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11/22/24 17:35
11/20/24
CPSSConsumer Portfolio Services, Inc.CAFinancLoanFinance ServicesWood Daniel SNVDS.m-13610.450-13-7187D
11/22/24 17:31
11/20/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesDatta SanjayCAOCFOS-1,30069.820-19-6311D
11/22/24 17:30
11/20/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesDarling ScottCAOGCS-44669.840-6-4151D
11/22/24 17:29
11/20/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesGirouard DaveCADOTCEOS-30569.790-4010,745D
11/22/24 17:27
11/20/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesGu PaulCADOChief TeS.dm-2,67472.830-37-4863D
11/22/24 17:26
11/20/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesMirgorodskaya NataliaCAOSee RemaS-10669.850-2-720D
11/22/24 17:07
11/21/24
BWBBridgewater Bancshares IncMNFinancStBnkState Commercial BanksJohnson James S.MNDS-7115.000-5-2240D
11/22/24 17:03
11/22/24
UNTYUnity Bancorp Inc /nj/NJFinancStBnkState Commercial BanksBoyan GeorgeNJOCFOS-12346.340-3-548D
11/22/24 16:51
11/20/24
AXAxos Financial, Inc.DEFinancSvBnkSavings Institution, FederallNick MosichNVDS-23080.250-3-384D
11/22/24 16:45
11/20/24
MORNMorningstar, Inc.ILFinancInvAdvInvestment AdviceMansueto Joseph DILDOTExec CBS.m-4,602337.610-14015,330D
11/22/24 16:42
11/20/24
PFSProvident Financial Services IncDEFinancSvBnkSavings Institution, FederallLeppert Edward JNJDS-1,44220.630-70-32148D
11/22/24 16:42
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesJones Jennifer N.NYOChief AcS.d-289332.690-1-223D
11/22/24 16:41
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesBrock Lawrence JNYOChief PeS.d-8,028331.770-24-4037D
11/22/24 16:40
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesHaas Alesia JNYOCFOS-62337.32000171D
11/22/24 16:40
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesHaas Alesia JNYOCFOS.d-1,228317.270-4-2171D
11/22/24 16:38
11/20/24
PFSProvident Financial Services IncDEFinancSvBnkSavings Institution, FederallMartin Christopher PNJDOExec CBS.d-37420.620-18-2843D
11/22/24 16:38
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesJones Jennifer N.NYOChief AcS.d-1,334317.310-4-583D
11/22/24 16:37
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesGrewal PaulNYOGCS.d-3,776317.170-12-1287D
11/22/24 16:37
11/21/24
FVCBFvcbankcorp, Inc.VAFinancStBnkState Commercial BanksPijor David WVADOCB,ChiefS.m-4113.630-3-1464D
11/22/24 16:36
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesBrock Lawrence JNYOChief PeS.d-4,739317.340-15-2937D
11/22/24 16:35
11/20/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesChoi EmilieNYOP,COOS.d-4,376317.140-14-5274D
11/22/24 16:33
11/20/24
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATS.m-16,68034.740-480-138,127I
11/22/24 16:32
11/20/24
LDILoandepot, Inc.FinancLoanFinance ServicesHsieh Anthony LiCADTS.m-1,2032.310-520-86,400I
11/22/24 16:31
11/20/24
CIFRCipher Mining Inc.FinancLoanFinance ServicesBitfury Top Holdco B.V.P7TS.m-5647.020-80098,667I
11/22/24 16:11
11/19/24
HBTHbt Financial, Inc.DEFinancStBnkState Commercial BanksDrake Fred LILDOTExec CBS.m-16723.900-7017,343I
11/22/24 16:01
11/22/24
STELStellar Bancorp, Inc.TXFinancNtBnkNational Commercial BanksLong Justin MTXOSEVP,GC,S-12630.010-4-847D
