7/2/25 16:41 | 6/30/25 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | 1 | 1 | P | 1,455 | 7.41 | 0 | 196 | 1 | 13,701 | M | | | | | | | | | | | | | | |
7/2/25 14:13 | 6/30/25 | PBLDX | Amg Pantheon Infrastructure Fund, LLC | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 200 | 10.00 | 0 | 20 | | 20 | D | | | | | | | | | | | | | | |
7/2/25 13:55 | 7/1/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | 3 | 62 | P.m | 196 | 2.60 | 0 | 75 | 9 | 903 | M | | | | | | | | | | | | | | |
7/2/25 13:51 | 6/30/25 | FAX | Abrdn Asia-Pacific Income Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 1 | 1 | P | 8 | 15.90 | 0 | 1 | 126 | 1 | D | | | | | | | | | | | | | | |
7/2/25 12:19 | 7/1/25 | DSCRX | Diamond Hill Securitized Credit Fund | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 915 | 10.38 | 0 | 88 | 999% | 90 | D | | | | | | | | | | | | | | |
7/1/25 18:15 | 6/30/25 | FORFX | Forum Real Estate Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 500 | 9.72 | 0 | 51 | 16 | 364 | I | | | | | | | | | | | | | | |
7/1/25 17:06 | 6/27/25 | CCIF | Carlyle Credit Income Fund | | Fund | CEF | Closed-End Funds | 3 | 3 | P | 250 | 6.20 | 0 | 40 | 67 | 100 | D | | | | | | | | | | | | | | |
7/1/25 16:39 | 6/30/25 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 12 | 6.34 | 0 | 2 | 115 | 3 | D | | | | | | | | | | | | | | |
7/1/25 16:05 | 6/27/25 | PMFLX | Pimco Flexible Municipal Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 1,000 | 9.90 | 0 | 101 | 100 | 202 | D | | | | | | | | | | | | | | |
7/1/25 16:05 | 6/30/25 | OCSL | Oaktree Specialty Lending Corp | | Fund | CEF | Closed-End Funds | 4 | 4 | P | 374 | 13.64 | 0 | 27 | 26 | 133 | D | | | | | | | | | | | | | | |
7/1/25 15:57 | 6/30/25 | FROPX | Flat Rock Opportunity Fund | | Fund | CEF | Closed-End Funds | 1 | 3 | P | 300 | 17.41 | 0 | 17 | 8 | 227 | I | | | | | | | | | | | | | | |
7/1/25 13:19 | 6/30/25 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | 2 | 4 | P | 142 | 10.64 | 0 | 13 | 6 | 225 | D | | | | | | | | | | | | | | |
6/30/25 14:07 | 6/26/25 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | 2 | 4 | P.m | 167 | 9.66 | 0 | 17 | 3 | 530 | D | | | | | | | | | | | | | | |
6/30/25 11:14 | 6/26/25 | GCV.H | Gabelli Convertible & Income Securities Fund Inc | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 250 | 10.00 | 0 | 25 | | 25 | D | | | | | | | | | | | | | | |
6/30/25 09:53 | 6/26/25 | DSM | Bny Mellon Strategic Municipal Bond Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 1 | 2 | P | 64 | 5.52 | 0 | 12 | 0 | 5,153 | I | | | | | | | | | | | | | | |
6/27/25 14:41 | 6/27/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | 4 | 5 | P | 709 | 11.95 | 0 | 59 | 8 | 811 | D | | | | | | | | | | | | | | |
6/27/25 11:59 | 6/26/25 | MEGI | Nyli Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | 2 | 6 | P | 338 | 12.72 | 0 | 27 | 0 | 6,287 | D | | | | | | | | | | | | | | |
6/26/25 16:05 | 6/24/25 | IQI | Invesco Quality Municipal Income Trust | MA | Fund | CEF | Closed-End Funds | 1 | 1 | P | 50 | 9.33 | 0 | 5 | | 5 | I | | | | | | | | | | | | | | |
6/26/25 11:54 | 6/24/25 | EVM | Eaton Vance California Municipal Bond Fund | | Fund | CEF | Closed-End Funds | 1 | 23 | P.m | 4,587 | 8.81 | 0 | 521 | 13 | 4,544 | I | | | | | | | | | | | | | | |
6/25/25 16:15 | 6/23/25 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | 1 | 2 | P | 2,997 | 3.18 | 0 | 942 | 1 | 83,941 | D | | | | | | | | | | | | | | |
6/25/25 13:28 | 6/23/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | 2 | 7 | P | 11,953 | 24.95 | 0 | 479 | 45 | 1,545 | I | | | | | | | | | | | | | | |
6/23/25 16:02 | 6/23/25 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 20 | 21.03 | 0 | 1 | 3 | 35 | D | | | | | | | | | | | | | | |
6/23/25 14:37 | 6/20/25 | ENX | Eaton Vance New York Municipal Bond Fund | | Fund | CEF | Closed-End Funds | 1 | 16 | P.m | 3,410 | 9.28 | 0 | 368 | 10 | 3,899 | I | | | | | | | | | | | | | | |
