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1/15/26 16:58
1/13/26
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FFisher Mark PCAOSVP,GCM.d00.000112950D
1/15/26 16:56
1/15/26
VELVelocity Financial, Inc.DEFinancLoanFinance ServicesSzczepaniak Mark RCAOCFOS-3119.510-2-1149I
1/15/26 16:55
1/13/26
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FReichert Christopher KMOOCEO of SM.d00.00071554I
1/15/26 16:53
1/13/26
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FMichaud Thomas B.NYOSVPM.d00.000152477D
1/15/26 16:51
1/13/26
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FKruszewski Ronald JMODOCEOM.d00.0005251,207D
1/15/26 16:49
1/13/26
EVCMEvercommerce Inc.DETechSoftwPrepackaged SoftwareRemer Eric RichardCODOCEOS.m-22711.850-1908,954D
1/15/26 16:48
1/13/26
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FMarischen James MMOOCFOM.d00.000122170D
1/15/26 16:46
1/13/26
MDBMongodb, Inc.DETechSoftwPrepackaged SoftwareMerriman Dwight ANYDS.m-7,026409.930-17-11,604M
1/15/26 16:45
1/13/26
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FZemlyak James MMOOPM.d00.0002621,157D
1/15/26 16:45
1/13/26
PHATPhathom Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsParikh AsitNJDM.d9010.30097131D
1/15/26 16:43
1/13/26
VEEVVeeva Systems IncDETechSoftwPrepackaged SoftwareSchwenger Thomas D.CAOP,Chief S-231231.430-1-423D
1/15/26 16:42
1/13/26
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FRubulotta DavidNYHCo-Head M.d00.00021D
1/15/26 16:41
1/13/26
GWREGuidewire Software, Inc.DETechSoftwPrepackaged SoftwareCooper Jeffrey ElliottCAOCFOS-39180.8700073D
1/15/26 16:40
1/13/26
AIPArteris, Inc.DETechSemicnSemiconductors & Related DeviJanac K CharlesCADOTP,CEOS-3817.790-209,613I
1/15/26 16:40
1/13/26
GWREGuidewire Software, Inc.DETechSoftwPrepackaged SoftwareRosenbaum Michael GeorgeCADOCEOS-217180.870-1-1237D
1/15/26 16:39
1/13/26
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FMcDuffie BrantleyALHCo Head M.d00.00021D
1/15/26 16:38
1/13/26
AIPArteris, Inc.DETechSemicnSemiconductors & Related DeviBayview Legacy, LLCCATS-3817.790-209,417I
1/15/26 16:38
1/13/26
ACRVAcrivon Therapeutics, Inc.HealthDrugPharmaceutical PreparationsDevroe EricMAOCOOP171.720101575D
1/15/26 16:36
1/13/26
URBNUrban Outfitters IncPARetailClthStFamily Clothing StoresHayne MargaretPADOCo-P,CCOS.m-1,34071.780-19023,817I
1/15/26 16:36
1/14/26
CBDSDogecoin Cash, Inc.NVPerSvPerSvPersonal ServicesTobias DavidNVDOTCEOS.m-40.01900-206-126,259D
1/15/26 16:36
1/13/26
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FRaymond Charles BradfordNYHCo-Head M.d00.000219543D
1/15/26 16:36
1/15/26
GLOClough Global Opportunities FundFundCEFClosed-End FundsWeber Clifford JohnCOHTrusteeP66.0001433D
1/15/26 16:34
1/13/26
APLSApellis Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsChopas James GeorgeMAOVP,ChiefS-1922.190-1-253D
1/15/26 16:33
1/13/26
APLSApellis Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsDelong Mark JeffreyMAOChief BuS-3922.190-2-283D
1/15/26 16:32
1/13/26
URBNUrban Outfitters IncPARetailClthStFamily Clothing StoresHayne Richard APADOTCEO,CBS.m-2,87171.780-40023,817M
