Investment Advice Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
6/5/26 20:49	6/3/26	PAX	Patria Investments Ltd	E9	Financ	InvAdv	Investment Advice	Neto Olimpio Matarazzo		D		P.m	1,129	11.29	100	18	661	I
6/5/26 18:30	6/3/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-95	9.75	-10	-1	721	I
6/5/26 17:15	6/5/26	BTSG	Brightspring Health Services, Inc.	E9	Financ	InvAdv	Investment Advice	Kkr Group Partnership L.P.	NY	T		S	-857,492	58.45	-14,670	-35	26,830	I
6/4/26 10:21	6/2/26	GROW	U S Global Investors Inc	TX	Financ	InvAdv	Investment Advice	Pilecki Derek Steven	FL	H	Control	P.m	54	2.59	21	2	1,122	I
6/4/26 10:18	6/2/26	GROW	U S Global Investors Inc	TX	Financ	InvAdv	Investment Advice	Gator Capital Management, LLC	FL	T		P.m	54	2.59	21	2	1,122	I
6/3/26 19:56	6/1/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-26	10.10	-3	0	731	I
6/3/26 19:52	6/1/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-72	10.10	-7	-1	1,012	I
6/3/26 19:09	6/1/26	STEP	Stepstone Group Inc.		Financ	InvAdv	Investment Advice	Fernandez Jose A	NY	DO	Co-COO	S.m	-9,612	47.51	-202	-4	4,639	I
6/3/26 17:17	6/1/26	PAX	Patria Investments Ltd	E9	Financ	InvAdv	Investment Advice	Neto Olimpio Matarazzo		D		P.m	350	11.67	30	6	561	I
6/3/26 17:00	6/1/26	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Costos James	NY	D		M.d	0	0.00	2	17	13	D
6/3/26 17:00	6/1/26	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Whitney Kenneth C	NY	D		M.d	0	0.00	1	12	12	D
6/3/26 17:00	6/1/26	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Skaugen Grace Reksten	NY	D		M.d	0	0.00	1	257	2	D
6/3/26 17:00	6/1/26	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Ryan Thomas M	NY	D		M.d	0	0.00	3	7	42	D
6/3/26 17:00	6/1/26	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Rafferty Emily K	NY	D		M.d	0	0.00	2	17	11	D
6/3/26 16:59	6/1/26	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Franqui Annette	FL	D		P	229	304.88	1	62	2	D
6/2/26 17:57	5/31/26	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Sullivan Kathleen Patricia	IL	O	Principa	M.d	0	0.00	34	66	85	D
6/2/26 17:56	5/31/26	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Pollock Frederick	IL	O	Chief In	M.d	0	0.00	25	3	776	D
6/2/26 17:56	5/31/26	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Levin Jonathan Reisin	IL	DO	P	M.d	0	0.00	99	18	641	D
6/2/26 17:56	5/31/26	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Bentley Pamela L	IL	O	CFO	M.d	0	0.00	45	230	64	D
6/2/26 16:49	5/29/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Byrne Susan M	TX	H	Director	S.m	-46	16.22	-3	-1	276	D
6/2/26 16:38	5/1/26	GROW	U S Global Investors Inc	TX	Financ	InvAdv	Investment Advice	Gator Capital Management, LLC	FL	T		P.m	98	2.57	38	4	1,101	I
6/2/26 16:37	5/1/26	GROW	U S Global Investors Inc	TX	Financ	InvAdv	Investment Advice	Pilecki Derek Steven	FL	H	Control	P.m	98	2.57	38	4	1,101	I
6/1/26 18:28	5/28/26	PAX	Patria Investments Ltd	E9	Financ	InvAdv	Investment Advice	Neto Olimpio Matarazzo		D		P.m	344	11.48	30	6	531	I
6/1/26 16:22	5/29/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S	-42	10.08	-4	0	1,019	I
6/1/26 16:21	5/29/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S	-15	10.08	-2	0	734	I
6/1/26 16:15	5/28/26	MDLN	Medline Inc.	DE	Financ	InvAdv	Investment Advice	Bcp 8 Holdings Mozart Manager L.L.C.	NY	T		S	-1,217,350	36.54	-33,318	-94	1,990	I
5/29/26 17:15	5/27/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-21	10.07	-2	0	735	I
