Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
9/18/24 16:19	9/16/24	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Securian Asset Management, Inc	MN	T		P	13,600	25.00	544	59	1,464	I
9/18/24 16:01	9/16/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	28	5.50	5	0	1,666	D
9/18/24 14:24	9/17/24	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	Guichard Justin Charles	NY	H	Portfoli	P	100	13.58	7	New	7	D
9/18/24 12:24	9/16/24	TAKIX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Principal Life Insurance Co	IA	T		P	10,000	25.00	400	20	2,400	D
9/18/24 11:47	9/16/24	NAGRX	Niagara Income Opportunities Fund		Fund	CEF	Closed-End Funds	Ball George Bradley	GA	TH	Founder	P	100	10.49	10	95	20	D
9/18/24 11:40	9/16/24	DNLIX	Denali Structured Return Strategy Fund		Fund	CEF	Closed-End Funds	Ball George Bradley	GA	TH	Founder	P	100	10.94	9	91	19	D
9/18/24 10:15	9/17/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.93	1	0	616	M
9/17/24 16:01	9/13/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	27	5.44	5	0	1,661	D
9/17/24 11:13	9/16/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.91	1	0	614	M
9/17/24 10:29	9/16/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	232	7.33	32	0	54,873	I
9/17/24 09:15	9/16/24	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Drapkin Matthew A	CT	D		P	95	9.92	10	1	874	D
9/16/24 16:07	9/16/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	6	25.03	0	2	15	D
9/16/24 16:01	9/12/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	27	5.35	5	0	1,656	D
9/16/24 10:48	9/13/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.92	1	0	613	M
9/13/24 18:41	9/12/24	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	Ivascyn Daniel J	CA	TH	SEE REMA	P	3,153	10.51	300	13	2,636	D
9/13/24 11:18	9/12/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.92	1	0	612	M
9/12/24 16:01	9/10/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	505	5.29	95	0	71,699	D
9/12/24 16:01	9/10/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	27	5.30	5	0	1,651	D
9/12/24 11:32	9/11/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.90	1	0	610	M
9/12/24 11:03	9/11/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	169	21.76	8	0	2,872	I
9/11/24 16:10	9/9/24	CCD	Calamos Dynamic Convertible & Income Fund		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		P	11,000	25.00	440		40	I
9/11/24 16:10	9/9/24	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		P	21,000	25.00	840		92	I
9/11/24 16:09	9/9/24	CHY	Calamos Convertible & High Income Fund		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		P	20,000	25.00	800		108	I
9/11/24 16:02	9/9/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	2,507	5.30	473	1	71,604	D
9/11/24 16:01	9/9/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	27	5.33	5	0	1,646	D
9/11/24 13:59	9/10/24	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	O'Neil Brian Stephen	CA	D		P	50	10.53	5	97	10	D
9/11/24 11:31	9/10/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.93	1	0	609	M
9/11/24 11:22	9/10/24	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	DH	Officer	P	251	14.75	17	16	123	D
9/11/24 10:02	9/10/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	232	22.19	10	0	2,865	I
9/10/24 17:00	9/6/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Tseng Philip M	CA	DO	Dir,P	P.m	136	9.09	15	120	27	D
9/10/24 16:21	9/9/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	P	400	10.10	40	New	40	D
9/10/24 16:01	9/6/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.25	5	0	1,641	D
9/10/24 16:01	9/6/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	3,945	5.26	750	1	71,131	D
9/10/24 13:24	9/6/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	P	19	9.58	2	1	289	D
9/10/24 13:19	9/6/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	P	15	9.62	2	1	212	I
9/10/24 12:54	9/9/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	1.97	1	0	608	M
9/10/24 09:54	9/9/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Mullins Andrea	TX	D		P	19	40.04	0	New	0	D
9/10/24 09:48	9/9/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Mullins Andrea	TX	D		P	19	42.65	0	New	0	D
9/9/24 17:10	9/5/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	P.m	594	14.85	40	1	7,892	I