1/15/26 16:32
1/15/26
GLQClough Global Equity FundFundCEFClosed-End FundsWeber Clifford JohnCOHTrusteeP88.1601196D
1/15/26 16:32
1/15/26
UTHRUnited Therapeutics CorpDEHealthDrugPharmaceutical PreparationsMahon Paul AMDOEVP,GCM.d1,212146.03082937D
1/15/26 16:32
1/15/26
UTHRUnited Therapeutics CorpDEHealthDrugPharmaceutical PreparationsMahon Paul AMDOEVP,GCS.d-3,900469.890-8-1837D
1/15/26 16:32
1/13/26
APLSApellis Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsDeschatelets PascalMAOChief ScS-5122.190-201,158D
1/15/26 16:31
1/13/26
APLSApellis Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsFrancois CedricMADOCEOS-22622.190-10-11,636D
1/15/26 16:31
1/13/26
SQNSSequans CommunicationsI0TechSemicnSemiconductors & Related DeviAsher DanielILTP.m4045.5507332,327I
1/15/26 16:30
1/13/26
APLSApellis Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsNicholson NurMAOChief TeS-5822.190-3-381D
1/15/26 16:29
1/13/26
APLSApellis Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsSullivan Timothy EugeneMAOCFOS-8622.190-4-2167D
1/15/26 16:28
1/13/26
APLSApellis Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsWatson David O.MAOGCS-12822.190-6-4159D
1/15/26 16:27
1/14/26
COSTCostco Wholesale Corp /NewWARetailVrtyStVariety StoresKlauer James CWAOEVPS-1,409939.000-2-345D
1/15/26 16:23
1/15/26
MRMDMarimed Inc.DEHealthMdCmMedicinal Chemicals & BotanicPinho MarioMAOCFOM.d00.0005022277D
1/15/26 16:23
1/13/26
ADIAnalog Devices IncMATechSemicnSemiconductors & Related DeviStata RayMADS.m-1,853296.440-6-1779D
1/15/26 16:22
1/13/26
NEONeogenomics IncNVHealthBiolabTesting LaboratoriesStone WarrenFLOP,COOM.d00.0005970144D
1/15/26 16:22
1/13/26
PBFPbf Energy Inc.DEEnergyOilRefPetroleum RefiningControl Empresarial De Capitales S.A. De C.V.O5THAdd'l ReS.m-12,19933.330-366-130,407D
1/15/26 16:22
1/13/26
BIOABioage Labs, Inc.DEHealthDrugPharmaceutical PreparationsGoldstein Dov A MdCAOCFOM.d2278.3902722D
1/15/26 16:22
1/13/26
BIOABioage Labs, Inc.DEHealthDrugPharmaceutical PreparationsGoldstein Dov A MdCAOCFOS.d-53219.700-27-5522D
1/15/26 16:22
1/13/26
NEONeogenomics IncNVHealthBiolabTesting LaboratoriesOlivo Alicia CFLOEVP,GC,BM.d00.0005937375D
1/15/26 16:20
1/13/26
BIOABioage Labs, Inc.DEHealthDrugPharmaceutical PreparationsFortney KristenCADOCEOS-4,22318.120-233-19977D
1/15/26 16:20
1/13/26
AIC3.Ai, Inc.DETechSoftwPrepackaged SoftwareSiebel Thomas MCADOTExec CBM.d4342.04021382,844M
1/15/26 16:20
1/13/26
AIC3.Ai, Inc.DETechSoftwPrepackaged SoftwareSiebel Thomas MCADOTExec CBS.d-7,06013.520-522-162,844M
1/15/26 16:16
1/13/26
JPMJpmorgan Chase & CoDEFinancNtBnkNational Commercial BanksKorablina Elena ANYOCorporatM.d00.0001527920D
1/15/26 16:16
1/13/26
JPMJpmorgan Chase & CoDEFinancNtBnkNational Commercial BanksRohrbaugh Troy LNYOCo-CEO CM.d00.0004336161D
1/15/26 16:16
1/13/26
JPMJpmorgan Chase & CoDEFinancNtBnkNational Commercial BanksPiepszak JenniferNYOCOOM.d00.000347480D
1/15/26 16:16
1/13/26
JPMJpmorgan Chase & CoDEFinancNtBnkNational Commercial BanksPetno Douglas BNYOCo-CEO CM.d00.000307443D
1/15/26 16:16
1/13/26
JPMJpmorgan Chase & CoDEFinancNtBnkNational Commercial BanksLeopold RobinNYOHead of M.d00.000152184D