5/29/26 17:13	5/27/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-58	10.07	-6	-1	1,023	I
5/29/26 08:24	5/29/26	NOAH	Noah Holdings Ltd		Financ	InvAdv	Investment Advice	Yin Zhe		DO	CEO	M.d	0	0.00	1	0	17,205	I
5/29/26 08:23	5/29/26	NOAH	Noah Holdings Ltd		Financ	InvAdv	Investment Advice	Wang Jingbo (Norah)		DT		M.d	0	0.00	1	0	68,736	I
5/29/26 08:20	5/29/26	NOAH	Noah Holdings Ltd		Financ	InvAdv	Investment Advice	Pan Qing		O	CFO	M.d	0	0.00	1	0	927	D
5/28/26 20:01	5/26/26	PAX	Patria Investments Ltd	E9	Financ	InvAdv	Investment Advice	Neto Olimpio Matarazzo		D		P.m	342	11.40	30	6	501	I
5/28/26 16:54	5/26/26	HLNE	Hamilton Lane Inc	DE	Financ	InvAdv	Investment Advice	Rogers Hartley R.	PA	DOT	Exec Co-	P.dm	9,992	90.08	111	2	6,622	M
5/28/26 16:49	5/27/26	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Zito John P.	NY	O	Co-P (se	S	-6,356	130.66	-49	-2	3,064	D
5/28/26 16:32	5/26/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Byrne Susan M	TX	H	Director	S.m	-77	16.27	-5	-2	279	D
5/27/26 19:16	5/26/26	MLCI	Mount Logan Capital Inc.	DE	Financ	InvAdv	Investment Advice	Mangum Jordan	NY	O	COO	P	7	3.43	2	27	10	D
5/27/26 18:41	5/22/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S	-58	10.06	-6	-1	1,029	I
5/27/26 18:39	5/22/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-76	10.00	-8	-1	737	I
5/27/26 16:40	5/27/26	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Lyons William M	IL	D		S	-125	179.00	-1	-5	14	D
5/27/26 16:05	5/26/26	CNS	Cohen & Steers, Inc.	DE	Financ	InvAdv	Investment Advice	Cheigh Jon	NY	O	P,CIO	S	-753	71.75	-11	-6	161	I
5/26/26 16:52	5/21/26	OAK.P	Brookfield Oaktree Holdings, LLC	DE	Financ	InvAdv	Investment Advice	Gilbert Steven J	CA	D		P	28	20.77	1	7	21	D
5/26/26 16:05	5/26/26	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Uhlman Paul A	PA	O	VP	S	-56	55.31	-1	0	303	D
5/26/26 16:05	5/26/26	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Germain Peter J	PA	O	EVP,CLO,	S	-23	55.31	0	0	212	D
5/22/26 21:05	5/15/26	PAX	Patria Investments Ltd	E9	Financ	InvAdv	Investment Advice	Neto Olimpio Matarazzo		D		P.m	503	11.18	45	11	471	I
5/22/26 18:15	5/20/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-30	10.28	-3	0	745	I
5/22/26 18:14	5/20/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-83	10.28	-8	-1	1,035	I
5/22/26 17:18	5/21/26	VALU	Value Line Inc	NY	Financ	InvAdv	Investment Advice	Brecher Howard A	NY	DO	CB,CEO	P	7	33.89	0	13	2	D
5/22/26 16:52	5/21/26	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-1,652	173.53	-10	0	14,471	D
5/22/26 16:43	5/20/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Byrne Susan M	TX	H	Director	S.m	-18	16.02	-1	0	283	D
5/21/26 17:43	5/21/26	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Beiser Scott L	CA	DOT	CO-CB	S.d	-941	150.26	-6	-100	0	D
5/21/26 11:04	5/20/26	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Herndon Mark	NY	O	CFO	P	3	27.85	0	50	0	D
5/21/26 09:57	5/20/26	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Brent D	NY	D		P	19	27.85	1	40	2	D
5/20/26 18:36	5/18/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-33	10.34	-3	0	748	I
5/20/26 18:35	5/18/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-90	10.11	-9	-1	1,043	I
5/20/26 17:06	5/18/26	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,719	175.17	-21	0	14,481	D
5/19/26 19:40	5/15/26	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Kapoor Kunal	IL	DO	CEO	M.d	0	0.00	2	1	304	D
