9/2/25 16:06 | 8/29/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Lukyanov Sergey | 1P | O | *See Rem | 2 | P.m | 1,985 | 157.21 | 0 | 13 | 11 | 132 | D | | | | | | | | | | | | | | |
8/21/25 17:03 | 8/7/25 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Zemlyak James M | MO | O | Co-P | 1 | P.dm | 1 | 112.56 | 0 | 0 | 0 | 1,162 | M | | | | | | | | | | | | | | |
8/18/25 16:05 | 8/14/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Emmons Lance | NJ | O | EVP,CFO | 1 | P.d | 0 | 31.50 | 0 | 0 | 0 | 94 | M | | | | | | | | | | | | | | |
8/15/25 16:49 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Moore Lisa | NJ | D | | 1 | P | 127 | 23.00 | 0 | 6 | | 6 | D | | | | | | | | | | | | | | |
8/15/25 16:49 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Jayabalan Harish | NJ | O | EVP,CISO | 1 | P | 58 | 23.00 | 0 | 3 | 63 | 6 | D | | | | | | | | | | | | | | |
8/15/25 16:49 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Stahlin Paul | NJ | D | | 1 | P | 23 | 23.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
8/15/25 16:49 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nazarali Jamil | NJ | D | | 1 | P | 58 | 23.00 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
8/15/25 16:48 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Smollen John | NJ | O | EVP Trad | 1 | P | 115 | 23.00 | 0 | 5 | 225 | 7 | D | | | | | | | | | | | | | | |
8/15/25 16:48 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Deitzel Edward | NJ | O | EVP,CRO, | 1 | P.d | 2 | 23.00 | 0 | 0 | 0 | 32 | D | | | | | | | | | | | | | | |
8/15/25 16:48 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Thomas P. | NJ | DO | CB,CEO | 1 | P | 276 | 23.00 | 0 | 12 | | 12 | D | | | | | | | | | | | | | | |
8/15/25 16:48 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lozier Kenneth W. | NJ | D | | 1 | P | 23 | 23.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
8/15/25 16:48 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Massad Mark I. | NJ | D | | 1 | P | 184 | 23.00 | 0 | 8 | | 7 | M | | | | | | | | | | | | | | |
8/7/25 16:55 | 8/6/25 | FRGE | Forge Global Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Nevin James | CA | O | CFO | 1 | P | 44 | 22.65 | 0 | 2 | 9 | 24 | D | | | | | | | | | | | | | | |
6/26/25 18:11 | 6/25/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Shepard William R | IL | D | | 1 | P | 72 | 270.92 | 0 | 0 | 0 | 261 | M | | | | | | | | | | | | | | |
6/20/25 16:02 | 6/20/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | 77/7 Al Farabi Ave. Almaty, 1P 050040">Tashtitov Askar | 1P | DO | P | 1 | P | 84 | 140.75 | 0 | 1 | 0 | 137 | D | | | | | | | | | | | | | | |
6/17/25 17:27 | 6/13/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Payne Christopher D | CA | D | | 1 | P | 1,966 | 74.19 | 0 | 27 | 999% | 27 | I | | | | | | | | | | | | | | |
6/13/25 17:13 | 6/12/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Radziwill John | NY | DO | CB | 1 | P | 119 | 85.00 | 0 | 1 | 0 | 1,055 | D | | | | | | | | | | | | | | |