10/18/24 19:45 | 10/11/24 | GDV.M | Gabelli Dividend & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.a | 84,115 | 10.00 | 0 | 8,412 | New | 8,412 | M | | | | | | | | | | | | | | |
10/18/24 19:27 | 10/16/24 | GDV | Gabelli Dividend & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 5 | 24.94 | 0 | 0 | 0 | 780 | D | | | | | | | | | | | | | | |
10/17/24 16:02 | 10/15/24 | GGT | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 3 | 4.76 | 0 | 1 | 0 | 2,620 | D | | | | | | | | | | | | | | |
10/16/24 21:16 | 10/15/24 | GDV | Gabelli Dividend & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 50 | 24.90 | 0 | 2 | 0 | 779 | I | | | | | | | | | | | | | | |
10/15/24 17:33 | 10/11/24 | GDV.M | Gabelli Dividend & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 56,215 | 10.00 | 0 | 5,622 | New | 5,622 | M | | | | | | | | | | | | | | |
10/15/24 06:45 | 10/11/24 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | CT | T | | P | 15 | 41.50 | 0 | 0 | 0 | 132 | D | | | | | | | | | | | | | | |
9/5/24 15:24 | 9/4/24 | GDV | Gabelli Dividend & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 190 | 23.80 | 0 | 8 | 1 | 777 | I | | | | | | | | | | | | | | |
8/21/24 16:20 | 8/19/24 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 54 | 10.76 | 0 | 5 | 1 | 532 | I | | | | | | | | | | | | | | |
8/7/24 12:02 | 8/5/24 | GDV | Gabelli Dividend & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 16 | 21.99 | 0 | 1 | 0 | 769 | D | | | | | | | | | | | | | | |
8/5/24 18:48 | 8/2/24 | GDV | Gabelli Dividend & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 75 | 22.91 | 0 | 3 | 0 | 769 | D | | | | | | | | | | | | | | |
7/31/24 13:14 | 7/29/24 | GGT | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 2 | 4.98 | 0 | 1 | 0 | 2,620 | I | | | | | | | | | | | | | | |
7/19/24 14:33 | 7/16/24 | GGT.R | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 0 | 0.0040 | 0 | 39 | 4 | 915 | M | | | | | | | | | | | | | | |
7/5/24 16:43 | 7/3/24 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | CT | T | | P | 21 | 42.29 | 0 | 1 | 0 | 128 | D | | | | | | | | | | | | | | |
6/28/24 16:26 | 6/26/24 | GAB.N | Gabelli Equity Trust Inc | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 1,175 | 100.00 | 0 | 12 | 20 | 72 | D | | | | | | | | | | | | | | |
6/27/24 19:11 | 6/25/24 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | CT | T | | P | 20 | 39.88 | 0 | 1 | 0 | 128 | D | | | | | | | | | | | | | | |
6/3/24 16:22 | 5/31/24 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | CT | T | | P | 21 | 41.40 | 0 | 1 | 0 | 125 | D | | | | | | | | | | | | | | |
4/3/24 16:43 | 2/22/24 | GNT.B | Gamco Natural Resources, Gold & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | TH | Control | P | 8,700 | 10.00 | 0 | 870 | New | 870 | M | | | | | | | | | | | | | | |
4/3/24 16:11 | 4/2/24 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | CT | T | | P | 21 | 41.25 | 0 | 1 | 0 | 122 | D | | | | | | | | | | | | | | |
3/1/24 18:05 | 2/29/24 | GRX.G | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 6,100 | 10.00 | 0 | 610 | 305 | 810 | M | | | | | | | | | | | | | | |
3/1/24 16:54 | 2/29/24 | GAB.N | Gabelli Equity Trust Inc | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 6,000 | 100.00 | 0 | 60 | New | 60 | M | | | | | | | | | | | | | | |
12/13/23 15:41 | 12/11/23 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 54 | 9.04 | 0 | 6 | 1 | 537 | D | | | | | | | | | | | | | | |
9/27/23 16:57 | 9/25/23 | GGT | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 1 | 6.31 | 0 | 0 | 0 | 2,558 | D | | | | | | | | | | | | | | |
9/15/23 14:20 | 9/15/23 | GLU.B | Gabelli Global Utility & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | TH | Control | P | 3,013 | 50.31 | 0 | 60 | 76 | 138 | M | | | | | | | | | | | | | | |
9/13/23 16:19 | 9/13/23 | MPTI | M-Tron Industries, Inc. | DE | Electr | ElcPrt | Electronic Components | Gabelli Mario J | CT | T | | P | 4 | 18.83 | 0 | 0 | 0 | 469 | D | | | | | | | | | | | | | | |
