10/17/25 16:51 | 9/22/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | 5 | 6 | P | 2,148,262 | 85.71 | 0 | 25,064 | | 866 | D | | | | | | | | | | | | | | |
10/17/25 16:31 | 10/16/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | 1 | 3 | P.m | 137 | 14.71 | 0 | 9 | | 9 | D | | | | | | | | | | | | | | |
10/17/25 15:54 | 8/1/25 | MEGI | Nyli Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | 1 | 2 | P | 123 | 14.85 | 0 | 8 | 42 | 28 | D | | | | | | | | | | | | | | |
10/17/25 13:49 | 7/23/25 | GRF | Eagle Capital Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | 2 | 3 | S.m | -163 | 10.38 | 0 | -16 | | 248 | D | | | | | | | | | | | | | | |
10/17/25 10:12 | 10/16/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | 1 | 63 | P.m | 190 | 2.63 | 0 | 72 | 8 | 944 | M | | | | | | | | | | | | | | |
10/17/25 10:04 | 10/15/25 | FAX | Abrdn Asia-Pacific Income Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 2 | 2 | P | 18 | 16.21 | 0 | 1 | 341 | 1 | D | | | | | | | | | | | | | | |
10/17/25 10:03 | 10/15/25 | IAF | Abrdn Australia Equity Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 2 | 2 | P | 11 | 4.60 | 0 | 2 | 87 | 5 | D | | | | | | | | | | | | | | |
10/16/25 17:41 | 10/15/25 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | 2 | 3 | S | -1,722 | 8.18 | 0 | -211 | | 13,859 | I | | | | | | | | | | | | | | |
10/16/25 10:13 | 10/14/25 | ECAT | Blackrock Esg Capital Allocation Term Trust | | Fund | CEF | Closed-End Funds | 1 | 15 | S.m | -17,290 | 16.56 | 0 | -1,044 | | 28,524 | I | | | | | | | | | | | | | | |
10/16/25 10:07 | 10/14/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | 1 | 21 | P.m | 61,370 | 38.51 | 0 | 1,594 | 49 | 4,847 | I | | | | | | | | | | | | | | |
10/14/25 16:14 | 8/21/25 | BMACX | Blackstone Private Multi-Asset Credit & Income Fund | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 750 | 15.24 | 0 | 49 | | 49 | D | | | | | | | | | | | | | | |
10/14/25 12:29 | 10/9/25 | AFB | Alliancebernstein National Municipal Income Fund | | Fund | CEF | Closed-End Funds | 1 | 7 | S.m | -1,399 | 10.78 | 0 | -130 | | 3,122 | I | | | | | | | | | | | | | | |
10/14/25 12:23 | 10/13/25 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | 1 | 12 | S.m | -3,584 | 11.33 | 0 | -316 | | 4,990 | I | | | | | | | | | | | | | | |
10/14/25 11:21 | 10/13/25 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 16 | 42.11 | 0 | 0 | 33 | 2 | D | | | | | | | | | | | | | | |
10/14/25 09:32 | 10/10/25 | FMY | First Trust Mortgage Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 3 | 12.20 | 0 | 0 | 28 | 1 | D | | | | | | | | | | | | | | |
10/8/25 14:34 | 10/6/25 | MSDL | Morgan Stanley Direct Lending Fund | | Fund | CEF | Closed-End Funds | 7 | 8 | P | 1,424 | 17.58 | 0 | 81 | 53 | 233 | I | | | | | | | | | | | | | | |
10/8/25 14:15 | 6/30/25 | ARKVX | Ark Venture Fund | | Fund | CEF | Closed-End Funds | 2 | 2 | S.m | -1,308 | 37.22 | 0 | -35 | | 21 | D | | | | | | | | | | | | | | |
10/7/25 16:30 | 10/6/25 | BXSL | Blackstone Secured Lending Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 100 | 26.63 | 0 | 4 | 22 | 21 | D | | | | | | | | | | | | | | |
10/6/25 13:29 | 10/3/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | 2 | 3 | P | 16,452 | 24.91 | 0 | 660 | 14 | 5,285 | D | | | | | | | | | | | | | | |
