5/9/24 18:08 | 5/7/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S | -30 | 23.24 | 0 | -1 | -2 | 77 | I | | | | | | | | | | | | | | |
5/9/24 15:16 | 5/8/24 | PCSZX | Amg Pantheon Credit Solutions Fund | | Fund | CEF | Closed-End Funds | Jain Rakesh | NY | H | Portfoli | P | 300 | 10.01 | 0 | 30 | New | 30 | D | | | | | | | | | | | | | | |
5/9/24 15:02 | 5/8/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | O'Neil Brian Stephen | CA | D | | P | 50 | 10.17 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
5/9/24 11:14 | 5/8/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.60 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/8/24 17:31 | 5/7/24 | STEW | Srh Total Return Fund, Inc. | | Fund | CEF | Closed-End Funds | Moore Thomas Jack | CO | D | | P.a | 21 | 14.48 | 0 | 1 | 93 | 3 | D | | | | | | | | | | | | | | |
5/8/24 11:01 | 5/7/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.60 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/7/24 17:23 | 5/3/24 | VPV | Invesco Pennsylvania Value Municipal Income Trust | PA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 22 | 10.06 | 0 | 2 | 0 | 2,876 | I | | | | | | | | | | | | | | |
5/7/24 17:21 | 5/3/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -1,014 | 21.50 | 0 | -47 | -1 | 6,968 | I | | | | | | | | | | | | | | |
5/7/24 17:18 | 5/3/24 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1 | 11.90 | 0 | 0 | 0 | 5,973 | I | | | | | | | | | | | | | | |
5/7/24 17:16 | 5/3/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 14 | 11.65 | 0 | 1 | 0 | 5,163 | I | | | | | | | | | | | | | | |
5/7/24 17:15 | 5/6/24 | NPCT | Nuveen Core Plus Impact Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 498 | 10.32 | 0 | 48 | 1 | 3,401 | I | | | | | | | | | | | | | | |
5/7/24 17:12 | 5/3/24 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 41 | 8.64 | 0 | 5 | 0 | 3,439 | I | | | | | | | | | | | | | | |
5/7/24 17:10 | 5/3/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 123 | 12.53 | 0 | 10 | 0 | 5,627 | I | | | | | | | | | | | | | | |
5/7/24 17:09 | 5/3/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 105 | 7.96 | 0 | 13 | 0 | 2,751 | I | | | | | | | | | | | | | | |
5/7/24 17:07 | 5/6/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 836 | 13.74 | 0 | 61 | 2 | 3,130 | I | | | | | | | | | | | | | | |
5/7/24 17:04 | 5/3/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 425 | 17.79 | 0 | 24 | 1 | 2,914 | I | | | | | | | | | | | | | | |
5/7/24 16:51 | 5/6/24 | RQI | Cohen & Steers Quality Income Realty Fund Inc | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 3 | 11.20 | 0 | 0 | 34 | 1 | D | | | | | | | | | | | | | | |
5/7/24 16:45 | 5/7/24 | STEW | Srh Total Return Fund, Inc. | | Fund | CEF | Closed-End Funds | Moore Thomas Jack | CO | D | | P.e | 20 | 14.37 | 0 | 1 | 93 | 3 | D | | | | | | | | | | | | | | |
5/7/24 16:45 | 5/6/24 | FOF | Cohen & Steers Closed-End Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 5 | 11.72 | 0 | 0 | 94 | 1 | D | | | | | | | | | | | | | | |
5/7/24 16:38 | 5/6/24 | PSF | Cohen & Steers Select Preferred & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 3 | 19.41 | 0 | 0 | 20 | 1 | D | | | | | | | | | | | | | | |
5/7/24 16:38 | 5/6/24 | RLTY | Cohen & Steers Real Estate Opportunities & Income Fund | | Fund | CEF | Closed-End Funds | Rogers-Windsor Ramona Lynn | NY | D | | P | 3 | 13.60 | 0 | 0 | 39 | 1 | D | | | | | | | | | | | | | | |
5/7/24 10:10 | 5/6/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.58 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/6/24 12:02 | 5/3/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.65 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/6/24 10:40 | 5/2/24 | GLO | Clough Global Opportunities Fund | | Fund | CEF | Closed-End Funds | Clough Charles Jr | MA | H | Person a | P | 247 | 4.94 | 0 | 50 | 17 | 350 | D | | | | | | | | | | | | | | |
5/3/24 17:14 | 4/30/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Pauker Matthew | CA | OT | Principa | P | 0 | 10.03 | 0 | 0 | 0 | 146 | D | | | | | | | | | | | | | | |
