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11/22/24 18:02
11/20/24
AFRMAffirm Holdings, Inc.DEFinancLoanPersonal Credit InstitutionsMichalek LiborCADOPM.dm1,0615.620189231,028D
11/22/24 18:02
11/20/24
AFRMAffirm Holdings, Inc.DEFinancLoanPersonal Credit InstitutionsMichalek LiborCADOPS.dm-12,30065.100-189-161,028D
11/22/24 18:00
11/21/24
DLBDolby Laboratories, Inc.DEFinancPatentPatent Owners & LessorsGotcher Peter CCADS-48078.960-6-1438D
11/22/24 17:35
11/20/24
CPSSConsumer Portfolio Services, Inc.CAFinancLoanFinance ServicesWood Daniel SNVDS.m-13610.450-13-7187D
11/22/24 17:31
11/20/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesDatta SanjayCAOCFOS-1,30069.820-19-6311D
11/22/24 17:30
11/20/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesDarling ScottCAOGCS-44669.840-6-4151D
11/22/24 17:29
11/20/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesGirouard DaveCADOTCEOS-30569.790-4010,745D
11/22/24 17:27
11/20/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesGu PaulCADOChief TeS.dm-2,67472.830-37-4863D
11/22/24 17:27
11/21/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesGu PaulCADOChief TeM.d251.170213863D
11/22/24 17:26
11/20/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesMirgorodskaya NataliaCAOSee RemaS-10669.850-2-720D
11/22/24 17:07
11/21/24
BWBBridgewater Bancshares IncMNFinancStBnkState Commercial BanksJohnson James S.MNDS-7115.000-5-2240D
11/22/24 17:03
11/22/24
UNTYUnity Bancorp Inc /nj/NJFinancStBnkState Commercial BanksBoyan GeorgeNJOCFOS-12346.340-3-548D
11/22/24 16:51
11/20/24
AXAxos Financial, Inc.DEFinancSvBnkSavings Institution, FederallNick MosichNVDS-23080.250-3-384D
11/22/24 16:45
11/20/24
MORNMorningstar, Inc.ILFinancInvAdvInvestment AdviceMansueto Joseph DILDOTExec CBS.m-4,602337.610-14015,330D
11/22/24 16:42
11/20/24
PFSProvident Financial Services IncDEFinancSvBnkSavings Institution, FederallLeppert Edward JNJDS-1,44220.630-70-32148D
11/22/24 16:42
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesJones Jennifer N.NYOChief AcM.d6574.6301413D
11/22/24 16:42
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesJones Jennifer N.NYOChief AcS.d-289332.690-1-223D
11/22/24 16:41
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesBrock Lawrence JNYOChief PeM.d4,542187.7102419137D
11/22/24 16:41
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesBrock Lawrence JNYOChief PeS.d-8,028331.770-24-4037D
11/22/24 16:40
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesHaas Alesia JNYOCFOS-62337.32000171D
11/22/24 16:40
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesHaas Alesia JNYOCFOM.d00.00085171D
11/22/24 16:40
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesHaas Alesia JNYOCFOS.d-1,228317.270-4-2171D
11/22/24 16:38
11/20/24
PFSProvident Financial Services IncDEFinancSvBnkSavings Institution, FederallMartin Christopher PNJDOExec CBS.d-37420.620-18-2843D
11/22/24 16:38
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesJones Jennifer N.NYOChief AcM.d00.00063D
11/22/24 16:38
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesJones Jennifer N.NYOChief AcS.d-1,334317.310-4-583D
11/22/24 16:37
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesGrewal PaulNYOGCM.d00.000233787D
11/22/24 16:37
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesGrewal PaulNYOGCS.d-3,776317.170-12-1287D
11/22/24 16:37