5/19/26 19:39	5/15/26	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Holt Michael	IL	O	CFO	M.d	0	0.00	0	1	25	D
5/19/26 19:39	5/15/26	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Holt Michael	IL	O	CFO	S.d	-45	166.05	0	-1	25	D
5/19/26 16:30	5/15/26	BXDC	Blackstone Digital Infrastructure Trust Inc.	DE	Financ	InvAdv	Investment Advice	Blackstone Treasury Holdings III L.L.C.	NY	T		P	189,736	20.00	9,487		9,112	I
5/18/26 19:17	5/15/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S	-76	10.31	-7	-1	1,052	I
5/18/26 19:16	5/15/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S	-27	10.31	-3	0	751	I
5/18/26 16:51	5/14/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Byrne Susan M	TX	H	Director	S.m	-18	16.05	-1	0	285	D
5/18/26 16:49	5/15/26	AFL	Aflac Inc	DE	Financ	InvAdv	Investment Advice	Kenny Thomas J	GA	D		S	-203	116.57	-2	-12	13	D
5/18/26 16:17	5/14/26	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Smyth Gerard P.	MN	O	EVP,Hd.	M.d	367	165.41	2	57	6	D
5/18/26 16:17	5/14/26	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Smyth Gerard P.	MN	O	EVP,Hd.	S.d	-2,956	472.52	-6	-51	6	D
5/18/26 16:09	5/14/26	AAMI	Acadian Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Paulson John	MA	DT		M.d	0	0.00	6	24	30	D
5/18/26 16:06	5/14/26	AAMI	Acadian Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Chersi Robert J	MA	D		M.d	0	0.00	3	9	41	D
5/18/26 16:04	5/14/26	AAMI	Acadian Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Trebbi Barbara	MA	D		M.d	0	0.00	3	9	39	D
5/15/26 18:45	5/13/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-216	10.53	-21	-2	1,059	I
5/15/26 18:44	5/13/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P Financ	S.m	-247	10.62	-23	-2	1,072	I
5/15/26 18:43	5/13/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-79	10.53	-7	-1	753	I
5/15/26 17:41	5/14/26	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-2,446	168.66	-15	0	14,502	D
5/15/26 16:24	5/15/26	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Germain Peter J	PA	O	EVP,CLO,	S	-271	54.30	-5	-2	212	D
5/15/26 16:10	5/13/26	RILY	Brc Group Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	Forman Alan N	CA	O	EVP,GC,S	S.m	-857	8.57	-100	-73	38	D
5/15/26 16:10	5/14/26	APO	Apollo Global Management, Inc.	DE	Financ	InvAdv	Investment Advice	Kelly Martin	NY	O	CFO	S	-943	134.65	-7	-2	426	D
5/14/26 19:36	5/12/26	JHG	Janus Henderson Group Plc	Y9	Financ	InvAdv	Investment Advice	Frank Joshua D.	FL	DT		S	-320,613	51.60	-6,213	-19	25,654	I
5/14/26 19:35	5/12/26	JHG	Janus Henderson Group Plc	Y9	Financ	InvAdv	Investment Advice	Baldwin Brian M	NY	DT		S	-320,613	51.60	-6,213	-19	25,654	I
5/14/26 13:31	5/13/26	TROW	Price T Rowe Group Inc	MD	Financ	InvAdv	Investment Advice	Jackson Stephon A.	MD	O	VP	S	-308	102.56	-3	-3	84	D
5/13/26 21:41	5/8/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P Financ	M.d	0	0.00	7	1	1,095	M
5/13/26 21:41	5/11/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P Financ	S.dm	-147	10.67	-14	-1	1,095	M
5/13/26 21:35	5/8/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	M.d	0	0.00	7	1	1,080	M
5/13/26 21:35	5/11/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.dm	-104	10.62	-10	-1	1,080	M
5/13/26 21:32	5/8/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	M.d	0	0.00	4	1	761	M
5/13/26 21:32	5/11/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.dm	-37	10.62	-4	0	761	M