1/15/26 16:16
1/13/26
JPMJpmorgan Chase & CoDEFinancNtBnkNational Commercial BanksLake MarianneNYOCEO CCBM.d00.0003415257D
1/15/26 16:16
1/13/26
JPMJpmorgan Chase & CoDEFinancNtBnkNational Commercial BanksFriedman StaceyNYOGCM.d00.0002929132D
1/15/26 16:16
1/13/26
JPMJpmorgan Chase & CoDEFinancNtBnkNational Commercial BanksErdoes Mary E.NYOCEO AsseM.d00.000509625D
1/15/26 16:16
1/13/26
JPMJpmorgan Chase & CoDEFinancNtBnkNational Commercial BanksBeer Lori ANYOCIOM.d00.000173665D
1/15/26 16:16
1/13/26
JPMJpmorgan Chase & CoDEFinancNtBnkNational Commercial BanksBarnum JeremyNYOCFOM.d00.0002552930D
1/15/26 16:16
1/13/26
JPMJpmorgan Chase & CoDEFinancNtBnkNational Commercial BanksBacon AshleyNYOChief RiM.d00.0002913245D
1/15/26 16:15
1/13/26
ASTHAstrana Health, Inc.DEBizSvConsltManagement Consulting ServiceSchmidt DavidCADM.d1165.7902017431D
1/15/26 16:13
1/13/26
TWSTTwist Bioscience CorpDEHealthBioPrdBiological Products, (No DiagLaponis AdamCAOCFOS-12040.000-3-2137D
1/15/26 16:13
1/13/26
TWSTTwist Bioscience CorpDEHealthBioPrdBiological Products, (No DiagFinn Patrick JohnCAOP,COOM.d298.82031313D
1/15/26 16:13
1/13/26
TWSTTwist Bioscience CorpDEHealthBioPrdBiological Products, (No DiagFinn Patrick JohnCAOP,COOS.d-93140.000-23-7313D
1/15/26 16:12
1/15/26
TWOTwo Harbors Investment Corp.MDRlEstREITReal Estate Investment TrustsHalm JillianMNOChief AcS-513.1800-219D
1/15/26 16:12
1/13/26
TRMBTrimble Inc.DEElectrLabEqMeasuring & Controlling DevicPainter Robert GCODOP,CEOS-60780.880-8-3245D
1/15/26 16:11
1/13/26
SRZNSurrozen, Inc./DeDEHealthBioPrdBiological Products, (No DiagKutzkey TimCADTP.m35719.8601812,229I
1/15/26 16:10
1/14/26
ACNAccenture PlcL2BizSvBizSvBusiness ServicesMacchi MauroILOCEO-EMEAS-140280.000-1-77D
1/15/26 16:10
1/14/26
ACNAccenture PlcL2BizSvBizSvBusiness ServicesSharma ManishILOChief StS-787288.130-3-287D
1/15/26 16:10
1/14/26
ACNAccenture PlcL2BizSvBizSvBusiness ServicesSweet Julie SpellmanILDOChair,CES-488288.300-2-437D
1/15/26 16:10
1/13/26
SRZNSurrozen, Inc./DeDEHealthBioPrdBiological Products, (No DiagColumn Group III Gp, LPCATP.m35719.8601812,229I
1/15/26 16:09
1/13/26
CRDOCredo Technology Group Holding LtdE9TechSemicnSemiconductors & Related DeviAcevedo SylviaCADS-350159.180-2-1119D
1/15/26 16:09
1/13/26
DDOGDatadog, Inc.DETechSoftwPrepackaged SoftwareShah ShardulNYDS-989124.890-8-2343I
1/15/26 16:06
1/15/26
PATHUipath, Inc.DETechSoftwPrepackaged SoftwareDines DanielNYDOTCEO,CBS-69215.380-45037,644D
1/15/26 16:05
1/13/26
RDWRedwire CorpAeroAeroGuided Missiles & Space VehicAe Red Holdings, LLCFLDTS.m-150,27410.490-14,319-1961,541I
1/15/26 16:05
1/15/26
FENCFennec Pharmaceuticals Inc.A1HealthBioPrdBiological Products, (No DiagAndrade RobertNCOCFOM.d252.450105201D
1/15/26 16:01
9/10/25
SPGIS&P Global Inc.NYBizSvBizSvConsumer Credit Reporting, CoEager William WNYOP,S,P GlP.m12517.580009D
1/15/26 16:00
1/13/26
USIOUsio, Inc.NVFinancLoanFunctions Related to DepositoNational Services, IncCATS.m-101.370-802,806D
1/15/26 15:50
1/13/26
RELLRichardson Electronics, Ltd.DEElectrWhElcElectronic Parts & EquipmentBelin JacquesILDM.d317.66042619D
