Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
2/14/25 18:38	2/12/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	3	3	P.m	667	48.12	14	7	227	D
2/14/25 15:31	2/14/25	EVT	Eaton Vance Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	1	1	P	7	24.35	0	18	2	D
2/14/25 14:59	2/14/25	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	6	12.28	1	8	7	D
2/14/25 14:26	2/13/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	1	1	P	35	6.96	5	29	23	D
2/14/25 13:40	2/13/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	1	1	P	9	9.91	1	99	2	D
2/14/25 13:29	5/17/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	P.a	64	9.70	7	2	298	M
2/14/25 11:37	2/12/25	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	2	2	P	65	24.84	3	0	784	D
2/14/25 10:38	2/13/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	4	59	P.m	182	2.62	69	10	745	M
2/13/25 19:38	2/12/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	14	P.m	2,194	9.63	228	7	3,365	I
2/13/25 18:27	2/12/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	1	2	P	3,445	25.04	138	5	2,827	D
2/13/25 16:05	2/11/25	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	137	22.75	6	19	38	D
2/12/25 12:44	1/24/25	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	2	3	P	9,342	6,697.0	1		1	D
2/7/25 16:04	2/5/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	2	3	P	16,735	10.49	1,596	54	4,553	D
2/6/25 15:11	2/5/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	7	P.m	114	0.6864	166	4	3,879	D
2/5/25 09:35	2/3/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	18	P.m	4,279	8.54	501	15	3,923	I
2/3/25 15:03	1/31/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	1	18	P.m	2,854	11.98	238	13	2,114	I
1/31/25 12:27	1/29/25	CSQ	Calamos Strategic Total Return Fund		Fund	CEF	Closed-End Funds	1	1	P.m	425	18.31	23		23	D
1/30/25 14:15	1/29/25	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	P	20	10.21	2	64	5	D
1/29/25 16:06	1/27/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	4	4	P	95	18.90	5	13	43	D
1/29/25 14:03	1/28/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	2	17	P.m	945	10.01	94	4	2,493	I
1/28/25 17:09	11/20/24	XALFX	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	2	2	P.m	6,778	25.10	270		5	D
1/28/25 16:38	1/24/25	PMFAX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	25	10.22	2	32	10	D
1/27/25 10:14	1/24/25	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	1	1	P	160	17.16	9	48	29	D
1/23/25 13:10	1/15/25	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	P	88	17.67	5	500	6	D
1/23/25 13:10	1/22/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	2	2	P	406	13.53	30	14	240	I
1/23/25 12:41	1/22/25	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	34	23.30	1	9	18	D
1/22/25 16:30	1/10/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	3	12	P.m	4,453	21.31	209	171	331	D
1/22/25 16:06	1/17/25	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	4	4	P	55	21.61	3	14	21	D
1/21/25 13:49	1/21/25	DHY	Credit Suisse High Yield Bond Fund		Fund	CEF	Closed-End Funds	1	1	P	121	2.13	57	577	67	D
1/21/25 13:36	1/21/25	CIK	Credit Suisse Asset Management Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	2	2	P	144	2.92	49	744	56	D
1/21/25 10:55	1/14/25	MMD	Nyli Mackay Definedterm Muni Opportunities Fund		Fund	CEF	Closed-End Funds	2	3	P	118	15.15	8		8	D
1/17/25 16:37	1/17/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	65	13.04	5		5	D
1/17/25 11:44	1/15/25	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	2	2	P	24	10.71	2	10	24	D
1/16/25 16:15	1/2/25	OACOX	Oneascent Capital Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	51	10.10	5		0	D
1/16/25 10:00	1/15/25	CADCX	Cion Ares Diversified Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	151,000	25.00	6,040		6,040	D
1/15/25 16:48	12/23/24	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	2	2	P	21	16.62	1	159	2	D
1/15/25 16:47	12/23/24	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	2	2	P	21	12.60	2	140	3	D