11/22/24 15:31
11/20/24
HOPEHope Bancorp IncDEFinancNtBnkNational Commercial BanksKoh StevenCADS.d-1,28813.330-97-33,245I
11/22/24 15:07
11/21/24
OBTOrange County Bancorp, Inc. /De/DEFinancStBnkState Commercial BanksRuhl Joseph ANYOReg P,WeS-5357.750-1-614D
11/22/24 12:16
11/22/24
SYBTStock Yards Bancorp, Inc.KYFinancStBnkState Commercial BanksPoindexter PhilipKYOPS.d-25875.550-3-566D
11/22/24 11:48
11/21/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceLaird James F JrOHDS-1,022170.260-6-3213D
11/22/24 11:42
11/20/24
WSBFWaterstone Financial, Inc.MDFinancSvBnkSavings Institution, FederallSchmidt Stephen JWIDS.dm-16015.290-10-1370D
11/22/24 11:42
11/21/24
PKBKParke Bancorp, Inc.NJFinancStBnkState Commercial BanksKripitz Jeffrey HNJDS-11522.910-5-2243D
11/22/24 11:26
11/20/24
DEFITidal Commodities Trust IDEFinancFinTrdCommodity Contracts Brokers &Venuto Michael JeremyNYOManager,S-53107.0800-1000D
11/22/24 09:30
11/20/24
CUBICustomers Bancorp, Inc.PAFinancStBnkState Commercial BanksMackay Robert NeilPADS-21553.780-4-475D
11/21/24 21:30
11/19/24
SLNHSoluna Holdings, IncNVFinancLoanFinance ServicesHirshfield Edward RNYDS-10311.760-9-3318D
11/21/24 21:30
11/19/24
SLNHSoluna Holdings, IncNVFinancLoanFinance ServicesThomas Jessica L.NYOChief AcS-4011.980-3-337D
11/21/24 21:30
11/19/24
SLNHSoluna Holdings, IncNVFinancLoanFinance ServicesOreilly Mary JenniferNYOChief PeS.m-5811.680-5-2515D
11/21/24 19:18
11/20/24
PFSIPennymac Financial Services, Inc.DEFinancLoanMortgage Bankers & Loan CorreHendry Gregory LCAOMD,ChiefS.d-310102.090-3-648D
11/21/24 18:18
11/19/24
AGMFederal Agricultural Mortgage CorpFinancLoanFederal & Federally-SponsoredJohnson Mitchell ADCDS-307204.690-2-1211D
11/21/24 17:49
10/31/24
BETRBetter Home & Finance Holding CoFinancLoanLoan BrokersNovator Capital Sponsor Ltd.X0TS.d00.000-650-71266D
11/21/24 17:38
11/20/24
JMSBJohn Marshall Bancorp, Inc.VAFinancStBnkState Commercial BanksMahan Oscar LelandVADS-8223.030-4-488D
11/21/24 17:36
11/20/24
JMSBJohn Marshall Bancorp, Inc.VAFinancStBnkState Commercial BanksMahan Oscar LelandVADS-21022.330-9-991D
11/21/24 17:35
11/21/24
BANFBancfirst Corp /ok/OKFinancNtBnkNational Commercial BanksMartin William ScottOKDS-3,068124.700-25-10224I
11/21/24 17:08
11/21/24
QDELQuidelortho CorpDEFinancInvAdvInvestment AdviceCarlyle Group Inc.DCTS-291,70035.310-8,260-1000I
11/21/24 17:02
11/19/24
FBIZFirst Business Financial Services, Inc.WIFinancStBnkState Commercial BanksLorenz William KentWIDS-4949.000-1-617D
11/21/24 17:00
11/19/24
CFRCullen/frost Bankers, Inc.TXFinancNtBnkNational Commercial BanksGreen Phillip DTXDOCB,CEOS.dm-4,747137.570-35-21133D
11/21/24 16:50
11/21/24
UMBFUmb Financial CorpMOFinancNtBnkNational Commercial BanksBeaird Robert BrianMOOChief HuS-105123.380-1-126D
11/21/24 16:05
11/19/24
AMALAmalgamated Financial Corp.DEFinancStBnkState Commercial BanksWestern States Regional Joint Board, Workers UnitedCATS.m-2,02235.100-58018,668D
11/21/24 16:05
11/19/24
AMALAmalgamated Financial Corp.DEFinancStBnkState Commercial BanksWorkers UnitedPATS.m-2,02235.100-58018,668D
11/21/24 16:02
11/20/24
WBSWebster Financial CorpDEFinancNtBnkNational Commercial BanksCiulla John RCTOCB,CEOS-47559.330-8-3235D
