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11/25/24 19:36
11/21/24
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceGanovsky MatthewFLOTCo-Found1S-1,2508.000-15610,847D
11/25/24 19:35
11/21/24
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceMcNealy SeanFLDOTCo-Found1S-1,2508.000-15612,437D
11/25/24 19:34
11/21/24
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceJackson Jay JFLDOTCEO1S-16,2508.000-2,03110,562D
11/25/24 19:33
11/21/24
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceKirby Kevin ScottFLOTCo-Found1S-1,2508.000-15612,437D
11/25/24 16:30
11/21/24
OSOnestream, Inc.E9FinancInvAdvInvestment AdviceKkr Group Partnership L.P.NYT3S.d-1,955,43684.030-23,27192,960I
11/22/24 20:08
11/20/24
PXP10, Inc.DEFinancInvAdvInvestment Advice210 Capital, LLCTXTHSee Rema13S.dm-49,23210.920-4,5063,904M
11/22/24 20:08
11/21/24
PXP10, Inc.DEFinancInvAdvInvestment Advice210 Capital, LLCTXTHSee Rema13P.dm49,23210.9204,5063,904M
11/22/24 20:01
11/20/24
ARESAres Management CorpDEFinancInvAdvInvestment AdviceArougheti Michael JCADOCo-Found3S.dm-31,042163.790-1901,569I
11/22/24 19:59
11/20/24
EVREvercore Inc.DEFinancInvAdvInvestment AdviceHyman Edward SNYOVice Cha4S.m-61,607308.040-2001,810D
11/22/24 19:56
11/20/24
ARESAres Management CorpDEFinancInvAdvInvestment AdviceKaplan David BCADOCo-Found3S.dm-31,024163.790-1891,344I
11/22/24 19:51
11/20/24
ARESAres Management CorpDEFinancInvAdvInvestment AdviceRosenthal BennettCADOCo-Found5S.dm-44,728156.920-2851,270I
11/22/24 16:45
11/20/24
MORNMorningstar, Inc.ILFinancInvAdvInvestment AdviceMansueto Joseph DILDOTExec CB13S.m-42,850330.430-13015,448D
11/22/24 16:33
11/20/24
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCAT2S.m-26,56634.780-76438,607I
11/22/24 11:48
11/21/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceLaird James F JrOHD3S-2,035169.610-1220D
11/21/24 17:08
11/21/24
CSLRComplete Solaria, Inc.DEFinancInvAdvInvestment AdviceCarlyle Group Inc.DCT6S.m-297,76827.050-11,0064,568I
11/20/24 16:23
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceUhlman Paul APAOVP1S-26141.390-6311D
11/20/24 16:22
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceNusseibeh Saker AnwarPAOCEO,Herm2S-66940.270-17185D
11/20/24 16:22
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceNovak Richard APAOPrincipa1S-5741.470-154D
11/20/24 16:21
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceGermain Peter JPAOEVP,CLO,2S-79941.180-19212D
11/20/24 16:16
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceVan Meter StephenPAOVP,Chief1S-4841.450-135D
11/20/24 16:15
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceZierden Theodore W IIIPAOVP1S-10341.410-2131D
11/20/24 16:07
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceFisher John BPADOVP1S-32341.360-8524D
11/20/24 16:06
11/19/24
FHIFederated Hermes, Inc.PAFinancInvAdvInvestment AdviceDudiak Dolores DPAOVP2S-23840.140-686D
11/19/24 19:11
11/15/24
MORNMorningstar, Inc.ILFinancInvAdvInvestment AdviceDubinsky JasonILOCFO1M.d00.0001321D
11/19/24 19:09
11/15/24
MORNMorningstar, Inc.ILFinancInvAdvInvestment AdviceDunn Daniel JosephILOChief Re1M.d00.0000313D
11/19/24 19:07
11/15/24
MORNMorningstar, Inc.ILFinancInvAdvInvestment AdviceKapoor KunalILDOCEO1M.d00.00032134D
11/18/24 10:15
11/14/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceMeyer Paula ROHD1S-51169.00003D
11/15/24 16:05
11/13/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceMelloh Heather J.MNOEVP,GC1M.d115165.4101234D
11/14/24 17:25
11/12/24
