Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
8/29/25 16:17	8/28/25	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	2	2	P	54	15.63	3	21	20	D
8/29/25 11:35	8/28/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	1	60	P.m	181	2.64	68	8	905	M
8/28/25 19:53	8/26/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	2	8	P.m	4,849	6.40	758	143	1,288	I
8/27/25 10:42	8/26/25	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	P	21	15.99	1	3	41	D
8/27/25 10:42	8/26/25	RGT	Royce Global Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	P	20	12.69	2	3	56	D
8/27/25 10:40	8/26/25	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	P	21	10.16	2	4	60	D
8/26/25 16:24	8/25/25	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	2	2	P	28	12.73	2	21	13	D
8/26/25 16:22	8/25/25	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	2	2	P	27	11.34	2	46	8	D
8/26/25 09:31	8/25/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	2	P	187	11.88	16	1	1,954	I
8/26/25 09:28	8/25/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	1	5	P.m	568	9.42	60	3	2,037	I
8/26/25 09:25	8/25/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	1	8	P.m	29,215	35.14	831	26	4,085	I
8/22/25 15:30	8/20/25	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	3	3	P	34	44.92	1	38	3	D
8/21/25 16:14	8/20/25	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	1	1	P	100	13.75	7	9	88	D
8/21/25 16:11	8/20/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	2	2	P	25	21.93	1	3	38	D
8/21/25 15:26	8/19/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	4	6	P.m	130	48.91	3	1	497	D
8/21/25 12:49	8/19/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	1	P	86	10.69	8	0	1,635	I
8/21/25 11:28	8/20/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	1	1	P	44	14.60	3		3	D
8/21/25 08:46	8/20/25	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	1	1	P	3	33.04	0		0	D
8/20/25 17:24	8/20/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	3	6	P	1,015	12.37	82	11	856	D
8/20/25 16:20	8/15/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	66	17.51	4	13	33	I
8/20/25 11:04	8/18/25	N.A.	Calamos Aksia Private Equity & Alternatives Fund		Fund	CEF	Closed-End Funds	4	4	P	982	10.02	98	2	5,954	I
8/19/25 16:11	8/18/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	2	2	P	130	17.46	7	3	239	D
8/18/25 16:05	8/15/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	221	14.19	16	45	50	D
8/18/25 14:38	8/14/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	7	8	P	1,468	17.91	82	58	222	D
8/18/25 10:53	8/14/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	3	4	P	19	3.88	5	100	10	D
8/18/25 10:05	8/14/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	1	2	P.m	1,548	8.59	180	9	2,138	I
8/15/25 19:19	8/8/25	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	2	2	P	350	10.00	35	98	71	D
8/15/25 16:48	2/10/25	RKMIX	Rockefeller Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	50	20.16	2		2	D
8/15/25 16:39	8/13/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	1	2	P	18	9.87	2	95	4	D
8/15/25 15:37	8/8/25	PBLSX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	3	3	P	350	10.01	35		35	D
8/14/25 15:12	8/5/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	2	2	P	125	13.14	10	932	11	D
8/13/25 16:10	3/20/25	ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund		Fund	CEF	Closed-End Funds	1	1	P	7	18.59	0	7	6	D
8/13/25 15:18	8/12/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	1	1	P	5	10.57	0	1	46	D
8/13/25 12:51	8/13/25	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	13	5.53	2		2	D
8/12/25 18:24	8/11/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	1	1	P.m	124	8.53	15	1	1,531	D
8/12/25 18:08	8/8/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	2	3	P.m	94	15.10	6	1	1,113	D
8/12/25 16:05	8/11/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	2	2	P	274	10.23	27	12	242	M
8/11/25 15:28	8/7/25	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	600	9.88	61	15	466	D
8/11/25 15:10	8/5/25	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	2	2	P	7	9.85	1	38	3	D
8/8/25 16:28	8/6/25	FERLX	First Eagle Real Estate Debt Fund		Fund	CEF	Closed-End Funds	1	1	P	16,000	25.27	633	86	1,368	I
8/8/25 16:16	8/7/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	3	5	P	10,220	24.95	410	9	4,791	D
8/7/25 16:56	8/6/25	PAYIX	Prospect Enhanced Yield Fund		Fund	CEF	Closed-End Funds	1	1	P	25,000	25.00	1,000		0	I
8/7/25 16:24	6/2/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	2	10	P.m	39	11.15	4	6	66	D
8/5/25 16:42	8/4/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	1	P	18	0.7200	25	1	4,110	D
8/5/25 14:26	8/1/25	AOD	Abrdn Total Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	2	2	P	5	8.69	1	28	3	D
8/4/25 11:50	8/1/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	1	3	P	10	14.16	1	3	28	D
8/1/25 16:15	7/31/25	BMASX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	2	2	P	650	15.22	43		43	D