8/8/23 16:50 | 8/7/23 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 1 | 7.93 | 0 | 0 | 0 | 4,956 | I | | | | | | | | | | | | | | |
8/1/23 20:38 | 7/31/23 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 4 | 7.93 | 0 | 1 | 0 | 4,956 | D | | | | | | | | | | | | | | |
2/16/23 20:45 | 2/10/23 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 16 | 8.12 | 0 | 2 | 0 | 4,957 | I | | | | | | | | | | | | | | |
1/20/23 20:43 | 1/18/23 | GRX.G | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 5,110 | 10.00 | 0 | 511 | New | 511 | M | | | | | | | | | | | | | | |
1/5/23 18:32 | 12/29/22 | GCV.G | Gabelli Convertible & Income Securities Fund Inc | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | H | Control | P | 3,500 | 10.00 | 0 | 350 | New | 350 | I | | | | | | | | | | | | | | |
10/26/22 15:39 | 10/24/22 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 2 | 7.99 | 0 | 0 | 0 | 5,015 | D | | | | | | | | | | | | | | |
10/20/22 17:24 | 10/17/22 | GRX.C | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 1,000 | 20.00 | 0 | 50 | 10 | 565 | M | | | | | | | | | | | | | | |
10/19/22 18:28 | 10/17/22 | GRX.E | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 2,300 | 10.00 | 0 | 230 | 20 | 1,400 | M | | | | | | | | | | | | | | |
10/19/22 16:24 | 10/17/22 | GDL.E | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 2,000 | 10.00 | 0 | 200 | 19 | 1,240 | M | | | | | | | | | | | | | | |
10/18/22 19:58 | 10/17/22 | GGZ.B | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 1,586 | 10.00 | 0 | 159 | 19 | 1,002 | M | | | | | | | | | | | | | | |
10/11/22 17:07 | 10/7/22 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 9 | 7.89 | 0 | 1 | 0 | 5,015 | I | | | | | | | | | | | | | | |
10/5/22 20:04 | 10/3/22 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 23 | 8.00 | 0 | 3 | 0 | 5,014 | I | | | | | | | | | | | | | | |
7/20/22 14:40 | 7/18/22 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 7 | 8.25 | 0 | 1 | 0 | 5,011 | D | | | | | | | | | | | | | | |
7/7/22 17:00 | 7/1/22 | ECF.B | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 7,900 | 10.00 | 0 | 790 | New | 790 | M | | | | | | | | | | | | | | |
6/17/22 16:37 | 6/15/22 | BCV | Bancroft Fund Ltd | DE | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 18 | 17.93 | 0 | 1 | 1 | 201 | D | | | | | | | | | | | | | | |
3/30/22 20:04 | 3/28/22 | GDL.E | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 12,400 | 10.00 | 0 | 1,240 | New | 1,240 | M | | | | | | | | | | | | | | |
12/21/21 20:21 | 12/17/21 | GAB.M | Gabelli Equity Trust Inc | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 6,000 | 100.00 | 0 | 60 | 207 | 89 | I | | | | | | | | | | | | | | |
11/2/21 15:13 | 11/1/21 | GGZ.B | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 12,635 | 10.00 | 0 | 1,264 | New | 1,264 | M | | | | | | | | | | | | | | |
10/19/21 20:19 | 10/15/21 | GRX.E | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 14,000 | 10.00 | 0 | 1,400 | New | 1,400 | M | | | | | | | | | | | | | | |
9/1/21 16:05 | 8/30/21 | GGT | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 37 | 9.44 | 0 | 4 | 0 | 2,011 | D | | | | | | | | | | | | | | |
2/18/21 21:04 | 2/16/21 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 31 | 8.98 | 0 | 4 | 0 | 4,787 | I | | | | | | | | | | | | | | |
2/5/21 19:03 | 1/28/21 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.am | 55 | 8.78 | 0 | 6 | 0 | 4,784 | D | | | | | | | | | | | | | | |
2/4/21 21:36 | 2/2/21 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 17 | 12.20 | 0 | 1 | 0 | 509 | D | | | | | | | | | | | | | | |
2/1/21 21:34 | 1/28/21 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 55 | 8.78 | 0 | 6 | 0 | 2,373 | D | | | | | | | | | | | | | | |
12/22/20 21:56 | 12/18/20 | GRX.C | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 10,300 | 20.00 | 0 | 515 | New | 515 | M | | | | | | | | | | | | | | |
12/8/20 20:55 | 12/4/20 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 21 | 8.75 | 0 | 2 | 0 | 4,673 | I | | | | | | | | | | | | | | |
12/2/20 12:08 | 11/30/20 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 56 | 11.29 | 0 | 5 | 1 | 501 | D | | | | | | | | | | | | | | |
