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9/10/20 06:02
9/8/20
OCSIFundCEFClosed-End FundsGero Deborah AnnCADP166.60031619D
6/15/20 06:05
6/11/20
OCSIFundCEFClosed-End FundsGero Deborah AnnCADP136.39021416D
6/11/20 06:03
6/9/20
OCSIFundCEFClosed-End FundsGero Deborah AnnCADP136.58021714D
5/28/20 06:04
5/27/20
OCSIFundCEFClosed-End FundsPanossian ArmenCAOCEOP245.97046710D
3/16/20 06:03
3/12/20
OCSIFundCEFClosed-End FundsJacobson Craig ACADP1006.970143555D
3/16/20 06:03
3/13/20
OCSIFundCEFClosed-End FundsGero Deborah AnnCADP77.1001912D
3/11/20 06:10
3/10/20
OCSIFundCEFClosed-End FundsRuben RichardCADP777.680103341D
3/11/20 06:07
3/9/20
OCSIFundCEFClosed-End FundsCarlisle MelvinCAOCFO,TreaP127.92021413D
3/11/20 06:06
3/10/20
OCSIFundCEFClosed-End FundsPendo MathewCAOP,COOP307.61043017D
2/27/20 06:02
2/25/20
OCSIFundCEFClosed-End FundsCarlisle MelvinCAOCFO,TreaP418.28058311D
2/25/20 16:00
2/21/20
OCSIFundCEFClosed-End FundsGero Deborah AnnCADP178.33022211D
12/16/19 16:06
12/12/19
OCSIFundCEFClosed-End FundsGero Deborah AnnCADP178.2802299D
12/13/19 16:00
12/11/19
OCSIFundCEFClosed-End FundsPendo MathewCAOP,COOP308.35043713D
12/9/19 17:35
12/5/19
OCSIFundCEFClosed-End FundsPanossian ArmenCAOCEOP508.2506New6D
11/26/19 16:01
11/22/19
OCSIFundCEFClosed-End FundsGero Deborah AnnCADP258.2303757D
6/7/19 16:31
6/6/19
OCSIFundCEFClosed-End FundsGero Deborah AnnCADP178.54021004D
5/16/19 16:00
5/14/19
OCSIFundCEFClosed-End FundsGero Deborah AnnCADP178.4802New2D
2/12/19 17:48
2/11/19
OCSIFundCEFClosed-End FundsJacobson Craig ACADP1018.550124141D
1/16/19 17:54
12/14/18
OCSIFundCEFClosed-End FundsCarlisle MelvinCAOCFOP248.16031006D
12/14/18 19:45
12/14/18
OCSIFundCEFClosed-End FundsCohen Richard W.CADP848.170102356D
9/18/18 20:35
9/14/18
OCSIFundCEFClosed-End FundsRuben RichardCADP238.50031031D
9/17/18 18:52
9/13/18
OCSIFundCEFClosed-End FundsPendo MathewCAOCOOP98.46011310D
9/17/18 18:49
9/13/18
OCSIFundCEFClosed-End FundsCohen Richard W.CADP.m328.4604945D
9/10/18 20:44
9/6/18
OCSIFundCEFClosed-End FundsCohen Richard W.CADP438.61051442D
8/29/18 14:33
8/27/18
OCSIFundCEFClosed-End FundsCarlisle MelvinCAOCFOP.m268.7003New3D
8/14/18 18:47
8/10/18
OCSIFundCEFClosed-End FundsCohen Richard W.CADP.m98.7301337D
8/14/18 18:47
8/10/18
OCSIFundCEFClosed-End FundsJacobson Craig ACADP1008.680126629D
8/14/18 18:40
8/10/18
OCSIFundCEFClosed-End FundsZimmerman BruceCADP118.6101915D
3/12/18 06:05
3/8/18
OCSIFinancInvAdvInvestment AdviceOaktree Capital Management LPCATP2137.920277392I
3/8/18 06:05
3/6/18
