38 results

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4/29/24 21:11
4/25/24
BKKTBakkt Holdings, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Intercontinental Exchange, Inc.GAT2P.d2,6990.867003,113717,476I
4/10/24 16:10
4/8/24
DOMHDominari Holdings Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWool Kyle MichaelNYDOTP9P1572.6905941,517I
4/8/24 16:10
4/4/24
DOMHDominari Holdings Inc.DEFinancFinTrdSecurity Brokers, Dealers & FHayes AnthonyNYDOCEO8P.m2572.21011653335I
4/3/24 16:11
4/2/24
BATRAAtlanta Braves Holdings, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGabelli Mario JCTT1P2141.25010122D
3/27/24 12:49
3/26/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Shepard William RILD8P.m1,172186.54063256M
3/15/24 19:44
3/24/23
STHOStar HoldingsDEFinancFinTrdSecurity Brokers, Dealers & FCowen Inc.NYT4P.m78311.1207041,813I
2/14/24 09:18
2/13/24
WTWisdomtree, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FSteinberg Jonathan LNYDOCEO1P2,1877.20030439,174D
2/13/24 07:40
2/9/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FGarcia Art AFLD1P99112.30011D
2/7/24 17:47
2/7/24
VIRTVirtu Financial, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FCifu Douglas ANYDOCEO3P.d2,50616.710150171,027D
12/28/23 08:00
12/26/23
DOMHDominari Holdings Inc.DEFinancFinTrdSecurity Brokers, Dealers & FDevall Christopher FranklinNYOCOO3P222.49094330D
12/26/23 18:02
1/23/23
QBTSD-Wave Quantum Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGoldman Sachs Group IncNYT3P.dm25811.56022073,527I
12/15/23 20:24
12/14/23
MONDMondee Holdings, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FMorgan StanleyNYT2P.ad00.0001,0011,000I
11/3/23 15:59
11/2/23
BATRAAtlanta Braves Holdings, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FAssociated Capital Group, Inc.CTT2P3937.80011121D
10/25/23 16:02
10/23/23
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Torgeby JohanNYD1P70650.4201416522D
10/13/23 16:59
10/12/23
BATRALiberty Media CorpDEFinancFinTrdSecurity Brokers, Dealers & FGamco Investors, Inc. Et AlNYT8P38234.090115239D
9/13/23 16:40
9/13/23
VIRTVirtu Financial, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FMolluso JosephNYOCo-P,Co-1P.d25717.170154358D
8/21/23 18:51
8/17/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FRuffel Charles A.TXD1P5060.5501327I
8/15/23 16:15
8/14/23
MKTXMarketaxess Holdings IncFinancFinTrdSecurity Brokers, Dealers & FConcannon Christopher RNYDOCEO1P1,018238.42041047D
8/7/23 16:04
8/3/23
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Yabuki Jeffery WNYD1P2549.4001510D
8/2/23 16:12
7/31/23
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Friedman Adena TNYDOChair,CE1P.d51051.0001011,819D
6/16/23 21:19
9/23/22
FRGEForge Global Holdings, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Hansmeyer ChristophCAD1P.a111.92062034D
6/15/23 16:05
6/13/23
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Black Steven DNYD1P20651.46043144D
6/12/23 17:36
6/8/23
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Radziwill JohnNYDOCB1P.m17187.08020466D
5/11/23 17:30
5/9/23
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Stevens Glenn HenryNYHHead-Ret1P25384.1803652D
5/5/23 08:24
5/4/23
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Glavin William Francis JrCAD1P100180.2301323I
3/29/23 19:06
3/28/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FBrown Marianne CatherineTXD1P26753.470510010D
3/24/23 15:12
3/24/23
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FZemlyak James MMOOCo-P1P.d1,12156.0602021,257D
3/20/23 17:43
3/17/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FClark Bernard J.TXOMD,Head 1P27454.83054125I
3/20/23 17:42
3/17/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FMartin-Flickinger GerriTXD1P20054.1604788I
3/17/23 19:22
3/17/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FWurster Richard ATXOP3P68256.8001213105D
3/16/23 19:43
3/16/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FGoldfarb Mark ATXD1P23358.37041432I
3/15/23 18:57
3/15/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FEllis Stephen ATXD2P2,38257.9004165105I
3/14/23 19:07
3/14/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FRicketts Todd MTXD1P56856.790102534D
3/14/23 19:06
3/14/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FAdams John K JrTXD1P29759.31051442D
3/14/23 19:06
3/14/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCrawford Peter B.TXOMD,CFO1P29057.96051345I
3/14/23 19:05
3/14/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FBettinger Walter WTXDOCo-CB,CE1P2,96659.310508669D
3/14/23 11:19
3/13/23
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FKruszewski Ronald JMODOCEO2P.dm1,16557.7602011,385D
12/23/22 16:03
12/21/22
GHLGreenhill & Co IncDEFinancFinTrdSecurity Brokers, Dealers & FRodriguez Harold J JrNYOCFO1P510.18000210D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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