Uncategorized Sector - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
11/22/24 19:25	11/20/24	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	500	11.01	45		45	D
11/22/24 19:22	11/20/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	2	2	P	5,300	10.88	487	7	7,415	D
11/22/24 17:25	11/20/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	4	10	P.m	12,363	11.20	1,103	12	10,439	I
11/22/24 16:33	11/4/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	2	6	P.m	462	10.70	43	2	2,403	I
11/22/24 16:31	11/20/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	2	4	P.m	599	10.13	59	12	548	I
11/22/24 16:30	11/20/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	1	1	P.m	6	16.11	0	1	28	I
11/22/24 16:30	11/20/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	1	1	P	21	20.53	1	22	6	D
11/22/24 16:01	11/20/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	4	29	P	47,538	4.91	9,673	14	77,649	D
11/22/24 14:14	11/20/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	3	5	P.m	488	20.05	24	49	74	D
11/22/24 12:08	11/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	5	6	P	58	11.48	5	4	130	I
11/22/24 11:34	11/21/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	3	65	P.m	174	2.10	83	13	719	M
11/21/24 18:10	11/20/24	VALF	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	501	25.05	20		1	D
11/21/24 14:28	11/19/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	1	3	P.m	10,664	25.59	417	7	6,688	I
11/21/24 14:21	11/19/24	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	5	P.m	787	9.63	82	3	3,139	I
11/21/24 14:15	11/19/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	1	25	P.m	22,603	7.58	2,981	5	57,792	I
11/21/24 14:11	11/19/24	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	5	P.m	2,053	9.32	220	7	3,335	I
11/21/24 13:43	11/19/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	1	9	P.m	761	12.13	63	3	1,888	I
11/21/24 13:36	11/19/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	9	P.m	2,075	8.63	240	8	3,446	I
11/21/24 13:32	11/19/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	9	P.m	1,447	9.39	154	4	3,760	I
11/21/24 12:09	11/20/24	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	39	15.79	3		3	D
11/21/24 10:35	11/19/24	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	6	P	116	0.6834	170	5	3,743	D
11/20/24 15:12	11/19/24	GLV	Clough Global Dividend & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	3	5.72	1	1	110	D
11/19/24 17:50	11/19/24	BCPL	Bc Partners Lending Corp		Fund	CEF	Closed-End Funds	1	1	P	125	21.57	6	4	150	D
11/19/24 16:19	11/11/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	1	2	P.m	1,158	16.59	70	282	95	D
11/19/24 15:02	11/18/24	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	1	1	P	134	33.60	4		4	I
11/18/24 16:15	11/13/24	FPMYX	Felicitas Private Markets Fund		Fund	CEF	Closed-End Funds	1	2	P	100	20.41	5		2	D
11/18/24 16:14	11/18/24	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	1	1	P	90	8.99	10	17	67	D
11/18/24 13:25	11/15/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	1	3	P	29	32.53	1	46	3	D
11/15/24 17:33	6/17/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	2	2	P	227	10.05	23	2	1,209	D
11/15/24 17:01	11/13/24	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	1	P	11	10.63	1		1	D
11/15/24 16:38	11/8/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P.m	148	9.92	15	58	40	D
11/14/24 16:23	11/13/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	1	1	P.m	88	9.28	10	19	60	D
11/14/24 16:17	11/13/24	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	1	1	P	9	10.03	1		1	D
11/14/24 13:34	11/14/24	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	1	1	P	7	19.68	0	5	7	D
11/12/24 17:57	11/11/24	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	9	20.50	0	13	4	I
11/12/24 16:30	8/3/22	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	1	1	P.a	260	13.01	20	6	350	D
11/8/24 17:48	11/8/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	2	3	P	24	23.57	1	3	33	D
11/7/24 19:20	11/7/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	2	P	6	11.40	1	25	3	I
11/7/24 08:54	11/6/24	NVG	Nuveen Amt-Free Municipal Credit Income Fund	MA	Fund	CEF	Closed-End Funds	1	1	P	37	12.44	3		3	I
11/6/24 15:44	11/4/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	4	6	P	422	13.28	32	1	2,362	D
11/5/24 16:18	11/4/24	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	1	2	P	5	4.69	1	0	2,621	D