OCSIFinancInvAdvInvestment AdviceOaktree Capital Management LPCATP.m1,2627.75016381365I
3/2/18 17:54
2/28/18
OCSIFundCEFClosed-End FundsPendo MathewCAOCOOP207.8303439D
3/2/18 17:47
2/28/18
OCSIFundCEFClosed-End FundsRuben RichardCADP397.86052228D
2/28/18 06:15
2/26/18
OCSIFinancInvAdvInvestment AdviceOaktree Capital Management LPCATP.m3887.8005033202I
2/26/18 06:06
2/22/18
OCSIFinancInvAdvInvestment AdviceOaktree Capital Management LPCATP.m3667.7204745152I
2/22/18 06:05
2/20/18
OCSIFinancInvAdvInvestment AdviceOaktree Capital Management LPCATP.m3667.7304782105I
2/15/18 14:30
2/13/18
OCSIFundCEFClosed-End FundsZimmerman BruceCADP627.800813314D
2/15/18 14:24
2/13/18
OCSIFundCEFClosed-End FundsGamsin MarcCADP1167.74015New15D
2/15/18 14:20
2/13/18
OCSIFundCEFClosed-End FundsCohen Richard W.CADP.m207.6703836D
12/19/17 17:38
12/15/17
OCSIFundCEFClosed-End FundsLee EdgarCAOSee RemaP518.5806New6D
12/19/17 17:31
12/15/17
OCSIFundCEFClosed-End FundsFrank JohnCADP1028.61012New12D
12/19/17 17:26
12/15/17
OCSIFundCEFClosed-End FundsPendo MathewCAOCOOP518.5606New6D
12/15/17 21:38
12/13/17
OCSIFinancInvAdvInvestment AdviceOaktree Capital Management LPCATP.m4948.57058New58I
12/15/17 21:38
12/14/17
OCSIFundCEFClosed-End FundsZimmerman BruceCADP518.4706New6D
12/15/17 21:33
12/13/17
OCSIFundCEFClosed-End FundsJacobson Craig ACADP1518.58018New18D
12/15/17 21:29
12/13/17
OCSIFundCEFClosed-End FundsRuben RichardCADP.m1258.5501517523D
12/7/17 16:33
12/5/17
OCSIFundCEFClosed-End FundsCohen Richard W.CADP.m1678.3202015433D
12/7/17 16:31
12/5/17
OCSIFundCEFClosed-End FundsRuben RichardCADP.m708.4008New8D
3/13/17 17:21
3/9/17
FSFRFundCEFClosed-End FundsBerman Bernard DCTDP.m448.77355102D32563-12-2-10-1-1-11
3/6/17 17:07
3/3/17
FSFRFundCEFClosed-End FundsBerman Bernard DCTDP98.9641197D43171-32-2300-1
3/6/17 17:03
3/2/17
FSFRFundCEFClosed-End FundsCastro-Blanco JamesCTDP48.8741312D43171-32-2300-1
2/16/17 17:51
2/15/17
FSFRFundCEFClosed-End FundsTannenbaum Leonard MCTTP.m3099.0453407,927I6401430-9-10201-2
2/13/17 17:39
2/10/17
FSFRFundCEFClosed-End FundsBerman Bernard DCTDP898.884101294D4481243-5-11-12232-11
2/13/17 17:35
2/13/17
FSFRFundCEFClosed-End FundsDutkiewicz Richard PCTDP98.6841255D4481243-5-11-12232-11
2/13/17 17:29
2/10/17
FSFRFundCEFClosed-End FundsCohen Richard W.CTDP188.86421813D4481243-5-11-12232-11
12/27/16 17:11
12/22/16
FSFRFundCEFClosed-End FundsCohen Richard W.CTDP.m188.77222211D514215-2-1-3-103171
12/8/16 15:55
9/30/16
FSFRFinancInvAdvInvestment AdviceTannenbaum Leonard MCTTP.a17,4849.0021,943337,776M5201636-2-6-2-1343