1/15/26 14:53
1/14/26
TPETTrio Petroleum CorpDEEnergyOilPrdCrude Petroleum & Natural GasRoss Robin A.CADOCEOS00.000-38-5738D
1/15/26 14:42
1/15/26
GLOClough Global Opportunities FundFundCEFClosed-End FundsClough Charles JrMAHPerson aP2106.0103510394D
1/15/26 14:35
1/2/26
ACURAcura Pharmaceuticals, IncNYHealthDrugPharmaceutical PreparationsThangaraj ImmanuelILDM.d00.0005022,504D
1/15/26 14:34
1/2/26
ACURAcura Pharmaceuticals, IncNYHealthDrugPharmaceutical PreparationsSkelly William GILDM.d00.000508676D
1/15/26 14:33
1/2/26
ACURAcura Pharmaceuticals, IncNYHealthDrugPharmaceutical PreparationsRoss George KILDM.d00.000509596D
1/15/26 14:24
1/13/26
ABMAbm Industries Inc /De/DEBizSvBizSvTo Dwellings & Other BuildingJacobsen ReneNYOEVP,COOS-1,36944.120-31-3852D
1/15/26 14:23
1/14/26
BJRIBjs Restaurants IncCARetailDiningEating PlacesDal Pozzo JamesCADM.d11842.41031127D
1/15/26 14:23
1/14/26
BJRIBjs Restaurants IncCARetailDiningEating PlacesMiller Kendra DCAOEVP,GCM.d3942.4101425D
1/15/26 14:22
1/14/26
BJRIBjs Restaurants IncCARetailDiningEating PlacesOttinger Lea AnneCADM.d11842.4103838D
1/15/26 14:22
1/14/26
BJRIBjs Restaurants IncCARetailDiningEating PlacesKrakower Brian SCAOEVP,ChieM.d6342.4101504D
1/15/26 14:21
1/14/26
BJRIBjs Restaurants IncCARetailDiningEating PlacesLynds Gregory SCAOEVP,ChieM.d17242.41041043D
1/15/26 14:10
1/14/26
GLVClough Global Dividend & Income FundFundCEFClosed-End FundsMcNally Kevin JosephCOHTrusteeP66.24011002D
1/15/26 14:09
1/13/26
AIRAar CorpDEAeroAeroAircraft & PartsHolmes John McClain IIIILDOCB,P,CEOM.dm1,22445.7502713237D
1/15/26 14:09
1/13/26
AIRAar CorpDEAeroAeroAircraft & PartsHolmes John McClain IIIILDOCB,P,CEOS.dm-2,65199.100-27-10237D
1/15/26 14:05
1/14/26
GLQClough Global Equity FundFundCEFClosed-End FundsMcNally Kevin JosephCOHTrusteeP58.1001632D
1/15/26 14:03
1/13/26
CSAICloudastructure, Inc.DETechSoftwComputer Programming, Data PrBentley Sheldon RichardCATHFounderS.m-430.86500-50-20200D
1/15/26 14:00
1/13/26
GLQClough Global Equity FundFundCEFClosed-End FundsVersaci Vincent WCOHTrusteeP148.13021123M
1/15/26 13:54
1/13/26
LAKELakeland Industries IncDEHealthOrthopOrthopedic, Prosthetic & SurgStokes CameronALOSee RemaP49.4300105D
1/15/26 13:38
1/14/26
DEDeere & CoDEMachnAgMchFarm Machinery & EquipmentReed Cory JILOP,Life SM.d2,036169.7001213621D
1/15/26 13:38
1/14/26
DEDeere & CoDEMachnAgMchFarm Machinery & EquipmentReed Cory JILOP,Life SS.d-6,120510.000-12-3721D
1/15/26 13:22
1/13/26
SAFXXcf Global, Inc.DEChemOChmIndustrial Organic ChemicalsSoule RandyNVTS.m-2500.16000-1,561-276,067I
1/15/26 13:05
1/14/26
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksO'Donnell ShannonALOSVPP127.090022D
1/15/26 12:48
1/13/26
STSSSharps Technology Inc.NVHealthMdEqSurgical & Medical InstrumentSaba Capital Management, L.P.NYTS.m-2402.230-107-61,549I
1/15/26 12:47
1/14/26
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksHam William F JrALDP127.0800111D
1/15/26 12:33
1/14/26
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksHousel David EALDP127.090019D
1/15/26 12:27
1/14/26
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksBarrett J TuttALDP227.090019D