11/21/24 16:00
10/8/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FMalka MeyerCADS.a-80,87925.070-3,226-932,183I
11/21/24 15:16
11/21/24
FMBHFirst Mid Bancshares, Inc.DEFinancStBnkState Commercial BanksDean Clay MILOCEO-FirsS-1742.2100-219D
11/21/24 15:11
11/20/24
SFNCSimmons First National CorpARFinancNtBnkNational Commercial BanksFehlman Robert AAROCEOS.d-36724.020-15-9158D
11/21/24 15:05
11/21/24
SYBTStock Yards Bancorp, Inc.KYFinancStBnkState Commercial BanksRehm MichaelKYOEVPS.d-19874.810-3-1219D
11/21/24 14:58
11/21/24
MNSBMainstreet Bancshares, Inc.VAFinancStBnkState Commercial BanksBaboval Michael BVAOChief RiS-5318.250-3-404D
11/21/24 14:24
11/19/24
AFBIAffinity Bancshares, Inc.MDFinancSnBnkSavings Institutions, Not FedRoberts Howard GGADS.d-1521.500-1-327D
11/21/24 09:55
11/20/24
PKBKParke Bancorp, Inc.NJFinancStBnkState Commercial BanksKripitz Jeffrey HNJDS-22822.770-10-4248D
11/21/24 08:29
11/20/24
CZFSCitizens Financial Services IncPAFinancStBnkState Commercial BanksRichards David Z JrPADOEVPS-869.5000-81D
11/20/24 21:07
11/20/24
CORZCore Scientific, Inc./TxDEFinancLoanFinance ServicesDuchene Todd MDEOSee remaS-42717.100-25-11,661D
11/20/24 21:00
11/18/24
MARAMara Holdings, Inc.NVFinancLoanFinance ServicesKhan Salman HassanFLOCFOS-33119.800-17-12,030D
11/20/24 21:00
11/18/24
MARAMara Holdings, Inc.NVFinancLoanFinance ServicesThiel Frederick GFLDOCEOS-54519.800-28-14,156D
11/20/24 20:34
11/18/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWarnick JasonCAOCFOS-1,75035.000-50-5962D
11/20/24 19:47
11/18/24
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATS.m-9,88634.850-284-138,607I
11/20/24 19:40
11/18/24
RIOTRiot Platforms, Inc.NVFinancLoanFinance ServicesCho HannahCODS-12612.570-10-1271D
11/20/24 18:03
11/18/24
AFRMAffirm Holdings, Inc.DEFinancLoanPersonal Credit InstitutionsMichalek LiborCADOPS.dm-6,90762.200-111-101,028M
11/20/24 18:02
11/18/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FDodds Christopher VTXDS.d-75681.430-9-2452M
11/20/24 17:50
11/18/24
MORNMorningstar, Inc.ILFinancInvAdvInvestment AdviceMansueto Joseph DILDOTExec CBS.m-3,128334.970-9015,344D
11/20/24 17:21
11/19/24
BKUBankunited, Inc.DEFinancSvBnkSavings Institution, FederallRichards Jay D.FLOOfficer S-10341.180-3-735D
11/20/24 17:20
11/18/24
CBSHCommerce Bancshares Inc /mo/MOFinancStBnkState Commercial BanksRoller David L.MOOSVPS.d-6472.270-1-333D
11/20/24 17:16
11/18/24
MHIPioneer Municipal High Income Fund, Inc.DEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTS-79.360-1-1000I
11/20/24 17:10
11/18/24
PMFPimco Municipal Income FundDEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTS-179.920-2-1000I
11/20/24 17:05
11/18/24
MLMoneylion Inc.DEFinancLoanFinance ServicesVanwagner AdamNYOCLO,SecrS-23879.400-3-391D
11/20/24 17:03
11/19/24
GSBCGreat Southern Bancorp, Inc.MDFinancStBnkState Commercial BanksBrown Julie AMODS.d-15361.050-3-1410M
11/20/24 17:02
11/20/24
PBProsperity Bancshares IncTXFinancStBnkState Commercial BanksHolmes Ned STXDS-9081.430-10378M
11/20/24 16:55
11/18/24
NBHNeuberger Berman Municipal Fund Inc.DEFinancNtBnkNational Commercial BanksBank of America Corp /de/NCTS-910.650-1-1000I
11/20/24 16:52
11/18/24