1/15/25 16:41	1/14/25	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	2	2	P	21	14.05	2	161	2	D
1/15/25 16:41	12/23/24	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	2	2	P	21	16.28	1	65	3	D
1/15/25 16:36	1/14/25	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	2	2	P	21	11.30	2	171	3	D
1/15/25 16:34	12/23/24	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	2	2	P	21	14.77	1	162	2	D
1/15/25 16:31	12/23/24	HEQ	John Hancock Hedged Equity & Income Fund		Fund	CEF	Closed-End Funds	2	2	P	21	10.44	2	174	3	D
1/15/25 16:25	1/14/25	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	2	2	P	21	22.18	1	146	2	D
1/15/25 16:23	1/14/25	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	21	35.33	1	137	1	D
1/14/25 17:38	1/13/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	1	8	P.m	27,261	27.17	1,003	15	7,542	I
1/14/25 17:19	1/13/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	14	P.m	3,855	9.38	411	11	4,132	I
1/14/25 12:25	1/10/25	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	1	1	P.m	163	11.67	14	1	2,811	I
1/14/25 11:20	1/13/25	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	2	2	P	50	7.78	6		6	D
1/13/25 16:16	1/9/25	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	2,147,484	2,147.5	1,000		0	I
1/13/25 15:24	12/31/24	ISD	Pgim High Yield Bond Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	123	13.70	9		0	D
1/13/25 15:15	12/31/24	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	275	16.20	17	94	35	D
1/13/25 13:59	1/10/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	2	2	P	474	22.18	21	39	76	D
1/10/25 17:01	1/8/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	2	3	P.m	227	6.57	35	424	43	D
1/10/25 12:44	1/8/25	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	1	1	P	23	15.20	2	100	3	D
1/10/25 12:16	1/7/25	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	1	15	P.m	23,808	7.78	3,058	5	60,675	I
1/10/25 11:27	1/7/25	AOD	Abrdn Total Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	1	1	P	2	8.52	0	25	1	D
1/10/25 11:26	1/7/25	AGD	Abrdn Global Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	1	1	P	1	9.96	0	10	1	D
1/10/25 11:25	1/7/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	1	1	P	7	3.77	2	183	3	D
1/8/25 14:11	1/6/25	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	2	2	P	92	45.73	2	1	164	D
1/7/25 16:35	12/27/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	P	201	10.05	20	2	1,209	D
1/7/25 10:35	12/31/24	OCTIX	Octagon Xai Clo Income Fund		Fund	CEF	Closed-End Funds	9	17	P	4,718	25.25	187	999%	194	D
1/7/25 09:53	1/6/25	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	543	12.08	45	1	5,155	I
1/6/25 12:04	12/11/24	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	2	3	P	667	12.20	55	1	5,810	D
1/6/25 11:39	1/2/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	14	P.m	5,297	9.36	566	17	3,846	I
1/3/25 16:16	1/3/25	FXBY	Foxby Corp.		Fund	CEF	Closed-End Funds	1	1	P	3	17.15	0		0	D
1/2/25 20:09	12/30/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	2,355	7.27	324	2	13,393	M
1/2/25 14:30	1/2/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	500	11.53	43		43	D
1/2/25 13:25	12/31/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	1	P	383	11.16	34	1	5,059	I
1/2/25 10:54	12/30/24	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	2	P	21	5.17	4	25	21	D
12/31/24 16:35	12/31/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	3	6	P	198	26.43	8	2	338	D
12/31/24 12:57	12/24/24	TPZ	Tortoise Power & Energy Infrastructure Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	4,785	13.78	347		11	I
12/27/24 16:01	12/24/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	2	13	P	29,376	4.55	6,450	9	81,941	D
12/20/24 19:30	2/8/22	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P.a	490	14.00	35		35	D
12/20/24 16:22	12/18/24	CORFX	Flat Rock Core Income Fund		Fund	CEF	Closed-End Funds	3	3	P	30	20.49	1	42	5	D