5/3/24 13:24 | 5/2/24 | VPV | Invesco Pennsylvania Value Municipal Income Trust | PA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 308 | 9.96 | 0 | 31 | 1 | 2,874 | I | | | | | | | | | | | | | | |
5/3/24 13:19 | 5/1/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S.m | -395 | 21.26 | 0 | -19 | 0 | 7,015 | I | | | | | | | | | | | | | | |
5/3/24 13:16 | 5/2/24 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 597 | 11.79 | 0 | 51 | 1 | 5,972 | I | | | | | | | | | | | | | | |
5/3/24 13:14 | 5/2/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 760 | 11.55 | 0 | 66 | 1 | 5,161 | I | | | | | | | | | | | | | | |
5/3/24 13:13 | 5/2/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.67 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/3/24 13:12 | 5/2/24 | MHI | Pioneer Municipal High Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 282 | 8.56 | 0 | 33 | 1 | 3,434 | I | | | | | | | | | | | | | | |
5/3/24 13:10 | 5/2/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 159 | 12.33 | 0 | 13 | 0 | 5,617 | I | | | | | | | | | | | | | | |
5/2/24 17:38 | 5/1/24 | CPZ | Calamos Long/short Equity & Dynamic Income Trust | | Fund | CEF | Closed-End Funds | Herman Thomas E | IL | O | VP,CFO | P | 254 | 15.55 | 0 | 16 | 156 | 27 | D | | | | | | | | | | | | | | |
5/2/24 16:52 | 5/1/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 470 | 7.85 | 0 | 60 | 2 | 2,738 | I | | | | | | | | | | | | | | |
5/2/24 16:50 | 5/1/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 357 | 13.46 | 0 | 27 | 1 | 3,069 | I | | | | | | | | | | | | | | |
5/2/24 16:47 | 5/1/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,335 | 17.43 | 0 | 77 | 3 | 2,889 | I | | | | | | | | | | | | | | |
5/2/24 15:24 | 5/2/24 | AVK | Advent Convertible & Income Fund | | Fund | CEF | Closed-End Funds | Stuebe Nancy E. | IL | DH | TRUSTEE | P | 6 | 11.71 | 0 | 1 | 12 | 5 | D | | | | | | | | | | | | | | |
5/2/24 14:49 | 5/1/24 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | Buckley Gregory W. | MD | O | E.VP | P | 25 | 23.06 | 0 | 1 | 8 | 14 | D | | | | | | | | | | | | | | |
5/2/24 14:18 | 5/2/24 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | Hill John C | NY | DO | CEO,P | P | 20 | 40.79 | 0 | 1 | 1 | 69 | M | | | | | | | | | | | | | | |
5/2/24 13:17 | 5/1/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.69 | 0 | 0 | 0 | 558 | M | | | | | | | | | | | | | | |
5/2/24 09:36 | 4/30/24 | PCSZX | Amg Pantheon Credit Solutions Fund | | Fund | CEF | Closed-End Funds | Rakowski Eric | CT | D | | P | 400 | 10.00 | 0 | 40 | New | 40 | I | | | | | | | | | | | | | | |
5/1/24 17:56 | 3/12/24 | TREIX | Thirdline Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Hutchens Charles Carter | VA | DO | Principa | P | 15 | 10.15 | 0 | 1 | 5 | 29 | D | | | | | | | | | | | | | | |
5/1/24 11:48 | 4/30/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.65 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
5/1/24 10:31 | 4/29/24 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -13 | 21.50 | 0 | -1 | 0 | 7,034 | I | | | | | | | | | | | | | | |
5/1/24 10:30 | 4/29/24 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 64 | 11.66 | 0 | 5 | 0 | 5,922 | I | | | | | | | | | | | | | | |
5/1/24 10:28 | 4/29/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 90 | 11.49 | 0 | 8 | 0 | 5,095 | I | | | | | | | | | | | | | | |
5/1/24 10:25 | 4/29/24 | NPCT | Nuveen Core Plus Impact Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 194 | 10.10 | 0 | 19 | 1 | 3,352 | I | | | | | | | | | | | | | | |
5/1/24 10:23 | 4/30/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 218 | 13.13 | 0 | 17 | 1 | 3,042 | I | | | | | | | | | | | | | | |
5/1/24 10:21 | 4/29/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 263 | 17.37 | 0 | 15 | 1 | 2,812 | I | | | | | | | | | | | | | | |
4/30/24 17:31 | 10/5/17 | BLE | Blackrock Municipal Income Trust II | | Fund | CEF | Closed-End Funds | Oconnor Walter | NY | H | Portfoli | P | 1 | 15.49 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
4/30/24 17:27 | 12/27/23 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | McClements Kyle | NY | H | Portfoli | P | 15 | 14.77 | 0 | 1 | 44 | 3 | D | | | | | | | | | | | | | | |