6/20/25 17:00 | 6/17/25 | PFX | Phenixfin Corp | | Fund | CEF | Closed-End Funds | 2 | 2 | P.m | 80 | 48.76 | 0 | 2 | 0 | 492 | D | | | | | | | | | | | | | | |
6/18/25 12:46 | 6/17/25 | ACV | Virtus Diversified Income & Convertible Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 5 | 21.89 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
6/18/25 12:46 | 6/17/25 | NCZ | Virtus Convertible & Income Fund II | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 5 | 12.31 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
6/18/25 12:45 | 6/17/25 | NIE | Virtus Equity & Convertible Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 5 | 22.97 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
6/18/25 12:45 | 6/16/25 | NCV | Virtus Convertible & Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 5 | 13.59 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
6/17/25 17:59 | 6/17/25 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | 3 | 3 | P | 62 | 24.75 | 0 | 2 | 1 | 454 | D | | | | | | | | | | | | | | |
6/16/25 16:49 | 6/16/25 | NCDL | Nuveen Churchill Direct Lending Corp. | | Fund | CEF | Closed-End Funds | 5 | 5 | P | 502 | 15.70 | 0 | 32 | 24 | 168 | I | | | | | | | | | | | | | | |
6/16/25 14:25 | 6/13/25 | USQIX | Usq Core Real Estate Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 9 | 21.75 | 0 | 0 | 6 | 7 | D | | | | | | | | | | | | | | |
6/13/25 20:20 | 6/11/25 | TRIN | Trinity Capital Inc. | | Fund | CEF | Closed-End Funds | 2 | 3 | P.m | 93 | 14.29 | 0 | 7 | 1 | 1,126 | D | | | | | | | | | | | | | | |
6/13/25 16:22 | 6/13/25 | GECC | Great Elm Capital Corp. | | Fund | CEF | Closed-End Funds | 2 | 4 | P.m | 220 | 10.99 | 0 | 20 | 765 | 23 | D | | | | | | | | | | | | | | |
6/11/25 16:21 | 5/12/25 | VFL | Abrdn National Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | 1 | 1 | P | 5 | 9.96 | 0 | 1 | 50 | 2 | D | | | | | | | | | | | | | | |
6/11/25 16:20 | 5/12/25 | AWP | Abrdn Global Premier Properties Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 2 | 3.98 | 0 | 1 | 50 | 2 | D | | | | | | | | | | | | | | |
6/11/25 16:18 | 5/12/25 | AOD | Abrdn Total Dynamic Dividend Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 2 | 8.49 | 0 | 0 | 20 | 1 | D | | | | | | | | | | | | | | |
6/11/25 16:16 | 5/12/25 | AEF | Abrdn Emerging Markets Ex-China Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 1 | 1 | P | 5 | 5.40 | 0 | 1 | 100 | 2 | D | | | | | | | | | | | | | | |
6/11/25 16:15 | 5/12/25 | ACP | Abrdn Income Credit Strategies Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 6 | 5.77 | 0 | 1 | 75 | 2 | D | | | | | | | | | | | | | | |
6/10/25 19:26 | 6/6/25 | MSDL | Morgan Stanley Direct Lending Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 194 | 19.43 | 0 | 10 | 42 | 34 | I | | | | | | | | | | | | | | |
6/9/25 17:00 | 5/28/25 | LIEN | Chicago Atlantic Bdc, Inc. | | Fund | CEF | Closed-End Funds | 3 | 8 | P.m | 52 | 10.36 | 0 | 5 | 111 | 10 | D | | | | | | | | | | | | | | |
6/9/25 11:13 | 6/6/25 | BBDC | Barings Bdc, Inc. | | Fund | CEF | Closed-End Funds | 4 | 5 | P | 485 | 9.06 | 0 | 54 | 43 | 179 | D | | | | | | | | | | | | | | |
6/5/25 18:38 | 6/5/25 | HTGC | Hercules Capital, Inc. | | Fund | CEF | Closed-End Funds | 7 | 7 | P | 563 | 17.50 | 0 | 32 | 7 | 474 | D | | | | | | | | | | | | | | |
6/5/25 10:48 | 6/3/25 | VKQ | Invesco Municipal Trust | MA | Fund | CEF | Closed-End Funds | 1 | 1 | P | 50 | 9.19 | 0 | 5 | | 5 | I | | | | | | | | | | | | | | |
6/5/25 10:36 | 6/3/25 | JEQ | Abrdn Japan Equity Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 1 | 3 | P | 433 | 7.11 | 0 | 61 | 4 | 1,516 | I | | | | | | | | | | | | | | |
6/4/25 17:23 | 6/2/25 | NAIFX | Nomura Alternative Income Fund | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 134 | 9.88 | 0 | 14 | 749 | 15 | D | | | | | | | | | | | | | | |