1/15/26 11:25
1/13/26
SLABSilicon Laboratories Inc.DETechSemicnSemiconductors & Related DeviRichardson NinaCADS-202149.000-1-149D
1/15/26 11:13
1/14/26
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP0329.910003,488D
1/15/26 11:04
1/14/26
RCGRenn Fund, Inc.FundCEFClosed-End FundsStahl MurrayNYOTP,Co-PorP32.680101,013M
1/15/26 10:32
1/14/26
IIFMorgan Stanley India Investment Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYTS-72124.460-29-3946I
1/15/26 10:30
1/13/26
MEGINyli Cbre Global Infrastructure Megatrends Term FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS.m-1,52613.760-111-25,243I
1/15/26 10:17
1/13/26
ASAAsa Gold & Precious Metals LtdFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m1,29764.3502005,452I
1/15/26 10:14
1/13/26
ECATBlackrock Esg Capital Allocation Term TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTS.m-1,38115.890-87026,227I
1/15/26 09:40
1/14/26
COSMCosmos Health Inc.NVRetailWhDrgDrugs, Proprietaries & DruggiSiokas GrigoriosJ3DOTCEOP2200.4458049377,738D
1/15/26 08:06
1/13/26
IMRXImmuneering CorpDEHealthDrugPharmaceutical PreparationsNeufeld Leah RMAOCHIEF PEP114.15031126D
1/15/26 06:05
1/13/26
GLSIGreenwich Lifesciences, Inc.DEHealthDrugPharmaceutical PreparationsPatel SnehalTXDOTCEO,CFOP5429.830205,604D
1/14/26 21:50
12/18/25
GBCSSelectis Health, Inc.UTRlEstREITReal Estate Investment TrustsBaller LanceCODTP.d142.20062294I
1/14/26 21:36
1/12/26
WRBBerkley W R CorpM0InsurInsurFire, Marine & Casualty InsurMitsui Sumitomo Insurance Co LtdM0TP.m55,62368.580811252,727D
1/14/26 21:30
1/12/26
OLMAOlema Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsMyles David C.CAOCH. DISCS.dm-3,10728.250-110-14700M
1/14/26 21:30
1/13/26
OLMAOlema Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsMyles David C.CAOCH. DISCM.dm4874.87010017700M
1/14/26 21:30
1/12/26
CRMDCormedix Inc.DEHealthDrugPharmaceutical PreparationsLefkowitz Steven WNJDM.d845.6301513128D
1/14/26 21:28
1/2/26
MOVMovado Group IncNYHshldHshldWatches, Clocks, Clockwork OpGrinberg EfraimNJDOTCB - CEOM.d00.00041329D
1/14/26 21:16
1/12/26
ATRAAtara Biotherapeutics, Inc.DEHealthBioPrdBiological Products, (No DiagPanacea Innovation LtdE9TS-4896.070-81-61,373I
1/14/26 21:04
1/12/26
CRWVCoreweave, Inc.DETechSoftwPrepackaged SoftwareMcBee BranninNJOChief DeS.d-78488.770-9-1358I
1/14/26 21:03
1/12/26
CRWVCoreweave, Inc.DETechSoftwPrepackaged SoftwareMcBee BranninNJOChief DeS.d-2,30888.770-26-1000I
1/14/26 21:02
1/12/26
CRWVCoreweave, Inc.DETechSoftwPrepackaged SoftwareMcBee BranninNJOChief DeS.d-2,30888.770-26-1000I
1/14/26 21:01
1/12/26
CRWVCoreweave, Inc.DETechSoftwPrepackaged SoftwareMcBee BranninNJOChief DeS.d-9,39588.770-106-30249M
1/14/26 21:00
1/12/26
ROIVRoivant Sciences Ltd.D0HealthDrugPharmaceutical PreparationsVenker EricX0OP,ImmunoM.d7703.850200141,655D
1/14/26 21:00
1/12/26
ROIVRoivant Sciences Ltd.D0HealthDrugPharmaceutical PreparationsVenker EricX0OP,ImmunoS.d-4,38421.920-200-111,655D
1/14/26 21:00
1/14/26
MTUSMetallus Inc.OHMetalSteelSteel Works, Blast Furnaces &Westbrooks Kristopher ROHOP,COOM.d9012.93074189D
1/14/26 21:00
1/14/26