11/4/24 19:04	10/31/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	2	2	P	4,153	10.50	395	17	2,732	I
11/1/24 13:54	10/30/24	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	2	2	P	100	46.36	2	1	157	M
10/31/24 13:52	10/31/24	ADX	Adams Diversified Equity Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	25	21.69	1	30	5	I
10/30/24 15:19	10/29/24	BIT	Blackrock Multi-Sector Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	14.80	0		0	D
10/30/24 15:18	10/29/24	MUA	Blackrock Muniassets Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	0	11.50	0		0	D
10/30/24 15:16	10/29/24	BGT	Blackrock Floating Rate Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	13.10	0		0	D
10/30/24 15:14	10/29/24	BKN	Blackrock Investment Quality Municipal Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	12.30	0		0	D
10/30/24 15:14	10/29/24	MVT	Blackrock Munivest Fund Ii, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	0	10.90	0		0	D
10/30/24 15:12	10/29/24	MQT	Blackrock Muniyield Quality Fund Ii, Inc.	NJ	Fund	CEF	Closed-End Funds	1	1	P	0	10.30	0		0	D
10/30/24 15:11	10/29/24	MUE	Blackrock Muniholdings Quality Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	10.20	0		0	D
10/30/24 15:09	10/29/24	BKT	Blackrock Income Trust, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	0	11.80	0		0	D
10/30/24 15:09	10/29/24	MHD	Blackrock Muniholdings Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	12.10	0		0	D
10/30/24 15:09	10/29/24	MYD	Blackrock Muniyield Fund, Inc.	NJ	Fund	CEF	Closed-End Funds	1	1	P	0	11.00	0		0	D
10/30/24 15:07	10/29/24	FRA	Blackrock Floating Rate Income Strategies Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	13.80	0		0	D
10/30/24 15:07	10/29/24	BTT	Blackrock Municipal 2030 Target Term Trust		Fund	CEF	Closed-End Funds	1	1	P	0	21.10	0		0	D
10/30/24 15:06	10/29/24	BFK	Blackrock Municipal Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	10.10	0		0	D
10/30/24 15:05	10/29/24	MQY	Blackrock Muniyield Quality Fund, Inc.	NJ	Fund	CEF	Closed-End Funds	1	1	P	0	12.40	0		0	D
10/30/24 15:05	10/29/24	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	1	1	P	0	10.70	0		0	D
10/30/24 15:04	10/29/24	DSU	Blackrock Debt Strategies Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	10.80	0		0	D
10/30/24 15:03	10/29/24	BYM	Blackrock Municipal Income Quality Trust		Fund	CEF	Closed-End Funds	1	1	P	0	11.40	0		0	D
10/30/24 15:02	10/29/24	MUC	Blackrock Muniholdings California Quality Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	11.10	0		0	D
10/30/24 14:58	10/29/24	MYI	Blackrock Muniyield Quality Fund Iii, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	11.20	0		0	D
10/30/24 14:57	10/29/24	HYT	Blackrock Corporate High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	9.80	0		0	D
10/30/24 14:56	10/29/24	BBN	Blackrock Taxable Municipal Bond Trust		Fund	CEF	Closed-End Funds	1	1	P	0	16.40	0		0	D
10/30/24 14:56	10/29/24	BTA	Blackrock Long-Term Municipal Advantage Trust		Fund	CEF	Closed-End Funds	1	1	P	0	10.20	0		0	D
10/30/24 14:53	10/29/24	BHK	Blackrock Core Bond Trust		Fund	CEF	Closed-End Funds	1	1	P	0	11.40	0		0	D
10/30/24 14:48	10/29/24	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	1	P	0	11.80	0		0	D
10/29/24 16:20	10/21/24	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	P	166	16.58	10	125	18	D
10/29/24 15:51	10/28/24	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	2	2	P	13	24.98	1		1	D
10/29/24 15:49	10/28/24	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	1	P	1	17.20	0		0	D
10/29/24 15:47	10/28/24	BST	Blackrock Science & Technology Trust		Fund	CEF	Closed-End Funds	1	1	P	1	36.43	0		0	D
10/29/24 15:45	10/28/24	BUI	Blackrock Utilities, Infrastructure & Power Opportunities Trust		Fund	CEF	Closed-End Funds	1	1	P	1	23.50	0		0	D
10/29/24 15:44	10/28/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	1	P	1	16.03	0		0	D
10/29/24 12:01	10/25/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	1	1	P	400	12.59	32	45	102	I
10/24/24 16:07	10/23/24	EIIA	Eagle Point Institutional Income Fund		Fund	CEF	Closed-End Funds	1	1	P	100	24.96	4		4	D
10/21/24 18:12	10/17/24	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	7	7	P	302	11.28	27	38	98	M
10/21/24 10:48	9/26/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	2	8	P.m	1,193	22.55	53	2	2,904	I
10/21/24 09:44	10/17/24	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	P.m	45	22.33	2		2	D
10/18/24 19:45	10/11/24	GDV.M	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	3	7	P	140,680	10.01	14,054		8,422	M