6/3/25 19:07 | 5/30/25 | REFLX | Pimco Flexible Real Estate Income Fund | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 3,000 | 10.48 | 0 | 286 | 191 | 436 | I | | | | | | | | | | | | | | |
6/3/25 16:21 | 5/30/25 | GHY | Pgim Global High Yield Fund, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 122 | 13.23 | 0 | 9 | | 0 | D | | | | | | | | | | | | | | |
6/3/25 16:10 | 5/30/25 | SDHY | Pgim Short Duration High Yield Opportunities Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 128 | 16.25 | 0 | 8 | 23 | 43 | D | | | | | | | | | | | | | | |
6/3/25 08:09 | 4/14/25 | FINS | Angel Oak Financial Strategies Income Term Trust | | Fund | CEF | Closed-End Funds | 4 | 4 | P.m | 288 | 13.11 | 0 | 22 | 19 | 136 | D | | | | | | | | | | | | | | |
6/2/25 17:41 | 5/29/25 | DPG | Duff & Phelps Utility & Infrastructure Fund Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 25,000 | 25.00 | 0 | 1,000 | | 252 | I | | | | | | | | | | | | | | |
6/2/25 17:19 | 5/29/25 | FSK | Fs Kkr Capital Corp | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 15 | 21.24 | 0 | 1 | 8 | 9 | I | | | | | | | | | | | | | | |
6/2/25 12:55 | 6/2/25 | HIO | Western Asset High Income Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 32 | 3.87 | 0 | 8 | | 8 | D | | | | | | | | | | | | | | |
6/2/25 12:51 | 6/2/25 | DMO | Western Asset Mortgage Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 32 | 11.72 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
5/30/25 19:15 | 5/29/25 | NHS | Neuberger Berman High Yield Strategies Fund Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 112 | 7.44 | 0 | 15 | | 15 | D | | | | | | | | | | | | | | |
5/30/25 14:44 | 5/28/25 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 681 | 15.84 | 0 | 43 | 3 | 1,616 | I | | | | | | | | | | | | | | |
5/29/25 16:55 | 5/27/25 | GBDC | Golub Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 183,375 | 15.13 | 0 | 12,120 | | 4,538 | I | | | | | | | | | | | | | | |
5/29/25 15:34 | 5/29/25 | RSF | Rivernorth Capital & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 15 | 15.01 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
5/29/25 09:58 | 5/28/25 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | 1 | 11 | P.m | 2,337 | 10.80 | 0 | 216 | 13 | 1,938 | I | | | | | | | | | | | | | | |
5/29/25 08:30 | 5/27/25 | RAND | Rand Capital Corp | | Fund | CEF | Closed-End Funds | 1 | 1 | P.m | 3 | 15.76 | 0 | 0 | 1 | 33 | I | | | | | | | | | | | | | | |
5/28/25 20:48 | 5/27/25 | OBDC | Blue Owl Capital Corp | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 100 | 14.45 | 0 | 7 | 33 | 28 | I | | | | | | | | | | | | | | |
5/28/25 17:05 | 5/27/25 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 45.84 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
5/28/25 17:05 | 5/27/25 | HYI | Western Asset High Yield Defined Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 12 | 11.71 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
5/28/25 17:05 | 5/27/25 | HIX | Western Asset High Income Fund II Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 10 | 4.14 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
5/28/25 17:04 | 5/27/25 | IGI | Western Asset Investment Grade Opportunity Trust Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 16.30 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
5/28/25 17:04 | 5/27/25 | MHF | Western Asset Municipal High Income Fund Inc. | MD | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 7.10 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
5/28/25 17:04 | 5/27/25 | WDI | Western Asset Diversified Income Fund (Wdi) | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 14.63 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
5/28/25 17:04 | 5/27/25 | SCD | Lmp Capital & Income Fund Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 15.69 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
