Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
1/20/26 20:23	1/5/26	TCGSX	Tcg Strategic Income Fund		Fund	CEF	Closed-End Funds	2	4	P	2,003	10.14	198	999%	207	D
1/20/26 17:43	1/15/26	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	1	6	S	-1,931	24.69	-78		1,008	I
1/20/26 17:40	1/15/26	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	1	23	S.m	-14,552	13.93	-1,044		6,227	I
1/20/26 17:26	1/15/26	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	2	33	P.m	26,048	51.16	509	10	5,779	I
1/20/26 17:22	1/15/26	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	21	S.m	-18,625	16.17	-1,152		27,529	I
1/20/26 17:10	1/16/26	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	2	2	P.m	55	6.06	9	999%	9	M
1/20/26 13:42	1/16/26	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	5	63	P.m	179	2.63	68	7	1,062	M
1/20/26 09:49	1/15/26	IQI	Invesco Quality Municipal Income Trust	MA	Fund	CEF	Closed-End Funds	1	2	S	-59	10.04	-6		6	D
1/16/26 16:32	1/14/26	GLQ	Clough Global Equity Fund		Fund	CEF	Closed-End Funds	4	5	P	46	8.13	6	69	14	D
1/15/26 16:36	1/14/26	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	3	3	P	218	6.01	36	10	400	D
1/15/26 14:10	1/14/26	GLV	Clough Global Dividend & Income Fund		Fund	CEF	Closed-End Funds	2	2	P	7	6.24	1	39	4	D
1/14/26 16:39	1/13/26	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	4	17	P.m	2,700	24.99	108	6	2,049	D
1/14/26 16:30	1/13/26	PRIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	1	1	P	50	47.13	1		1	I
1/14/26 15:12	12/15/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	2	22	P.m	3,371	11.13	303	16	2,255	D
1/14/26 13:34	1/9/26	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	1	5	P.m	54	10.48	5	37	19	D
1/14/26 11:37	12/16/25	GRX.G	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	3	11	P.m	38,028	10.07	3,775	399	4,720	I
1/13/26 19:57	1/9/26	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	1	2	P.m	15,567	10.64	1,462	15	11,181	I
1/13/26 13:46	1/9/26	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	1	1	S	-7	8.39	-1	0	4,950	D
1/13/26 10:59	1/12/26	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	1	15	P.m	3,083	19.59	157	10	1,694	I
1/13/26 10:50	1/9/26	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	2	42	P.m	18,238	6.37	2,865	171	4,544	I
1/12/26 19:12	12/22/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	2	2	S	-871	21.68	-40		6,799	I
1/12/26 16:49	1/8/26	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	2	2	P	67	50.45	1	265	2	D
1/12/26 09:21	12/15/25	RKMIX	Rockefeller Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	P	650	20.00	33		19	D
1/7/26 17:17	12/1/25	ALTIX	Align Alternative Access Fund		Fund	CEF	Closed-End Funds	2	4	P	2,080	10.08	206	295	276	D
1/7/26 14:14	11/7/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	2	3	P	555	12.18	46	3	1,693	I
1/7/26 14:11	12/17/25	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	2	2	P	34	22.15	2	1	158	D
1/7/26 13:59	1/6/26	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	5	8	P	13,503	24.93	542	10	5,739	D
1/7/26 12:23	1/6/26	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	1	1	P	2	18.10	0	2	5	D
1/7/26 12:09	1/6/26	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	3	P	2,497	8.62	290	2	16,053	M
1/7/26 12:09	1/6/26	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	3	S	-2,497	8.62	-290		16,053	M
1/6/26 15:14	1/2/26	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	2	2	P	32	10.71	3	15	23	M
1/6/26 11:04	12/29/25	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	1	3	P	56	50.89	1	1	78	D
1/5/26 12:39	1/2/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	2	8	P	5	12.28	0	0	203	D
1/2/26 15:22	9/29/25	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	1	4	P	1,064	9.99	106	10	1,210	D
1/2/26 15:22	9/30/25	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	1	4	S	-1,064	9.99	-106		1,210	D
1/2/26 11:05	12/30/25	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-31	7.84	-4		18	D
1/2/26 10:27	12/30/25	AEF	Abrdn Emerging Markets Ex-China Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	11	7.20	2		2	D