4/30/24 12:16 | 4/30/24 | GLQ | Clough Global Equity Fund | | Fund | CEF | Closed-End Funds | Clough Charles Jr | MA | H | Person a | P | 318 | 6.36 | 0 | 50 | 13 | 440 | D | | | | | | | | | | | | | | |
4/30/24 10:31 | 4/29/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.66 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/29/24 16:54 | 4/26/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1,564 | 13.00 | 0 | 120 | 4 | 3,026 | I | | | | | | | | | | | | | | |
4/29/24 11:40 | 4/26/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.60 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/26/24 17:15 | 4/24/24 | LASAX | Lord Abbett Special Situations Income Fund | | Fund | CEF | Closed-End Funds | Lord, Abbett & Co. LLC | NJ | H | Investme | S | -3,171 | 9.30 | 0 | -341 | -100 | 0 | D | | | | | | | | | | | | | | |
4/26/24 11:51 | 4/25/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 366 | 11.46 | 0 | 32 | 1 | 5,088 | I | | | | | | | | | | | | | | |
4/26/24 11:48 | 4/25/24 | NPCT | Nuveen Core Plus Impact Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 683 | 10.03 | 0 | 68 | 2 | 3,333 | I | | | | | | | | | | | | | | |
4/26/24 11:47 | 4/24/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 859 | 12.00 | 0 | 72 | 1 | 5,604 | I | | | | | | | | | | | | | | |
4/26/24 11:43 | 4/24/24 | MAV | Pioneer Municipal High Income Advantage Fund, Inc. | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 363 | 7.81 | 0 | 46 | 2 | 2,678 | I | | | | | | | | | | | | | | |
4/26/24 11:40 | 4/24/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,537 | 13.01 | 0 | 118 | 4 | 2,905 | I | | | | | | | | | | | | | | |
4/26/24 11:36 | 4/25/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 597 | 17.27 | 0 | 35 | 1 | 2,797 | I | | | | | | | | | | | | | | |
4/26/24 11:04 | 4/25/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.64 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/25/24 16:19 | 4/23/24 | TBLD | Thornburg Income Builder Opportunities Trust | | Fund | CEF | Closed-End Funds | Wixted Brian W. | NM | H | Trustee | P | 25 | 15.50 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
4/25/24 10:40 | 4/24/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.70 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/24/24 17:25 | 4/22/24 | NMFC | New Mountain Finance Corp | | Fund | CEF | Closed-End Funds | Kline John | NY | DO | CEO,P,,D | S | -16 | 12.55 | 0 | -1 | 0 | 255 | D | | | | | | | | | | | | | | |
4/24/24 11:17 | 4/23/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.65 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/23/24 20:02 | 4/23/24 | MEGI | Mainstay Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 301 | 11.88 | 0 | 25 | 0 | 5,532 | I | | | | | | | | | | | | | | |
4/23/24 20:00 | 4/22/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 660 | 13.14 | 0 | 50 | 2 | 2,787 | I | | | | | | | | | | | | | | |
4/23/24 19:56 | 4/22/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 338 | 17.04 | 0 | 20 | 1 | 2,763 | I | | | | | | | | | | | | | | |
4/23/24 16:36 | 4/11/24 | TAKIX | Carlyle Tactical Private Credit Fund | | Fund | CEF | Closed-End Funds | McCabe Joan Y | NY | D | | P.a | 500 | 8.57 | 0 | 58 | 91 | 122 | D | | | | | | | | | | | | | | |
4/23/24 11:08 | 4/22/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.58 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/23/24 10:45 | 4/22/24 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Vaughan Richard B. | TX | D | | P | 71 | 17.69 | 0 | 4 | 400 | 5 | D | | | | | | | | | | | | | | |
4/22/24 21:10 | 4/19/24 | REFLX | Pimco Flexible Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Gannaway Russell D | CA | H | SEE REMA | P | 1,000 | 10.48 | 0 | 95 | 46 | 301 | D | | | | | | | | | | | | | | |
4/22/24 15:08 | 4/18/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,591 | 12.81 | 0 | 124 | 5 | 2,737 | I | | | | | | | | | | | | | | |
4/22/24 15:04 | 4/19/24 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | O'Neill Andrew J | NY | O | VP | P | 32 | 40.13 | 0 | 1 | 1 | 85 | D | | | | | | | | | | | | | | |
4/22/24 12:45 | 4/18/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | McElhoe Wenwen | CA | D | | P | 48 | 10.01 | 0 | 5 | 3 | 178 | D | | | | | | | | | | | | | | |
