115	D
3/11/24 14:53	3/8/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Hrabowski Freeman A III	MD	D		2	M.d	1,713	97.98	17	487	21	D
3/11/24 14:53	3/8/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Hrabowski Freeman A III	MD	D		2	S.d	-1,713	97.98	-17		21	D
3/8/24 16:30	3/6/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	King Elizabeth Kathryn	GA	O	Global H	1	S	-1,227	138.24	-9		14	D
3/6/24 16:01	3/6/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat	1P	O	CTO	1	S	-226	75.43	-3		9	D
3/5/24 16:49	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	1	M.d	0	0.00	4	8	57	D
3/5/24 16:48	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	1	M.d	0	0.00	4	10	48	D
3/5/24 16:46	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	2	M.d	2,713	38.93	70	30	302	D
3/5/24 16:45	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	1	M.d	0	0.00	30	2	1,280	D
3/5/24 16:45	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	1	M.d	0	0.00	68	5	1,445	D
3/5/24 16:43	3/1/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	1	M.d	0	0.00	4	10	51	I
3/4/24 18:31	2/29/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	2	S.m	-1,702	188.04	-9		65	D
3/4/24 17:21	3/1/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fowler John Moore	NY	D		1	S	-41	68.94	-1		86	D
3/1/24 18:53	2/28/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	1	S	-25,090	809.92	-31		414	D
2/27/24 20:04	2/26/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sethi Kabir	CA	O	MD	1	S	-346	266.50	-1		10	D
2/27/24 19:51	2/26/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gates Greg	CA	O	MD	1	S	-3,036	266.27	-11		19	D
2/27/24 19:42	2/26/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Enyedi Matthew	CA	O	MD	3	S.d	-1,049	203.20	-5		10	D
2/27/24 19:25	2/26/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO,Head	1	S	-1,486	266.52	-6		14	D
2/27/24 19:16	2/23/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	4	M.dm	14,514	201.87	72	103	142	D
2/27/24 19:16	2/23/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	4	S.dm	-14,514	201.87	-72		142	D
2/26/24 16:10	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Seshadri Raj	FL	D		1	M.d	0	0.00	2	21	10	D
2/26/24 16:09	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Gates Anne	FL	D		1	M.d	0	0.00	2	15	13	D
2/26/24 16:09	2/22/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Berlinski Philip R.	NY	O	Global T	1	S	-4,551	390.64	-12		25	D
2/26/24 16:08	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Esty Benjamin	FL	D		1	M.d	0	0.00	2	6	28	D
2/26/24 16:07	2/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	1	S	-5,001	394.43	-13		34	D
2/26/24 16:06	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Gordon L	FL	D		1	M.d	0	0.00	2	6	41	D
2/26/24 11:55	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Debel Marlene	FL	D		1	M.d	0	0.00	2	39	6	D
2/26/24 11:54	2/23/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	2	M.d	324	53.98	6		1	D
2/26/24 11:54	2/23/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	2	S.d	-324	53.98	-6		1	D
2/26/24 09:41	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Dutkowsky Robert M	FL	D		1	M.d	0	0.00	2	17	11	D
2/26/24 09:21	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	McGeary Roderick C	FL	D		1	M.d	0	0.00	2	9	20	D
2/26/24 09:18	2/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Edwards Jeffrey N	FL	D		1	M.d	0	0.00	2	6	29	D
2/23/24 18:41	2/23/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	2	M.d	48,015	665.78	72		17	D
2/23/24 18:41	2/23/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	2	S.d	-48,015	665.78	-72		17	D
2/23/24 16:30	2/21/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Edmonds Christopher Scott	GA	O	P,Fixed	1	S	-854	136.26	-6		17	D
2/23/24 16:18	2/21/24	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	1	S.m	-1,059	105.94	-10		109	D
2/22/24 16:48	2/19/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Howson Dave	IL	O	EVP,GLOB	2	M.d	2,812	186.79	15	598	18	D
2/22/24 16:48	2/20/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Howson Dave	IL	O	EVP,GLOB	2	S.d	-2,812	186.79	-15		18	D
2/22/24 16:46	2/19/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Griebenow Jill	IL	O	EVP,CFO	1	M.d	548	186.69	3	39	10	D
2/22/24 16:38	2/19/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Isaacson Christopher A	IL	O	EVP,COO	1	M.d	1,609	186.69	9	16	63	D
2/22/24 16:36	2/19/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Inzirillo Adam	IL	O	EVP,DATA	1	M.d	482	186.69	3		1	D
2/22/24 16:35	2/19/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Foley Stephanie	IL	O	EVP,CHRO	1	M.d	122	186.69	1		1	D
2/22/24 16:30	2/20/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Williams Stuart Glen	GA	O	COO	1	S	-400	136.57	-3		15	D
2/22/24 16:08	2/20/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bruni Enrico	NY	O	MD,Europ	2	M.d	3,191	44.85	71	513	85	D
2/22/24 16:08	2/20/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bruni Enrico	NY	O	MD,Europ	2	S.d	-3,191	44.85	-71		85	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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