12/20/24 16:02	12/18/24	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	2	2	P	180	8.01	22	123	41	D
12/20/24 14:52	12/19/24	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	1	1	P	13	6.50	2	0	584	D
12/19/24 20:13	12/19/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	2	3	P	190	10.19	19	4	549	D
12/19/24 19:28	12/19/24	MCN	Xai Madison Equity Premium Income Fund		Fund	CEF	Closed-End Funds	1	1	P	17	6.62	3		3	D
12/19/24 17:47	12/18/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	41	16.54	3	45	8	D
12/19/24 16:21	12/17/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	1	8	P.m	4,326	11.60	373	4	9,718	I
12/18/24 16:14	12/17/24	GAIIX	Gladstone Alternative Income Fund		Fund	CEF	Closed-End Funds	7	9	P	7,631	10.00	763	305	1,013	D
12/17/24 17:56	12/16/24	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	1	1	P	10	32.93	0	10	3	D
12/17/24 16:18	12/17/24	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	2	2	P	30,074	5.08	5,920	61	15,615	D
12/17/24 13:23	12/16/24	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	2	2	P	245	8.75	28	16	199	I
12/17/24 10:15	12/16/24	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	19	21.31	1	1	60	I
12/17/24 08:21	12/10/24	ICMB	Investcorp Credit Management Bdc, Inc.		Fund	CEF	Closed-End Funds	1	2	P	22	3.21	7		7	D
12/16/24 13:58	12/12/24	ODIF	Oaktree Diversified Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	25	9.33	3		3	D
12/16/24 09:24	12/13/24	DHCIX	Diamond Hill Securitized Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	15	10.07	1		1	D
12/13/24 14:10	12/11/24	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	3	3	P.m	137	9.74	14	19	87	D
12/12/24 17:16	12/9/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	1	1	P	200	10.79	19	46	59	I
12/12/24 16:52	12/10/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	1	1	P	80	14.34	6	15	42	D
12/12/24 16:07	12/12/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	1	1	P	6	22.67	0	2	16	D
12/10/24 18:21	12/6/24	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	3	3	P	0	0.00	82	46	258	D
12/10/24 14:59	12/6/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	4	4	P	249	21.64	12	11	113	I
12/6/24 16:17	8/9/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P.a	50	14.37	4	15	27	I
12/4/24 16:05	12/2/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	2	3	P.m	472	5.18	91	7	1,307	D
12/3/24 16:59	12/3/24	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	2	3	P	781	17.35	45	111	85	I
12/3/24 15:14	12/2/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	125	10.67	12	9	141	D
12/3/24 08:17	11/27/24	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	1	1	P	25	6.80	4	1	276	D
11/29/24 15:16	4/8/24	WDI	Western Asset Diversified Income Fund (Wdi)		Fund	CEF	Closed-End Funds	1	1	P	100	14.47	7	50	21	I
11/29/24 14:41	11/27/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	2	2	P	178	9.15	20	82	43	D
11/27/24 13:07	11/26/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	19	9.60	2	31	8	D
11/27/24 13:04	11/26/24	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	18	12.32	2	18	10	D
11/26/24 10:45	11/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	3	3	P	40	41.80	1	34	4	D
11/25/24 16:14	11/22/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	1	1	P	64	16.79	4	4	98	D
11/25/24 13:50	11/21/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	4	4	P.m	183	20.33	9	14	75	D
11/22/24 19:25	11/20/24	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	500	11.01	45		45	D
11/22/24 19:22	11/20/24	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	300	10.79	28		28	D
11/22/24 16:30	11/20/24	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	1	1	P.m	6	16.11	0	1	28	I
11/22/24 16:30	11/20/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	1	1	P	21	20.53	1	22	6	D
11/22/24 12:08	11/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	2	2	P	10	11.49	1	2	56	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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