4/22/24 12:05 | 4/19/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.57 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/19/24 11:09 | 4/18/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.68 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/19/24 10:20 | 4/18/24 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | Hill John C | NY | DO | CEO,P | P | 16 | 40.41 | 0 | 0 | 1 | 69 | M | | | | | | | | | | | | | | |
4/19/24 09:01 | 4/18/24 | FINS | Angel Oak Financial Strategies Income Term Trust | | Fund | CEF | Closed-End Funds | Palsson Johannes | GA | H | Portfoli | P | 70 | 12.39 | 0 | 6 | 14 | 46 | D | | | | | | | | | | | | | | |
4/19/24 07:41 | 4/18/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Goodson Alan R | PA | H | Director | P | 65 | 16.83 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
4/18/24 18:40 | 4/16/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S.m | -4 | 24.16 | 0 | 0 | 0 | 78 | I | | | | | | | | | | | | | | |
4/18/24 12:59 | 4/16/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 460 | 12.05 | 0 | 38 | 2 | 2,219 | I | | | | | | | | | | | | | | |
4/18/24 10:59 | 4/17/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.68 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/17/24 10:32 | 4/16/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.70 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/16/24 16:12 | 4/12/24 | DXYZ | Destiny Tech100 Inc. | | Fund | CEF | Closed-End Funds | Prasad Sohail | TX | DOT | P,CEO | S | -4,930 | 24.65 | 0 | -200 | -16 | 1,082 | I | | | | | | | | | | | | | | |
4/16/24 16:10 | 4/12/24 | DXYZ | Destiny Tech100 Inc. | | Fund | CEF | Closed-End Funds | Destiny Xyz Inc. | TX | T | | S | -4,930 | 24.65 | 0 | -200 | -16 | 1,082 | D | | | | | | | | | | | | | | |
4/16/24 11:31 | 4/15/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.65 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/15/24 19:59 | 4/11/24 | GCV | Gabelli Convertible & Income Securities Fund Inc | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | H | Control | S | -2 | 3.61 | 0 | -1 | 0 | 1,935 | I | | | | | | | | | | | | | | |
4/15/24 18:22 | 4/11/24 | TAKIX | Carlyle Tactical Private Credit Fund | | Fund | CEF | Closed-End Funds | McCabe Joan Y | NY | D | | P | 1,048 | 8.57 | 0 | 122 | 191 | 186 | D | | | | | | | | | | | | | | |
4/15/24 17:15 | 4/12/24 | VPV | Invesco Pennsylvania Value Municipal Income Trust | PA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 163 | 10.00 | 0 | 16 | 1 | 2,843 | I | | | | | | | | | | | | | | |
4/15/24 17:13 | 4/12/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 374 | 11.96 | 0 | 31 | 1 | 2,181 | I | | | | | | | | | | | | | | |
4/15/24 17:11 | 4/15/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 39 | 17.01 | 0 | 2 | 0 | 2,743 | I | | | | | | | | | | | | | | |
4/15/24 13:05 | 4/1/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Pauker Matthew | CA | H | Principa | P.m | 167 | 10.20 | 0 | 16 | 13 | 146 | D | | | | | | | | | | | | | | |
4/15/24 12:16 | 3/7/23 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 207 | 11.17 | 0 | 19 | 1 | 3,148 | I | | | | | | | | | | | | | | |
4/15/24 12:16 | 3/7/23 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | S | -208 | 11.21 | 0 | -19 | -1 | 3,148 | I | | | | | | | | | | | | | | |
4/15/24 12:08 | 4/12/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Bowen James A | IL | DH | Officer | P | 281 | 14.07 | 0 | 20 | 23 | 106 | D | | | | | | | | | | | | | | |
4/15/24 11:12 | 4/12/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/12/24 18:20 | 4/10/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S | 0 | 24.16 | 0 | 0 | 0 | 79 | I | | | | | | | | | | | | | | |
4/12/24 15:00 | 4/10/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 229 | 11.97 | 0 | 19 | 1 | 2,149 | I | | | | | | | | | | | | | | |
4/12/24 14:58 | 4/10/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 583 | 17.25 | 0 | 34 | 1 | 2,741 | I | | | | | | | | | | | | | | |