10/4/16 17:00
9/30/16
FSFRFinancInvAdvInvestment AdviceTannenbaum Leonard MCTTP17,4849.0011,943337,787M-7111711321213-264
9/14/16 16:11
9/13/16
FSFRFundCEFClosed-End FundsTannenbaum Leonard MCTTP7,3778.522866175,845I-118181040-3-2014713
9/7/16 20:45
9/2/16
FSFRFundCEFClosed-End FundsTannenbaum Leonard MCTTP.m9908.91211124,979I-8122413662-1-1-3-135
9/6/16 20:16
9/1/16
FSFRFundCEFClosed-End FundsTannenbaum Leonard MCTTP2,2288.91225054,868I-8112313663-10-2-245
9/2/16 15:38
8/31/16
FSFRFundCEFClosed-End FundsCohen Richard W.CTDP188.8122299D-912201465200-2-135
8/26/16 21:40
8/24/16
FSFRFundCEFClosed-End FundsCohen Richard W.CTDP178.6522407D-12122414744211-189
8/24/16 16:58
8/22/16
FSFRFundCEFClosed-End FundsTannenbaum Leonard MCTTP.m3,5678.671412104,618D-1213261674321311012
8/24/16 16:48
8/22/16
FSFRFundCEFClosed-End FundsCohen Richard W.CTDP.m438.5715New5D-1213261674321311012
8/19/16 17:09
8/18/16
FSFRFundCEFClosed-End FundsTannenbaum Leonard MCTTP.m6108.5017224,206D-144231751-21021812
8/16/16 17:27
8/12/16
FSFRFundCEFClosed-End FundsTannenbaum Leonard MCTTP8,4698.4711,000324,134D-132271560-101221113
3/3/16 10:17
3/2/16
FSFRFundCEFClosed-End FundsRay Douglas FCTDP397.7415New5D-33-21-8-1114106300262328
2/26/16 17:15
2/24/16
FSFRFundCEFClosed-End FundsOwens ToddCTOPP.m1467.3012013335D-35-25-11-140-461333102336
2/26/16 17:14
2/24/16
FSFRFundCEFClosed-End FundsBerman Bernard DCTDP.m1947.331274684D-35-25-11-140-461333102336
2/10/16 18:13
2/8/16
FSFRFundCEFClosed-End FundsBerman Bernard DCTDP.m1487.421205457D-34-25-18-16-137-3-6-4313122959
2/9/16 17:09
2/5/16
FSFRFundCEFClosed-End FundsTannenbaum Leonard MCTTP.m7577.50110133,134D-32-23-13-11-1192-1-3-3792454
2/5/16 17:10
2/4/16
FSFRFundCEFClosed-End FundsBerman Bernard DCTDP.m1547.6812011837D-31-17-11-8-45830-10161847
2/4/16 19:39
2/2/16
FSFRFundCEFClosed-End FundsTannenbaum Leonard MCTTP.m6697.5818833,033D-32-19-13-8-2381-2-9241545
2/1/16 18:15
1/28/16
FSFRFundCEFClosed-End FundsTannenbaum Leonard MCTTP.m7137.6019432,945D-32-19-14-11-3-1011501481850
12/17/15 19:08
12/16/15
FSFRFundCEFClosed-End FundsDunn Brian SCTDP437.84162758D-29-11-18-10-9-9-41-19-11-1925
12/17/15 18:58
12/16/15
FSFRFundCEFClosed-End FundsDutkiewicz Richard PCTDP87.9011334D-29-11-18-10-9-9-41-19-11-1925
9/18/15 12:20
9/18/15
FSFRFundCEFClosed-End FundsDutkiewicz Richard PCTDP98.8911503D-23-17-11-10-2111012-10-107
8/14/15 15:12
8/12/15
FSFRFundCEFClosed-End FundsDimitrov Ivelin M.CTDOCEOP.m459.03253918D-21-23-11-700-1-210-1-2-184
8/12/15 15:17
8/12/15