11/21/24
FVCBFvcbankcorp, Inc.VAFinancStBnkState Commercial BanksPijor David WVADOCB,ChiefS.m-4113.630-3-1464D
11/22/24 16:36
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesBrock Lawrence JNYOChief PeM.d00.0003390737D
11/22/24 16:36
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesBrock Lawrence JNYOChief PeS.d-4,739317.340-15-2937D
11/22/24 16:35
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesChoi EmilieNYOP,COOM.d00.0002711274D
11/22/24 16:35
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesChoi EmilieNYOP,COOS.d-4,376317.140-14-5274D
11/22/24 16:33
11/20/24
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATS.m-16,68034.740-480-138,127I
11/22/24 16:32
11/20/24
LDILoandepot, Inc.FinancLoanFinance ServicesHsieh Anthony LiCADTS.m-1,2032.310-520-86,400I
11/22/24 16:31
11/20/24
CIFRCipher Mining Inc.FinancLoanFinance ServicesBitfury Top Holdco B.V.P7TS.m-5647.020-80098,667I
11/22/24 16:11
11/19/24
HBTHbt Financial, Inc.DEFinancStBnkState Commercial BanksDrake Fred LILDOTExec CBS.m-16723.900-7017,343I
11/22/24 16:01
11/22/24
STELStellar Bancorp, Inc.TXFinancNtBnkNational Commercial BanksLong Justin MTXOSEVP,GC,S-12630.010-4-847D
11/22/24 15:31
11/20/24
HOPEHope Bancorp IncDEFinancNtBnkNational Commercial BanksKoh StevenCADS.d-1,28813.330-97-33,245I
11/22/24 15:07
11/21/24
OBTOrange County Bancorp, Inc. /De/DEFinancStBnkState Commercial BanksRuhl Joseph ANYOReg P,WeS-5357.750-1-614D
11/22/24 13:56
11/22/24
OVBCOhio Valley Banc CorpOHFinancStBnkState Commercial BanksBarnitz Anna POHDP225.340019M
11/22/24 13:48
11/22/24
OVBCOhio Valley Banc CorpOHFinancStBnkState Commercial BanksMichael Seth IsaacOHDP325.3400950D
11/22/24 13:22
11/20/24
FRAFFranklin Financial Services Corp /pa/PAFinancStBnkState Commercial BanksCarmack Karen KPAOSVPP032.900003D
11/22/24 12:16
11/22/24
SYBTStock Yards Bancorp, Inc.KYFinancStBnkState Commercial BanksPoindexter PhilipKYOPS.d-25875.550-3-566D
11/22/24 11:52
11/21/24
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP41,452.90001,138D
11/22/24 11:48
11/21/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceLaird James F JrOHDS-1,022170.260-6-3213D
11/22/24 11:42
11/20/24
WSBFWaterstone Financial, Inc.MDFinancSvBnkSavings Institution, FederallSchmidt Stephen JWIDM.dm13312.750101770D
11/22/24 11:42
11/20/24
WSBFWaterstone Financial, Inc.MDFinancSvBnkSavings Institution, FederallSchmidt Stephen JWIDS.dm-16015.290-10-1370D
11/22/24 11:42
11/21/24
PKBKParke Bancorp, Inc.NJFinancStBnkState Commercial BanksKripitz Jeffrey HNJDS-11522.910-5-2243D
11/22/24 11:26
11/20/24
DEFITidal Commodities Trust IDEFinancFinTrdCommodity Contracts Brokers &Venuto Michael JeremyNYOManager,S-53107.0800-1000D
11/22/24 11:03
11/20/24
AROWArrow Financial CorpNYFinancNtBnkNational Commercial BanksO'Conor Raymond FNYDM.d6527.4102640D
11/22/24 09:30
11/20/24
CUBICustomers Bancorp, Inc.PAFinancStBnkState Commercial BanksMackay Robert NeilPADS-21553.780-4-475D
11/22/24 08:45
11/21/24
MBINMerchants BancorpINFinancStBnkState Commercial BanksDury Michael R.INOCEO of MP10639.21032145D
11/21/24 21:30
11/19/24
SLNHSoluna Holdings, IncNVFinancLoanFinance ServicesHirshfield Edward RNYDS-10311.760-9-3318D
11/21/24 21:30
11/19/24
SLNHSoluna Holdings, IncNVFinancLoanFinance ServicesThomas Jessica L.NYOChief AcS-4011.980-3-337D
11/21/24 21:30
11/19/24