5/13/26 16:53	5/11/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Byrne Susan M	TX	H	Director	S.m	-35	16.31	-2	-1	286	D
5/13/26 16:38	5/11/26	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Porat Ruth	NY	D		P	54	122.99	0	1	51	M
5/12/26 20:28	2/12/26	APC	Arko Petroleum Corp.	DE	Financ	InvAdv	Investment Advice	Blackstone Holdings I L.P.	NY	T		P	1,766	17.66	100	400	125	I
5/12/26 20:28	3/3/26	APC	Arko Petroleum Corp.	DE	Financ	InvAdv	Investment Advice	Blackstone Holdings I L.P.	NY	T		S	-475	19.00	-25	-17	125	I
5/12/26 17:20	5/8/26	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,269	176.70	-19	0	14,516	D
5/12/26 16:52	5/8/26	AMP	Ameriprise Financial Inc	DE	Financ	InvAdv	Investment Advice	Sharpe Robert Francis Jr	MN	D		S	-559	465.83	-1	-9	12	I
5/12/26 16:50	5/11/26	HNNA	Hennessy Advisors Inc		Financ	InvAdv	Investment Advice	Fahy Kathryn	CA	O	SVP,CFO	S	-100	10.00	-10	-14	61	D
5/11/26 18:38	5/8/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P Financ	S	-36	10.87	-3	0	1,103	I
5/11/26 18:36	5/8/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S	-8	10.86	-1	0	760	I
5/11/26 18:32	5/8/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S	-23	10.86	-2	0	1,083	I
5/8/26 19:39	5/6/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P Financ	S.m	-116	10.91	-11	-1	1,106	I
5/8/26 19:34	5/6/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-28	10.90	-3	0	761	I
5/8/26 19:31	5/6/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-78	10.90	-7	-1	1,085	I
5/8/26 17:17	5/8/26	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Matos Rodriguez Felix V.	FL	D		S	-300	300.18	-1	-19	4	D
5/8/26 17:15	5/6/26	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Ryan David Christopher	FL	D		S	-1,038	305.06	-3	-76	1	D
5/8/26 17:00	5/6/26	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Travin David Adam	NY	O	GC	S	-457	152.43	-3	-59	2	D
5/8/26 16:57	5/7/26	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Burke Bryan M	PA	O	VP	S	-217	54.20	-4	-4	85	D
5/8/26 16:45	5/5/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Byrne Susan M	TX	H	Director	S.m	-41	16.08	-3	-1	288	D
5/7/26 17:56	5/5/26	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-3,671	168.78	-22	0	14,535	D
5/6/26 19:27	5/6/26	AMG	Affiliated Managers Group, Inc.	DE	Financ	InvAdv	Investment Advice	Cates G. Staley	FL	D		P	459	305.83	2	31	6	D
5/6/26 17:58	5/4/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P Financ	S.m	-99	10.87	-9	-1	1,117	I
5/6/26 17:57	5/4/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-24	10.86	-2	0	763	I
5/6/26 17:56	5/4/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-67	10.86	-6	-1	1,092	I
5/5/26 18:06	5/4/26	AAMI	Acadian Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Hart Richard Jonathan	MA	O	CLO,CAO	S	-6,697	66.97	-100	-58	74	D
5/4/26 20:39	4/30/26	PS	Pershing Square Inc.	NV	Financ	InvAdv	Investment Advice	Ackman William A	NY	DOT	CEO,CB	P.d	19,016	23.77	800	1	94,640	M
5/4/26 18:51	5/1/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P Financ	S	-29	10.99	-3	0	1,126	I
5/4/26 18:50	5/1/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S	-21	10.97	-2	0	1,099	I
5/4/26 18:49	5/1/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S	-8	10.97	-1	0	766	I
5/4/26 17:38	5/1/26	MORN	Morningstar, Inc.	IL	Financ	InvAdv	Investment Advice	Mansueto Joseph D	IL	DOT	Exec CB	S.m	-2,472	170.50	-15	0	14,557	D