10/3/25 11:57 | 9/2/25 | IVYIX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | 1 | 6 | P | 1 | 11.59 | 0 | 0 | 0 | 41 | D | | | | | | | | | | | | | | |
10/3/25 09:16 | 10/1/25 | XPEPX | Amg Pantheon Fund, LLC | | Fund | CEF | Closed-End Funds | 1 | 2 | P | 57 | 29.22 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
10/2/25 16:57 | 10/1/25 | XHFIX | Hartford Schroders Private Opportunities Fund | | Fund | CEF | Closed-End Funds | 4 | 5 | P | 3,200 | 12.52 | 0 | 256 | 11 | 2,669 | D | | | | | | | | | | | | | | |
10/2/25 13:26 | 9/30/25 | ACP | Abrdn Income Credit Strategies Fund | | Fund | CEF | Closed-End Funds | 3 | 3 | P | 27 | 5.81 | 0 | 5 | 264 | 6 | D | | | | | | | | | | | | | | |
10/2/25 13:10 | 10/1/25 | LNPIX | Lincoln Partners Group Royalty Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 12,496 | 10.57 | 0 | 1,182 | | 0 | D | | | | | | | | | | | | | | |
10/1/25 17:28 | 10/1/25 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 25 | 22.08 | 0 | 1 | 3 | 42 | D | | | | | | | | | | | | | | |
10/1/25 17:13 | 9/29/25 | STRUX | Stepstone Private Infrastructure Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 75 | 14.28 | 0 | 5 | 5 | 108 | I | | | | | | | | | | | | | | |
10/1/25 14:01 | 10/1/25 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | 1 | 2 | P | 14 | 5.61 | 0 | 3 | 2 | 141 | D | | | | | | | | | | | | | | |
10/1/25 13:58 | 10/1/25 | USA | Liberty All Star Equity Fund | | Fund | CEF | Closed-End Funds | 1 | 2 | P | 16 | 6.50 | 0 | 3 | 2 | 157 | D | | | | | | | | | | | | | | |
9/30/25 16:30 | 9/26/25 | GGZ.E | Gabelli Global Small & Mid Cap Value Trust | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11,500 | 10.00 | 0 | 1,150 | | 1,150 | M | | | | | | | | | | | | | | |
9/30/25 16:30 | 9/25/25 | MSIF | Msc Income Fund, Inc. | | Fund | CEF | Closed-End Funds | 5 | 8 | P.m | 288 | 13.61 | 0 | 21 | 15 | 162 | D | | | | | | | | | | | | | | |
9/30/25 16:28 | 9/26/25 | AWP | Abrdn Global Premier Properties Fund | | Fund | CEF | Closed-End Funds | 4 | 4 | P | 25 | 3.91 | 0 | 6 | 100 | 13 | D | | | | | | | | | | | | | | |
9/30/25 16:26 | 9/26/25 | AOD | Abrdn Total Dynamic Dividend Fund | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 8 | 9.20 | 0 | 1 | 43 | 3 | D | | | | | | | | | | | | | | |
9/30/25 13:40 | 9/29/25 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 5 | 13.68 | 0 | 0 | 29 | 2 | D | | | | | | | | | | | | | | |
9/29/25 16:01 | 9/25/25 | PSEC | Prospect Capital Corp | | Fund | CEF | Closed-End Funds | 3 | 6 | P | 7,486 | 2.68 | 0 | 2,797 | 3 | 89,001 | D | | | | | | | | | | | | | | |
9/29/25 15:39 | 9/25/25 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P.m | 8 | 20.43 | 0 | 0 | 413 | 1 | D | | | | | | | | | | | | | | |
9/26/25 18:30 | 9/25/25 | GECC | Great Elm Capital Corp. | | Fund | CEF | Closed-End Funds | 1 | 7 | S.m | -2,145 | 11.32 | 0 | -190 | | 1,740 | D | | | | | | | | | | | | | | |
9/25/25 16:55 | 9/23/25 | PFX | Phenixfin Corp | | Fund | CEF | Closed-End Funds | 3 | 10 | P.m | 131 | 48.52 | 0 | 3 | 1 | 235 | D | | | | | | | | | | | | | | |
9/25/25 16:32 | 9/24/25 | FROPX | Flat Rock Opportunity Fund | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 51 | 17.30 | 0 | 3 | 7 | 45 | D | | | | | | | | | | | | | | |
9/25/25 14:23 | 9/25/25 | BMC | Bmc Fund Inc | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 37 | 20.46 | 0 | 2 | 3 | 62 | I | | | | | | | | | | | | | | |