SLNHSoluna Holdings, IncNVFinancLoanFinance ServicesOreilly Mary JenniferNYOChief PeS.m-5811.680-5-2515D
11/21/24 21:29
11/19/24
FNRNFirst Northern Community BancorpCAFinancSvBnkSavings Institution, FederallHayes Barbara ACADP.a310.0000212D
11/21/24 19:18
11/20/24
PFSIPennymac Financial Services, Inc.DEFinancLoanMortgage Bankers & Loan CorreHendry Gregory LCAOMD,ChiefM.d5317.5203748D
11/21/24 19:18
11/20/24
PFSIPennymac Financial Services, Inc.DEFinancLoanMortgage Bankers & Loan CorreHendry Gregory LCAOMD,ChiefS.d-310102.090-3-648D
11/21/24 19:00
10/19/24
FNRNFirst Northern Community BancorpCAFinancSvBnkSavings Institution, FederallHayes Barbara ACADP310.0000212D
11/21/24 18:18
11/19/24
AGMFederal Agricultural Mortgage CorpFinancLoanFederal & Federally-SponsoredJohnson Mitchell ADCDS-307204.690-2-1211D
11/21/24 17:49
10/31/24
BETRBetter Home & Finance Holding CoFinancLoanLoan BrokersNovator Capital Sponsor Ltd.X0TS.d00.000-650-71266D
11/21/24 17:38
11/20/24
JMSBJohn Marshall Bancorp, Inc.VAFinancStBnkState Commercial BanksMahan Oscar LelandVADS-8223.030-4-488D
11/21/24 17:36
11/20/24
JMSBJohn Marshall Bancorp, Inc.VAFinancStBnkState Commercial BanksMahan Oscar LelandVADS-21022.330-9-991D
11/21/24 17:35
11/21/24
BANFBancfirst Corp /ok/OKFinancNtBnkNational Commercial BanksMartin William ScottOKDS-3,068124.700-25-10224I
11/21/24 17:08
11/21/24
QDELQuidelortho CorpDEFinancInvAdvInvestment AdviceCarlyle Group Inc.DCTS-291,70035.310-8,260-1000I
11/21/24 17:04
11/15/24
TRSTTrustco Bank Corp N YNYFinancStBnkState Commercial BanksHall Michael JamesNYOGC,SecreM.dm00.0000410D
11/21/24 17:02
11/19/24
FBIZFirst Business Financial Services, Inc.WIFinancStBnkState Commercial BanksLorenz William KentWIDS-4949.000-1-617D
11/21/24 17:00
11/19/24
CFRCullen/frost Bankers, Inc.TXFinancNtBnkNational Commercial BanksGreen Phillip DTXDOCB,CEOM.dm2,24765.1103535133D
11/21/24 17:00
11/19/24
CFRCullen/frost Bankers, Inc.TXFinancNtBnkNational Commercial BanksGreen Phillip DTXDOCB,CEOS.dm-4,747137.570-35-21133D
11/21/24 16:50
11/21/24
UMBFUmb Financial CorpMOFinancNtBnkNational Commercial BanksBeaird Robert BrianMOOChief HuS-105123.380-1-126D
11/21/24 16:50
11/18/24
ISPOInspirato IncDEFinancAcqCoBlank ChecksZamani PayamCODOTCEOP.m1063.5203013,895D
11/21/24 16:43
11/20/24
IBCPIndependent Bank Corp /mi/MIFinancStBnkState Commercial BanksMohr Gavin A.MIOEVPP2936.7101419D
11/21/24 16:37
11/19/24
ASPCUAspac III Acquisition Corp.D8FinancAcqCoBlank ChecksAspac III (Holdings) Corp.K3TP.d00.00052285D
11/21/24 16:36
11/19/24
ASPCUAspac III Acquisition Corp.D8FinancAcqCoBlank ChecksTsang ClaudiusK3DOTCEO,CFOP.d00.00052285I
11/21/24 16:34
11/20/24
WTBAWest Bancorporation IncIAFinancStBnkState Commercial BanksNelson David DIADOCEO,PP1423.79010235D
11/21/24 16:17
11/15/24
CCFNMuncy Columbia Financial CorpPAFinancStBnkState Commercial BanksArthur Todd MPADP134.2500026D
11/21/24 16:16
11/12/24
CCFNMuncy Columbia Financial CorpPAFinancStBnkState Commercial BanksArthur Todd MPADP1034.0000126D
11/21/24 16:11
11/21/24
MNSBMainstreet Bancshares, Inc.VAFinancStBnkState Commercial BanksBrockett Charles C.VADP718.24000120M
11/21/24 16:07
11/20/24
APPSDigital Turbine, Inc.DEFinancPatentPatent Owners & LessorsKarish JeffTXDP71.39051417D
11/21/24 16:05
11/19/24
AMALAmalgamated Financial Corp.DEFinancStBnkState Commercial BanksWestern States Regional Joint Board, Workers UnitedCATS.m-2,02235.100-58018,668D