10/17/24 16:37	10/16/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	2	2	P	200	19.03	11	43	35	D
10/17/24 10:54	10/15/24	BMEZ	Blackrock Health Sciences Term Trust		Fund	CEF	Closed-End Funds	2	10	P.m	3,389	15.86	214	1	20,755	I
10/16/24 13:42	10/16/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	75	14.02	5		5	D
10/15/24 06:00	10/11/24	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	1	1	P	50	21.66	2	16	17	D
10/9/24 12:21	10/8/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	1	2	P	1,252	10.65	118	994	129	D
10/4/24 13:24	10/2/24	NAGRX	Niagara Income Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	P	225	10.40	22	216	32	D
10/4/24 13:05	10/2/24	DNLIX	Denali Structured Return Strategy Fund		Fund	CEF	Closed-End Funds	1	2	P	225	11.06	20	203	30	D
10/4/24 08:26	10/2/24	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	2	2	P	11	6.18	2	71	4	D
10/3/24 10:33	10/1/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	2	3	P	74	9.68	8	2	506	D
10/2/24 11:57	10/1/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	1	3	P	500	14.93	34	32	140	D
9/30/24 15:36	9/27/24	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	1	1	P	3	14.70	0	1	25	D
9/30/24 12:03	9/27/24	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	1	P	29	8.93	3	0	1,404	I
9/26/24 16:11	9/26/24	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	40	15.46	3		3	D
9/26/24 15:08	9/24/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	P	799	19.32	41	1	2,958	I
9/23/24 17:23	9/20/24	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	1	1	P	16	16.01	1	8	14	D
9/23/24 14:37	9/23/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	2	2	P	49	6.44	8	55	22	D
9/23/24 13:34	9/20/24	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	1	1	P	9	22.27	0	6	8	D
9/20/24 16:20	9/18/24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	2,147,484	140.54	15,280		280	I
9/20/24 13:05	9/18/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	8	16.02	0	9	6	D
9/19/24 16:05	9/18/24	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	1	1	P	15	40.32	0		0	D
9/18/24 16:19	9/16/24	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	2	2	P	23,600	25.00	944	32	3,864	D
9/18/24 14:24	9/17/24	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	100	13.58	7		7	D
9/17/24 09:15	9/16/24	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	1	1	P	95	9.92	10	1	874	D
9/11/24 16:10	9/9/24	CCD	Calamos Dynamic Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11,000	25.00	440		40	I
9/11/24 16:10	9/9/24	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	21,000	25.00	840		92	I
9/11/24 16:09	9/9/24	CHY	Calamos Convertible & High Income Fund		Fund	CEF	Closed-End Funds	1	1	P	20,000	25.00	800		108	I
9/11/24 13:59	9/10/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	1	1	P	50	10.53	5	97	10	D
9/10/24 17:00	8/29/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	3	3	P.m	382	9.09	42	24	214	D
9/10/24 16:21	9/9/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	400	10.10	40		40	D
9/10/24 09:54	9/9/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	P	19	40.04	0		0	D
9/10/24 09:48	9/9/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	1	1	P	19	42.65	0		0	D
9/9/24 17:10	9/5/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	2	12	P.m	6,589	14.98	440	3	15,560	I
9/6/24 15:02	8/29/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	2	2	P	50	10.16	5		5	D
9/3/24 17:28	9/3/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	15	15.36	1	63	2	D
9/3/24 17:08	9/3/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	1	1	P	15	15.95	1	37	3	D
9/3/24 14:22	9/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	2,000	10.84	185	8	2,385	D
9/3/24 10:15	8/30/24	NTG	Tortoise Midstream Energy Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	212	44.84	5	1	516	I
8/29/24 16:30	8/27/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	38	15.02	3	38	9	D
8/27/24 16:30	8/26/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	1	1	P	100	14.64	7		7	D
8/27/24 14:47	8/23/24	AEF	Abrdn Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	5	5.37	1	7	15	I
8/27/24 14:46	8/23/24	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	1	1	P	10	15.37	1	61	2	I
8/26/24 14:58	8/22/24	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	19	2.86	7		7	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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