9/24/25 21:30 | 9/24/25 | ASPJX | Adams Street Private Equity Navigator Fund LLC | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 250 | 10.67 | 0 | 23 | | 23 | D | | | | | | | | | | | | | | |
9/24/25 07:45 | 9/23/25 | EVT | Eaton Vance Tax-Advantaged Dividend Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | S | -49 | 24.32 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
9/23/25 13:50 | 9/19/25 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | 1 | 8 | S.m | -2,531 | 14.07 | 0 | -180 | | 3,007 | I | | | | | | | | | | | | | | |
9/23/25 13:40 | 9/19/25 | BCIC | Bcp Investment Corp | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 22 | 12.34 | 0 | 2 | 13 | 15 | D | | | | | | | | | | | | | | |
9/22/25 10:59 | 9/19/25 | LIEN | Chicago Atlantic Bdc, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 5 | 11.23 | 0 | 0 | 8 | 6 | D | | | | | | | | | | | | | | |
9/19/25 16:22 | 9/19/25 | MSFA | Aip Multi-Strategy Fund A | | Fund | CEF | Closed-End Funds | 1 | 1 | P.e | 1 | 604.50 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
9/19/25 11:05 | 9/17/25 | JOF | Japan Smaller Capitalization Fund Inc | MD | Fund | CEF | Closed-End Funds | 1 | 1 | P | 22 | 10.90 | 0 | 2 | 463 | 2 | D | | | | | | | | | | | | | | |
9/19/25 10:17 | 9/17/25 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 14 | 19.24 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
9/18/25 16:30 | 9/16/25 | NMFC | New Mountain Finance Corp | | Fund | CEF | Closed-End Funds | 4 | 4 | P | 1,816 | 9.91 | 0 | 183 | 2 | 10,752 | I | | | | | | | | | | | | | | |
9/16/25 19:30 | 9/15/25 | RAND | Rand Capital Corp | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 15 | 14.80 | 0 | 1 | 3 | 34 | I | | | | | | | | | | | | | | |
9/16/25 16:47 | 9/16/25 | NCDL | Nuveen Churchill Direct Lending Corp. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 74 | 14.85 | 0 | 5 | 21 | 29 | I | | | | | | | | | | | | | | |
9/16/25 16:43 | 9/15/25 | EDF | Virtus Stone Harbor Emerging Markets Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 6 | 4.98 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
9/16/25 16:05 | 9/15/25 | OCSL | Oaktree Specialty Lending Corp | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 40 | 13.19 | 0 | 3 | 17 | 21 | D | | | | | | | | | | | | | | |
9/15/25 17:41 | 9/11/25 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | 1 | 3 | P.m | 418 | 9.44 | 0 | 44 | 2 | 2,051 | I | | | | | | | | | | | | | | |
9/15/25 17:29 | 9/11/25 | BFZ | Blackrock California Municipal Income Trust | | Fund | CEF | Closed-End Funds | 1 | 22 | S.m | -16,303 | 10.55 | 0 | -1,545 | | 4,522 | I | | | | | | | | | | | | | | |
9/15/25 16:34 | 9/12/25 | GSBD | Goldman Sachs Bdc, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 250 | 11.36 | 0 | 22 | | 22 | D | | | | | | | | | | | | | | |
9/15/25 16:28 | 9/12/25 | TRIN | Trinity Capital Inc. | | Fund | CEF | Closed-End Funds | 2 | 4 | P.m | 131 | 15.98 | 0 | 8 | 1 | 1,116 | D | | | | | | | | | | | | | | |
9/12/25 16:29 | 9/11/25 | XFLT | Xai Octagon Floating Rate & Alternative Income Trust | | Fund | CEF | Closed-End Funds | 1 | 1 | S | -73 | 5.62 | 0 | -13 | -100 | 0 | D | | | | | | | | | | | | | | |
9/12/25 13:21 | 9/11/25 | NMCO | Nuveen Municipal Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 9 | 10.82 | 0 | 1 | 80 | 2 | D | | | | | | | | | | | | | | |