FSFRFundCEFClosed-End FundsBerman Bernard DCTDP189.01221317D-24-25-13-9-30-3-32200-176
5/20/15 16:37
5/20/15
FSFRFundCEFClosed-End FundsBerman Bernard DCTDP2010.00221515D-22-2-4-4-6-40012-7-8-16
2/11/15 17:46
2/10/15
FSFRFundCEFClosed-End FundsBerman Bernard DCTDP1110.7521813D-13-1447460111-3-12-26
12/16/14 13:37
12/16/14
FSFRFundCEFClosed-End FundsOwens ToddCTOPP1479.79315New15D-19-26-12-6-7-6-1-22496-15
12/15/14 18:32
12/11/14
FSFRFundCEFClosed-End FundsFrank Alexander CCTDP2010.04322003D-19-26-12-7-7-6-3-23495-17
12/15/14 16:58
12/11/14
FSFRFundCEFClosed-End FundsBerman Bernard DCTDP.m709.973714012D-19-26-12-7-7-6-3-23495-17
12/15/14 16:55
12/11/14
FSFRFundCEFClosed-End FundsDimitrov Ivelin M.CTDOCEO,CIOP.m5810.14368213D-19-26-12-7-7-6-3-23495-17
12/15/14 16:54
12/11/14
FSFRFundCEFClosed-End FundsHarrison David H.CTOCCO,SecrP1010.04311002D-19-26-12-7-7-6-3-23495-17
12/15/14 16:51
12/11/14
FSFRFundCEFClosed-End FundsPetrocelli Richard ACTOCFOP2010.04321004D-19-26-12-7-7-6-3-23495-17
9/26/14 16:58
9/25/14
FSFRFundCEFClosed-End FundsDutkiewicz Richard PCTDP1211.50711002D-9-17-17-2-3-1-30-1-6-10-4-15
9/18/14 18:46
9/16/14
FSFRFundCEFClosed-End FundsBerman Bernard DCTDP2311.6172407I-7-11-13-8-2001-1-6-16-6-17
9/9/14 18:33
9/9/14
FSFRFundCEFClosed-End FundsTannenbaum Leonard MCTDOCEOP38912.1416325635D-7-11-15-13-1-100-3-4-8-7-18
8/25/14 15:46
8/25/14
FSFRFundCEFClosed-End FundsPetrocelli Richard ACTOCFOP1212.441311002D-7-9-14-12-6-7010-4-10-6-22
8/22/14 13:09
8/15/14
FSFRFundCEFClosed-End FundsTannenbaum Leonard MCTDOCEOP.am2,87712.761322560603D-6-9-13-12-9-8000-2-9-8-19
8/20/14 15:47
8/20/14
FSFRFundCEFClosed-End FundsDimitrov Ivelin M.CTOP,CIOP1212.33121177D-5-9-12-13-13-10211-1-7-6-17
8/19/14 18:00
8/14/14
FSFRFundCEFClosed-End FundsTannenbaum Leonard MCTDOCEOP.m2,87712.761222560603D-4-9-13-12-12-8-711-1-9-7-16
3/20/14 19:14
3/20/14
FSFRFundCEFClosed-End FundsTannenbaum Leonard MNYDOCEOP1,23114.3318629377D4640000211-13-18
3/3/14 16:54
2/27/14
FSFRFundCEFClosed-End FundsTannenbaum Leonard MNYDOCEOP.m1,04814.1517428340M4865110136-9-15
2/27/14 09:29
2/26/14
FSFRFundCEFClosed-End FundsBerman Bernard DNYDP2813.9702675D2653-201166-8-14
2/26/14 18:02
2/24/14
FSFRFundCEFClosed-End FundsTannenbaum Leonard MNYDOCEOP.m19814.000146256D15420-11156-8-14
2/24/14 14:54
2/20/14
FSFRFundCEFClosed-End FundsTannenbaum Leonard MNYDOCEOP.m23414.110177242D3642100135-9-16
2/21/14 16:39
2/20/14
FSFRFundCEFClosed-End FundsDimitrov Ivelin M.NYOP,CIOP.m1414.1301206D4764400034-9-15
2/21/14 10:14
2/20/14
FSFRFundCEFClosed-End FundsDunn Brian SNYDP1414.17011002D476440-1-123-10-16