5/4/26 17:22	4/30/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Byrne Susan M	TX	H	Director	S.m	-28	16.23	-2	-1	290	D
5/4/26 16:10	4/30/26	AB	Alliancebernstein Holding L.P.	DE	Financ	InvAdv	Investment Advice	Bernstein Seth P	TN	DO	CEO	S	-1,147	39.54	-29	-12	212	D
5/1/26 17:08	5/1/26	PJT	Pjt Partners Inc.	DE	Financ	InvAdv	Investment Advice	Meates Helen T	NY	O	CFO	S	-1,226	153.20	-8	-12	58	D
5/1/26 16:35	4/29/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-36	10.87	-3	0	766	I
5/1/26 16:35	4/29/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-100	10.87	-9	-1	1,101	I
5/1/26 16:34	4/29/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P Financ	S.m	-152	10.90	-14	-1	1,128	I
5/1/26 16:21	5/1/26	BX	Blackstone Inc.	DE	Financ	InvAdv	Investment Advice	Sawhney Vikrant	NY	O	Chief Ad	S	-3,776	125.79	-30	-3	917	D
4/30/26 13:58	4/29/26	NOAH	Noah Holdings Ltd		Financ	InvAdv	Investment Advice	Yin Zhe		DO	CEO	M.d	0	0.00	1	0	17,204	I
4/30/26 13:57	4/29/26	NOAH	Noah Holdings Ltd		Financ	InvAdv	Investment Advice	Pan Qing		O	CFO	M.d	0	0.00	1	0	926	D
4/30/26 13:55	4/29/26	NOAH	Noah Holdings Ltd		Financ	InvAdv	Investment Advice	Wang Jingbo (Norah)		DT		M.d	0	0.00	1	0	68,735	I
4/29/26 19:39	4/27/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-129	11.00	-12	-1	1,110	I
4/29/26 19:38	4/27/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-45	11.00	-4	-1	466	I
4/29/26 19:37	4/27/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P Financ	S.m	-250	11.01	-23	-2	1,142	I
4/29/26 16:54	4/27/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Byrne Susan M	TX	H	Director	S.m	-32	16.74	-2	-1	292	D
4/27/26 18:42	4/24/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S	-24	11.42	-2	0	774	I
4/27/26 18:41	4/24/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S	-68	11.42	-6	-1	1,121	I
4/27/26 18:40	4/24/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P Financ	S	-146	11.46	-13	-1	1,165	I
4/24/26 17:24	4/22/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-127	11.12	-11	-1	1,127	I
4/24/26 17:23	4/22/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-49	11.12	-4	-1	776	I
4/24/26 17:22	4/22/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P Financ	S.m	-242	11.13	-22	-2	1,178	I
4/24/26 16:33	4/22/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Byrne Susan M	TX	H	Director	S.m	-16	16.07	-1	0	294	D
4/22/26 17:09	4/20/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P Financ	S.m	-81	11.22	-7	-1	1,199	I
4/22/26 17:08	4/20/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-18	11.19	-2	0	780	I
4/22/26 17:07	4/20/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-47	11.19	-4	0	1,139	I
4/21/26 17:03	4/17/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Byrne Susan M	TX	H	Director	S.m	-28	16.38	-2	-1	295	D
4/20/26 17:50	4/17/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P Financ	S	-94	11.11	-9	-1	1,207	I
4/20/26 17:49	4/17/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S	-19	11.08	-2	0	782	I
4/20/26 17:47	4/17/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S	-51	11.08	-5	0	1,143	I
4/17/26 17:24	4/15/26	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Sullivan Kathleen Patricia	IL	O	Principa	M.d	0	0.00	8	13	69	D
4/17/26 17:24	4/15/26	GCMG	Gcm Grosvenor Inc.	DE	Financ	InvAdv	Investment Advice	Bentley Pamela L	IL	O	CFO	M.d	0	0.00	27	202	40	D
4/17/26 17:21	4/15/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-57	10.78	-5	-1	784	I