9/11/25 17:03 | 9/10/25 | CRF | Cornerstone Total Return Fund Inc | | Fund | CEF | Closed-End Funds | 1 | 2 | S.m | -420 | 7.89 | 0 | -53 | | 11 | D | | | | | | | | | | | | | | |
9/11/25 16:58 | 9/10/25 | CLM | Cornerstone Strategic Investment Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 1 | 2 | S | -285 | 8.14 | 0 | -35 | | 26 | D | | | | | | | | | | | | | | |
9/11/25 14:41 | 9/10/25 | NEA | Nuveen Amt-Free Quality Municipal Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | S | -5 | 11.35 | 0 | 0 | -100 | 0 | D | | | | | | | | | | | | | | |
9/11/25 10:43 | 9/9/25 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | 1 | 5 | P.m | 2,380 | 8.59 | 0 | 277 | 14 | 2,235 | I | | | | | | | | | | | | | | |
9/11/25 09:46 | 9/10/25 | PDX | Pimco Dynamic Income Strategy Fund | | Fund | CEF | Closed-End Funds | 1 | 5 | S.m | -956 | 24.72 | 0 | -39 | | 7,520 | I | | | | | | | | | | | | | | |
9/10/25 18:52 | 9/9/25 | SLRC | Slr Investment Corp. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 120 | 16.73 | 0 | 7 | 29 | 32 | I | | | | | | | | | | | | | | |
9/8/25 19:21 | 8/8/25 | CFND | C1 Fund Inc. | | Fund | CEF | Closed-End Funds | 3 | 3 | P.m | 904 | 9.51 | 0 | 95 | 265 | 131 | M | | | | | | | | | | | | | | |
9/8/25 18:50 | 9/2/25 | CAPIX | Calamos Aksia Alternative Credit & Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | S | -4 | 10.72 | 0 | 0 | | 17 | D | | | | | | | | | | | | | | |
9/8/25 14:17 | 9/4/25 | STK | Columbia Seligman Premium Technology Growth Fund, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | S | -4 | 31.93 | 0 | 0 | -100 | 0 | D | | | | | | | | | | | | | | |
9/8/25 14:12 | 9/4/25 | TY | Tri-Continental Corp | MD | Fund | CEF | Closed-End Funds | 2 | 2 | S | -8 | 33.39 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
9/8/25 08:54 | 9/5/25 | GHY | Pgim Global High Yield Fund, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | S | -353 | 13.36 | 0 | -26 | | 16 | D | | | | | | | | | | | | | | |
9/5/25 16:01 | 9/3/25 | FSK | Fs Kkr Capital Corp | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 72 | 17.56 | 0 | 4 | 11 | 42 | I | | | | | | | | | | | | | | |
9/5/25 12:52 | 9/4/25 | BWG | Brandywineglobal-Global Income Opportunities Fund Inc | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 20 | 8.68 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
9/5/25 11:59 | 8/13/25 | GLO | Clough Global Opportunities Fund | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 62 | 5.60 | 0 | 11 | 3 | 362 | D | | | | | | | | | | | | | | |
9/4/25 16:38 | 9/2/25 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | 2 | 12 | P.m | 7,702 | 6.51 | 0 | 1,182 | 223 | 1,713 | I | | | | | | | | | | | | | | |
9/4/25 15:38 | 9/2/25 | GGT | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 1 | 4.24 | 0 | 0 | 0 | 2,661 | D | | | | | | | | | | | | | | |
8/29/25 16:17 | 8/28/25 | CCAP | Crescent Capital Bdc, Inc. | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 54 | 15.63 | 0 | 3 | 21 | 20 | D | | | | | | | | | | | | | | |
8/29/25 14:09 | 8/29/25 | JLS | Nuveen Mortgage & Income Fund/ma/ | | Fund | CEF | Closed-End Funds | 1 | 1 | S | -3 | 18.81 | 0 | 0 | | 1 | D | | | | | | | | | | | | | | |