5/28/25 17:04 | 5/27/25 | EHI | Western Asset Global High Income Fund Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 13 | 6.38 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
5/28/25 17:03 | 5/27/25 | MMU | Western Asset Managed Municipals Fund Inc. | MD | Fund | CEF | Closed-End Funds | 1 | 1 | P | 10 | 9.90 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
5/28/25 17:03 | 5/27/25 | EMD | Western Asset Emerging Markets Debt Fund Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 12 | 9.65 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
5/28/25 17:03 | 5/27/25 | GDO | Western Asset Global Corporate Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 11.36 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
5/28/25 17:03 | 5/27/25 | BWG | Brandywineglobal-Global Income Opportunities Fund Inc | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 12 | 8.03 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
5/28/25 11:30 | 5/27/25 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | 5 | 5 | P | 37 | 9.64 | 0 | 4 | 5 | 80 | I | | | | | | | | | | | | | | |
5/27/25 08:20 | 5/20/25 | ODCYX | Accordant Odce Index Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 100 | 9.28 | 0 | 11 | | 11 | D | | | | | | | | | | | | | | |
5/23/25 16:05 | 5/21/25 | PFLT | Pennantpark Floating Rate Capital Ltd. | | Fund | CEF | Closed-End Funds | 1 | 2 | P | 115 | 10.15 | 0 | 11 | 3 | 339 | D | | | | | | | | | | | | | | |
5/23/25 16:05 | 5/21/25 | PNNT | Pennantpark Investment Corp | | Fund | CEF | Closed-End Funds | 1 | 2 | P | 35 | 6.80 | 0 | 5 | 2 | 281 | D | | | | | | | | | | | | | | |
5/22/25 18:28 | 5/20/25 | IAE | Voya Asia Pacific High Dividend Equity Income Fund | | Fund | CEF | Closed-End Funds | 1 | 5 | P.m | 412 | 6.48 | 0 | 64 | 4 | 1,817 | I | | | | | | | | | | | | | | |
5/21/25 09:54 | 5/19/25 | USA | Liberty All Star Equity Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P.a | 10 | 6.66 | 0 | 2 | 69 | 4 | D | | | | | | | | | | | | | | |
5/21/25 09:48 | 5/19/25 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P.a | 11 | 5.27 | 0 | 2 | 78 | 5 | D | | | | | | | | | | | | | | |
5/20/25 16:01 | 5/20/25 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 21 | 7.14 | 0 | 3 | 11 | 30 | D | | | | | | | | | | | | | | |
5/20/25 12:36 | 5/19/25 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | 1 | 11 | P.m | 1,602 | 8.80 | 0 | 182 | 13 | 1,627 | I | | | | | | | | | | | | | | |
5/20/25 10:25 | 5/15/25 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 14 | 16.22 | 0 | 1 | 34 | 3 | D | | | | | | | | | | | | | | |
5/19/25 18:49 | 5/16/25 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | 1 | 6 | P | 195 | 9.54 | 0 | 20 | 1 | 1,977 | I | | | | | | | | | | | | | | |
5/19/25 18:45 | 5/15/25 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | 1 | 10 | P.m | 1,840 | 8.38 | 0 | 220 | 13 | 1,958 | I | | | | | | | | | | | | | | |
5/19/25 16:33 | 5/16/25 | BXSY | Bexil Investment Trust | DE | Fund | CEF | Closed-End Funds | 1 | 1 | P | 13 | 12.87 | 0 | 1 | 11 | 10 | D | | | | | | | | | | | | | | |
5/19/25 16:00 | 5/16/25 | MAIN | Main Street Capital Corp | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 250 | 54.44 | 0 | 5 | 58 | 13 | D | | | | | | | | | | | | | | |
5/19/25 14:42 | 5/13/25 | GGT | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 174 | 4.34 | 0 | 40 | 2 | 2,661 | D | | | | | | | | | | | | | | |
5/15/25 17:38 | 5/13/25 | PTMN | Portman Ridge Finance Corp | | Fund | CEF | Closed-End Funds | 4 | 4 | P | 48 | 12.45 | 0 | 4 | 21 | 23 | D | | | | | | | | | | | | | | |
5/15/25 16:15 | 5/13/25 | LRFC | Logan Ridge Finance Corp. | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 20 | 17.73 | 0 | 1 | 101 | 2 | D | | | | | | | | | | | | | | |
5/13/25 17:54 | 5/13/25 | BXSL | Blackstone Secured Lending Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 50 | 30.78 | 0 | 2 | 10 | 17 | D | | | | | | | | | | | | | | |