4/17/26 17:20	4/15/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-159	10.78	-15	-1	1,148	I
4/17/26 17:19	4/15/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P of Fin	S.m	-307	10.79	-28	-2	1,215	I
4/16/26 17:49	4/14/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Byrne Susan M	TX	H	Director	S.m	-38	16.39	-2	-1	297	D
4/15/26 19:04	4/13/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P,Financ	S.m	-134	10.66	-13	-1	1,244	I
4/15/26 19:01	4/13/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-98	10.62	-9	-1	1,162	I
4/15/26 18:59	4/13/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-35	10.62	-3	0	789	I
4/13/26 17:43	4/9/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Byrne Susan M	TX	H	Director	S.m	-47	16.25	-3	-1	299	D
4/13/26 16:40	4/10/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S	-8	10.70	-1	0	1,172	I
4/13/26 16:38	4/10/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S	-3	10.70	0	0	792	I
4/13/26 16:36	4/10/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P,Financ	S	-8	10.70	-1	0	1,256	I
4/10/26 18:35	4/8/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-114	10.62	-11	-1	1,172	I
4/10/26 18:30	4/8/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-41	10.57	-4	0	792	I
4/10/26 18:28	4/8/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P,Financ	S.m	-169	10.68	-16	-1	1,257	I
4/9/26 17:20	4/9/26	LGN	Legence Corp.	DE	Financ	InvAdv	Investment Advice	Blackstone Ema III L.L.C.	NY	T		S.d	-831,282	54.00	-15,394	-23	50,647	I
4/8/26 20:08	4/1/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Byrne Susan M	TX	H	Director	S.m	-58	16.55	-3	-1	302	D
4/8/26 17:25	4/6/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-56	10.50	-5	0	1,183	I
4/8/26 17:21	4/6/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-20	10.50	-2	0	796	I
4/8/26 17:18	4/6/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P of Fin	S.m	-63	10.56	-6	0	1,273	I
4/3/26 17:04	4/1/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-58	10.55	-6	0	1,189	I
4/3/26 16:56	4/1/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-21	10.55	-2	0	798	I
4/3/26 16:55	4/1/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P of Fin	S.m	-75	10.61	-7	-1	1,279	I
4/2/26 18:32	4/1/26	HLI	Houlihan Lokey, Inc.		Financ	InvAdv	Investment Advice	Crain Christopher M	CA	O	GC	S.d	-72	143.40	-1	-100	0	D
4/2/26 16:48	3/31/26	MLTX	Moonlake Immunotherapeutics	DE	Financ	InvAdv	Investment Advice	Bvf Partners L P/Il	CA	DT		S.d	-62,963	16.79	-3,750	-78	1,039	D
4/1/26 19:41	3/26/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-201	10.19	-20	-2	1,194	I
4/1/26 19:38	3/31/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P of Fin	S	-32	10.53	-3	0	1,286	I
4/1/26 19:36	3/26/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-71	10.18	-7	-1	800	I
4/1/26 16:08	3/31/26	RPC	Ridgepost Capital, Inc.	DE	Financ	InvAdv	Investment Advice	Stewart Robert B Jr	TX	D		P	51	7.27	7	5	157	D
3/31/26 16:18	3/31/26	NOAH	Noah Holdings Ltd		Financ	InvAdv	Investment Advice	Pan Qing		O	CFO	M.d	0	0.00	226	32	925	D
3/31/26 16:12	3/31/26	NOAH	Noah Holdings Ltd		Financ	InvAdv	Investment Advice	Wang Jingbo (Norah)		DT		M.d	0	0.00	201	0	68,735	I
3/31/26 16:07	3/31/26	NOAH	Noah Holdings Ltd		Financ	InvAdv	Investment Advice	Yin Zhe		DO	CEO	M.d	0	0.00	201	1	17,203	I
3/27/26 19:32	3/25/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Zaremba Bruno Augusto Sacchi		O	P of Fin	S	-11	10.59	-1	0	1,289	I
