Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
12/5/25 16:32	12/3/25	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	2	4	S.m	-586	5.94	-99		543	I
12/5/25 16:01	12/3/25	FSSL	Fs Specialty Lending Fund		Fund	CEF	Closed-End Funds	3	7	P.m	1,394	13.41	104	121	190	I
12/5/25 12:46	12/3/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	2	16	P.m	8,461	6.23	1,358	79	3,079	I
12/5/25 11:46	12/4/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	1	62	P.m	190	2.62	73	8	983	M
12/5/25 08:24	12/3/25	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	3	5	P.m	718	7.92	91	44	298	D
12/4/25 18:54	12/3/25	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	2	4	P.m	307	12.74	24		8	D
12/4/25 17:29	9/17/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	2	8	P	1,441	19.15	75	5	1,612	D
12/4/25 17:27	12/3/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	7	P.m	1,354	10.73	126	6	2,080	I
12/4/25 17:25	12/2/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	2	13	S.m	-7,283	14.14	-515		6,247	I
12/4/25 17:21	12/2/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	1	28	P.m	48,500	44.78	1,083	26	5,274	I
12/4/25 15:10	12/3/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	1	5	P	2	12.12	0	0	41	D
12/4/25 14:49	12/3/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	2	3	P	16,252	24.90	653	14	5,334	D
12/4/25 14:14	11/25/25	GRX.G	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	3	8	P.m	19,045	10.15	1,877	66	4,705	I
12/4/25 10:17	12/3/25	ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-32	22.30	-1		4	D
12/4/25 10:16	12/3/25	ETO	Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-31	28.98	-1		3	D
12/3/25 17:15	12/1/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	3	6	P.m	173	10.56	16	3	561	D
12/3/25 16:16	12/1/25	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	1	1	P	50	9.10	6	2	344	D
12/3/25 16:01	12/1/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	1	1	P	10	6.06	2	5	32	D
12/3/25 12:39	11/25/25	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	1	1	P.m	101	4.93	21		21	D
12/3/25 09:53	12/1/25	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	2	2	S	-204	10.68	-19		76	D
12/2/25 16:36	11/10/25	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	3	3	P	203	11.95	17	19	106	D
12/2/25 12:53	10/17/25	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	2	2	S.m	-157	26.54	-6		789	D
12/2/25 10:56	11/28/25	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	164	5.90	28	1	5,179	I
12/2/25 10:11	11/28/25	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	30	S.m	-26,772	16.41	-1,631		28,144	I
12/1/25 21:27	11/25/25	RMMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	2	S	-151	14.98	-10	-100	0	D
12/1/25 15:53	11/26/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	2	2	P.m	71	16.54	4	10	48	D
12/1/25 15:03	11/20/25	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	S	-178	14.84	-12	-100	0	D
12/1/25 06:08	11/26/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	5	5	P	1,591	11.86	134	34	534	D
11/28/25 14:29	11/26/25	ASPJX	Adams Street Private Equity Navigator Fund LLC		Fund	CEF	Closed-End Funds	3	3	P	850	10.61	80		80	D
11/28/25 12:40	11/26/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	14	P.m	581	14.29	41		41	D
11/25/25 17:52	11/24/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	2	12	P.m	2,151	24.98	86	5	1,849	D
11/25/25 16:55	11/24/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	18	P.m	1,099	14.56	75		75	D
11/25/25 12:47	11/24/25	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	3	3	P	151	30.33	5		5	D
11/25/25 12:17	11/24/25	PGIWX	Pgim Credit Income Fund		Fund	CEF	Closed-End Funds	2	2	P	88	24.82	4		4	D
11/24/25 17:20	11/21/25	VCRDX	Harrison Street Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-5,000	10.02	-499		5,427	D