5/13/25 17:02 | 5/13/25 | TCPC | Blackrock Tcp Capital Corp. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 25 | 7.55 | 0 | 3 | 75 | 8 | D | | | | | | | | | | | | | | |
5/12/25 19:53 | 5/8/25 | IIF | Morgan Stanley India Investment Fund, Inc. | | Fund | CEF | Closed-End Funds | 1 | 5 | P | 1,185 | 25.64 | 0 | 46 | 5 | 1,017 | I | | | | | | | | | | | | | | |
5/9/25 19:58 | 5/7/25 | CELFX | Cliffwater Enhanced Lending Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 21,301 | 10.93 | 0 | 1,949 | 99 | 3,911 | I | | | | | | | | | | | | | | |
5/9/25 17:49 | 5/7/25 | CCLFX | Cliffwater Corporate Lending Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 21,301 | 10.65 | 0 | 2,000 | 27 | 9,388 | I | | | | | | | | | | | | | | |
5/9/25 17:26 | 5/9/25 | SSSS | Suro Capital Corp. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 87 | 5.26 | 0 | 17 | 1 | 1,216 | D | | | | | | | | | | | | | | |
5/8/25 11:56 | 5/5/25 | GUG | Guggenheim Active Allocation Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 20 | 15.15 | 0 | 1 | 163 | 2 | D | | | | | | | | | | | | | | |
5/8/25 10:06 | 5/7/25 | MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | 1 | 7 | P | 536 | 11.24 | 0 | 48 | 2 | 2,161 | I | | | | | | | | | | | | | | |
5/6/25 19:15 | 5/5/25 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | 1 | 7 | P.m | 744 | 7.99 | 0 | 93 | 2 | 4,016 | I | | | | | | | | | | | | | | |
5/6/25 13:34 | 5/5/25 | JLS | Nuveen Mortgage & Income Fund/ma/ | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 15 | 18.19 | 0 | 1 | 187 | 1 | D | | | | | | | | | | | | | | |
5/6/25 13:33 | 5/5/25 | NMCO | Nuveen Municipal Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 10 | 10.20 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
5/6/25 13:24 | 5/5/25 | NPFD | Nuveen Variable Rate Preferred & Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 9 | 18.69 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
5/2/25 18:37 | 5/1/25 | FRBBX | Flat Rock Enhanced Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 1,000 | 21.46 | 0 | 47 | 999% | 48 | D | | | | | | | | | | | | | | |
5/2/25 16:50 | 4/30/25 | FERLX | First Eagle Real Estate Debt Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 8,923 | 25.16 | 0 | 355 | 93 | 735 | I | | | | | | | | | | | | | | |
5/2/25 08:30 | 5/1/25 | BMACX | Blackstone Private Multi-Asset Credit & Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 250 | 15.00 | 0 | 17 | | 17 | D | | | | | | | | | | | | | | |
5/1/25 15:41 | 5/1/25 | AVK | Advent Convertible & Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 7 | 11.21 | 0 | 1 | 8 | 8 | D | | | | | | | | | | | | | | |
4/30/25 18:00 | 4/29/25 | PRTFT | Tax Free Target Maturity Fund For Puerto Rico Residents, Inc. | | Fund | CEF | Closed-End Funds | 1 | 2 | P | 131 | 0.6674 | 0 | 197 | 5 | 4,086 | D | | | | | | | | | | | | | | |
4/29/25 10:06 | 4/28/25 | TEAF | Tortoise Sustainable & Social Impact Term Fund | | Fund | CEF | Closed-End Funds | 1 | 10 | P.m | 1,760 | 10.78 | 0 | 163 | 12 | 1,549 | I | | | | | | | | | | | | | | |
4/28/25 16:12 | 4/24/25 | XSPIX | Stepstone Private Venture & Growth Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 100 | 43.22 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
4/28/25 13:01 | 4/25/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | 1 | 4 | P | 128 | 14.07 | 0 | 9 | | 7 | I | | | | | | | | | | | | | | |
4/24/25 11:50 | 4/22/25 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | 1 | 4 | P | 609 | 8.71 | 0 | 70 | 2 | 4,202 | I | | | | | | | | | | | | | | |
4/23/25 11:51 | 4/22/25 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 6 | 13.80 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
4/14/25 12:41 | 4/11/25 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 517 | 10.23 | 0 | 51 | 1 | 4,803 | I | | | | | | | | | | | | | | |