12/31/25 17:01	12/30/25	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	S	-60	14.66	-4		12	D
12/31/25 16:30	12/30/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	50	13.43	4	7	60	D
12/31/25 16:01	12/30/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	2	2	P	28	6.16	5	12	43	D
12/31/25 15:40	10/17/25	GDV.M	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	2	3	S.m	-58,342	10.02	-5,824		14,232	D
12/31/25 11:55	12/11/25	SWZ	Total Return Securities Fund		Fund	CEF	Closed-End Funds	5	8	M.m	1,105	6.13	180	11	1,879	D
12/30/25 20:48	12/26/25	GAB.Q	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	1	1	P	6,675	10.00	668		668	M
12/30/25 16:49	12/29/25	BCIC	Bcp Investment Corp		Fund	CEF	Closed-End Funds	6	6	S	-1,686	13.22	-128		403	M
12/30/25 13:06	11/21/25	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	2	2	P	13	5.29	3	2	143	D
12/30/25 13:04	11/21/25	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	2	2	P	13	6.19	2	1	160	D
12/29/25 21:12	12/24/25	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	4	7	P.m	616	6.92	89	34	350	D
12/29/25 16:30	12/22/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	2	4	P.m	138	45.25	3	1	235	D
12/23/25 16:27	12/22/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	14	P.m	948	14.52	65	341	84	D
12/23/25 16:06	12/22/25	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	P	10	10.80	1		1	D
12/23/25 16:00	12/22/25	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	P	6	4.70	1	48	4	D
12/23/25 11:18	12/16/25	NICHX	Variant Alternative Income Fund		Fund	CEF	Closed-End Funds	1	2	S	-639	26.83	-24		29	D
12/22/25 17:29	12/18/25	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	1	1	S.m	-308	14.98	-21	-100	0	M
12/22/25 17:21	12/18/25	BTX	Blackrock Technology & Private Equity Term Trust		Fund	CEF	Closed-End Funds	1	1	S.m	-143	6.52	-22	-100	0	D
12/22/25 17:18	12/18/25	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	1	1	S.m	-209	22.51	-9	-100	0	D
12/22/25 10:26	12/18/25	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	3	4	P	61	41.21	1	188	2	D
12/19/25 17:14	12/17/25	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	2	2	P.m	129	13.62	9	12	89	D
12/19/25 14:32	12/18/25	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	1	1	P	5	15.53	0	15	2	D
12/19/25 14:23	11/4/25	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	2	3	P	31	12.88	2	52	7	D
12/18/25 16:35	12/17/25	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	4	9	P.m	388	5.22	74	28	342	D
12/18/25 15:26	12/17/25	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	1	3	S.m	-1,079	14.67	-74		114	I
12/18/25 13:40	12/17/25	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	2	2	P.m	217	4.31	50	45	161	D
12/18/25 12:34	12/17/25	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	P	3	15.87	0	4	5	D
12/18/25 11:16	12/16/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	1	1	P	134	16.88	8		8	D
12/17/25 20:51	12/15/25	XSPIX	Stepstone Private Venture & Growth Fund		Fund	CEF	Closed-End Funds	2	2	P	1,750	52.27	33	774	38	D
12/16/25 16:30	11/11/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	2	2	P	60	16.67	4	95	7	D
12/16/25 16:30	11/7/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	3	6	P.m	292	14.49	20	1	2,475	D
12/16/25 07:56	12/15/25	STK	Columbia Seligman Premium Technology Growth Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	4	36.00	0		0	D
12/15/25 15:47	12/11/25	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	1	5	S.m	-301	4.12	-73		2,692	I
12/15/25 15:22	12/11/25	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	P	85	12.73	7		7	D
12/15/25 13:43	12/11/25	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-85	10.68	-8	-100	0	D
12/12/25 16:01	12/10/25	FSSL	Fs Specialty Lending Fund		Fund	CEF	Closed-End Funds	3	8	P.m	1,530	13.43	114	133	200	I
12/12/25 13:10	11/18/25	EVT	Eaton Vance Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	1	2	S	-50	23.64	-2		4	M
12/11/25 20:52	8/4/25	ODCYX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	1	1	P	60	9.23	7		7	D