11/24/25 16:27	9/22/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	4	5	P	2,148,225	85.71	25,063		905	D
11/24/25 10:54	11/20/25	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	20	S.m	-13,442	11.97	-1,123		4,889	I
11/21/25 16:30	11/20/25	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	10	20.16	0	15	4	D
11/21/25 16:11	11/20/25	OTF	Blue Owl Technology Finance Corp.		Fund	CEF	Closed-End Funds	1	1	P	166	13.27	13	9	157	D
11/21/25 12:12	11/21/25	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	2	3	P	17	5.52	3	2	141	D
11/21/25 12:08	11/21/25	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	2	3	P	19	6.39	3	2	158	D
11/21/25 10:07	11/19/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	3	4	P	458	14.31	32	24	164	I
11/21/25 09:28	11/19/25	PBLSX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	1	1	P	100	10.24	10		10	D
11/20/25 20:50	11/12/25	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	3	3	P.m	299	6.90	43	17	300	D
11/20/25 19:00	11/7/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	3	7	P.m	334	14.73	23	1	2,473	D
11/20/25 18:13	11/20/25	WDI	Western Asset Diversified Income Fund (Wdi)		Fund	CEF	Closed-End Funds	1	1	P	20	14.21	1		1	D
11/20/25 17:23	11/12/25	TYG	Tortoise Energy Infrastructure Corp		Fund	CEF	Closed-End Funds	1	2	P	281	46.83	6		3	D
11/20/25 16:30	11/18/25	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	1	1	P	209	20.85	10	67	25	D
11/19/25 19:58	11/17/25	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	1	1	S	-11,313	9.05	-1,250		7,030	D
11/19/25 16:11	11/18/25	EVT	Eaton Vance Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	2	2	S	-74	24.09	-3		4	D
11/19/25 14:33	11/10/25	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	214	4.29	50	3	1,916	D
11/18/25 17:17	11/17/25	NML	Neuberger Berman Energy Infrastructure & Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	342	8.55	40	8	569	D
11/18/25 16:11	11/17/25	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	27	13.34	2	6	34	D
11/17/25 14:51	11/13/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	1	1	P	14	9.75	1	38	5	D
11/14/25 17:22	11/12/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	1	1	P	0	0.00	2	15	18	D
11/14/25 16:23	11/12/25	GSBD	Goldman Sachs Bdc, Inc.		Fund	CEF	Closed-End Funds	2	2	P	354	10.88	33		33	D
11/14/25 16:05	9/30/25	NA	John Hancock Marathon Asset-Based Lending Fund		Fund	CEF	Closed-End Funds	1	1	S	-1,000	20.38	-49		1,771	D
11/14/25 12:52	11/12/25	TPZ	Tortoise Power & Energy Infrastructure Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	42	21.20	2		2	D
11/13/25 16:30	11/11/25	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	2	2	P	153	26.65	6	33	23	D
11/13/25 16:30	11/12/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	2	2	P	351	15.29	23		23	D
11/13/25 10:52	11/11/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	3	3	P	250	10.25	24	22	137	D
11/12/25 18:17	11/11/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	2	2	P	307	15.33	20	9	250	I
11/12/25 17:17	11/10/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	2	2	P	160	16.62	10	21	54	I
11/12/25 16:28	11/12/25	RGT	Royce Global Trust, Inc.		Fund	CEF	Closed-End Funds	1	3	S.m	-1,879	12.52	-150		814	I
11/12/25 13:55	11/7/25	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	1	1	P	5	50.70	0	0	74	M
11/12/25 13:26	11/10/25	PGZ	Principal Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	103	10.35	10	39	36	D
11/12/25 10:31	11/11/25	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	1	1	P	32	42.49	1		1	D
11/10/25 17:01	10/22/25	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	1	2	S	-7,045	12.53	-562		3,175	D