9/9/24 17:07	9/5/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	P.m	594	14.85	40	1	7,668	I
9/9/24 16:01	9/5/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.25	5	0	1,636	D
9/9/24 16:01	9/5/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	1,151	5.26	219	0	70,381	D
9/9/24 13:10	9/6/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.90	1	0	607	M
9/9/24 11:30	9/5/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	11	22.31	0	0	2,854	I
9/6/24 17:59	9/3/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Nix Robert N.C. III	PA	D		P	31	6.51	5	57	13	M
9/6/24 16:01	9/4/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.27	5	0	1,631	D
9/6/24 16:01	9/4/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	3,923	5.23	750	1	70,162	D
9/6/24 15:02	9/5/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Edil Begaiym	CO	OH	Deputy C	P	30	10.17	3	New	3	D
9/6/24 12:58	9/5/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	1.93	1	0	605	M
9/5/24 17:11	9/3/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	P.m	597	14.93	40	1	7,628	I
9/5/24 17:10	9/3/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	P.m	597	14.93	40	1	7,852	I
9/5/24 16:01	9/3/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.23	5	0	1,626	D
9/5/24 16:01	9/3/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	3,878	5.17	750	1	69,412	D
9/5/24 15:25	9/4/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	DO	VP	P	1,152	10.65	108	914	120	D
9/5/24 15:24	9/4/24	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	190	23.80	8	1	777	I
9/5/24 11:43	9/4/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.88	1	0	604	M
9/5/24 11:10	9/4/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	314	22.76	14	0	2,854	I
9/4/24 16:01	8/30/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.20	5	0	1,621	D
9/4/24 16:01	8/30/24	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	12,935	5.17	2,500	4	68,662	D
9/4/24 11:24	9/3/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.88	1	0	603	M
9/3/24 20:10	8/29/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Vig Rajneesh	CA	DO	CEO,CB	P	227	9.09	25	24	131	D
9/3/24 20:05	8/30/24	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	Draut Eric John	CA	D		P.m	18	9.14	2	4	56	D
9/3/24 17:28	9/3/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Brock-Kyle Angela	IL	DH	Trustee	P	15	15.36	1	63	2	D
9/3/24 17:08	9/3/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Brock-Kyle Angela	IL	DH	Trustee	P	15	15.94	1	37	3	D
9/3/24 16:30	8/29/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	P.m	600	15.01	40	1	7,812	I
9/3/24 16:29	8/29/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	P.m	600	15.01	40	1	7,588	I
9/3/24 14:22	9/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Schroder Us Holdings Inc.	NY	T		P	1,000	10.84	92	8	1,193	D
9/3/24 14:21	9/3/24	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Hartford Funds Management Co LLC	PA	TH	See Rema	P	1,000	10.84	92	8	1,193	D
9/3/24 12:57	8/30/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.88	1	0	602	M
9/3/24 12:49	8/29/24	VCRDX	Versus Capital Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Eichhorn Philip John Daniel	CO	H	Portfoli	P	20	10.15	2	New	2	D
9/3/24 10:15	8/30/24	NTG	Tortoise Midstream Energy Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	212	44.84	5	1	516	I
8/30/24 16:22	8/28/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Jenkins Mark David	NY	D		P.m	81	16.81	5	19	30	D
8/30/24 14:51	8/28/24	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	Ketchum Stephen	NY	DO	CB	P	146	19.90	7	15	57	D
8/30/24 10:36	8/29/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.87	1	0	600	M
8/29/24 16:37	8/28/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	P	301	15.04	20	0	7,772	I
8/29/24 16:30	8/27/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Dalelio Edward H	NY	D		P	38	15.02	3	38	9	D
8/29/24 16:28	8/28/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	P	301	15.04	20	0	7,548	I
8/29/24 11:04	8/28/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2	22.98	0	0	2,840	I
8/29/24 10:56	8/28/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	18	12.09	2	0	1,833	I
8/29/24 10:53	8/28/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	129	8.67	15	0	3,286	I