11/23/20 21:54 | 11/19/20 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 11 | 11.29 | 0 | 1 | 0 | 496 | D | | | | | | | | | | | | | | |
7/17/20 21:27 | 7/15/20 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 6 | 3.31 | 0 | 2 | 0 | 4,645 | D | | | | | | | | | | | | | | |
7/16/20 16:03 | 7/15/20 | LGL | Lgl Group Inc | DE | Electr | ElcPrt | Electronic Components | Gabelli Mario J | NY | T | | P | 13 | 8.51 | 0 | 2 | 0 | 978 | D | | | | | | | | | | | | | | |
5/27/20 12:57 | 5/22/20 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 91 | 8.31 | 0 | 11 | 0 | 4,644 | D | | | | | | | | | | | | | | |
5/12/20 15:43 | 5/8/20 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 41 | 8.17 | 0 | 5 | 0 | 4,633 | D | | | | | | | | | | | | | | |
5/8/20 15:48 | 5/6/20 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 54 | 8.13 | 0 | 7 | 0 | 4,628 | D | | | | | | | | | | | | | | |
5/6/20 19:39 | 5/4/20 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 56 | 8.07 | 0 | 7 | 0 | 4,621 | D | | | | | | | | | | | | | | |
4/6/20 16:15 | 4/3/20 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 69 | 26.05 | 0 | 3 | 4 | 79 | I | | | | | | | | | | | | | | |
4/2/20 16:08 | 4/1/20 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 130 | 25.93 | 0 | 5 | 7 | 76 | I | | | | | | | | | | | | | | |
3/24/20 16:18 | 3/23/20 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 48 | 26.00 | 0 | 2 | 3 | 71 | I | | | | | | | | | | | | | | |
3/12/20 16:40 | 3/10/20 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 3 | 9.41 | 0 | 0 | 0 | 2,699 | D | | | | | | | | | | | | | | |
3/12/20 16:30 | 3/12/20 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 57 | 34.00 | 0 | 2 | 2 | 69 | I | | | | | | | | | | | | | | |
3/12/20 14:58 | 3/10/20 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 5 | 10.08 | 0 | 1 | 0 | 485 | D | | | | | | | | | | | | | | |
1/17/20 16:21 | 1/15/20 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 6 | 11.92 | 0 | 1 | 0 | 2,699 | D | | | | | | | | | | | | | | |
1/2/20 16:18 | 12/31/19 | GBL | Gamco Investors, Inc. Et Al | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | CB,CEO | P | 23 | 19.43 | 0 | 1 | 0 | 21,732 | D | | | | | | | | | | | | | | |
12/30/19 16:09 | 12/27/19 | GBL | Gamco Investors, Inc. Et Al | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | CB,CEO | P | 14 | 19.43 | 0 | 1 | 0 | 21,731 | D | | | | | | | | | | | | | | |
12/27/19 17:35 | 12/24/19 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 44 | 9.27 | 0 | 5 | 0 | 4,591 | D | | | | | | | | | | | | | | |
12/26/19 16:07 | 12/26/19 | GBL | Gamco Investors, Inc. Et Al | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | CB,CEO | P | 10 | 19.59 | 0 | 1 | 0 | 21,730 | D | | | | | | | | | | | | | | |
12/17/19 16:19 | 12/16/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 32 | 35.92 | 0 | 1 | 1 | 73 | I | | | | | | | | | | | | | | |
12/10/19 16:16 | 12/10/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 64 | 35.92 | 0 | 2 | 3 | 72 | I | | | | | | | | | | | | | | |
12/9/19 16:30 | 12/6/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.dm | 19 | 36.00 | 0 | 1 | 1 | 70 | I | | | | | | | | | | | | | | |
12/5/19 16:43 | 12/5/19 | GBL | Gamco Investors, Inc. Et Al | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | CB,CEO | P | 27 | 17.73 | 0 | 2 | 0 | 21,811 | D | | | | | | | | | | | | | | |
12/5/19 16:13 | 12/4/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 81 | 35.99 | 0 | 2 | 3 | 70 | I | | | | | | | | | | | | | | |
12/2/19 16:20 | 11/29/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.dm | 21 | 36.06 | 0 | 1 | 1 | 68 | I | | | | | | | | | | | | | | |
11/26/19 16:41 | 11/26/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 469 | 36.07 | 0 | 13 | 24 | 67 | I | | | | | | | | | | | | | | |
11/26/19 16:05 | 11/25/19 | GBL | Gamco Investors, Inc. Et Al | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | CB,CEO | P | 21 | 17.12 | 0 | 1 | 0 | 21,809 | D | | | | | | | | | | | | | | |