MTUSMetallus Inc.OHMetalSteelSteel Works, Blast Furnaces &Westbrooks Kristopher ROHOP,COOS.d-21920.060-11-5189D
1/14/26 20:29
1/9/26
JCAPJefferson Capital, Inc. / DeDEFinancLoanShort-Term Business Credit InBurton David M.MNDOSEE REMAS-7,89320.500-385-103,393D
1/14/26 20:12
1/12/26
OVLYOak Valley BancorpCAFinancStBnkState Commercial BanksBarton DonCADS-1130.2500-131D
1/14/26 20:04
1/12/26
DVLTDatavault Ai Inc.DEHealthBioPrdBiological Products, (No DiagScilex Holding CoTS.m-13,2160.82780-15,966-7213,766D
1/14/26 20:01
1/14/26
GLOClough Global Opportunities FundFundCEFClosed-End FundsDigravio Karen AnnCOHTrusteeP15.9800122D
1/14/26 20:00
1/12/26
TXRHTexas Roadhouse, Inc.DERetailDiningEating PlacesMorgan Gerald L.KYDOCEO,ExecS.d-936187.130-5-597D
1/14/26 19:58
1/14/26
GLQClough Global Equity FundFundCEFClosed-End FundsDigravio Karen AnnCOHTrusteeP38.1000183D
1/14/26 19:57
1/14/26
CXDOCrexendo, Inc.DETelcoTelcoTelephone Communications (No Mihaylo Steven GAZDTM.d302.25013011,307D
1/14/26 19:55
1/14/26
GLVClough Global Dividend & Income FundFundCEFClosed-End FundsDigravio Karen AnnCOHTrusteeP16.240072D
1/14/26 19:54
1/12/26
RMRegional Management Corp.DEFinancLoanPersonal Credit InstitutionsForager Fund, L.P.ALTS.m-5138.860-101,019D
1/14/26 19:42
1/12/26
ADPTAdaptive Biotechnologies CorpWAHealthBioPrdBiological Products, (No DiagLo FrancisWAOChief PeM.d6147.7108033318D
1/14/26 19:42
1/12/26
ADPTAdaptive Biotechnologies CorpWAHealthBioPrdBiological Products, (No DiagLo FrancisWAOChief PeS.d-1,41117.730-80-20318D
1/14/26 19:38
1/6/26
ACLXArcellx, Inc.DEHealthBioPrdBiological Products, (No DiagHeery ChristopherCAOCHIEF MEM00.0001312224D
1/14/26 19:38
1/14/26
ACLXArcellx, Inc.DEHealthBioPrdBiological Products, (No DiagHeery ChristopherCAOCHIEF MES-40368.510-6-2024D
1/14/26 19:32
12/15/25
TARSTarsus Pharmaceuticals, Inc.DEHealthBioPrdBiological Products, (No DiagGoodrich KatherineCADM.d00.0002New2D
1/14/26 19:32
1/12/26
CXDOCrexendo, Inc.DETelcoTelcoTelephone Communications (No Puri Anil K.AZDM.d232.250102157D
1/14/26 19:19
1/12/26
KLICKulicke & Soffa Industries IncPATechSemicnSemiconductors & Related DeviWong Nelson MunpunU0OSVPS-1,69656.530-30-19126D
1/14/26 19:17
1/12/26
ADPTAdaptive Biotechnologies CorpWAHealthBioPrdBiological Products, (No DiagPiskel KyleWAOCFOM.d5212.14042217D
1/14/26 19:17
1/12/26
ADPTAdaptive Biotechnologies CorpWAHealthBioPrdBiological Products, (No DiagPiskel KyleWAOCFOS.d-7718.000-4-2217D
1/14/26 18:50
1/12/26
PLABPhotronics IncCTTechSemicnSemiconductors & Related DeviLee Kang JyhCTDS-33133.050-10-2436D
1/14/26 18:30
1/12/26
JOBYJoby Aviation, Inc.DEAeroAeroAircraftBowles GregoryCAOChief PoM.d00.00032163D
1/14/26 18:30
1/13/26
JOBYJoby Aviation, Inc.DEAeroAeroAircraftBowles GregoryCAOChief PoS.dm-9214.740-6-4163D
1/14/26 18:28
1/12/26
JOBYJoby Aviation, Inc.DEAeroAeroAircraftPapadopoulos DidierCAOP of AirM.d00.00043115D
1/14/26 18:28
1/13/26
JOBYJoby Aviation, Inc.DEAeroAeroAircraftPapadopoulos DidierCAOP of AirS.dm-3214.730-2-2115D
1/14/26 18:28
1/12/26
JOBYJoby Aviation, Inc.DEAeroAeroAircraftDehoff KateCAOSee RemaM.d00.0001915149D
1/14/26 18:28
1/13/26