8/29/24 10:51	8/28/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	3	1.87	1	0	599	M
8/29/24 10:48	8/28/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	24	9.40	3	0	3,613	I
8/28/24 19:49	8/26/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Estes Ronald E.	AZ	D		P	21	13.98	2	5	33	D
8/28/24 16:39	8/26/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	P.m	601	15.04	40	1	7,752	I
8/28/24 16:37	8/26/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	P.m	601	15.04	40	1	7,528	I
8/28/24 12:18	8/27/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.85	1	0	598	M
8/27/24 16:30	8/26/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	Woolridge Victor	NY	D		P	100	14.64	7	New	7	D
8/27/24 14:47	8/23/24	AEF	Abrdn Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		P	5	5.37	1	7	15	I
8/27/24 14:46	8/23/24	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		P	10	15.37	1	61	2	I
8/27/24 14:44	8/23/24	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		P	5	6.17	1	32	3	I
8/27/24 12:30	8/26/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	5	12.33	0	1	45	D
8/27/24 10:31	8/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.84	1	0	596	M
8/27/24 10:15	8/26/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Brennan Alice C	NY	D		P	1	1.84	1	27	2	D
8/27/24 10:09	8/23/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	80	10.87	7	0	1,834	I
8/27/24 10:02	8/23/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	64	22.84	3	0	2,840	I
8/27/24 09:58	8/23/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	224	7.32	31	0	54,842	I
8/27/24 09:53	8/23/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	69	12.15	6	0	1,831	I
8/27/24 09:45	8/23/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	569	8.67	66	2	3,271	I
8/27/24 09:39	8/23/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	41	9.43	4	0	3,611	I
8/26/24 17:41	8/22/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Estes Ronald E.	AZ	D		P	8	14.10	1	2	30	D
8/26/24 16:37	8/22/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	P.m	601	15.04	40	1	7,488	I
8/26/24 16:36	8/22/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	P.m	601	15.04	40	1	7,712	I
8/26/24 14:58	8/22/24	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Porter Rahn K	PA	D		P	19	2.86	7	New	7	D
8/26/24 10:14	8/23/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.85	1	0	595	M
8/23/24 20:01	8/21/24	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	Sittema Thomas Kent	NC	D		P	250	12.10	21	41	71	D
8/23/24 19:39	8/22/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	45	10.69	4	0	1,827	I
8/23/24 19:37	8/22/24	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	251	22.70	11	0	2,837	I
8/23/24 19:32	8/22/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	129	12.07	11	1	1,825	I
8/23/24 19:30	8/22/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	11	8.65	1	0	3,205	I
8/23/24 19:27	8/22/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,845	7.30	253	0	54,811	I
8/23/24 16:05	8/22/24	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	Schnabel Susan C	TX	D		P.m	82	16.03	5	New	5	D
8/23/24 10:08	8/22/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.85	1	0	594	M
8/22/24 16:30	8/21/24	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	Nicholson Logan	NY	O	P	P	147	14.66	10	400	13	M
8/22/24 16:30	8/21/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	Nicholson Logan	NY	O	P	P	359	14.34	25	204	37	M
8/22/24 16:24	8/20/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	P.m	595	14.87	40	1	7,672	I
8/22/24 16:21	8/20/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	P.m	595	14.87	40	1	7,448	I
8/22/24 14:45	8/20/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	772	7.26	106	0	54,558	I
8/22/24 14:40	8/21/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	143	12.12	12	1	1,815	I
8/22/24 14:36	8/21/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	13	8.00	2	0	3,204	I
8/22/24 14:33	8/21/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	13	9.42	1	0	3,606	I
8/22/24 12:38	8/21/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.83	1	0	593	M
8/22/24 10:16	8/20/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Hamilton Michael S.	IL	H	Portfoli	P	25	11.63	2	New	2	I