8/1/25 10:01	8/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	3	3	P	3,100	12.51	248	10	2,665	D
7/30/25 17:10	7/30/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	2	2	P	19	35.37	1	0	177	D
7/29/25 18:27	7/29/25	AIO	Virtus Artificial Intelligence & Technology Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	50	24.79	2		2	D
7/25/25 10:54	4/25/25	PCOFX	Polen Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	P	3,539	9.50	373	92	777	D
7/21/25 16:09	7/18/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	1	1	P	18	7.25	3	14	20	D
7/21/25 15:21	7/17/25	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	4	P	253	12.64	20	200	30	D
7/21/25 14:37	7/17/25	NHS	Neuberger Berman High Yield Strategies Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	44	7.40	6	40	21	D
7/18/25 14:44	7/17/25	RFMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	1	P	63	12.60	5	25	25	D
7/17/25 18:04	7/17/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	2	2	P.m	32	10.33	3	61	8	D
7/16/25 14:15	7/14/25	IAF	Abrdn Australia Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	2	2	P	17	4.49	4	179	6	D
7/15/25 17:04	7/14/25	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	40	4.02	10		10	D
7/15/25 16:57	7/14/25	SCD	Lmp Capital & Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	40	15.59	3		3	D
7/14/25 18:16	7/10/25	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	3,500	10.88	322	8	4,233	I
7/14/25 18:15	7/10/25	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	3,500	10.58	331	4	9,718	I
7/14/25 18:14	7/10/25	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	1	1	P	1,000	18.98	53	6	894	I
7/11/25 10:39	7/10/25	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	250	29.13	9		9	D
7/9/25 17:56	7/7/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	1	1	P	100	24.78	4		4	D
7/2/25 16:41	6/30/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	1,455	7.41	196	1	13,701	M
7/2/25 13:51	6/30/25	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	8	15.90	1	126	1	D
7/2/25 12:19	7/1/25	DSCRX	Diamond Hill Securitized Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	115	10.55	11		11	D
7/1/25 18:15	6/30/25	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	500	9.72	51	16	364	I
7/1/25 17:06	6/27/25	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	3	3	P	250	6.20	40	67	100	D
7/1/25 16:39	6/30/25	SWZ	Total Return Securities Fund		Fund	CEF	Closed-End Funds	1	1	P	12	6.34	2	115	3	D
7/1/25 16:05	6/27/25	PMFLX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	1,000	9.90	101	100	202	D
7/1/25 16:05	6/30/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	1	1	P	34	13.70	3	13	22	D
6/30/25 14:07	6/26/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P	64	9.75	7	2	302	D
6/30/25 11:14	6/26/25	GCV.H	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	250	10.00	25		25	D
6/30/25 09:53	6/26/25	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	35	5.55	6	0	5,153	I
6/26/25 16:05	6/24/25	IQI	Invesco Quality Municipal Income Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	50	9.33	5		5	I
6/26/25 11:54	6/24/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	9	P.m	1,972	8.79	224	5	4,544	I
6/25/25 16:15	6/23/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	1	2	P	2,997	3.18	942	1	83,941	D
6/23/25 14:37	6/20/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	7	P.m	939	9.16	103	3	3,899	I
6/18/25 12:46	6/17/25	ACV	Virtus Diversified Income & Convertible Fund		Fund	CEF	Closed-End Funds	1	1	P	5	21.89	0		0	D
6/18/25 12:46	6/17/25	NCZ	Virtus Convertible & Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	5	12.31	0		0	D
6/18/25 12:45	6/17/25	NIE	Virtus Equity & Convertible Income Fund		Fund	CEF	Closed-End Funds	1	1	P	5	22.97	0		0	D
6/18/25 12:45	6/16/25	NCV	Virtus Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	5	13.59	0		0	D
6/16/25 16:49	6/16/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	3	3	P	204	16.17	13	50	38	I
6/16/25 14:25	6/13/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	1	1	P	9	21.75	0	6	7	D
6/13/25 16:22	6/13/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	2	4	P.m	220	10.99	20	765	23	D
6/11/25 16:16	5/12/25	AEF	Abrdn Emerging Markets Ex-China Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	5	5.40	1	100	2	D
6/11/25 16:15	5/12/25	ACP	Abrdn Income Credit Strategies Fund		Fund	CEF	Closed-End Funds	1	1	P	6	5.77	1	75	2	D
6/9/25 11:13	6/6/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	2	2	P	107	8.88	12	17	85	D
6/5/25 18:38	6/5/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	1	1	P	7	17.83	0	0	122	D
6/5/25 10:48	6/3/25	VKQ	Invesco Municipal Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	50	9.19	5		5	I
6/5/25 10:36	6/3/25	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	5	7.21	1	0	1,516	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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