11/21/24 16:05
11/19/24
AMALAmalgamated Financial Corp.DEFinancStBnkState Commercial BanksWorkers UnitedPATS.m-2,02235.100-58018,668D
11/21/24 16:02
11/20/24
WBSWebster Financial CorpDEFinancNtBnkNational Commercial BanksCiulla John RCTOCB,CEOS-47559.330-8-3235D
11/21/24 16:00
10/8/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FMalka MeyerCADS.a-80,87925.070-3,226-932,183I
11/21/24 15:47
11/20/24
BYByline Bancorp, Inc.FinancStBnkState Commercial BanksKistner William GILDP230.5600015I
11/21/24 15:16
11/21/24
FMBHFirst Mid Bancshares, Inc.DEFinancStBnkState Commercial BanksDean Clay MILOCEO-FirsS-1742.2100-219D
11/21/24 15:11
11/20/24
SFNCSimmons First National CorpARFinancNtBnkNational Commercial BanksFehlman Robert AAROCEOM.d33922.2001511158D
11/21/24 15:11
11/20/24
SFNCSimmons First National CorpARFinancNtBnkNational Commercial BanksFehlman Robert AAROCEOS.d-36724.020-15-9158D
11/21/24 15:05
11/21/24
SYBTStock Yards Bancorp, Inc.KYFinancStBnkState Commercial BanksRehm MichaelKYOEVPS.d-19874.810-3-1219D
11/21/24 15:01
11/8/24
CSBBCsb Bancorp, Inc.OHFinancStBnkState Commercial BanksKirkbride Cheryl MOHDP.a238.550014I
11/21/24 14:58
11/21/24
MNSBMainstreet Bancshares, Inc.VAFinancStBnkState Commercial BanksBaboval Michael BVAOChief RiS-5318.250-3-404D
11/21/24 14:42
11/20/24
FMFGFarmers & Merchants Bancshares, Inc.MDFinancSnBnkSavings Institutions, Not FedHux Ronald W.MDDP14714.650103836D
11/21/24 14:24
11/19/24
AFBIAffinity Bancshares, Inc.MDFinancSnBnkSavings Institutions, Not FedRoberts Howard GGADS.d-1521.500-1-327D
11/21/24 13:55
11/20/24
PBHCPathfinder Bancorp, Inc.MDFinancStBnkState Commercial BanksPhillips Daniel RNYOSVPM.d15111.350132958D
11/21/24 11:55
11/20/24
FSEAFirst Seacoast Bancorp, Inc.FinancSvBnkSavings Institution, FederallBrannen James R.NHDOP,CEOP.d59.1901232D
11/21/24 11:50
11/19/24
NRIMNorthrim Bancorp IncAKFinancSvBnkSavings Institution, FederallSchierhorn Joseph MAKDOCBM.d10828.1004850D
11/21/24 11:48
11/19/24
SUACShoulderup Technology Acquisition Corp.DEFinancAcqCoBlank ChecksPolar Asset Management Partners Inc.A6TP1,07110.71010025500I
11/21/24 11:44
11/20/24
FBLAFb Bancorp, Inc. /Md/MDFinancSnBnkSavings Institutions, Not FedBarousse Gerard W JrLADP6112.21051055I
11/21/24 11:19
11/20/24
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP41,426.80001,138D
11/21/24 09:55
11/20/24
PKBKParke Bancorp, Inc.NJFinancStBnkState Commercial BanksKripitz Jeffrey HNJDS-22822.770-10-4248D
11/21/24 08:29
11/20/24
CZFSCitizens Financial Services IncPAFinancStBnkState Commercial BanksRichards David Z JrPADOEVPS-869.5000-81D
11/21/24 07:56
11/20/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FDoran WilliamPADM.d40640.640102666D
11/20/24 21:07
11/20/24
CORZCore Scientific, Inc./TxDEFinancLoanFinance ServicesDuchene Todd MDEOSee remaS-42717.100-25-11,661D
11/20/24 21:00
11/18/24
MARAMara Holdings, Inc.NVFinancLoanFinance ServicesKhan Salman HassanFLOCFOS-33119.800-17-12,030D
11/20/24 21:00
11/18/24
MARAMara Holdings, Inc.NVFinancLoanFinance ServicesThiel Frederick GFLDOCEOS-54519.800-28-14,156D
11/20/24 20:34
11/18/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWarnick JasonCAOCFOS-1,75035.000-50-5962D
11/20/24 19:47
11/18/24
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATS.m-9,88634.850-284-138,607I
11/20/24 19:40
11/18/24