JOBYJoby Aviation, Inc.DEAeroAeroAircraftDehoff KateCAOSee RemaS.dm-52114.740-35-19149D
1/14/26 18:21
1/12/26
METAMeta Platforms, Inc.DETechSoftwComputer Programming, Data PrOlivan JavierCAOCOOS-338653.000-10122D
1/14/26 18:20
1/12/26
AKTSAktis Oncology, Inc.DEHealthDrugPharmaceutical PreparationsFoley ToddMADTP.d4,19218.00023364,235I
1/14/26 18:19
1/13/26
RBLXRoblox CorpNVTechSoftwPrepackaged SoftwareLee Anthony PCADS-57782.450-7-11,127I
1/14/26 18:19
1/12/26
AKTSAktis Oncology, Inc.DEHealthDrugPharmaceutical PreparationsMpm Bioventures 2018, L.P.MATP.d20,03018.0001,1131210,260I
1/14/26 18:17
1/12/26
AKTSAktis Oncology, Inc.DEHealthDrugPharmaceutical PreparationsGadicke AnsbertMATP.d20,03018.0001,1131210,260I
1/14/26 18:15
1/12/26
JOBYJoby Aviation, Inc.DEAeroAeroAircraftSimi Bonny WCAOP of OpeM.d00.00033127D
1/14/26 18:15
1/13/26
JOBYJoby Aviation, Inc.DEAeroAeroAircraftSimi Bonny WCAOP of OpeS.d-1814.840-1-1127D
1/14/26 18:14
1/13/26
ANIPAni Pharmaceuticals IncDEHealthDrugPharmaceutical PreparationsCook MeredithMNOSVP,GC,SS-4284.330-1-174D
1/14/26 18:13
1/12/26
JOBYJoby Aviation, Inc.DEAeroAeroAircraftAllison EricCAOChief PrM.d00.000579703D
1/14/26 18:13
1/13/26
JOBYJoby Aviation, Inc.DEAeroAeroAircraftAllison EricCAOChief PrS.d-31914.840-21-3703D
1/14/26 18:13
1/12/26
SPMCSound Point Meridian Capital, Inc.NYInsurInsurInsurance CarriersAssured Guaranty LtdD0TS.m-8214.640-605,275I
1/14/26 18:13
1/12/26
FSLYFastly, Inc.DETechSoftwPrepackaged SoftwareBergman ArturCADOCTOS-1879.350-2007,121D
1/14/26 18:12
1/13/26
JOBYJoby Aviation, Inc.DEAeroAeroAircraftBevirt JoebenCADOTCEO,ChieS.d-2414.830-2093,179D
1/14/26 18:11
1/12/26
JOBYJoby Aviation, Inc.DEAeroAeroAircraftBrumana RodrigoCAOCFOM.d00.00011D
1/14/26 18:11
1/13/26
JOBYJoby Aviation, Inc.DEAeroAeroAircraftBrumana RodrigoCAOCFOS.d-814.830-1-431D
1/14/26 18:11
1/12/26
ROKURoku, IncDEMediaPayTvCable & Other Pay Television Wood Anthony J.CADOTCEO,CB BS.d-8,221109.610-75-13521I
1/14/26 18:08
1/12/26
FFIVF5, Inc.WATechCNtwkComputer Communications EquipFountain Thomas DeanWAOEVP GlobS-294265.000-1-813D
1/14/26 18:04
1/12/26
AMPXAmprius Technologies, Inc.DEElectrElcEqMiscellaneous Electrical MachSun KangCADM.d9131.800506431,678D
1/14/26 18:04
1/12/26
AMPXAmprius Technologies, Inc.DEElectrElcEqMiscellaneous Electrical MachSun KangCADS.d-5,11110.100-506-231,678D
1/14/26 18:01
1/12/26
OMDAOmada Health, Inc.DEHealthHealthHealth ServicesDuffy Sean P.CADOCEOM.dm6922.55027138988D
1/14/26 18:01
1/12/26
OMDAOmada Health, Inc.DEHealthHealthHealth ServicesDuffy Sean P.CADOCEOS.dm-4,24615.650-271-22988D
1/14/26 17:48
1/12/26
STAAStaar Surgical CoDEHealthOthMdOphthalmic GoodsJiang WeiCADM.d00.000214666D
1/14/26 17:46
1/13/26
PFSIPennymac Financial Services, Inc.DEFinancLoanMortgage Bankers & Loan CorreSpector DavidCADOCB,CEOS-1,452145.190-10-2653I
1/14/26 17:37
1/6/26
LASRNlight, Inc.DETechSemicnSemiconductors & Related DeviKeeney Scott HWADOP,CEOM.ad351.1003212,289D
1/14/26 17:37
1/6/26
LASRNlight, Inc.DETechSemicnSemiconductors & Related DeviKeeney Scott HWADOP,CEOS.ad-1,19137.510-32-12,289D
1/14/26 17:37
1/12/26
