3/10/25 10:36 | 3/7/25 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 103 | S.m | -84,614 | 14.64 | 0 | -5,781 | | 40,277 | I | | | | | | | | | | | | | | |
3/7/25 16:30 | 3/5/25 | MAIN | Main Street Capital Corp | | Fund | CEF | Closed-End Funds | Foster Vincent D | TX | D | | 1 | S | -4,860 | 57.18 | 0 | -85 | | 1,850 | D | | | | | | | | | | | | | | |
3/5/25 13:50 | 3/5/25 | EVN | Eaton Vance Municipal Income Trust | | Fund | CEF | Closed-End Funds | Frost Cynthia | MA | H | Trustee | 1 | S | -160 | 10.65 | 0 | -15 | -100 | 0 | D | | | | | | | | | | | | | | |
2/26/25 17:01 | 1/17/25 | SWZ | Swiss Helvetia Fund, Inc. | | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | 2 | S.m | -218 | 7.08 | 0 | -31 | | 12 | D | | | | | | | | | | | | | | |
2/21/25 18:02 | 2/19/25 | BANX | Arrowmark Financial Corp. | | Fund | CEF | Closed-End Funds | Emrich John Scott | CO | D | | 2 | S | -64 | 21.27 | 0 | -3 | | 6 | D | | | | | | | | | | | | | | |
2/21/25 10:11 | 2/20/25 | BXMX | Nuveen S&p 500 Buywrite Income Fund | | Fund | CEF | Closed-End Funds | Lamb David J | IL | O | VP | 1 | S | -43 | 14.20 | 0 | -3 | | 1 | D | | | | | | | | | | | | | | |
2/20/25 17:05 | 2/19/25 | DPG | Duff & Phelps Utility & Infrastructure Fund Inc. | | Fund | CEF | Closed-End Funds | McNamara Geraldine M | IL | D | | 2 | S | -112 | 9.50 | 0 | -12 | | 10 | D | | | | | | | | | | | | | | |
2/20/25 13:55 | 2/14/25 | TREIX | Thirdline Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Eiben Lawrence Scott | VA | DO | Principa | 1 | S | -100 | 10.00 | 0 | -10 | | 393 | I | | | | | | | | | | | | | | |
2/19/25 16:48 | 2/18/25 | RMT | Royce Micro-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | Royce Charles M | NY | H | Sr. Advi | 2 | S.m | -3,476 | 9.93 | 0 | -350 | | 1,665 | D | | | | | | | | | | | | | | |
2/14/25 14:48 | 2/11/25 | SRV | Nxg Cushing Midstream Energy Fund | | Fund | CEF | Closed-End Funds | Swank Jerry V | TX | H | See Rema | 1 | S | -171 | 46.77 | 0 | -4 | | 7 | D | | | | | | | | | | | | | | |
2/12/25 13:24 | 2/10/25 | BCV | Bancroft Fund Ltd | DE | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | 2 | S | -31 | 12.21 | 0 | -2 | 0 | 2,079 | D | | | | | | | | | | | | | | |
2/5/25 17:01 | 2/4/25 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Das Rajeev P | NJ | D | | 1 | S | -3 | 6.71 | 0 | 0 | -100 | 0 | M | | | | | | | | | | | | | | |
1/31/25 12:12 | 1/29/25 | CPZ | Calamos Long/short Equity & Dynamic Income Trust | | Fund | CEF | Closed-End Funds | Herman Thomas E | IL | O | VP,CFO | 1 | S.m | -418 | 15.60 | 0 | -27 | -100 | 0 | D | | | | | | | | | | | | | | |
1/29/25 20:06 | 1/29/25 | MMU | Western Asset Managed Municipals Fund Inc. | MD | Fund | CEF | Closed-End Funds | Cronin Daniel P | NY | D | | 2 | S | -48 | 10.29 | 0 | -5 | | 2 | D | | | | | | | | | | | | | | |
1/28/25 15:56 | 1/24/25 | USQIX | Usq Core Real Estate Fund | | Fund | CEF | Closed-End Funds | Fairchild Gregory B. | VA | D | | 1 | S | -50 | 22.18 | 0 | -2 | | 6 | D | | | | | | | | | | | | | | |
1/10/25 14:39 | 1/8/25 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Vanekris Anthonie C | NY | D | | 1 | S | -11 | 9.65 | 0 | -1 | | 11 | D | | | | | | | | | | | | | | |
1/7/25 16:35 | 12/31/24 | MONIX | Monachil Credit Income Fund | | Fund | CEF | Closed-End Funds | Monachil Credit Income Fund | CT | DOT | P,CEO | 1 | S | -199 | 9.96 | 0 | -20 | | 1,209 | D | | | | | | | | | | | | | | |
1/3/25 08:34 | 1/1/25 | FSK | Fs Kkr Capital Corp | | Fund | CEF | Closed-End Funds | Forman Michael C. | PA | DO | CEO | 1 | S | 0 | 0.00 | 0 | -10 | | 160 | I | | | | | | | | | | | | | | |
12/30/24 17:01 | 12/26/24 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Hellerman Gerald | FL | D | | 1 | S | -2 | 6.47 | 0 | 0 | | 37 | D | | | | | | | | | | | | | | |
12/27/24 16:03 | 12/27/24 | NXG | Nxg Nextgen Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Sunderland Todd | TX | H | COO | 1 | S | -1 | 43.70 | 0 | 0 | | 1 | I | | | | | | | | | | | | | | |
12/17/24 13:09 | 12/16/24 | FFA | First Trust Enhanced Equity Income Fund | | Fund | CEF | Closed-End Funds | Bowen James A | IL | DH | Officer | 2 | S | -125 | 15.74 | 0 | -8 | -100 | 0 | D | | | | | | | | | | | | | | |
12/16/24 13:57 | 12/12/24 | RA | Brookfield Real Assets Income Fund Inc. | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | 1 | S | -25 | 13.38 | 0 | -2 | | 17 | D | | | | | | | | | | | | | | |
12/13/24 11:48 | 12/12/24 | BBDC | Barings Bdc, Inc. | | Fund | CEF | Closed-End Funds | O'Connor Michael James | NC | H | Adviser | 1 | S | -285 | 9.70 | 0 | -29 | -100 | 0 | D | | | | | | | | | | | | | | |
12/12/24 16:30 | 12/10/24 | MAIN | Main Street Capital Corp | | Fund | CEF | Closed-End Funds | Meserve Nicholas | TX | O | MD | 1 | S | -495 | 55.01 | 0 | -9 | | 87 | D | | | | | | | | | | | | | | |