4/12/24 13:37 | 4/11/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.67 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/12/24 13:32 | 4/11/24 | BCV | Bancroft Fund Ltd | DE | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | S | -31 | 15.46 | 0 | -2 | -1 | 168 | I | | | | | | | | | | | | | | |
4/12/24 09:21 | 4/9/24 | THW | Abrdn World Healthcare Fund | | Fund | CEF | Closed-End Funds | Goetz Kathleen | PA | D | | P | 3 | 12.53 | 0 | 0 | 24 | 1 | D | | | | | | | | | | | | | | |
4/12/24 09:21 | 4/9/24 | THQ | Abrdn Healthcare Opportunities Fund | | Fund | CEF | Closed-End Funds | Goetz Kathleen | PA | D | | P | 12 | 19.54 | 0 | 1 | 109 | 1 | D | | | | | | | | | | | | | | |
4/12/24 09:20 | 4/9/24 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Goetz Kathleen | PA | D | | P | 5 | 13.32 | 0 | 0 | 58 | 1 | D | | | | | | | | | | | | | | |
4/12/24 09:19 | 4/9/24 | HQH | Abrdn Healthcare Investors | MA | Fund | CEF | Closed-End Funds | Goetz Kathleen | PA | D | | P | 9 | 16.42 | 0 | 1 | 95 | 1 | D | | | | | | | | | | | | | | |
4/11/24 19:35 | 4/9/24 | DTF | Dtf Tax-Free Income 2028 Term Fund Inc | MD | Fund | CEF | Closed-End Funds | Grumhaus David D Jr. | IL | O | P,CEO | P.m | 27 | 10.70 | 0 | 3 | 100 | 5 | D | | | | | | | | | | | | | | |
4/11/24 19:32 | 4/9/24 | DPG | Duff & Phelps Utility & Infrastructure Fund Inc. | | Fund | CEF | Closed-End Funds | Grumhaus David D Jr. | IL | O | P,CEO | P | 28 | 9.42 | 0 | 3 | 60 | 8 | D | | | | | | | | | | | | | | |
4/11/24 18:08 | 4/11/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Majmudar Anang K. | NY | O | Senior V | P | 7 | 24.98 | 0 | 0 | 1 | 34 | D | | | | | | | | | | | | | | |
4/11/24 13:52 | 4/10/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Housey William A Jr | IL | H | Officer | P | 51 | 14.25 | 0 | 4 | 45 | 12 | D | | | | | | | | | | | | | | |
4/11/24 13:18 | 4/10/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.59 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/10/24 16:44 | 4/10/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 63 | 25.00 | 0 | 3 | 2 | 115 | D | | | | | | | | | | | | | | |
4/10/24 14:51 | 4/8/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 293 | 11.98 | 0 | 24 | 1 | 2,130 | I | | | | | | | | | | | | | | |
4/10/24 14:49 | 4/9/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 55 | 17.53 | 0 | 3 | 0 | 2,707 | I | | | | | | | | | | | | | | |
4/10/24 13:48 | 4/9/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.58 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/10/24 12:49 | 4/5/24 | FPF | First Trust Intermediate Duration Preferred & Income Fund | | Fund | CEF | Closed-End Funds | Graci Angelo D | CT | H | Officer- | S.a | -61 | 17.56 | 0 | -4 | -23 | 12 | D | | | | | | | | | | | | | | |
4/10/24 12:34 | 4/9/24 | VCRDX | Versus Capital Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Versus Capital Advisors LLC | CO | TH | Investme | P | 2,000 | 10.02 | 0 | 200 | 7 | 3,010 | D | | | | | | | | | | | | | | |
4/10/24 11:51 | 4/8/24 | WDI | Western Asset Diversified Income Fund | | Fund | CEF | Closed-End Funds | Kumar Nisha | NY | D | | P | 90 | 14.46 | 0 | 6 | 38 | 23 | I | | | | | | | | | | | | | | |
4/9/24 11:53 | 4/8/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Lindquist Daniel J | IL | O | VP | P | 50 | 14.30 | 0 | 4 | New | 4 | I | | | | | | | | | | | | | | |
4/9/24 11:50 | 4/8/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 557 | M | | | | | | | | | | | | | | |
4/8/24 18:29 | 3/18/24 | DXYZ | Destiny Tech100 Inc. | | Fund | CEF | Closed-End Funds | Destiny Xyz Inc. | TX | T | | S.m | -4,500 | 25.98 | 0 | -173 | -12 | 1,282 | D | | | | | | | | | | | | | | |
4/8/24 18:28 | 4/4/24 | DXYZ | Destiny Tech100 Inc. | | Fund | CEF | Closed-End Funds | Prasad Sohail | TX | DOT | P,CEO | S.m | -4,875 | 26.25 | 0 | -186 | -12 | 1,320 | M | | | | | | | | | | | | | | |
4/8/24 12:25 | 4/3/24 | AWF | Alliancebernstein Global High Income Fund Inc | | Fund | CEF | Closed-End Funds | Malik Fahd | NY | O | VP,Portf | P | 18 | 10.62 | 0 | 2 | 28 | 8 | M | | | | | | | | | | | | | | |
4/8/24 11:34 | 4/5/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.63 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
4/5/24 16:01 | 4/5/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Pinero Eric A. | NY | O | GC | P | 5 | 11.11 | 0 | 0 | 7 | 7 | D | | | | | | | | | | | | | | |