RIOTRiot Platforms, Inc.NVFinancLoanFinance ServicesCho HannahCODS-12612.570-10-1271D
11/20/24 18:03
11/18/24
AFRMAffirm Holdings, Inc.DEFinancLoanPersonal Credit InstitutionsMichalek LiborCADOPM.dm2272.040111121,028M
11/20/24 18:03
11/18/24
AFRMAffirm Holdings, Inc.DEFinancLoanPersonal Credit InstitutionsMichalek LiborCADOPS.dm-6,90762.200-111-101,028M
11/20/24 18:02
11/18/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FDodds Christopher VTXDM.d35237.94092452M
11/20/24 18:02
11/18/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FDodds Christopher VTXDS.d-75681.430-9-2452M
11/20/24 17:50
11/18/24
MORNMorningstar, Inc.ILFinancInvAdvInvestment AdviceMansueto Joseph DILDOTExec CBS.m-3,128334.970-9015,344D
11/20/24 17:21
11/19/24
BKUBankunited, Inc.DEFinancSvBnkSavings Institution, FederallRichards Jay D.FLOOfficer S-10341.180-3-735D
11/20/24 17:20
11/18/24
CBSHCommerce Bancshares Inc /mo/MOFinancStBnkState Commercial BanksRoller David L.MOOSVPM.d11540.17031033D
11/20/24 17:20
11/18/24
CBSHCommerce Bancshares Inc /mo/MOFinancStBnkState Commercial BanksRoller David L.MOOSVPS.d-6472.270-1-333D
11/20/24 17:16
11/18/24
MHIPioneer Municipal High Income Fund, Inc.DEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTP89.46010I
11/20/24 17:16
11/18/24
MHIPioneer Municipal High Income Fund, Inc.DEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTS-79.360-1-1000I
11/20/24 17:10
11/18/24
PMFPimco Municipal Income FundDEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTP179.81020I
11/20/24 17:10
11/18/24
PMFPimco Municipal Income FundDEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTS-179.920-2-1000I
11/20/24 17:05
11/18/24
MLMoneylion Inc.DEFinancLoanFinance ServicesVanwagner AdamNYOCLO,SecrS-23879.400-3-391D
11/20/24 17:03
11/19/24
GSBCGreat Southern Bancorp, Inc.MDFinancStBnkState Commercial BanksBrown Julie AMODM.d10441.56031410M
11/20/24 17:03
11/19/24
GSBCGreat Southern Bancorp, Inc.MDFinancStBnkState Commercial BanksBrown Julie AMODS.d-15361.050-3-1410M
11/20/24 17:02
11/20/24
PBProsperity Bancshares IncTXFinancStBnkState Commercial BanksHolmes Ned STXDS-9081.430-10378M
11/20/24 16:55
11/18/24
NBHNeuberger Berman Municipal Fund Inc.DEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTP910.66010I
11/20/24 16:55
11/18/24
NBHNeuberger Berman Municipal Fund Inc.DEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTS-910.650-1-1000I
11/20/24 16:55
11/19/24
FFINFirst Financial Bankshares IncTXFinancStBnkState Commercial BanksEdwards Murray HamiltonTXDP1040.80000384I
11/20/24 16:52
11/18/24
LDILoandepot, Inc.FinancLoanFinance ServicesHsieh Anthony LiCADTS.m-8642.370-365-56,919I
11/20/24 16:39
11/18/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FNesi VictorNYOCo-PS-1,195113.820-11-4266I
11/20/24 16:39
11/18/24
BWBBridgewater Bancshares IncMNFinancStBnkState Commercial BanksJohnson James S.MNDS-1015.000-10245D
11/20/24 16:31
11/20/24
PCBPcb BancorpFinancStBnkState Commercial BanksLee Sang YoungCADTP620.430001,518I
11/20/24 16:23
11/18/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesDatta SanjayCAOCFOS-10368.560-20330D
11/20/24 16:23
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceUhlman Paul APAOVPS-26141.390-6-2311D
11/20/24 16:22
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceNusseibeh Saker AnwarPAOCEO,HermS-18441.380-4-2185D
11/20/24 16:22