11/25/19 16:06 | 11/22/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 43 | 35.75 | 0 | 1 | 2 | 54 | I | | | | | | | | | | | | | | |
11/21/19 16:44 | 11/21/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 30 | 35.44 | 0 | 1 | 2 | 53 | I | | | | | | | | | | | | | | |
11/19/19 16:16 | 11/18/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.dm | 38 | 35.46 | 0 | 1 | 2 | 52 | M | | | | | | | | | | | | | | |
11/14/19 16:25 | 11/13/19 | GBL | Gamco Investors, Inc. Et Al | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | CB,CEO | P | 4 | 17.02 | 0 | 0 | 0 | 21,808 | D | | | | | | | | | | | | | | |
9/23/19 16:39 | 9/20/19 | GGO.A | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 1,143 | 41.35 | 0 | 28 | 17 | 192 | D | | | | | | | | | | | | | | |
9/9/19 16:04 | 9/6/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 925 | 33.04 | 0 | 28 | 122 | 51 | I | | | | | | | | | | | | | | |
9/5/19 16:03 | 9/4/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.dm | 115 | 34.63 | 0 | 3 | 17 | 23 | I | | | | | | | | | | | | | | |
9/4/19 16:03 | 9/3/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 74 | 34.70 | 0 | 2 | 12 | 20 | I | | | | | | | | | | | | | | |
9/3/19 17:15 | 8/30/19 | GBL | Gamco Investors, Inc. Et Al | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | CB,CEO | P | 80 | 17.78 | 0 | 5 | 0 | 21,808 | I | | | | | | | | | | | | | | |
8/26/19 16:13 | 8/23/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.dm | 63 | 34.22 | 0 | 2 | 12 | 18 | I | | | | | | | | | | | | | | |
8/20/19 16:07 | 8/19/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 7 | 36.36 | 0 | 0 | 1 | 16 | I | | | | | | | | | | | | | | |
8/8/19 15:01 | 8/6/19 | GGO | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 4 | 15.69 | 0 | 0 | 0 | 1,073 | I | | | | | | | | | | | | | | |
8/5/19 12:25 | 8/1/19 | GGO | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 10 | 15.68 | 0 | 1 | 0 | 1,072 | I | | | | | | | | | | | | | | |
7/23/19 15:23 | 7/19/19 | GGO | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 5 | 15.68 | 0 | 0 | 0 | 1,072 | I | | | | | | | | | | | | | | |
7/19/19 14:08 | 7/17/19 | GGO | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 5 | 15.68 | 0 | 0 | 0 | 1,071 | I | | | | | | | | | | | | | | |
7/17/19 14:05 | 7/15/19 | GGO | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 5 | 15.68 | 0 | 0 | 0 | 1,071 | I | | | | | | | | | | | | | | |
7/12/19 12:41 | 7/10/19 | GGO | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 9 | 15.68 | 0 | 1 | 0 | 1,071 | I | | | | | | | | | | | | | | |
7/10/19 18:34 | 7/8/19 | GGO | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 9 | 15.68 | 0 | 1 | 0 | 1,070 | I | | | | | | | | | | | | | | |
7/3/19 12:15 | 7/1/19 | GGO | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 8 | 16.40 | 0 | 1 | 0 | 1,070 | I | | | | | | | | | | | | | | |
6/28/19 12:37 | 6/26/19 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 210 | 10.50 | 0 | 20 | 4 | 470 | I | | | | | | | | | | | | | | |
6/27/19 16:13 | 6/27/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 216 | 34.91 | 0 | 6 | 67 | 16 | I | | | | | | | | | | | | | | |
6/24/19 16:29 | 6/21/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.dm | 107 | 35.39 | 0 | 3 | 48 | 9 | I | | | | | | | | | | | | | | |
6/20/19 16:23 | 6/19/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.dm | 126 | 35.60 | 0 | 4 | 129 | 6 | I | | | | | | | | | | | | | | |
6/18/19 16:40 | 6/18/19 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.d | 23 | 35.72 | 0 | 1 | 31 | 3 | I | | | | | | | | | | | | | | |
6/18/19 16:31 | 6/14/19 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 83 | 10.35 | 0 | 8 | 2 | 447 | I | | | | | | | | | | | | | | |
6/12/19 13:03 | 6/10/19 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 58 | 11.55 | 0 | 5 | 0 | 2,632 | I | | | | | | | | | | | | | | |
6/5/19 17:14 | 4/26/19 | GGO.A | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 1,070 | 41.80 | 0 | 26 | 18 | 165 | I | | | | | | | | | | | | | | |