4/5/24 15:08 | 4/5/24 | NAD | Nuveen Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Jones Nathaniel T. | IL | O | VP,Treas | P | 11 | 11.19 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/5/24 14:22 | 4/3/24 | NPCT | Nuveen Core Plus Impact Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 291 | 10.29 | 0 | 28 | 1 | 3,265 | I | | | | | | | | | | | | | | |
4/5/24 14:20 | 4/4/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 44 | 12.00 | 0 | 4 | 0 | 2,106 | I | | | | | | | | | | | | | | |
4/5/24 14:18 | 4/4/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 266 | 17.57 | 0 | 15 | 1 | 2,704 | I | | | | | | | | | | | | | | |
4/5/24 13:46 | 4/4/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
4/5/24 13:19 | 4/5/24 | FPF | First Trust Intermediate Duration Preferred & Income Fund | | Fund | CEF | Closed-End Funds | Graci Angelo D | CT | H | Officer- | P | 61 | 17.56 | 0 | 4 | 42 | 12 | D | | | | | | | | | | | | | | |
4/4/24 14:13 | 4/4/24 | JRI | Nuveen Real Asset Income & Growth Fund | | Fund | CEF | Closed-End Funds | Jones Nathaniel T. | IL | O | VP,Treas | P | 12 | 11.60 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
4/4/24 12:04 | 4/3/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.59 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
4/4/24 11:53 | 4/3/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Bowen James A | IL | DH | Officer | P | 228 | 14.25 | 0 | 16 | 23 | 86 | D | | | | | | | | | | | | | | |
4/4/24 11:37 | 4/3/24 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Priest Jeffrey W | NY | O | P,CEO | P | 100 | 25.09 | 0 | 4 | 1 | 274 | D | | | | | | | | | | | | | | |
4/3/24 16:43 | 2/22/24 | GNT.B | Gamco Natural Resources, Gold & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | TH | Control | P | 8,700 | 10.00 | 0 | 870 | New | 870 | M | | | | | | | | | | | | | | |
4/3/24 14:01 | 4/1/24 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 988 | 12.02 | 0 | 82 | 1 | 5,916 | I | | | | | | | | | | | | | | |
4/3/24 13:55 | 4/1/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 998 | 11.76 | 0 | 85 | 2 | 5,056 | I | | | | | | | | | | | | | | |
4/3/24 13:53 | 4/2/24 | NPCT | Nuveen Core Plus Impact Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 317 | 10.26 | 0 | 31 | 1 | 3,237 | I | | | | | | | | | | | | | | |
4/3/24 13:50 | 4/2/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 83 | 12.03 | 0 | 7 | 0 | 2,102 | I | | | | | | | | | | | | | | |
4/3/24 13:49 | 4/1/24 | FMN | Federated Hermes Premier Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 226 | 11.02 | 0 | 21 | 1 | 1,651 | I | | | | | | | | | | | | | | |
4/3/24 13:45 | 4/1/24 | ECAT | Blackrock Esg Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 971 | 17.34 | 0 | 56 | 0 | 28,553 | I | | | | | | | | | | | | | | |
4/3/24 13:43 | 4/1/24 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 758 | 16.33 | 0 | 46 | 0 | 20,538 | I | | | | | | | | | | | | | | |
4/3/24 13:33 | 4/1/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 1,129 | 8.10 | 0 | 139 | 0 | 52,103 | I | | | | | | | | | | | | | | |
4/3/24 13:32 | 4/1/24 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 170 | 11.78 | 0 | 14 | 0 | 5,240 | I | | | | | | | | | | | | | | |
4/3/24 13:28 | 4/1/24 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,608 | 17.68 | 0 | 91 | 4 | 2,689 | I | | | | | | | | | | | | | | |
4/3/24 11:55 | 4/2/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
4/2/24 12:38 | 4/1/24 | VCRDX | Versus Capital Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Versus Capital Advisors LLC | CO | TH | Investme | P | 28,000 | 10.00 | 0 | 2,800 | 999% | 2,810 | D | | | | | | | | | | | | | | |
4/2/24 11:30 | 4/1/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.56 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
4/2/24 11:07 | 4/1/24 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | Gardella Lee A | NY | H | See Expl | P | 200 | 10.40 | 0 | 19 | New | 19 | D | | | | | | | | | | | | | | |
4/1/24 14:58 | 3/28/24 | BCV | Bancroft Fund Ltd | DE | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | S | -32 | 15.90 | 0 | -2 | -1 | 170 | D | | | | | | | | | | | | | | |