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceNovak Richard APAOPrincipaS-5741.470-1-254D
11/20/24 16:22
11/18/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesArmstrong BrianNYDOTCB,CEOS-19,112328.000-58-991I
11/20/24 16:21
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceGermain Peter JPAOEVP,CLO,S-20441.360-5-2212D
11/20/24 16:21
11/18/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesArmstrong BrianNYDOTCB,CEOS.d-293,905304.020-967-9459I
11/20/24 16:19
11/19/24
WBSWebster Financial CorpDEFinancNtBnkNational Commercial BanksWilkins Charles LCTOHead of S-29859.500-5-1334D
11/20/24 16:18
11/18/24
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Skule JeremyNYOEVPS-95178.750-12-11103D
11/20/24 16:16
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceVan Meter StephenPAOVP,ChiefS-4841.450-1-335D
11/20/24 16:15
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceZierden Theodore W IIIPAOVPS-10341.410-2-2131D
11/20/24 16:14
11/18/24
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & FYerdessov Azamat1POFreedom S.m-1,147116.600-10-1089D
11/20/24 16:12
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STRTStrattec Security CorpDEFinancFinTrdSecurity Brokers, Dealers & FGamco Investors, Inc. Et AlNYTS-840.5000-171I
11/20/24 16:12
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JMSBJohn Marshall Bancorp, Inc.VAFinancStBnkState Commercial BanksMahan Oscar LelandVADS-6223.680-3-3101D
11/20/24 16:12
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TGTredegar CorpDEFinancFinTrdSecurity Brokers, Dealers & FGamco Investors, Inc. Et AlNYTP47.0101315I
11/20/24 16:11
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MBINMerchants BancorpINFinancStBnkState Commercial BanksO'Brien Patrick D.INDP2,00025.0008032331M
11/20/24 16:11
11/18/24
MBINMerchants BancorpINFinancStBnkState Commercial BanksCatchings TamikaINDP325.000025D
11/20/24 16:11
11/18/24
MBINMerchants BancorpINFinancStBnkState Commercial BanksShane David N.INDP5025.0002827D
11/20/24 16:10
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APPSDigital Turbine, Inc.DEFinancPatentPatent Owners & LessorsDeutschman Robert MTXDP251.230202909D
11/20/24 16:08
11/18/24
FVCBFvcbankcorp, Inc.VAFinancStBnkState Commercial BanksPijor David WVADOCB,ChiefS-2713.500-20467D
11/20/24 16:07
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceFisher John BPADOVPS-32341.360-8-1524D
11/20/24 16:06
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FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceDudiak Dolores DPAOVPS-3941.490-1-186D
11/20/24 14:59
11/6/24
AFBIAffinity Bancshares, Inc.MDFinancSnBnkSavings Institutions, Not FedRoberts Howard GGADS.dm-15521.500-7-2128D
11/20/24 14:40
11/18/24
PFCPremier Financial CorpOHFinancStBnkState Commercial BanksRose Dennis E JrOHOEVP,ChieS-5627.980-2-536D
11/20/24 13:26
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TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP41,406.70001,138D
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ISBAIsabella Bank CorpMIFinancStBnkState Commercial BanksBourland JillMIDP024.400005D
11/20/24 06:03
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BENFBeneficientNVFinancLoanFinance ServicesCangany Peter T JrTXDP700.926707523401I
11/19/24 21:31
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SPFISouth Plains Financial, Inc.TXFinancStBnkState Commercial BanksNewsom Mikella DTXOChief RiM.d53018.130298563M