6/3/19 16:02 | 5/31/19 | GBL | Gamco Investors, Inc. Et Al | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | CB,CEO | P | 22 | 17.05 | 0 | 1 | 0 | 21,803 | D | | | | | | | | | | | | | | |
5/30/19 14:48 | 5/28/19 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 73 | 10.49 | 0 | 7 | 2 | 439 | I | | | | | | | | | | | | | | |
5/30/19 11:44 | 5/28/19 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 102 | 11.28 | 0 | 9 | 0 | 2,627 | I | | | | | | | | | | | | | | |
4/4/19 16:21 | 4/3/19 | LGL | Lgl Group Inc | DE | Electr | ElcPrt | Electronic Components | Gabelli Mario J | NY | T | | P | 139 | 6.95 | 0 | 20 | 2 | 979 | D | | | | | | | | | | | | | | |
4/2/19 16:25 | 4/2/19 | LGL | Lgl Group Inc | DE | Electr | ElcPrt | Electronic Components | Gabelli Mario J | NY | T | | P | 18 | 6.79 | 0 | 3 | 0 | 959 | D | | | | | | | | | | | | | | |
12/17/18 15:31 | 12/13/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 7 | 9.16 | 0 | 1 | 0 | 4,477 | I | | | | | | | | | | | | | | |
12/13/18 17:18 | 12/11/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 44 | 9.17 | 0 | 5 | 0 | 4,476 | I | | | | | | | | | | | | | | |
12/13/18 16:44 | 12/13/18 | GBL | Gamco Investors, Inc. Et Al | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | CB,CEO | P | 29 | 18.97 | 0 | 2 | 0 | 21,802 | I | | | | | | | | | | | | | | |
12/13/18 16:08 | 12/12/18 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | Exec CB | P.dm | 70 | 33.51 | 0 | 2 | New | 2 | I | | | | | | | | | | | | | | |
12/10/18 16:53 | 12/6/18 | GLU.R | Gabelli Global Utility & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | H | Control | P | 1 | 0.1856 | 0 | 3 | 1 | 273 | I | | | | | | | | | | | | | | |
12/10/18 16:45 | 12/6/18 | GLU | Gabelli Global Utility & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | H | Control | P | 18 | 17.80 | 0 | 1 | 0 | 271 | I | | | | | | | | | | | | | | |
10/29/18 17:50 | 10/26/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 526 | 8.93 | 0 | 59 | 1 | 4,471 | I | | | | | | | | | | | | | | |
10/26/18 15:32 | 10/25/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 602 | 8.88 | 0 | 68 | 1 | 4,682 | I | | | | | | | | | | | | | | |
8/6/18 11:48 | 8/3/18 | LGL | Lgl Group Inc | DE | Electr | ElcPrt | Electronic Components | Gabelli Mario J | NY | T | | P | 106 | 5.85 | 0 | 18 | 2 | 1,168 | M | | | | | | | | | | | | | | |
5/14/18 19:08 | 5/10/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 20,072 | 10.00 | 0 | 2,008 | 89 | 4,252 | D | | | | | | | | | | | | | | |
5/10/18 19:35 | 5/8/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 99 | 9.33 | 0 | 11 | 0 | 2,244 | D | | | | | | | | | | | | | | |
5/8/18 19:12 | 5/4/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 85 | 9.36 | 0 | 9 | 0 | 2,234 | D | | | | | | | | | | | | | | |
5/4/18 19:12 | 5/2/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 104 | 9.32 | 0 | 11 | 1 | 2,225 | D | | | | | | | | | | | | | | |
5/2/18 17:09 | 4/30/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 58 | 9.34 | 0 | 6 | 0 | 2,214 | D | | | | | | | | | | | | | | |
4/30/18 16:53 | 4/26/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 76 | 9.37 | 0 | 8 | 0 | 2,207 | D | | | | | | | | | | | | | | |
4/25/18 15:52 | 4/24/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 244 | 9.35 | 0 | 26 | 1 | 2,199 | D | | | | | | | | | | | | | | |
4/24/18 18:22 | 4/20/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 2 | 9.36 | 0 | 0 | 0 | 2,173 | D | | | | | | | | | | | | | | |
4/19/18 19:11 | 4/17/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 77 | 9.42 | 0 | 8 | 0 | 2,173 | D | | | | | | | | | | | | | | |
4/17/18 18:01 | 4/13/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 29 | 9.35 | 0 | 3 | 0 | 2,165 | D | | | | | | | | | | | | | | |
4/9/18 18:23 | 4/5/18 | GGO | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 76 | 18.63 | 0 | 4 | 0 | 1,063 | I | | | | | | | | | | | | | | |
3/13/18 18:12 | 3/12/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 96 | 9.61 | 0 | 10 | 0 | 2,131 | I | | | | | | | | | | | | | | |