12/11/25 20:45	12/9/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	3	3	P.m	100	16.30	6	37	23	D
12/11/25 20:43	12/9/25	CORFX	Flat Rock Core Income Fund		Fund	CEF	Closed-End Funds	3	3	P	75	19.81	4	70	9	D
12/11/25 20:39	12/9/25	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	3	3	P	75	21.93	3	7	56	D
12/11/25 15:46	12/9/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	3	3	P	0	0.00	23	34	92	D
12/10/25 18:50	12/8/25	PML	Pimco Municipal Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	22	7.66	3	54	8	D
12/10/25 15:27	12/9/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	1	2	P	112	8.97	12	24	65	D
12/10/25 15:27	12/9/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	1	2	S	-112	8.97	-12		65	D
12/9/25 16:54	12/5/25	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	2	5	S.m	-1,422	5.92	-240		543	I
12/9/25 16:01	12/5/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	3	3	P	313	15.33	20	9	260	I
12/4/25 18:54	12/3/25	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	2	4	P.m	307	12.74	24		8	D
12/4/25 10:17	12/3/25	ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-32	22.30	-1		4	D
12/4/25 10:16	12/3/25	ETO	Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-31	28.98	-1		3	D
12/3/25 16:16	12/1/25	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	1	1	P	50	9.10	6	2	344	D
12/3/25 12:39	11/25/25	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	1	1	P.m	101	4.93	21		21	D
12/3/25 09:53	12/1/25	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-200	10.68	-19		59	D
12/2/25 16:36	11/10/25	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	3	3	P	203	11.95	17	19	106	D
12/2/25 10:56	11/28/25	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	164	5.90	28	1	5,179	I
12/1/25 21:27	11/25/25	RMMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	2	S	-151	14.98	-10	-100	0	D
12/1/25 15:03	11/20/25	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	S	-178	14.84	-12	-100	0	D
12/1/25 06:08	11/26/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	5	5	P	1,591	11.86	134	34	534	D
11/28/25 14:29	11/26/25	ASPJX	Adams Street Private Equity Navigator Fund LLC		Fund	CEF	Closed-End Funds	2	2	P	600	10.58	57		57	D
11/28/25 12:40	11/26/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	13	P.m	518	14.29	36	832	41	D
11/25/25 12:47	11/24/25	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	3	3	P	151	30.33	5		5	D
11/25/25 12:17	11/24/25	PGIWX	Pgim Credit Income Fund		Fund	CEF	Closed-End Funds	2	2	P	88	24.82	4		4	D
11/24/25 17:20	11/21/25	VCRDX	Harrison Street Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-5,000	10.02	-499		5,427	D
11/24/25 16:27	11/24/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P	589	11.78	50	6	886	D
11/24/25 10:54	11/20/25	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	13	S.m	-10,839	12.10	-896		4,671	I
11/21/25 16:30	11/20/25	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	10	20.16	0	15	4	D
11/21/25 16:11	11/20/25	OTF	Blue Owl Technology Finance Corp.		Fund	CEF	Closed-End Funds	1	1	P	166	13.27	13	9	157	D
11/21/25 10:07	11/19/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	3	3	P	384	14.21	27	20	164	I
11/21/25 09:28	11/19/25	PBLSX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	1	1	P	100	10.24	10		10	D
11/20/25 18:13	11/20/25	WDI	Western Asset Diversified Income Fund (Wdi)		Fund	CEF	Closed-End Funds	1	1	P	20	14.21	1		1	D
11/20/25 17:23	11/12/25	TYG	Tortoise Energy Infrastructure Corp		Fund	CEF	Closed-End Funds	1	2	P	281	46.83	6		3	D
11/20/25 16:30	11/18/25	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	1	1	P	209	20.85	10	67	25	D
11/19/25 19:58	11/17/25	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	1	1	S	-11,313	9.05	-1,250		7,030	D
11/19/25 14:33	11/10/25	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	214	4.29	50	3	1,916	D
11/18/25 17:17	11/17/25	NML	Neuberger Berman Energy Infrastructure & Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	342	8.55	40	8	569	D