LDILoandepot, Inc.FinancLoanFinance ServicesHsieh Anthony LiCADTS.m-8642.370-365-56,919I
11/20/24 16:39
11/18/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FNesi VictorNYOCo-PS-1,195113.820-11-4266I
11/20/24 16:39
11/18/24
BWBBridgewater Bancshares IncMNFinancStBnkState Commercial BanksJohnson James S.MNDS-1015.000-10245D
11/20/24 16:23
11/18/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesDatta SanjayCAOCFOS-10368.560-20330D
11/20/24 16:23
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceUhlman Paul APAOVPS-26141.390-6-2311D
11/20/24 16:22
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceNusseibeh Saker AnwarPAOCEO,HermS-18441.380-4-2185D
11/20/24 16:22
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceNovak Richard APAOPrincipaS-5741.470-1-254D
11/20/24 16:22
11/18/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesArmstrong BrianNYDOTCB,CEOS-19,112328.000-58-991I
11/20/24 16:21
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceGermain Peter JPAOEVP,CLO,S-20441.360-5-2212D
11/20/24 16:21
11/18/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesArmstrong BrianNYDOTCB,CEOS.d-293,905304.020-967-9459I
11/20/24 16:19
11/19/24
WBSWebster Financial CorpDEFinancNtBnkNational Commercial BanksWilkins Charles LCTOHead of S-29859.500-5-1334D
11/20/24 16:18
11/18/24
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Skule JeremyNYOEVPS-95178.750-12-11103D
11/20/24 16:16
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceVan Meter StephenPAOVP,ChiefS-4841.450-1-335D
11/20/24 16:15
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceZierden Theodore W IIIPAOVPS-10341.410-2-2131D
11/20/24 16:14
11/18/24
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & FYerdessov Azamat1POFreedom S.m-1,147116.600-10-1089D
11/20/24 16:12
11/19/24
STRTStrattec Security CorpDEFinancFinTrdSecurity Brokers, Dealers & FGamco Investors, Inc. Et AlNYTS-840.5000-171I
11/20/24 16:12
11/19/24
JMSBJohn Marshall Bancorp, Inc.VAFinancStBnkState Commercial BanksMahan Oscar LelandVADS-6223.680-3-3101D
11/20/24 16:08
11/18/24
FVCBFvcbankcorp, Inc.VAFinancStBnkState Commercial BanksPijor David WVADOCB,ChiefS-2713.500-20467D
11/20/24 16:07
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceFisher John BPADOVPS-32341.360-8-1524D
11/20/24 16:06
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceDudiak Dolores DPAOVPS-3941.490-1-186D
11/20/24 14:59
11/6/24
AFBIAffinity Bancshares, Inc.MDFinancSnBnkSavings Institutions, Not FedRoberts Howard GGADS.dm-15521.500-7-2128D
11/20/24 14:40
11/18/24
PFCPremier Financial CorpOHFinancStBnkState Commercial BanksRose Dennis E JrOHOEVP,ChieS-5627.980-2-536D
11/19/24 21:14
11/15/24
ARESAres Management CorpDEFinancInvAdvInvestment AdviceArougheti Michael JCADOCo-FoundS.dm-9,488168.100-56-31,569I
11/19/24 21:13
11/15/24
ARESAres Management CorpDEFinancInvAdvInvestment AdviceRosenthal BennettCADOCo-FoundS.dm-9,486168.100-56-41,270I
11/19/24 21:11
11/15/24
ARESAres Management CorpDEFinancInvAdvInvestment AdviceKaplan David BCADOCo-FoundS.dm-9,344168.090-56-41,344I
11/19/24 20:24
11/15/24
PXP10, Inc.DEFinancInvAdvInvestment Advice210 Capital, LLCTXTHSee RemaS.m-6,02912.130-497-221,809I
11/19/24 19:38
11/15/24