2/21/18 11:19 | 2/20/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 181 | 9.69 | 0 | 19 | 1 | 2,121 | I | | | | | | | | | | | | | | |
2/12/18 15:44 | 11/9/17 | GGO.A | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 5,740 | 43.50 | 0 | 132 | 104 | 259 | M | | | | | | | | | | | | | | |
2/6/18 20:19 | 2/2/18 | GDL.B | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 5 | 50.20 | 0 | 0 | 0 | 489 | D | | | | | | | | | | | | | | |
1/18/18 17:00 | 1/16/18 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 89 | 9.91 | 0 | 9 | 0 | 2,102 | I | | | | | | | | | | | | | | |
1/8/18 17:13 | 1/4/18 | GDL.B | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 10 | 50.30 | 0 | 0 | 0 | 489 | I | | | | | | | | | | | | | | |
12/13/17 16:47 | 12/11/17 | GGO | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 2 | 17.00 | 0 | 0 | 0 | 1,057 | D | | | | | | | | | | | | | | |
12/8/17 15:45 | 12/6/17 | GGO | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 5 | 18.10 | 0 | 0 | 0 | 1,057 | D | | | | | | | | | | | | | | |
12/6/17 19:36 | 11/22/17 | GDL.B | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 36 | 50.75 | 0 | 1 | 0 | 489 | M | | | | | | | | | | | | | | |
12/6/17 19:07 | 12/4/17 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 330 | 10.00 | 0 | 33 | 2 | 2,080 | D | | | | | | | | | | | | | | |
12/4/17 17:15 | 11/30/17 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.m | 847 | 10.00 | 0 | 85 | 4 | 2,047 | D | | | | | | | | | | | | | | |
8/10/17 16:31 | 8/8/17 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 41 | 10.30 | 0 | 4 | 0 | 1,987 | D | | | | | | | | | | | | | | |
5/23/17 16:35 | 5/23/17 | LGL | Lgl Group Inc | DE | Electr | ElcPrt | Electronic Components | Gabelli Mario J | NY | T | | P | 11 | 4.88 | 0 | 2 | 0 | 463 | D | | | | | | | | | | | | | | |
5/15/17 18:13 | 5/11/17 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 2 | 10.00 | 1 | 0 | 0 | 1,965 | I | 8 | 6 | 6 | 2 | 1 | 1 | 0 | 0 | | | | | | |
2/23/17 17:05 | 2/21/17 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 15 | 10.05 | 0 | 2 | 0 | 1,914 | I | 10 | 9 | 3 | 4 | 1 | 0 | 0 | -1 | 0 | 0 | 0 | | | |
12/6/16 16:04 | 12/6/16 | LGL | Lgl Group Inc | DE | Electr | ElcPrt | Electronic Components | Gabelli Mario J | NY | T | | P | 6 | 5.24 | 0 | 1 | 0 | 461 | I | 47 | 30 | 52 | 26 | 26 | 20 | 7 | 6 | 1 | -6 | -9 | -6 | | |
11/10/16 15:36 | 11/2/16 | GGO | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P.a | 12,810 | 19.00 | 0 | 674 | 179 | 1,052 | M | | | | | | | | 0 | 2 | 1 | 4 | -11 | -11 | |
11/3/16 17:04 | 11/2/16 | GGO | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 13,484 | 20.00 | 0 | 674 | 179 | 1,052 | M | | | | | | | | | | | | | | |
9/22/16 15:04 | 9/20/16 | GDL.B | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 8,487 | 50.40 | 0 | 168 | 53 | 488 | D | | | | | | | | | | | | | | |
9/9/16 10:57 | 9/6/16 | GGO.G | Gabelli Go Anywhere Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 17,200 | 24.25 | 0 | 709 | New | 709 | M | | | | | | | | | | | | | | |
6/14/16 15:56 | 6/13/16 | AC | Associated Capital Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | CB,CEO | P.d | 53 | 28.49 | 1 | 2 | 19 | 12 | D | | | -8 | 0 | -6 | -5 | -4 | -5 | 2 | 3 | 7 | 16 | 19 | |
6/14/16 15:50 | 6/13/16 | GBL | Gamco Investors, Inc. Et Al | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gabelli Mario J | NY | DOT | CB,CEO | P | 69 | 34.38 | 1 | 2 | 0 | 23,252 | D | -15 | -8 | 3 | -6 | -14 | -2 | -7 | -5 | -1 | 2 | -2 | -16 | -4 | |
12/1/15 11:22 | 11/30/15 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 53 | 10.50 | 1 | 5 | 0 | 1,722 | I | | 0 | -2 | 3 | 3 | 1 | 2 | 1 | 1 | -1 | 0 | -4 | 0 | 0 |
11/17/15 18:33 | 11/17/15 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 18,400 | 11.50 | 1 | 1,600 | 999% | 1,719 | D | | -1 | -5 | -3 | 1 | -1 | -5 | -1 | 1 | 1 | 0 | -5 | 1 | 1 |
8/18/15 13:46 | 8/17/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 19 | 10.18 | 0 | 2 | 0 | 1,758 | D | 6 | 2 | 2 | -2 | -1 | 0 | -1 | 0 | 0 | -2 | -1 | -1 | 0 | 5 |