11/18/25 16:11	11/17/25	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	27	13.34	2	6	34	D
11/17/25 14:51	11/13/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	1	1	P	14	9.75	1	38	5	D
11/14/25 16:23	11/12/25	GSBD	Goldman Sachs Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	104	9.86	11		11	D
11/14/25 16:05	9/30/25	NA	John Hancock Marathon Asset-Based Lending Fund		Fund	CEF	Closed-End Funds	1	1	S	-1,000	20.38	-49		1,771	D
11/14/25 12:52	11/12/25	TPZ	Tortoise Power & Energy Infrastructure Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	42	21.20	2		2	D
11/13/25 16:30	11/11/25	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	53	26.68	2		2	D
11/13/25 16:30	11/12/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	101	15.37	7		7	D
11/13/25 10:52	11/11/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	3	3	P	250	10.25	24	22	137	D
11/12/25 16:28	11/12/25	RGT	Royce Global Trust, Inc.		Fund	CEF	Closed-End Funds	1	3	S.m	-1,879	12.52	-150		814	I
11/12/25 13:26	11/10/25	PGZ	Principal Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	103	10.35	10	39	36	D
11/10/25 17:01	10/22/25	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	1	2	S	-7,045	12.53	-562		3,175	D
11/10/25 16:13	11/7/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	1	1	P	150	7.64	20	16	142	D
11/10/25 11:34	11/7/25	ISD	Pgim High Yield Bond Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-243	14.41	-17		3	D
11/10/25 11:20	11/7/25	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-59	12.56	-5		11	D
11/10/25 10:14	11/6/25	AFB	Alliancebernstein National Municipal Income Fund		Fund	CEF	Closed-End Funds	2	8	S.m	-1,797	10.99	-164		3,031	I
11/7/25 09:40	11/5/25	VKQ	Invesco Municipal Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	50	9.62	5	94	11	I
11/6/25 15:02	11/5/25	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-2,054	10.27	-200		1,080	D
11/6/25 12:43	11/4/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	1	2	S.m	-4,468	12.43	-359		1,530	I
11/4/25 17:32	11/3/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	1	1	P	107	17.77	6	8	79	D
11/4/25 16:15	11/3/25	XCPIX	Carlyle Alpinvest Private Markets Fund		Fund	CEF	Closed-End Funds	3	3	P	650	15.50	42		42	I
11/4/25 11:42	10/31/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	1	P.m	12	0.8200	15	0	8,241	D
11/4/25 10:54	10/31/25	FMY	First Trust Mortgage Income Fund		Fund	CEF	Closed-End Funds	1	1	P	6	12.04	1	45	2	D
11/4/25 10:28	10/31/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	1	1	P	7	8.62	1	2	47	M
11/3/25 21:59	11/3/25	XASIX	Carlyle Alpinvest Private Markets Secondaries Fund		Fund	CEF	Closed-End Funds	1	1	P	254	10.00	25		25	D
11/3/25 18:15	10/31/25	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	265	20.39	13	87	28	D
11/3/25 17:01	11/1/25	LNPIX	Lincoln Partners Group Royalty Fund		Fund	CEF	Closed-End Funds	1	1	P	5,000	10.25	488		0	D
11/3/25 12:13	10/30/25	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-245	21.52	-11	0	2,676	I
10/31/25 17:50	10/29/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	250	10.47	24	16	173	I
10/29/25 18:03	10/28/25	PAYIX	Prospect Enhanced Yield Fund		Fund	CEF	Closed-End Funds	1	2	P.m	3,750	25.33	148		148	D
10/28/25 14:21	12/26/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	1	1	S.m	-3	6.17	0		29	D
10/27/25 16:08	10/24/25	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	1	1	P	100	5.01	20		20	D
10/27/25 14:10	10/23/25	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	1	2	P	204	37.80	5	66	14	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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Ins

Fil

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avg

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T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

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T

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Price

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Qty

oc

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H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y