FRGEForge Global Holdings, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Rodriques KellyCADOCEOS.m-430.85010-50010,742D
11/19/24 18:23
11/19/24
PLBCPlumas BancorpCAFinancLoanShort-Term Business Credit InKenny Richard FrancisNVDS-1447.0000-310I
11/19/24 18:19
11/15/24
EVREvercore Inc.DEFinancInvAdvInvestment AdviceHyman Edward SNYOVice ChaS.m-8,566298.580-29-21,748D
11/19/24 18:13
11/15/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab-Pomerantz CarolynTXDS-72080.030-902,168I
11/19/24 18:11
11/15/24
SYFSynchrony FinancialNYFinancLoanFinance ServicesMothner Jonathan SCTOSee RemaS.d-2,22064.990-34-11273D
11/19/24 17:24
11/18/24
HOMBHome Bancshares IncARFinancStBnkState Commercial BanksHickman James PatARDS-3,07930.790-100-24313M
11/19/24 17:13
11/18/24
PFSProvident Financial Services IncDEFinancSvBnkSavings Institution, FederallFekete Frank LNJDS-13321.450-6-777D
11/19/24 17:07
11/15/24
CPSSConsumer Portfolio Services, Inc.CAFinancLoanFinance ServicesCrisp AprilCAOSVPS.d-2610.490-3-1317D
11/19/24 17:05
11/15/24
MLMoneylion Inc.DEFinancLoanFinance ServicesHong TimmieNYOChief PrS.dm-89879.900-11-1192D
11/19/24 17:05
11/15/24
MLMoneylion Inc.DEFinancLoanFinance ServicesTorossian MarkNYOChief AcS.m-14379.830-2-919D
11/19/24 17:05
11/15/24
MLMoneylion Inc.DEFinancLoanFinance ServicesCorreia RichardNYOP,CFO,TrS.m-1,47379.910-18-9191D
11/19/24 17:02
11/15/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesHaas Alesia JNYOCFOS-1,010282.650-4-2167D
11/19/24 17:01
11/15/24
ATLCAtlanticus Holdings CorpGAFinancLoanPersonal Credit InstitutionsHudson Deal WGADS-3048.980-1-164D
11/19/24 16:23
11/18/24
STTState Street CorpMAFinancStBnkState Commercial BanksMilrod Donna MMAOEVPS-1095.3600042D
11/19/24 16:23
3/24/23
STTState Street CorpMAFinancStBnkState Commercial BanksMeaney William LMADS.m-273.7200022M
11/19/24 16:16
11/18/24
WBSWebster Financial CorpDEFinancNtBnkNational Commercial BanksStates LaurenCTDS-10060.610-2-1015D
11/19/24 16:13
11/15/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesGirouard DaveCADOTCEOS.d-2,72565.410-42010,749D
11/19/24 16:12
11/15/24
NECBNortheast Community Bancorp, Inc./Md/MDFinancSnBnkSavings Institutions, Not FedMcKenzie John FNYDS.d-2928.900-1-334D
11/19/24 16:11
11/15/24
UPSTUpstart Holdings, Inc.DEFinancLoanFinance ServicesGu PaulCADOChief TeS.d-4,32866.580-65-7879D
11/19/24 16:08
11/18/24
JMSBJohn Marshall Bancorp, Inc.VAFinancStBnkState Commercial BanksMahan Oscar LelandVADS-9524.260-4-4103D
11/19/24 16:06
11/19/24
IDCCInterdigital, Inc.FinancPatentPatent Owners & LessorsSchmidt Joshua D.DEOCLO,CorpS-26182.1900-124D
11/19/24 16:04
11/15/24
JMSBJohn Marshall Bancorp, Inc.VAFinancStBnkState Commercial BanksKinney Jonathan CraigVADS024.28000617I
11/19/24 16:02
11/15/24
HTLFHeartland Financial USA IncDEFinancStBnkState Commercial BanksHopkins Jennifer KCODS-7966.550-1-913D
11/19/24 14:41
11/15/24
PFCPremier Financial CorpOHFinancStBnkState Commercial BanksHileman Donald P.OHDS-4228.310-2-293I
11/19/24 09:58
11/18/24
PBProsperity Bancshares IncTXFinancStBnkState Commercial BanksSteelhammer Robert HTXDS-23382.730-3-2135M
11/19/24 09:00
11/15/24
LKFNLakeland Financial CorpINFinancStBnkState Commercial BanksOttinger Eric HINOEVPS.m-29473.500-4-1132D