8/13/15 11:19 | 8/12/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 51 | 10.22 | 0 | 5 | 0 | 1,756 | D | 4 | 2 | 2 | -1 | -1 | -1 | 0 | 0 | 0 | 0 | -2 | -1 | -3 | 4 |
8/12/15 11:23 | 8/11/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 53 | 10.24 | 0 | 5 | 0 | 1,751 | D | 5 | 3 | 3 | -1 | 0 | 0 | 0 | 0 | 0 | -1 | -2 | -1 | -3 | 3 |
8/11/15 10:03 | 8/10/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 49 | 10.24 | 0 | 5 | 0 | 1,746 | D | 5 | 3 | 3 | 0 | 0 | 0 | 1 | 0 | 0 | -1 | -2 | -1 | -2 | 3 |
8/10/15 09:03 | 8/7/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 55 | 10.25 | 0 | 5 | 0 | 1,741 | D | 5 | 2 | 3 | -1 | -1 | -1 | 0 | -1 | 0 | 0 | -2 | 0 | -1 | 4 |
8/7/15 17:48 | 8/6/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 74 | 10.26 | 0 | 7 | 0 | 1,735 | D | 5 | 2 | 3 | 0 | -1 | 0 | 1 | 0 | 0 | 0 | -2 | 0 | 0 | 4 |
8/6/15 14:00 | 8/5/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 39 | 10.26 | 0 | 4 | 0 | 1,728 | D | 4 | 2 | 4 | 0 | -1 | 0 | 1 | 1 | 0 | -1 | -3 | 0 | 0 | 4 |
8/5/15 12:35 | 8/4/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 11 | 10.24 | 0 | 1 | 0 | 1,724 | D | 5 | 2 | 4 | 0 | -1 | 0 | 0 | 1 | 0 | 0 | -3 | 1 | 0 | 3 |
8/4/15 16:53 | 8/3/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 26 | 10.24 | 0 | 3 | 0 | 1,723 | D | 5 | 2 | 4 | 0 | -1 | 0 | 0 | 1 | 0 | 0 | -3 | 0 | 0 | 3 |
5/27/15 13:08 | 5/26/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 105 | 10.45 | 0 | 10 | 1 | 1,699 | D | 4 | 2 | 4 | 2 | 1 | 0 | -1 | 0 | 0 | 0 | 1 | -3 | -1 | 2 |
5/8/15 14:58 | 5/7/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 21 | 10.42 | 0 | 2 | 0 | 1,689 | D | 5 | 0 | 5 | 3 | 0 | 1 | 0 | 0 | 0 | 1 | -1 | 0 | 0 | 3 |
4/29/15 11:40 | 4/28/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 8 | 10.38 | 0 | 1 | 0 | 1,687 | D | 6 | 0 | 5 | 4 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | -1 | 0 | 3 |
4/21/15 12:01 | 4/20/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 52 | 10.33 | 0 | 5 | 0 | 1,679 | D | 6 | 0 | 7 | 3 | 2 | 0 | 0 | 0 | 0 | 1 | 1 | 1 | 0 | 4 |
4/20/15 11:50 | 4/17/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 5 | 10.34 | 0 | 1 | 0 | 1,681 | D | 6 | 1 | 5 | 4 | 2 | 0 | 0 | 0 | 0 | 1 | 2 | 1 | 1 | 4 |
4/15/15 11:05 | 4/14/15 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 22 | 10.35 | 0 | 2 | 0 | 1,544 | I | 6 | 0 | 3 | 4 | 2 | 1 | 0 | 0 | 0 | 0 | 1 | 1 | 0 | 3 |
12/31/14 10:28 | 12/30/14 | LGL | Lgl Group Inc | DE | Electr | ElcPrt | Electronic Components | Gabelli Mario J | NY | T | | P | 12 | 3.38 | 0 | 4 | 1 | 465 | D | 8 | -41 | -34 | -12 | -5 | 1 | 3 | 5 | 5 | 8 | 12 | 22 | 30 | 12 |
12/31/14 10:24 | 12/30/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 21 | 10.48 | 0 | 2 | 2 | 119 | D | | | | 3 | 2 | 2 | 1 | 0 | 0 | -2 | -2 | 2 | 2 | 0 |
12/30/14 12:01 | 12/29/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 34 | 10.48 | 0 | 3 | 3 | 117 | I | | | | 2 | 1 | 1 | 3 | 0 | 1 | -2 | -1 | 1 | 2 | 0 |
12/29/14 09:54 | 12/24/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P.m | 30 | 10.47 | 0 | 3 | 3 | 114 | I | | | | 2 | 3 | 1 | 5 | 1 | -1 | -3 | -2 | 1 | 1 | -1 |
12/23/14 18:51 | 12/23/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 26 | 10.43 | 0 | 2 | 2 | 111 | I | | | | 2 | 0 | -1 | 1 | 2 | 0 | 0 | -2 | 1 | 4 | -3 |
12/23/14 11:11 | 12/22/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 15 | 10.40 | 0 | 1 | 1 | 108 | I | | | | 2 | 0 | -1 | 1 | 2 | 1 | 1 | -1 | 2 | 5 | -2 |
12/10/14 10:16 | 12/9/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 10 | 10.29 | 0 | 1 | 1 | 107 | I | | | | -1 | -1 | -1 | -2 | -2 | 0 | -2 | 0 | 3 | 6 | 0 |
11/17/14 10:37 | 11/13/14 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 5 | 10.32 | 0 | 1 | 0 | 1,630 | I | 10 | -1 | -2 | -2 | -2 | 1 | 0 | 0 | 0 | 0 | -3 | 1 | 4 | 3 |
10/23/14 14:45 | 10/21/14 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 18 | 10.21 | 1 | 2 | 0 | 1,630 | I | 6 | -2 | -5 | -4 | -4 | -3 | 0 | 1 | 0 | 1 | 2 | 2 | 5 | 6 |
9/23/14 17:07 | 9/23/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 72 | 10.28 | 1 | 7 | 7 | 106 | D | | | | | -2 | -2 | -1 | 0 | 1 | 0 | -1 | 2 | 4 | -1 |