8/22/24 09:57	8/21/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Brennan Alice C	NY	D		P	1	1.83	1	37	2	D
8/21/24 20:15	8/20/24	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	Drapkin Matthew A	CT	D		P.m	45	10.04	4	1	865	D
8/21/24 16:30	8/20/24	OBDE	Blue Owl Capital Corp III		Fund	CEF	Closed-End Funds	Weiler Melissa	NY	D		P	172	14.34	12	New	12	D
8/21/24 16:20	8/19/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	54	10.76	5	1	532	I
8/21/24 15:49	8/21/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Roman Stephen	NY	O	CCO,Secr	P	5	12.18	0	5	10	D
8/21/24 12:04	8/20/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.82	1	0	592	M
8/20/24 18:41	8/20/24	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	Klein Mark D	NY	DO	CB,CEO,P	P	46	3.84	12	1	1,089	D
8/20/24 17:18	8/16/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub David	NY	DO	CEO	P.m	588	14.69	40	1	7,408	I
8/20/24 17:16	8/16/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Golub Lawrence E	NY	DO	CB	P.m	588	14.69	40	1	7,632	I
8/20/24 13:44	8/19/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1	9.43	0	0	3,605	I
8/20/24 13:37	8/19/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	5	8.69	1	0	3,202	I
8/20/24 13:32	8/19/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	263	7.22	36	0	54,452	I
8/20/24 12:00	8/19/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.79	1	0	590	M
8/19/24 13:32	8/15/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	232	9.43	25	1	3,605	I
8/19/24 13:27	8/15/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	296	8.65	34	1	3,202	I
8/19/24 12:26	8/16/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.81	1	0	589	M
8/19/24 12:10	8/19/24	EVT	Eaton Vance Tax Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Dunn Aaron	MA	D		P	7	24.15	0	23	2	D
8/19/24 10:28	8/16/24	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	P	52	9.56	5	11	53	D
8/19/24 10:22	8/16/24	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Clark Christopher D	NY	DOH	P	P	52	15.20	3	10	36	D
8/16/24 19:55	8/14/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Spreng R David	IL	DO	P,CEO	P	51	10.17	5	2	281	D
8/16/24 16:39	8/14/24	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	Metlife Investment Management, LLC	NJ	T		P	2,147,484	14,000,000	14,000		0	I
8/16/24 15:27	8/14/24	AEF	Abrdn Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		P	5	5.25	1	8	14	D
8/16/24 15:26	8/14/24	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		P	6	5.90	1	64	3	D
8/16/24 15:26	8/14/24	THW	Abrdn World Healthcare Fund		Fund	CEF	Closed-End Funds	Maher Bill	PA	D		P	13	13.03	1	New	1	D
8/16/24 15:25	8/14/24	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		P	22	10.99	2	194	3	D
8/16/24 14:32	8/14/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Weston Garret W.	CT	D		P	50	10.40	5	New	5	D
8/16/24 12:48	8/14/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P.m	42	12.07	4	3	113	M
8/16/24 11:34	8/15/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.80	1	0	588	M
8/15/24 12:15	8/13/24	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	P	7	13.38	1	2	25	D
8/15/24 12:06	8/15/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Pinero Eric A.	NY	O	GC	P	5	12.16	0	5	8	D
8/15/24 11:17	8/13/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	9	12.13	1	0	1,803	I
8/15/24 11:10	8/14/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.82	1	0	587	M
8/15/24 11:02	8/13/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	52	8.70	6	0	3,168	I
8/15/24 07:55	8/13/24	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	Onorio Kenneth P.	CT	O	CFO,COO	P	3	9.73	0	1	54	I
8/14/24 20:29	8/12/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Bolduc John	FL	D		P.m	200	11.49	17	8	223	I
8/14/24 18:20	8/12/24	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Pearlman Emanuel R	NY	D		P	13	12.98	1	New	1	D
8/14/24 16:30	8/13/24	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Raterman Thomas B.	IL	O	See Rema	P	50	10.08	5	2	207	D
8/14/24 16:15	8/13/24	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	Caldwell Phyllis R	CA	D		P	22	16.29	1	12	13	D
8/14/24 14:08	8/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Arestia Charlie	NY	O	See Rema	P	5	11.94	0	New	0	I