8/27/25 10:42 | 8/26/25 | RVT | Royce Small-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 21 | 15.99 | 0 | 1 | 3 | 41 | D | | | | | | | | | | | | | | |
8/27/25 10:42 | 8/26/25 | RGT | Royce Global Trust, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 20 | 12.69 | 0 | 2 | 3 | 56 | D | | | | | | | | | | | | | | |
8/27/25 10:40 | 8/26/25 | RMT | Royce Micro-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 21 | 10.16 | 0 | 2 | 4 | 60 | D | | | | | | | | | | | | | | |
8/26/25 16:24 | 8/25/25 | DPG | Duff & Phelps Utility & Infrastructure Fund Inc. | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 28 | 12.73 | 0 | 2 | 21 | 13 | D | | | | | | | | | | | | | | |
8/26/25 16:22 | 8/25/25 | DTF | Dtf Tax-Free Income 2028 Term Fund Inc | MD | Fund | CEF | Closed-End Funds | 2 | 2 | P | 27 | 11.34 | 0 | 2 | 46 | 8 | D | | | | | | | | | | | | | | |
8/26/25 09:31 | 8/25/25 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | 1 | 2 | P | 187 | 11.88 | 0 | 16 | 1 | 1,954 | I | | | | | | | | | | | | | | |
8/22/25 15:30 | 8/20/25 | NXG | Nxg Nextgen Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | 3 | 3 | P | 34 | 44.92 | 0 | 1 | 38 | 3 | D | | | | | | | | | | | | | | |
8/22/25 12:32 | 8/19/25 | SSSS | Suro Capital Corp. | | Fund | CEF | Closed-End Funds | 2 | 2 | S.m | -190 | 8.62 | 0 | -22 | | 1,560 | D | | | | | | | | | | | | | | |
8/21/25 16:16 | 8/20/25 | CGBD | Carlyle Secured Lending, Inc. | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 279 | 13.58 | 0 | 21 | 25 | 103 | D | | | | | | | | | | | | | | |
8/21/25 12:51 | 8/19/25 | JEQ | Abrdn Japan Equity Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 1 | 1 | S | -14 | 8.17 | 0 | -2 | 0 | 1,515 | I | | | | | | | | | | | | | | |
8/21/25 12:49 | 8/19/25 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | 1 | 1 | P | 86 | 10.69 | 0 | 8 | 0 | 1,635 | I | | | | | | | | | | | | | | |
8/21/25 12:02 | 8/18/25 | TREIX | Thirdline Real Estate Income Fund | | Fund | CEF | Closed-End Funds | 1 | 2 | S | -1,029 | 9.88 | 0 | -104 | | 466 | I | | | | | | | | | | | | | | |
8/21/25 11:28 | 8/20/25 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 44 | 14.60 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
8/20/25 11:04 | 8/18/25 | N.A. | Calamos Aksia Private Equity & Alternatives Fund | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 432 | 10.03 | 0 | 43 | 1 | 5,781 | I | | | | | | | | | | | | | | |
8/18/25 16:05 | 8/15/25 | OBDC | Blue Owl Capital Corp | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 221 | 14.19 | 0 | 16 | 45 | 50 | D | | | | | | | | | | | | | | |
8/15/25 16:48 | 2/10/25 | RKMIX | Rockefeller Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 50 | 20.16 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
8/15/25 16:39 | 8/13/25 | NAIFX | Nomura Alternative Income Fund | | Fund | CEF | Closed-End Funds | 1 | 2 | P | 18 | 9.87 | 0 | 2 | 95 | 4 | D | | | | | | | | | | | | | | |
8/15/25 15:37 | 8/8/25 | PBLSX | Amg Pantheon Infrastructure Fund, LLC | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 150 | 10.03 | 0 | 15 | | 15 | D | | | | | | | | | | | | | | |
8/14/25 17:02 | 8/14/25 | MAIN | Main Street Capital Corp | | Fund | CEF | Closed-End Funds | 1 | 1 | S | -940 | 67.15 | 0 | -14 | | 82 | D | | | | | | | | | | | | | | |
8/14/25 15:12 | 8/5/25 | FINS | Angel Oak Financial Strategies Income Term Trust | | Fund | CEF | Closed-End Funds | 2 | 2 | P | 125 | 13.14 | 0 | 10 | 932 | 11 | D | | | | | | | | | | | | | | |