11/18/24 21:22
11/18/24
OSOnestream, Inc.E9FinancInvAdvInvestment AdviceKkr Group Partnership L.P.NYTS.d-191,24529.990-6,376-1000I
11/18/24 20:31
11/15/24
ATLCAtlanticus Holdings CorpGAFinancLoanPersonal Credit InstitutionsHarrod Denise MGADS.m-7449.000-2-225D
11/18/24 19:38
11/14/24
AMALAmalgamated Financial Corp.DEFinancStBnkState Commercial BanksWestern States Regional Joint Board, Workers UnitedCATS.m-4,88135.980-136-118,856D
11/18/24 19:36
11/14/24
AMALAmalgamated Financial Corp.DEFinancStBnkState Commercial BanksWorkers UnitedPATS.m-4,88135.980-136-118,856D
11/18/24 18:37
11/14/24
CPSSConsumer Portfolio Services, Inc.CAFinancLoanFinance ServicesRoberts William BNVDS.m-31310.430-30-4770D
11/18/24 17:54
11/15/24
PFSIPennymac Financial Services, Inc.DEFinancLoanMortgage Bankers & Loan CorrePerotti Daniel StanleyCAOCFOS-1,050100.020-11-4263I
11/18/24 17:35
11/14/24
MORNMorningstar, Inc.ILFinancInvAdvInvestment AdviceMansueto Joseph DILDOTExec CBS.m-1,039346.060-3015,353D
11/18/24 17:10
11/14/24
LDILoandepot, Inc.FinancLoanFinance ServicesHsieh Anthony LiCADTS.m-6742.500-270-47,284I
11/18/24 17:01
11/15/24
PGYPagaya Technologies Ltd.L3FinancLoanFinance ServicesTorraco NicoleNYDS.d-218.920-2-209D
11/18/24 16:59
11/14/24
MTBM&t Bank CorpNYFinancStBnkState Commercial BanksWisler Michael A.NYOSr. EVPS.d-2,397213.040-11-803D
11/18/24 16:47
11/15/24
NNINelnet IncNEFinancLoanPersonal Credit InstitutionsVan Deun Jona MNEDS-49110.3200-411D
11/18/24 16:17
11/14/24
COINCoinbase Global, Inc.DEFinancLoanFinance ServicesChoi EmilieNYOP,COOS-436290.790-2-1211D
11/18/24 16:15
11/14/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FBeatty Jonathan STXOMD,Head S.d-22181.680-3-555M
11/18/24 16:06
11/14/24
SFNCSimmons First National CorpARFinancNtBnkNational Commercial BanksHunt EugeneARDS-5524.580-2-730D
11/18/24 14:53
11/15/24
PNCPnc Financial Services Group, Inc.PAFinancNtBnkNational Commercial BanksDemchak William SPADOCEOS-258208.120-10539D
11/18/24 14:38
11/14/24
TRMKTrustmark CorpMSFinancNtBnkNational Commercial BanksHost Gerard RMSDS.m-1,53038.250-40-18177I
11/18/24 11:49
11/15/24
SYBTStock Yards Bancorp, Inc.KYFinancStBnkState Commercial BanksHeintzman David PKYDS.d-73173.080-10-8108I
11/18/24 11:46
11/15/24
NBTBNbt Bancorp IncDEFinancNtBnkNational Commercial BanksWatt John H JrNYDS-49449.400-10-7131D
11/18/24 11:03
11/15/24
CHCOCity Holding CoWVFinancNtBnkNational Commercial BanksHageboeck Charles RWVDOP,CEOS.d-789130.030-6-1147D
11/18/24 10:15
11/14/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceMeyer Paula ROHDS-51169.0000-93D
11/18/24 08:42
11/15/24
WTWisdomtree, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FZiemba Peter MNYOChief AdS-1,14311.430-100-10948D
11/18/24 08:17
11/15/24
TFSLTfs Financial CorpDEFinancSvBnkSavings Institution, FederallAnderson Barbara J.OHDS.d-2114.300-2-880D
11/18/24 08:08
11/13/24
LCNBLcnb CorpOHFinancNtBnkNational Commercial BanksMiller Michael RobertOHOExec VPS-1716.960-1-518D
11/15/24 19:25
11/13/24
NRIMNorthrim Bancorp IncAKFinancSvBnkSavings Institution, FederallThomas Linda CAKDS-20179.000-3-691D
11/15/24 19:15
11/15/24
AXAxos Financial, Inc.DEFinancSvBnkSavings Institution, FederallRatinoff Edward JamesNVDS.d-31879.410-4-846D