2/20/14 12:13
2/18/14
FSFRFundCEFClosed-End FundsTannenbaum Leonard MNYDOCEOP.m42314.1103015226D4554411-133-9-15
1/2/14 09:37
12/31/13
FSFRFundCEFClosed-End FundsNoreika Steven M.NYOCFOP713.4011New1D0001-20141211-16
12/23/13 15:52
12/23/13
FSFRFundCEFClosed-End FundsDunn Brian SNYDP713.17111001D-3-2-1-2-20131312-16
12/11/13 17:46
12/10/13
FSFRFundCEFClosed-End FundsTannenbaum Leonard MNYDOCEOP18513.471148196D-3-2010112710-18
12/5/13 16:52
12/4/13
FSFRFundCEFClosed-End FundsTannenbaum Leonard MNYDOCEOP20413.590159182D-1-1012000711-13
12/5/13 12:06
12/3/13
FSFRFundCEFClosed-End FundsDimitrov Ivelin M.NYOChief InP1313.4501245D-1-101200-1711-14
12/5/13 10:41
12/3/13
FSFRFundCEFClosed-End FundsHarrison David H.NYOCCO,SecrP713.55011001D-1-101200-1711-14
12/5/13 10:37
12/3/13
FSFRFundCEFClosed-End FundsBerman Bernard DNYDOPP1413.5501503D-1-101200-1711-14
12/3/13 18:34
11/29/13
FSFRFundCEFClosed-End FundsKay Jeffrey R.NYDP1013.37011051D-3-2-1-11110814-13
12/3/13 18:32
11/29/13
FSFRFundCEFClosed-End FundsTannenbaum Leonard MNYDOCEOP.m48113.5303627167D-3-2-1-11110814-13
9/30/13 16:54
9/26/13
FSFRFundCEFClosed-End FundsTannenbaum Leonard MNYDOCEOP.m48813.6813637131D1-1-1100109-7
9/25/13 15:03
9/24/13
FSFRFundCEFClosed-End FundsDunn Brian SNYDP713.8011New1D0-1-2-1-1-20-39-7
9/4/13 17:09
9/4/13
FSFRFundCEFClosed-End FundsKay Jeffrey R.NYDP1013.9711New1D-41-1-1-10-3-44-7
8/12/13 15:19
8/12/13
FSFRFundCEFClosed-End FundsDimitrov Ivelin M.NYOChief InP1213.7021294D-5-301-11-112
8/12/13 15:01
8/8/13
FSFRFundCEFClosed-End FundsBerman Bernard DNYDOPP1413.55211002D-5-301-11-112
8/12/13 14:26
8/9/13
FSFRFundCEFClosed-End FundsFrank Alexander CNYOCFOP1413.9521New1D-5-301-11-112
8/12/13 14:25
8/8/13
FSFRFundCEFClosed-End FundsHarrison David H.NYOCCO,SecrP713.5521New1D-5-301-11-112
8/12/13 14:24
8/8/13
FSFRFundCEFClosed-End FundsTannenbaum Leonard MNYDOCEOP.m68113.7824910796D-5-301-11-112
7/19/13 18:22
7/19/13
FSFRFundCEFClosed-End FundsDutkiewicz Richard PNYDP1414.2991New1D-110-5-4-53
7/19/13 17:02
7/17/13
FSFRFundCEFClosed-End FundsDimitrov Ivelin M.NYOChief InP.m4414.2693New3D-110-5-4-53
7/18/13 17:58
7/17/13
FSFRFundCEFClosed-End FundsTannenbaum Leonard MNYDOCEOP14414.3511102846D2-1-1-4-5-63
7/16/13 18:18
7/15/13
FSFRFundCEFClosed-End FundsBerman Bernard DNYDOPP1414.38191New1D00-6-4-52
7/16/13 18:14
7/15/13
FSFRFundCEFClosed-End FundsTannenbaum Leonard MNYDOCEOP.m66214.361946999%46M00-6-4-52

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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