8/13/25 16:14 | 8/13/25 | ETG | Eaton Vance Tax-Advantaged Global Dividend Income Fund | | Fund | CEF | Closed-End Funds | 1 | 2 | S | -23 | 20.09 | 0 | -1 | | 6 | I | | | | | | | | | | | | | | |
8/13/25 15:18 | 8/12/25 | CION | Cion Investment Corp | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 5 | 10.57 | 0 | 0 | 1 | 46 | D | | | | | | | | | | | | | | |
8/12/25 19:20 | 8/8/25 | RWAY | Runway Growth Finance Corp. | | Fund | CEF | Closed-End Funds | 1 | 1 | S | -5,400 | 10.80 | 0 | -500 | | 8,280 | D | | | | | | | | | | | | | | |
8/11/25 15:10 | 8/5/25 | VFL | Abrdn National Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | 1 | 1 | P | 2 | 9.64 | 0 | 0 | 25 | 1 | D | | | | | | | | | | | | | | |
8/11/25 14:56 | 8/11/25 | CHI | Calamos Convertible Opportunities & Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | S | -10 | 10.36 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
8/11/25 14:47 | 8/11/25 | CHI | Calamos Convertible & High Income Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | S | -22 | 10.90 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
8/8/25 16:28 | 8/6/25 | FERLX | First Eagle Real Estate Debt Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 16,000 | 25.27 | 0 | 633 | 86 | 1,368 | I | | | | | | | | | | | | | | |
8/7/25 16:56 | 8/6/25 | PAYIX | Prospect Enhanced Yield Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 25,000 | 25.00 | 0 | 1,000 | | 0 | I | | | | | | | | | | | | | | |
8/5/25 16:42 | 8/4/25 | PRTFT | Tax Free Target Maturity Fund For Puerto Rico Residents, Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 18 | 0.7200 | 0 | 25 | 1 | 4,110 | D | | | | | | | | | | | | | | |
8/4/25 10:15 | 7/31/25 | PEO | Adams Natural Resources Fund, Inc. | | Fund | CEF | Closed-End Funds | 1 | 6 | S.m | -3,651 | 21.81 | 0 | -167 | | 2,826 | I | | | | | | | | | | | | | | |
7/30/25 17:10 | 7/30/25 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | 1 | 1 | P | 10 | 56.92 | 0 | 0 | 0 | 136 | D | | | | | | | | | | | | | | |
7/29/25 18:27 | 7/29/25 | AIO | Virtus Artificial Intelligence & Technology Opportunities Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 50 | 24.79 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
7/25/25 10:54 | 4/25/25 | PCOFX | Polen Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | 1 | 2 | P | 3,539 | 9.50 | 0 | 373 | 92 | 777 | D | | | | | | | | | | | | | | |
7/24/25 17:51 | 7/22/25 | LCRDX | Lord Abbett Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | S | -29 | 8.71 | 0 | -3 | -100 | 0 | D | | | | | | | | | | | | | | |
7/24/25 17:31 | 7/22/25 | MOALX | Lord Abbett Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | 1 | 1 | S | -98 | 9.77 | 0 | -10 | -100 | 0 | D | | | | | | | | | | | | | | |
7/21/25 16:09 | 7/18/25 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 18 | 7.25 | 0 | 3 | 14 | 20 | D | | | | | | | | | | | | | | |
7/21/25 15:21 | 7/17/25 | RFMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | 1 | 2 | P | 126 | 12.59 | 0 | 10 | 50 | 30 | D | | | | | | | | | | | | | | |
7/21/25 14:37 | 7/17/25 | NHS | Neuberger Berman High Yield Strategies Fund Inc. | | Fund | CEF | Closed-End Funds | 1 | 1 | P | 44 | 7.40 | 0 | 6 | 40 | 21 | D | | | | | | | | | | | | | | |