4/1/24 14:23 | 4/1/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Roman Stephen | NY | O | CCO,Secr | P | 5 | 11.05 | 0 | 0 | 5 | 9 | D | | | | | | | | | | | | | | |
4/1/24 11:49 | 3/28/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
4/1/24 11:46 | 4/1/24 | GUG | Guggenheim Active Allocation Fund | | Fund | CEF | Closed-End Funds | Toupin Ronald E Jr | IL | DH | Trustee | P | 3 | 14.65 | 0 | 0 | 2 | 11 | D | | | | | | | | | | | | | | |
4/1/24 08:48 | 3/27/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 553 | 11.81 | 0 | 47 | 1 | 4,971 | I | | | | | | | | | | | | | | |
4/1/24 08:46 | 3/27/24 | ECAT | Blackrock Esg Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 5,439 | 17.32 | 0 | 314 | 1 | 28,497 | I | | | | | | | | | | | | | | |
4/1/24 08:43 | 3/28/24 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 266 | 16.33 | 0 | 16 | 0 | 20,492 | I | | | | | | | | | | | | | | |
4/1/24 08:41 | 3/27/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,365 | 8.09 | 0 | 292 | 1 | 51,964 | I | | | | | | | | | | | | | | |
4/1/24 08:37 | 3/28/24 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 474 | 11.82 | 0 | 40 | 1 | 5,225 | I | | | | | | | | | | | | | | |
3/29/24 12:52 | 3/27/24 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | McElhoe Wenwen | CA | D | | P | 899 | 10.21 | 0 | 88 | 106 | 171 | M | | | | | | | | | | | | | | |
3/29/24 10:55 | 3/27/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Gatto Mark | NY | DO | Co-CB,Co | P | 13 | 11.02 | 0 | 1 | New | 1 | I | | | | | | | | | | | | | | |
3/28/24 17:10 | 3/27/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S | -2 | 24.12 | 0 | 0 | 0 | 79 | I | | | | | | | | | | | | | | |
3/28/24 10:38 | 3/27/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.60 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/27/24 15:58 | 3/27/24 | NEA | Nuveen Amt-Free Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Lamb David J | IL | O | VP | P | 66 | 11.04 | 0 | 6 | New | 6 | D | | | | | | | | | | | | | | |
3/27/24 13:35 | 3/27/24 | DXR | Daxor Corp | | Fund | CEF | Closed-End Funds | Michel Robert J | TN | O | CFO | P | 7 | 8.70 | 0 | 1 | 7 | 11 | D | | | | | | | | | | | | | | |
3/27/24 13:19 | 3/26/24 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Bowen James A | IL | DH | Officer | P | 725 | 14.50 | 0 | 50 | 250 | 70 | D | | | | | | | | | | | | | | |
3/27/24 12:52 | 3/26/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.61 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/27/24 10:55 | 3/25/24 | UTG | Reaves Utility Income Fund | | Fund | CEF | Closed-End Funds | Legg Joellen | CO | D | | P | 50 | 26.46 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
3/27/24 09:27 | 3/26/24 | NXJ | Nuveen New Jersey Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 83 | 12.18 | 0 | 7 | 0 | 5,834 | I | | | | | | | | | | | | | | |
3/27/24 09:23 | 3/26/24 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 353 | 11.79 | 0 | 30 | 1 | 4,924 | I | | | | | | | | | | | | | | |
3/27/24 09:18 | 3/25/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 247 | 12.14 | 0 | 20 | 1 | 2,095 | I | | | | | | | | | | | | | | |
3/27/24 09:15 | 3/26/24 | FMN | Federated Hermes Premier Municipal Income Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 67 | 11.05 | 0 | 6 | 0 | 1,630 | I | | | | | | | | | | | | | | |
3/27/24 09:12 | 3/25/24 | ECAT | Blackrock Esg Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,388 | 17.15 | 0 | 139 | 0 | 28,183 | I | | | | | | | | | | | | | | |
3/27/24 09:10 | 3/26/24 | BMEZ | Blackrock Health Sciences Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 2,111 | 16.32 | 0 | 129 | 1 | 20,476 | I | | | | | | | | | | | | | | |
3/27/24 09:08 | 3/25/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,021 | 8.00 | 0 | 253 | 0 | 51,672 | I | | | | | | | | | | | | | | |
3/27/24 09:06 | 3/25/24 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 280 | 11.77 | 0 | 24 | 0 | 5,185 | I | | | | | | | | | | | | | | |
3/26/24 18:30 | 3/26/24 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | Burke Edmund J | CO | H | Trustee | P | 19 | 5.45 | 0 | 4 | 125 | 6 | D | | | | | | | | | | | | | | |