MAXMediaalpha, Inc.DEBizSvBizSvBusiness ServicesYi StevenCADOSee RemaS.m-27711.520-24-12,783D
1/14/26 17:37
1/12/26
MAXMediaalpha, Inc.DEBizSvBizSvBusiness ServicesNonko EugeneCADS.m-41911.530-36-12,505M
1/14/26 17:35
1/14/26
SYKStryker CorpMIHealthMdEqSurgical & Medical InstrumentStryker Ronda EMIDM.d44296.6405016,324D
1/14/26 17:30
1/12/26
MOVEMovano Inc.DEBizSvDocSvComputer Processing & Data PrLeabman Michael AaronCADOCTOS.m-846.800-12-3523D
1/14/26 17:25
1/12/26
OMEROmeros CorpWAHealthDrugPharmaceutical PreparationsBorges David J.WAOVP,FinanS.dm-75112.520-60-1000D
1/14/26 17:25
1/13/26
OMEROmeros CorpWAHealthDrugPharmaceutical PreparationsBorges David J.WAOVP,FinanM.d923.060300D
1/14/26 17:25
1/13/26
MTGMgic Investment CorpWIInsurSurInsSurety InsuranceMattke Timothy J.WIDOCEOS-3,69026.510-139-14823D
1/14/26 17:13
1/13/26
NTSTNetstreit Corp.MDRlEstREITReal Estate Investment TrustsChernylo SofiaTXOCAOM.d00.00063D
1/14/26 17:12
1/14/26
PATHUipath, Inc.DETechSoftwPrepackaged SoftwareDines DanielNYDOTCEO,CBS-70615.680-45037,689D
1/14/26 17:12
1/12/26
VSTMVerastem, Inc.MAHealthDrugPharmaceutical PreparationsPaterson DanMADOP,CEOS-747.160-10-3400D
1/14/26 17:11
1/12/26
VSTMVerastem, Inc.MAHealthDrugPharmaceutical PreparationsCalkins DanielMAOCFOS-367.160-5-5105D
1/14/26 17:09
1/13/26
ATLCAtlanticus Holdings CorpGAFinancLoanPersonal Credit InstitutionsHudson Deal WGADS-10059.720-2-360D
1/14/26 17:09
1/12/26
SKWDSkyward Specialty Insurance Group, Inc.DEInsurInsurFire, Marine & Casualty InsurSchmitt Thomas NTXOCPO,SkywM.d00.0001013617D
1/14/26 17:08
1/12/26
SKWDSkyward Specialty Insurance Group, Inc.DEInsurInsurFire, Marine & Casualty InsurDuffy Sean WTXOEVP,CHIEM.d00.0001016616D
1/14/26 17:07
1/13/26
TEAMAtlassian CorpTechSoftwPrepackaged SoftwareFarquhar ScottCADTS-1,072139.840-8-2406I
1/14/26 17:07
1/12/26
SKWDSkyward Specialty Insurance Group, Inc.DEInsurInsurFire, Marine & Casualty InsurKapadia Sandip ATXOHead of M.d00.0001018016D
1/14/26 17:06
1/13/26
TEAMAtlassian CorpTechSoftwPrepackaged SoftwareCannon-Brookes MichaelCADOTCEO,Co-FS-1,072139.840-8-2406I
1/14/26 17:05
1/12/26
SKWDSkyward Specialty Insurance Group, Inc.DEInsurInsurFire, Marine & Casualty InsurBurkhart John A IIITXOP,US P,CM.d00.000137032D
1/14/26 17:04
1/12/26
STXSeagate Technology Holdings PlcTechCStrgComputer Storage DevicesTeh Ban SengCAOEVP,ChieM.d9366.02011114D
1/14/26 17:04
1/12/26
STXSeagate Technology Holdings PlcTechCStrgComputer Storage DevicesTeh Ban SengCAOEVP,ChieS.d-423299.310-1-914D
1/14/26 17:04
1/12/26
GEFGreif, IncDEHshldCntnrMetal Shipping Barrels, DrumsBergwall TimothyOHOSVP,ChieS-14371.540-2-360D
1/14/26 17:03
1/12/26
SKWDSkyward Specialty Insurance Group, Inc.DEInsurInsurFire, Marine & Casualty InsurRobinson Andrew STXDOCB,CEO,SM.d00.000100286135D
1/14/26 17:03
1/12/26
SPRUSpruce Power Holding CorpDEEnergyOilSvOil & Gas Field ServicesSteel Partners Holdings L.P.NYTP.m1015.0702013,217I
1/14/26 17:00
1/12/26
SKWDSkyward Specialty Insurance Group, Inc.DEInsurInsurFire, Marine & Casualty InsurBodnar Dan PkTXOCIOM.d00.000106725D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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