11/15/24 19:15
11/15/24
AXAxos Financial, Inc.DEFinancSvBnkSavings Institution, FederallNick MosichNVDS.d-40880.000-5-687D
11/15/24 18:29
11/13/24
NBHCNational Bank Holdings CorpDEFinancNtBnkNational Commercial BanksNewfield Richard U Jr.COOChief RiS.d-95949.810-19-12143D
11/15/24 17:40
11/14/24
MBWMMercantile Bank CorpMIFinancStBnkState Commercial BanksKaminski Robert BMIDS-19849.510-4-3113I
11/15/24 17:17
11/13/24
LOBLive Oak Bancshares, Inc.NCFinancStBnkState Commercial BanksSutherland John W.NCOChief AcS.d-61749.000-13-4714D
11/15/24 17:08
11/15/24
BANFBancfirst Corp /ok/OKFinancNtBnkNational Commercial BanksMartin William ScottOKDS-3,075123.000-25-9249I
11/15/24 17:08
11/14/24
BWBBridgewater Bancshares IncMNFinancStBnkState Commercial BanksParish Douglas J.MNDS-8715.050-6-2517D
11/15/24 17:05
11/13/24
MLMoneylion Inc.DEFinancLoanFinance ServicesVanwagner AdamNYOCLO,SecrS.m-78682.740-10-994D
11/15/24 17:05
11/13/24
MLMoneylion Inc.DEFinancLoanFinance ServicesChoubey DiwakarNYDOCEO,DirS.m-2,10182.210-26-3816D
11/15/24 16:47
11/13/24
HBANHuntington Bancshares Inc /md/MDFinancNtBnkNational Commercial BanksWasserman Zachary JacobOHOCFO,SeniS-15217.630-9-3260D
11/15/24 16:47
11/13/24
HBANHuntington Bancshares Inc /md/MDFinancNtBnkNational Commercial BanksKleinman Scott DOHOSenior ES.d-50517.670-29-6424D
11/15/24 16:38
12/30/22
CFGCitizens Financial Group Inc/riDEFinancStBnkState Commercial BanksCummings KevinCTDS-16739.320-4-1524M
11/15/24 16:33
11/15/24
ZIONZions Bancorporation, National Association /ut/UTFinancNtBnkNational Commercial BanksMiller Rena A.UTOEVP,GCS.d-1959.1200-47D
11/15/24 16:30
11/13/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Sprecher Jeffrey CGADOCEOS-23,409156.060-150-43,631M
11/15/24 16:30
11/13/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Jackson BenjaminGAOPS.d-1,823156.440-12-7156D
11/15/24 16:30
11/13/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Edmonds Christopher ScottGAOP,Fixed S-94156.830-1-413D
11/15/24 16:26
11/14/24
AGMFederal Agricultural Mortgage CorpFinancLoanFederal & Federally-SponsoredJohnson Mitchell ADCDS-105210.000-1-413D
11/15/24 16:24
11/14/24
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersSteddum ChrisTXOCFOS.d-4691,340.000-172D
11/15/24 16:10
11/13/24
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & FYerdessov Azamat1POFreedom S.m-890116.170-8-798D
11/15/24 16:06
11/13/24
WALWestern Alliance BancorporationDEFinancStBnkState Commercial BanksSegedi Bryan KAZDS-9494.360-1-617D
11/15/24 16:05
11/13/24
BFSTBusiness First Bancshares, Inc.LAFinancStBnkState Commercial BanksBuquet James J. IIILADS-40829.130-14-2737M
11/15/24 15:08
11/13/24
CBSHCommerce Bancshares Inc /mo/MOFinancStBnkState Commercial BanksPetersen Paula SMOOSVPS-10773.000-1-439D
11/15/24 15:07
11/13/24
RGLDRoyal Gold IncDEFinancInvestMineral Royalty TradersHeissenbuttel William HolmesCODOP,CEOS-548141.200-4-3110D
11/15/24 15:06
11/13/24
CBSHCommerce Bancshares Inc /mo/MOFinancStBnkState Commercial BanksJakovich Kim LMOOSVPS.d-1472.6200-210D
11/15/24 14:08
11/14/24
BSRRSierra BancorpCAFinancStBnkState Commercial BanksTharp Morris ACADS.d-15831.540-5-1483D
11/15/24 11:59
11/13/24