3/26/24 18:27 | 3/26/24 | USA | Liberty All Star Equity Fund | | Fund | CEF | Closed-End Funds | Burke Edmund J | CO | H | Trustee | P | 28 | 7.09 | 0 | 4 | 160 | 7 | D | | | | | | | | | | | | | | |
3/26/24 11:46 | 3/25/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.63 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/26/24 11:38 | 3/25/24 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | Reisner Michael A | NY | DO | Co-CB,Co | P | 5 | 10.65 | 0 | 0 | 1 | 44 | D | | | | | | | | | | | | | | |
3/26/24 11:14 | 3/25/24 | BMC | Bmc Fund Inc | | Fund | CEF | Closed-End Funds | Broyhill Markham Hunt | NC | H | Trustee | P | 0 | 0.00 | 0 | 30 | 109 | 59 | I | | | | | | | | | | | | | | |
3/25/24 19:33 | 3/21/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | S | 0 | 24.12 | 0 | 0 | 0 | 79 | I | | | | | | | | | | | | | | |
3/25/24 18:33 | 3/21/24 | RWAY | Runway Growth Finance Corp. | | Fund | CEF | Closed-End Funds | Spreng R David | IL | DO | P,CEO | P | 59 | 11.88 | 0 | 5 | 2 | 275 | D | | | | | | | | | | | | | | |
3/25/24 15:03 | 3/22/24 | RLTY | Cohen & Steers Real Estate Opportunities & Income Fund | | Fund | CEF | Closed-End Funds | Jhirad Yigal Dan | NY | OH | Portfoli | P | 7 | 14.14 | 0 | 1 | 42 | 2 | D | | | | | | | | | | | | | | |
3/25/24 14:23 | 3/25/24 | MMIRX | Mainstay Mackay Municipal Income Opportunities Fund | | Fund | CEF | Closed-End Funds | New York Life Investment Management LLC | NY | H | Investme | P | 25 | 10.00 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
3/25/24 14:22 | 3/25/24 | MMIPX | Mainstay Mackay Municipal Income Opportunities Fund | | Fund | CEF | Closed-End Funds | New York Life Investment Management LLC | NY | H | Investme | P | 25 | 10.00 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
3/25/24 14:22 | 3/25/24 | MMIOX | Mainstay Mackay Municipal Income Opportunities Fund | | Fund | CEF | Closed-End Funds | New York Life Investment Management LLC | NY | H | Investme | P | 49,825 | 10.00 | 0 | 4,983 | 999% | 4,993 | D | | | | | | | | | | | | | | |
3/25/24 14:20 | 3/25/24 | MMIVX | Mainstay Mackay Municipal Income Opportunities Fund | | Fund | CEF | Closed-End Funds | New York Life Investment Management LLC | NY | H | Investme | P | 25 | 10.00 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
3/25/24 11:32 | 3/22/24 | MPA | Blackrock Muniyield Pennsylvania Quality Fund | NJ | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 51 | 12.12 | 0 | 4 | 0 | 2,075 | I | | | | | | | | | | | | | | |
3/25/24 11:30 | 3/21/24 | ECAT | Blackrock Esg Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,260 | 16.98 | 0 | 133 | 0 | 28,044 | I | | | | | | | | | | | | | | |
3/25/24 11:26 | 3/21/24 | BIGZ | Blackrock Innovation & Growth Term Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,358 | 8.02 | 0 | 294 | 1 | 51,419 | I | | | | | | | | | | | | | | |
3/25/24 11:24 | 3/21/24 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 370 | 11.74 | 0 | 32 | 1 | 5,161 | I | | | | | | | | | | | | | | |
3/25/24 10:39 | 3/22/24 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | DO | P,CEO | P | 0 | 1.63 | 0 | 0 | 0 | 556 | M | | | | | | | | | | | | | | |
3/25/24 09:59 | 3/21/24 | CPEFX | Cascade Private Capital Fund | | Fund | CEF | Closed-End Funds | Williams Paul Jay | WI | D | | P.m | 216 | 13.70 | 0 | 16 | New | 16 | D | | | | | | | | | | | | | | |
3/22/24 17:28 | 3/22/24 | RSF | Rivernorth Capital & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | CEO | P | 2 | 16.10 | 0 | 0 | 0 | 169 | D | | | | | | | | | | | | | | |
3/22/24 16:21 | 3/19/24 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Nix Robert N.C. III | PA | D | | P | 24 | 5.96 | 0 | 4 | 95 | 8 | I | | | | | | | | | | | | | | |
3/22/24 14:56 | 3/21/24 | RVT | Royce Value Trust, Inc. | | Fund | CEF | Closed-End Funds | Clark Christopher D | NY | DOH | P | P | 49 | 14.76 | 0 | 3 | 12 | 31 | D | | | | | | | | | | | | | | |
3/22/24 14:55 | 3/21/24 | RMT | Royce Micro-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | Clark Christopher D | NY | DOH | P | P | 46 | 9.24 | 0 | 5 | 12 | 46 | D | | | | | | | | | | | | | | |