11/19/24 21:14
11/15/24
ARESAres Management CorpDEFinancInvAdvInvestment AdviceArougheti Michael JCADOCo-FoundS.dm-9,488168.100-56-31,569I
11/19/24 21:13
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ARESAres Management CorpDEFinancInvAdvInvestment AdviceRosenthal BennettCADOCo-FoundS.dm-9,486168.100-56-41,270I
11/19/24 21:11
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ARESAres Management CorpDEFinancInvAdvInvestment AdviceKaplan David BCADOCo-FoundS.dm-9,344168.090-56-41,344I
11/19/24 20:24
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PXP10, Inc.DEFinancInvAdvInvestment Advice210 Capital, LLCTXTHSee RemaS.m-6,02912.130-497-221,809I
11/19/24 19:38
11/15/24
FRGEForge Global Holdings, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Rodriques KellyCADOCEOS.m-430.85010-50010,742D
11/19/24 19:11
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MORNMorningstar, Inc.ILFinancInvAdvInvestment AdviceDubinsky JasonILOCFOM.d00.0001321D
11/19/24 19:09
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MORNMorningstar, Inc.ILFinancInvAdvInvestment AdviceDunn Daniel JosephILOChief ReM.d00.0000313D
11/19/24 19:07
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MORNMorningstar, Inc.ILFinancInvAdvInvestment AdviceKapoor KunalILDOCEOM.d00.00032134D
11/19/24 18:54
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SOFISofi Technologies, Inc.DEFinancLoanFinance ServicesPinto ArunCAOChief RiM.d00.0004512881D
11/19/24 18:23
11/19/24
PLBCPlumas BancorpCAFinancLoanShort-Term Business Credit InKenny Richard FrancisNVDS-1447.0000-310I
11/19/24 18:19
11/15/24
EVREvercore Inc.DEFinancInvAdvInvestment AdviceHyman Edward SNYOVice ChaS.m-8,566298.580-29-21,748D
11/19/24 18:13
11/15/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab-Pomerantz CarolynTXDS-72080.030-902,168I
11/19/24 18:11
11/15/24
SYFSynchrony FinancialNYFinancLoanFinance ServicesMothner Jonathan SCTOSee RemaM.d49230.410166273D
11/19/24 18:11
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SYFSynchrony FinancialNYFinancLoanFinance ServicesMothner Jonathan SCTOSee RemaS.d-2,22064.990-34-11273D
11/19/24 17:47
11/18/24
USIOUsio, Inc.NVFinancLoanFunctions Related to DepositoRollins BradTXDM.d61.47044116D
11/19/24 17:34
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SNFCASecurity National Financial CorpUTFinancLoanFinance ServicesQuist S. AndrewUTDOVP,GCM.d732.950254679D
11/19/24 17:32
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USIOUsio, Inc.NVFinancLoanFunctions Related to DepositoBeyer Del La Garza Ernesto RTXDM.d61.4704672D
11/19/24 17:27
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USIOUsio, Inc.NVFinancLoanFunctions Related to DepositoBender BlaiseTXDM.d61.4704592D
11/19/24 17:24
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HOMBHome Bancshares IncARFinancStBnkState Commercial BanksHickman James PatARDS-3,07930.790-100-24313M
11/19/24 17:16
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USIOUsio, Inc.NVFinancLoanFunctions Related to DepositoCarter Greg MTXOEVP PaymM.d41.47031397D
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PFSProvident Financial Services IncDEFinancSvBnkSavings Institution, FederallFekete Frank LNJDS-13321.450-6-777D
11/19/24 17:11