9/22/14 17:47 | 9/22/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 52 | 10.38 | 1 | 5 | 5 | 99 | D | | | | | 0 | -1 | 0 | 1 | -1 | 0 | -3 | 1 | 4 | -1 |
8/25/14 18:08 | 8/25/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 40 | 10.50 | 1 | 4 | 4 | 94 | D | | | | | -2 | 1 | 0 | 0 | 0 | 0 | -3 | -2 | 1 | -7 |
8/6/14 18:20 | 8/6/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 92 | 10.37 | 1 | 9 | 11 | 90 | D | | | | | | -1 | -3 | -1 | 0 | 1 | 1 | 0 | 0 | 1 |
8/5/14 18:29 | 8/5/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 1 | 10.37 | 1 | 0 | 0 | 81 | D | | | | | | -1 | -3 | -1 | 0 | 1 | 1 | 0 | -1 | 0 |
7/31/14 18:41 | 7/31/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 58 | 10.53 | 1 | 5 | 7 | 81 | D | | | | | | -1 | 0 | -1 | -1 | -2 | 0 | -2 | -2 | 0 |
7/28/14 10:22 | 7/25/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 96 | 10.71 | 1 | 9 | 14 | 75 | D | | | | | | 0 | 2 | 0 | -1 | -2 | -2 | -5 | -4 | -3 |
7/1/14 12:36 | 6/30/14 | GGZ | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 11 | 10.74 | 0 | 1 | 2 | 66 | D | | | | | | | | | | | | | | |
6/12/14 13:39 | 6/10/14 | LGL | Lgl Group Inc | DE | Electr | ElcPrt | Electronic Components | Gabelli Mario J | NY | T | | P | 4 | 4.40 | 0 | 1 | 0 | 462 | I | 21 | 50 | -4 | -15 | -1 | 16 | 15 | 18 | 0 | 9 | 6 | -12 | -31 | -2 |
6/10/14 11:54 | 6/9/14 | LGL | Lgl Group Inc | DE | Electr | ElcPrt | Electronic Components | Gabelli Mario J | NY | T | | P | 8 | 4.37 | 0 | 2 | 0 | 461 | I | 10 | 36 | -14 | -19 | -12 | 5 | 4 | 7 | 7 | 12 | 18 | -3 | -21 | 11 |
5/30/14 13:58 | 5/29/14 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 157 | 10.85 | 1 | 14 | 1 | 1,590 | D | 12 | 4 | 2 | 0 | 0 | -2 | 0 | 0 | 1 | 1 | 1 | 0 | -1 | 2 |
5/29/14 10:37 | 5/28/14 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 109 | 10.85 | 1 | 10 | 1 | 1,576 | D | 11 | 2 | 2 | 0 | -1 | -2 | -1 | 0 | 0 | 1 | 1 | 0 | -1 | 2 |
5/28/14 10:22 | 5/27/14 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 119 | 10.85 | 1 | 11 | 1 | 1,566 | D | 12 | 2 | 2 | 0 | -1 | -2 | -1 | 0 | 0 | 1 | 2 | 0 | -2 | 2 |
5/27/14 14:40 | 5/23/14 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 127 | 10.84 | 1 | 12 | 1 | 1,555 | D | 12 | 3 | 2 | 0 | -1 | -2 | -2 | 0 | 0 | 1 | 1 | 0 | -2 | 2 |
2/12/14 17:25 | 2/10/14 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 22 | 11.09 | 1 | 2 | 0 | 1,488 | D | 9 | 5 | 2 | 1 | 0 | 0 | 1 | 1 | 0 | 0 | 3 | 4 | 1 | 0 |
12/2/13 16:59 | 11/27/13 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 23 | 11.35 | 0 | 2 | 0 | 1,450 | I | 17 | 10 | 2 | 3 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 3 | 3 | 0 |
11/26/13 19:07 | 11/22/13 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 30 | 11.36 | 1 | 3 | 0 | 1,448 | I | 17 | 9 | 2 | 2 | 2 | -1 | 0 | 0 | 0 | 0 | 1 | 2 | 2 | 0 |
11/21/13 18:42 | 11/19/13 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 11 | 11.35 | 1 | 1 | 0 | 1,442 | I | 16 | 11 | 1 | 3 | 1 | -1 | 0 | 0 | 0 | 0 | 0 | 1 | 2 | 0 |
10/23/13 19:27 | 10/22/13 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 10 | 11.29 | 1 | 1 | 0 | 1,444 | I | 15 | 8 | 2 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 3 | -2 |
7/15/13 17:37 | 7/11/13 | GDL.B | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 5,272 | 50.21 | 0 | 105 | 23 | 555 | I | | | | | | | | | | | | | | |
5/20/13 12:26 | 5/16/13 | LGL | Lgl Group Inc | DE | Electr | ElcPrt | Electronic Components | Gabelli Mario J | NY | T | | P.m | 105 | 5.10 | 0 | 21 | 5 | 459 | I | -53 | -27 | -1 | -4 | -1 | 3 | 3 | 3 | 4 | 8 | 31 | 79 | 72 | 35 |
5/13/13 17:24 | 5/9/13 | GDL | Gdl Fund | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 19 | 11.77 | 1 | 2 | 0 | 1,414 | I | 7 | 7 | 7 | 2 | 0 | 1 | 1 | 0 | 0 | 2 | 1 | 0 | 2 | 6 |
5/1/13 20:43 | 4/29/13 | GLU | Gabelli Global Utility & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | H | Control | P | 48 | 23.99 | 0 | 2 | 1 | 174 | M | 31 | 21 | 18 | 14 | 13 | 11 | 9 | 1 | 0 | -5 | -11 | -13 | -12 | -9 |