11/10/25 16:13	11/7/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	2	5	P.m	1,175	10.76	109	7	1,769	D
11/10/25 11:34	11/7/25	ISD	Pgim High Yield Bond Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-243	14.41	-17		3	D
11/10/25 11:20	11/7/25	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	S	-412	13.24	-31		27	D
11/10/25 10:45	11/7/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	2	P	553	12.18	45	3	1,681	I
11/10/25 10:14	11/6/25	AFB	Alliancebernstein National Municipal Income Fund		Fund	CEF	Closed-End Funds	2	13	S.m	-2,833	10.97	-258		3,123	I
11/7/25 09:40	11/5/25	VKQ	Invesco Municipal Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	50	9.62	5	94	11	I
11/6/25 15:02	11/5/25	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-2,054	10.27	-200		1,080	D
11/6/25 12:43	11/4/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	1	2	S.m	-4,468	12.43	-359		1,530	I
11/5/25 16:13	11/5/25	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	P	50	50.38	1		1	D
11/4/25 17:32	11/3/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	1	1	P	107	17.77	6	8	79	D
11/4/25 16:15	11/3/25	XCPIX	Carlyle Alpinvest Private Markets Fund		Fund	CEF	Closed-End Funds	3	3	P	650	15.50	42		42	I
11/4/25 12:10	11/4/25	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	P	26	13.03	2		2	D
11/4/25 11:42	10/31/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	1	P.m	12	0.8200	15	0	8,241	D
11/4/25 10:54	10/31/25	FMY	First Trust Mortgage Income Fund		Fund	CEF	Closed-End Funds	1	2	P	9	12.09	1	86	2	D
11/4/25 10:28	10/31/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	2	4	P	839	8.59	98	4	2,282	M
11/3/25 21:59	11/3/25	XASIX	Carlyle Alpinvest Private Markets Secondaries Fund		Fund	CEF	Closed-End Funds	1	1	P	254	10.00	25		25	D
11/3/25 18:15	10/31/25	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	265	20.39	13	87	28	D
11/3/25 17:01	11/1/25	LNPIX	Lincoln Partners Group Royalty Fund		Fund	CEF	Closed-End Funds	1	2	P	17,496	10.48	1,670		0	D
11/3/25 12:13	10/30/25	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-245	21.52	-11	0	2,676	I
10/31/25 17:50	10/29/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	250	10.47	24	16	173	I
10/29/25 18:03	10/28/25	PAYIX	Prospect Enhanced Yield Fund		Fund	CEF	Closed-End Funds	1	2	P.m	3,750	25.33	148		148	D
10/29/25 16:16	10/27/25	SWZ	Total Return Securities Fund		Fund	CEF	Closed-End Funds	1	1	P	6	6.06	1	29	4	D
10/28/25 15:59	10/27/25	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	1	1	P	125	4.04	31	1	2,692	I
10/28/25 14:21	12/26/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	1	1	S.m	-3	6.17	0		29	D
10/27/25 16:08	10/24/25	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	2	2	P	173	5.25	33		20	D
10/27/25 14:10	10/23/25	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	1	2	P	204	37.80	5	66	14	D
10/24/25 14:34	9/29/25	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	1	2	P	519	9.97	52	4	1,210	D
10/24/25 14:34	9/30/25	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	1	2	S	-519	9.97	-52		1,210	D
10/22/25 20:12	10/20/25	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	2	2	P.m	434	15.51	28	19	174	D
10/22/25 16:52	7/28/25	MVF	Blackrock Munivest Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	2	S	-73	6.53	-11	-100	0	D
10/21/25 14:34	10/20/25	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	1	S	-23	23.43	-1		158	I
10/20/25 17:30	10/17/25	OPP	Rivernorth/doubleline Strategic Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	8.27	0	0	6	D
10/17/25 10:04	10/15/25	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	2	2	P	18	16.21	1	341	1	D
10/17/25 10:03	10/15/25	IAF	Abrdn Australia Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	2	2	P	11	4.60	2	87	5	D