NICNicolet Bankshares IncWIFinancNtBnkNational Commercial BanksHutjens Brad VincentWIOEVP - CCS.d-692115.300-6-1728D
11/15/24 11:36
10/16/24
CZNCCitizens & Northern CorpPAFinancStBnkState Commercial BanksDorwart Stephen MNJDS019.7900018D
11/15/24 11:33
11/13/24
HWBKHawthorn Bancshares, Inc.MOFinancNtBnkNational Commercial BanksHoltaway JonathanMODS.m-27728.590-10-2426I
11/15/24 11:24
11/13/24
SFNCSimmons First National CorpARFinancNtBnkNational Commercial BanksGarner David WAROEVP,ChieS.d-12925.250-5-771D
11/15/24 11:24
11/13/24
SFNCSimmons First National CorpARFinancNtBnkNational Commercial BanksMakris George JrARDOExec CBS.d-64125.210-25-4641D
11/15/24 10:31
11/14/24
GSBCGreat Southern Bancorp, Inc.DEFinancSnBnkSavings Institutions, Not FedTurner William VMODS.d-37863.060-6-3219D
11/14/24 21:32
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SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FRuffel Charles A.TXDS-23678.650-3-1026D
11/14/24 20:57
11/13/24
RBBRbb BancorpCAFinancStBnkState Commercial BanksMorris David RichardCADOCEOS.d-22424.890-9-1938D
11/14/24 19:04
11/12/24
CPSSConsumer Portfolio Services, Inc.CAFinancLoanFinance ServicesTerry ChrisNVOExec. VPS-10210.160-10-5204D
11/14/24 18:43
11/12/24
PXP10, Inc.DEFinancInvAdvInvestment Advice210 Capital, LLCTXTHSee RemaS.m-3,94212.030-328-122,306M
11/14/24 18:39
11/12/24
OMFOnemain Holdings, Inc.DEFinancLoanPersonal Credit InstitutionsShulman Douglas H.INDOP,CEOS-1,08454.190-20-5392D
11/14/24 18:37
11/12/24
EVREvercore Inc.DEFinancInvAdvInvestment AdviceHyman Edward SNYOVice ChaS.m-10,192304.330-33-21,777D
11/14/24 17:42
11/13/24
STBAS&t Bancorp IncPAFinancStBnkState Commercial BanksPalermo Frank J JrPADS.d-21543.210-5-1823I
11/14/24 17:38
11/12/24
DAVEDave Inc./DeFinancLoanFinance ServicesPreston DanCADS.dm-92376.150-12-3523D
11/14/24 17:27
11/14/24
BANFBancfirst Corp /ok/OKFinancNtBnkNational Commercial BanksMartin William ScottOKDS-924123.170-8-3274I
11/14/24 17:25
11/12/24
CGCarlyle Group Inc.DEFinancInvAdvInvestment AdviceD'Aniello Daniel A.DCDS-25,53751.530-496-232,504I
11/14/24 17:10
11/12/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FSliney David DMOOCOOS-2,905116.180-25-14160D
11/14/24 17:06
11/12/24
COFCapital One Financial CorpDEFinancNtBnkNational Commercial BanksZamsky MichaelVAOChief CrS-2,005190.260-11-2826D
11/14/24 17:05
11/12/24
MKTXMarketaxess Holdings IncFinancFinTrdSecurity Brokers, Dealers & FMcVey Richard MNYDOExec CBS.m-13,503270.070-50-8564D
11/14/24 17:03
11/12/24
PWPPerella Weinberg PartnersDEFinancLoanFinance ServicesBecker DietrichNYDOPS-10,84224.480-443-54379D
11/14/24 17:01
11/12/24
PWPPerella Weinberg PartnersDEFinancLoanFinance ServicesBednar AndrewNYDOCEOS-7,35824.480-301-37520D
11/14/24 17:00
11/12/24
FIBKFirst Interstate Bancsystem IncDEFinancStBnkState Commercial BanksScott Jonathan RMTDTS.m-96733.890-29-3973I
11/14/24 16:58
11/12/24
MTBM&t Bank CorpNYFinancStBnkState Commercial BanksTodaro Michael J.NYOSr. EVPS.d-1,025214.100-5-633D
11/14/24 16:57
11/12/24
MORNMorningstar, Inc.ILFinancInvAdvInvestment AdviceMansueto Joseph DILDOTExec CBS.m-3,500350.690-10015,356D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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