4/11/25 18:38 | 4/10/25 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | 2 | 4 | P | 168 | 13.74 | 0 | 12 | | 8 | D | | | | | | | | | | | | | | |
4/11/25 18:34 | 4/10/25 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | 2 | 4 | P | 221 | 13.14 | 0 | 17 | | 16 | D | | | | | | | | | | | | | | |
4/11/25 18:31 | 4/10/25 | RMMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 10 | 13.94 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
4/11/25 13:33 | 4/10/25 | JHS | John Hancock Income Securities Trust | MA | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 10.90 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
4/11/25 11:35 | 4/9/25 | MOALX | Lord Abbett Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 40 | 9.60 | 0 | 4 | 4 | 106 | D | | | | | | | | | | | | | | |
4/10/25 18:05 | 4/9/25 | BMN | Blackrock 2037 Municipal Target Term Trust | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 30 | 23.99 | 0 | 1 | 38 | 5 | D | | | | | | | | | | | | | | |
4/10/25 17:01 | 4/9/25 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | 1 | 2 | P.m | 38 | 6.03 | 0 | 6 | 117 | 12 | D | | | | | | | | | | | | | | |
4/10/25 16:33 | 4/9/25 | BANX | Arrowmark Financial Corp. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 3 | 18.37 | 0 | 0 | 3 | 6 | D | | | | | | | | | | | | | | |
4/10/25 08:57 | 4/9/25 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 40 | 7.95 | 0 | 5 | 12 | 45 | D | | | | | | | | | | | | | | |
4/9/25 20:35 | 4/8/25 | WHF | Whitehorse Finance, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 200 | 8.94 | 0 | 22 | 11 | 235 | I | | | | | | | | | | | | | | |
4/9/25 17:00 | 4/7/25 | CUBA | Herzfeld Caribbean Basin Fund Inc | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 4 | 2.40 | 0 | 2 | 0 | 1,574 | D | | | | | | | | | | | | | | |
4/9/25 15:49 | 4/8/25 | BTO | John Hancock Financial Opportunities Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 29.55 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
4/9/25 15:42 | 4/8/25 | HEQ | John Hancock Diversified Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 9.70 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:36 | 4/8/25 | HPF | John Hancock Preferred Income Fund II | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 15.39 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:31 | 4/8/25 | HPI | John Hancock Preferred Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 15.16 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:26 | 4/8/25 | HPS | John Hancock Preferred Income Fund III | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 13.79 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:19 | 4/8/25 | HTD | John Hancock Tax-Advantaged Dividend Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 21.30 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:14 | 4/8/25 | JHI | John Hancock Investors Trust | DE | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 12.57 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
4/9/25 15:07 | 4/8/25 | PDT | John Hancock Premium Dividend Fund | MA | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11 | 11.85 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
4/8/25 17:02 | 4/4/25 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 1 | 1 | P | 41 | 13.80 | 0 | 3 | 9 | 35 | D | | | | | | | | | | | | | | |
4/8/25 13:55 | 4/4/25 | LCRDX | Lord Abbett Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 43 | 8.55 | 0 | 5 | 15 | 38 | D | | | | | | | | | | | | | | |
4/7/25 15:26 | 4/4/25 | DHF | Bny Mellon High Yield Strategies Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P.m | 47 | 2.35 | 0 | 20 | 10 | 220 | D | | | | | | | | | | | | | | |
4/7/25 15:23 | 4/4/25 | DXR | Daxor Corp | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 16 | 7.89 | 0 | 2 | 1 | 213 | D | | | | | | | | | | | | | | |