3/27/26 19:25	3/16/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Ribeiro Sergio Passos		O	CFO	S.m	-188	10.11	-19	-2	807	I
3/27/26 19:20	3/16/26	VINP	Vinci Compass Investments Ltd.	E9	Financ	InvAdv	Investment Advice	Lovisotto Fernando		O	Head of	S.m	-305	10.31	-30	-2	1,214	I
3/26/26 10:36	3/23/26	RPC	Ridgepost Capital, Inc.	DE	Financ	InvAdv	Investment Advice	McCoy David M.	TX	DH	See Rema	P.a	516	7.37	70	35	270	D
3/25/26 17:36	3/23/26	RPC	Ridgepost Capital, Inc.	DE	Financ	InvAdv	Investment Advice	McCoy David M.	TX	DH	See Rema	P	516	7.37	70	35	270	D
3/24/26 14:53	3/20/26	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Stahl Murray	NY	DOT	CEO,CIO	P.a	2	34.60	0	0	9,304	M
3/24/26 11:54	3/20/26	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Stahl Murray	NY	DOT	CEO,CIO	P	2	34.60	0	0	9,304	M
3/23/26 12:11	3/20/26	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Nagelberg Allison	NY	D		P	5	33.96	0	60	0	D
3/20/26 17:34	3/19/26	CG	Carlyle Group Inc.	DE	Financ	InvAdv	Investment Advice	Rubenstein David M.	DC	D		S	-23,340	46.68	-500	-2	27,400	D
3/20/26 12:38	3/19/26	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Stahl Murray	NY	DOT	CEO,CIO	P	3	34.06	0	0	9,304	M
3/19/26 19:37	3/17/26	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Hogbin Christopher	NY	O	CEO Asse	M.d	0	0.00	48		12	D
3/19/26 19:37	3/18/26	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Hogbin Christopher	NY	O	CEO Asse	S.dm	-474	40.04	-12	-50	12	D
3/19/26 19:24	3/17/26	BMBL	Bumble Inc.	DE	Financ	InvAdv	Investment Advice	Bx Buzz Ml-1 Gp LLC	NY	T		S	-26,246	3.51	-7,478	-100	26	I
3/19/26 14:13	3/18/26	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Stahl Murray	NY	DOT	CEO,CIO	P	1	34.00	0	0	9,304	M
3/19/26 12:31	3/18/26	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Herndon Mark	NY	O	CFO	P	3	33.03	0	67	0	D
3/19/26 12:10	3/18/26	HKHC	Horizon Kinetics Holding Corp	DE	Financ	InvAdv	Investment Advice	Rosenthal Brent D	NY	D		P	25	33.05	1	75	2	D
3/18/26 17:58	3/16/26	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Orszag Peter Richard	NY	DO	CEO,CB	M.d	0	0.00	138	191	211	D
3/18/26 17:58	3/17/26	LAZ	Lazard, Inc.	DE	Financ	InvAdv	Investment Advice	Orszag Peter Richard	NY	DO	CEO,CB	S.d	-2,819	40.76	-69	-25	211	D
3/16/26 16:56	3/12/26	VRTS	Virtus Investment Partners, Inc.	DE	Financ	InvAdv	Investment Advice	Morris W Howard	CT	D		P	524	129.47	4	143	7	M
3/16/26 16:33	3/13/26	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Donahue Thomas R	PA	DO	VP,CFO,T	S	-1,713	57.10	-30	-3	1,108	D
3/16/26 16:32	3/12/26	FHI	Federated Hermes, Inc.	PA	Financ	InvAdv	Investment Advice	Uhlman Paul A	PA	O	VP	S	-4,071	56.23	-72	-22	264	D
3/16/26 16:00	2/19/26	RPC	Ridgepost Capital, Inc.	DE	Financ	InvAdv	Investment Advice	Charles K. Huebner Trust	TX	H	See Rema	P.m	265	8.15	33	21	189	D
3/13/26 18:19	2/23/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Forbes Murray III	TX	O	CFO	S	-46	16.22	-3	-4	66	D
3/13/26 17:31	2/23/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Casey Brian O	TX	DO	CEO	S	-307	16.22	-19	-3	531	D
3/13/26 17:30	2/23/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Linton David O	TX	O	Head of	S	-43	16.22	-3	-8	29	D
3/13/26 17:29	2/23/26	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Gomez Fabian	TX	O	P	S	-101	16.22	-6	-5	123	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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