8/14/24 10:43	8/13/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.82	1	0	586	M
8/13/24 18:47	8/12/24	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	Srivastava Sajal	CA	DO	P	P.m	250	7.07	35	15	275	D
8/13/24 18:43	8/13/24	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	Brown Kyle Steven	AZ	DO	CEO,P,CI	P	50	14.16	4	0	1,038	D
8/13/24 14:00	8/12/24	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Breakstone Robert A	NY	D		P	12	11.89	1	9	12	I
8/13/24 11:41	8/12/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	146	12.09	12	1	1,802	I
8/13/24 11:37	8/12/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	10	9.41	1	0	3,580	I
8/13/24 11:33	8/12/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	502	8.66	58	2	3,162	I
8/13/24 10:17	8/12/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.78	1	0	585	M
8/12/24 17:49	8/9/24	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Ripp Ryan	WY	O	CFO,Trea	P	50	18.87	3	New	3	D
8/12/24 16:17	8/8/24	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	Rival Anita J.	NY	D		P.m	446	14.39	31	34	121	M
8/12/24 14:06	8/8/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Pietrzak Daniel	PA	DO	Co-P,CIO	P	96	19.21	5	9	63	D
8/12/24 13:46	8/9/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.78	1	0	583	M
8/12/24 13:35	8/8/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	212	10.47	20	1	1,823	I
8/12/24 13:24	8/8/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	32	7.07	4	0	54,415	I
8/9/24 16:30	8/7/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Graf Michael	TX	O	See Rema	P	10	20.45	1	12	5	D
8/9/24 16:23	8/9/24	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	10	23.94	0	3	14	D
8/9/24 15:25	8/8/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Kinne Keitha L.	CT	O	See Rema	P	479	10.36	46	New	46	D
8/9/24 13:04	8/5/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Jain Rakesh	NY	H	Portfoli	P	408	10.37	39	131	69	D
8/9/24 11:50	8/8/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.75	1	0	582	M
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Theodosopoulos Nikos	CA	D		P	29	18.03	2	40	6	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Randhawa Paramjeet K	CA	D		P	52	18.07	3	22	16	D
8/8/24 18:50	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Loo Wade	CA	D		P	105	18.54	6	27	26	M
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Crowell Gayle A	CA	D		P	105	18.06	6	11	59	D
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Aguirre Deanne	CA	D		P	105	18.49	6	70	14	M
8/8/24 18:49	8/6/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Fallon Thomas J	CA	D		P	105	18.33	6	6	99	M
8/8/24 17:33	8/5/24	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	Disbrow Thomas	CT	O	See Rema	P	200	10.37	19	New	19	D
8/8/24 12:37	8/7/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.78	1	0	581	M
8/8/24 11:47	8/7/24	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	212	10.22	21	1	1,802	I
8/8/24 11:42	8/7/24	BIGZ	Blackrock Innovation & Growth Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	583	6.95	84	0	54,393	I
8/8/24 11:26	8/7/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	261	12.12	22	1	1,790	I
8/8/24 11:19	8/7/24	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	500	9.41	53	2	3,579	I
8/8/24 11:08	8/7/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	255	8.64	30	1	3,104	I
8/7/24 16:30	8/5/24	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	Slotkin Judy S	TX	D		P	140	19.90	7	60	19	D
8/7/24 16:20	8/5/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Corbett Kris	NY	O	CFO,Trea	P	76	11.72	7	New	7	I
8/7/24 12:02	8/5/24	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	P	16	21.99	1	0	769	D
8/7/24 11:29	8/6/24	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DO	P,CEO	P	2	1.74	1	0	580	M
8/6/24 17:55	4/1/24	FPMYX	Felicitas Private Markets Fund		Fund	CEF	Closed-End Funds	Smith Brian P.	GA	O	P	P	50	20.07	2	New	2	D
8/6/24 17:01	8/5/24	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	22	8.50	3	0	3,074	I
8/6/24 16:58	8/5/24	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	62	11.93	5	0	1,769	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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