10/16/25 17:41	10/15/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	2	3	S	-1,722	8.18	-211		13,859	I
10/14/25 11:21	10/13/25	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	16	42.11	0	33	2	D
10/8/25 14:15	6/30/25	ARKVX	Ark Venture Fund		Fund	CEF	Closed-End Funds	2	2	S.m	-1,308	37.22	-35		21	D
10/3/25 09:16	10/1/25	XPEPX	Amg Pantheon Fund, LLC		Fund	CEF	Closed-End Funds	1	1	P	25	29.27	1	79	2	D
10/2/25 16:57	10/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	P	100	12.91	8		4	D
10/2/25 13:26	9/30/25	ACP	Abrdn Income Credit Strategies Fund		Fund	CEF	Closed-End Funds	3	3	P	27	5.81	5	264	6	D
10/1/25 17:28	10/1/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	1	1	P	10	21.55	0	2	22	D
10/1/25 17:13	9/29/25	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	1	1	P	75	14.28	5	5	108	I
9/30/25 16:30	9/26/25	GGZ.E	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	1	1	P	11,500	10.00	1,150		1,150	M
9/30/25 16:30	9/25/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	5	7	P.m	263	13.57	19	14	162	D
9/30/25 16:28	9/26/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	1	1	P	8	4.00	2	200	3	D
9/30/25 16:26	9/26/25	AOD	Abrdn Total Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	1	1	P	5	9.48	1	50	2	D
9/30/25 13:40	9/29/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	5	13.68	0	29	2	D
9/29/25 16:01	9/25/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	3	6	P	7,486	2.68	2,797	3	89,001	D
9/29/25 15:39	9/25/25	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	P.m	8	20.43	0	413	1	D
9/25/25 16:55	9/23/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	2	5	P.m	52	48.04	1	21	6	D
9/25/25 14:23	9/25/25	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	37	20.46	2	3	62	I
9/23/25 13:50	9/19/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	1	4	S.m	-1,847	14.10	-131		2,954	I
9/23/25 13:40	9/19/25	BCIC	Bcp Investment Corp		Fund	CEF	Closed-End Funds	2	2	P	22	12.34	2	13	15	D
9/22/25 10:59	9/19/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	5	11.23	0	8	6	D
9/19/25 16:22	9/19/25	MSFA	Aip Multi-Strategy Fund A		Fund	CEF	Closed-End Funds	1	1	P.e	1	604.50	0		0	D
9/19/25 11:05	9/17/25	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	P	22	10.90	2	463	2	D
9/18/25 16:30	9/16/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	2	2	P	1,542	9.86	156	2	10,510	I
9/16/25 19:30	9/15/25	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	15	14.80	1	3	34	I
9/16/25 16:43	9/15/25	EDF	Virtus Stone Harbor Emerging Markets Income Fund		Fund	CEF	Closed-End Funds	1	1	P	6	4.98	1		1	D
9/16/25 16:05	9/15/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	1	1	P	40	13.19	3	17	21	D
9/15/25 17:29	9/11/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	4	S.m	-6,529	10.65	-613		3,243	I
9/12/25 13:21	9/11/25	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	9	10.82	1	80	2	D
9/11/25 17:03	9/10/25	CRF	Cornerstone Total Return Fund Inc		Fund	CEF	Closed-End Funds	1	1	S	0	9.00	0	0	11	D
9/11/25 16:58	9/10/25	CLM	Cornerstone Strategic Investment Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	S	0	6.00	0	0	26	D
9/11/25 14:41	9/10/25	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-5	11.35	0	-100	0	D
9/11/25 09:46	9/10/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	1	3	S.m	-668	24.83	-27	0	7,511	I
9/10/25 18:52	9/9/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	1	1	P	120	16.73	7	29	32	I
9/8/25 14:17	9/4/25	STK	Columbia Seligman Premium Technology Growth Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-4	31.93	0	-100	0	D
9/8/25 14:12	9/4/25	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	1	1	S	-5	33.62	0	-100	0	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

#o

#f

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y