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USIOUsio, Inc.NVFinancLoanFunctions Related to DepositoHoch Louis ATXDOTCB,P,CEOM.ad151.4701003,135D
11/19/24 17:07
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FOAFinance of America Companies Inc.DEFinancLoanMortgage Bankers & Loan CorreEngel Matthew ATXOCFOM.d00.000128D
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CPSSConsumer Portfolio Services, Inc.CAFinancLoanFinance ServicesCrisp AprilCAOSVPM.d62.47031717D
11/19/24 17:07
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CPSSConsumer Portfolio Services, Inc.CAFinancLoanFinance ServicesCrisp AprilCAOSVPS.d-2610.490-3-1317D
11/19/24 17:05
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MLMoneylion Inc.DEFinancLoanFinance ServicesHong TimmieNYOChief PrS.dm-89879.900-11-1192D
11/19/24 17:05
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MLMoneylion Inc.DEFinancLoanFinance ServicesTorossian MarkNYOChief AcS.m-14379.830-2-919D
11/19/24 17:05
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MLMoneylion Inc.DEFinancLoanFinance ServicesCorreia RichardNYOP,CFO,TrS.m-1,47379.910-18-9191D
11/19/24 17:04
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USIOUsio, Inc.NVFinancLoanFunctions Related to DepositoWhite Michael JosephTXOSVP,ChieM.d11.47000212D
11/19/24 17:02
11/15/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesHaas Alesia JNYOCFOS-1,010282.650-4-2167D
11/19/24 17:02
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NBBKNb Bancorp, Inc.FinancSnBnkSavings Institutions, Not FedEvangelista Paul AMAOEVP,Dir P1019.9101231D
11/19/24 17:01
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ATLCAtlanticus Holdings CorpGAFinancLoanPersonal Credit InstitutionsHudson Deal WGADS-3048.980-1-164D
11/19/24 16:59
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USIOUsio, Inc.NVFinancLoanFunctions Related to DepositoHoch Louis ATXDOTCB,P,CEOM.d151.4701003,135D
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TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP41,388.90001,138D
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11/15/24
LMFALm Funding America, Inc.DEFinancLoanFinance ServicesGraham Andrew L.FLDP262.5801013717D
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BACBank of America Corp /de/DEFinancNtBnkNational Commercial BanksSchimpf Eric A.NCOP,MerrilM.d00.0001430D
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BACBank of America Corp /de/DEFinancNtBnkNational Commercial BanksHans Lindsay D.NCOP,MerrilM.d00.0001912D
11/19/24 16:23
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STTState Street CorpMAFinancStBnkState Commercial BanksMilrod Donna MMAOEVPS-1095.3600042D
11/19/24 16:23
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STTState Street CorpMAFinancStBnkState Commercial BanksO Hanley Ronald PMADOCB,CEO,PM.d00.000103365D
11/19/24 16:23
3/8/23
STTState Street CorpMAFinancStBnkState Commercial BanksMeaney William LMADP.m1175.3700122M
11/19/24 16:23
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STTState Street CorpMAFinancStBnkState Commercial BanksMeaney William LMADS.m-273.7200022M
11/19/24 16:21
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APPSDigital Turbine, Inc.DEFinancPatentPatent Owners & LessorsStone William Gordon IIITXDOCEOP1221.22010061,672D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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