CGCarlyle Group Inc.DEFinancInvAdvInvestment AdviceD'Aniello Daniel A.DCD1S-25,53751.530-49632,504I
11/13/24 19:14
11/12/24
STEPStepstone Group Inc.FinancInvAdvInvestment AdviceKeathley AnthonyNYOChief Ac1S-5068.850-12D
11/13/24 19:07
11/12/24
STEPStepstone Group Inc.FinancInvAdvInvestment AdvicePark David YNYOCFO1S-20568.210-320D
11/13/24 18:07
11/11/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFO2M.d9,018267.960347D
11/13/24 18:07
11/11/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBerman Walter StanleyMNOEVP,CFO2S.d-9,018267.960-347D
11/13/24 17:40
11/11/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEO2M.d9,002267.6203426161D
11/13/24 17:40
11/11/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceCracchiolo James MMNDOCB,CEO2S.d-9,002267.620-34161D
11/13/24 17:15
11/8/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceSweeney Joseph EdwardMNOP-AWM Pr2M.d9,008255.760356D
11/13/24 17:15
11/8/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceSweeney Joseph EdwardMNOP-AWM Pr2S.d-9,008255.760-356D
11/13/24 17:00
11/13/24
HLIHoulihan Lokey, Inc.FinancInvAdvInvestment AdviceZucker Gillian BethCAD3S-102169.270-17D
11/13/24 16:31
11/11/24
HLNEHamilton Lane IncDEFinancInvAdvInvestment AdviceDelgado-Moreira JuanPADOTCo-CEO1P.d106201.810101,287I
11/13/24 16:29
11/11/24
BSIGBrightsphere Investment Group Inc.DEFinancInvAdvInvestment AdviceHart Richard JonathanMAOGC2M.d6,82612.760535156D
11/13/24 16:29
11/11/24
BSIGBrightsphere Investment Group Inc.DEFinancInvAdvInvestment AdviceHart Richard JonathanMAOGC2S.d-6,82612.760-535156D
11/12/24 18:52
11/11/24
ARESAres Management CorpDEFinancInvAdvInvestment AdviceBerry RyanCAOChief Mk7S.m-35,370153.780-230755D
11/12/24 17:42
11/7/24
MCMoelis & CoDEFinancInvAdvInvestment AdviceCallesano ChristopherNYOPrincipa1S-7180.000-1-1000D
11/12/24 17:28
11/8/24
HLIHoulihan Lokey, Inc.FinancInvAdvInvestment AdviceCrain Christopher MCAOGC2S.d-620177.180-4-1000D
11/12/24 17:00
11/12/24
PJTPjt Partners Inc.DEFinancInvAdvInvestment AdviceWhitney Kenneth CNYD1S-276159.750-29D
11/12/24 09:15
11/8/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceSt. Pierre Nicole ReneeOHD1S-50167.00004D
11/8/24 17:45
11/7/24
PJTPjt Partners Inc.DEFinancInvAdvInvestment AdviceCostos JamesNYD1S-242161.410-29D
11/8/24 17:45
11/8/24
PJTPjt Partners Inc.DEFinancInvAdvInvestment AdviceTravin David AdamNYOGC1S-245159.180-2-1000D
11/8/24 17:43
11/7/24
BXBlackstone Inc.DEFinancInvAdvInvestment AdviceFinley John GNYOGC1S-7,433175.940-42435D
11/8/24 17:02
11/7/24
HLIHoulihan Lokey, Inc.FinancInvAdvInvestment AdviceAlley J LindseyCAOCFO1S.d-2,319185.490-13-1000D
11/8/24 16:50
11/6/24
OWLBlue Owl Capital Inc.NJFinancInvAdvInvestment AdviceWard Sean JasonNYDOSenior M1S.d00.000-30,16668,530I
11/8/24 16:37
11/6/24
OWLBlue Owl Capital Inc.NJFinancInvAdvInvestment AdviceRees Michael DouglassNYDOCo-P1S.d00.000-30,16670,277I
11/8/24 16:31
11/6/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceBrockman Dawn M.MNOSVP,CONT1S-196560.12001D
11/6/24 16:41
11/4/24
JHGJanus Henderson Group PlcY9FinancInvAdvInvestment AdviceRosenberg MichelleX0OCAO,GC1S-26341.630-683D
11/6/24 16:30
11/4/24
BXBlackstone Inc.DEFinancInvAdvInvestment AdvicePorat RuthNYD1P37169.5800045M
11/4/24 16:18
10/31/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceAlvero GumerMNOP-INSURA1S-1,200516.050-26D
11/1/24 17:00
10/31/24
PJTPjt Partners Inc.DEFinancInvAdvInvestment AdviceCornwell Kievdi DonNYD2M.dm1,92483.8302310D
10/31/24 17:53
10/29/24
MLTXMoonlake ImmunotherapeuticsDEFinancInvAdvInvestment AdviceBvf Partners L P/IlCADT2S.d-114,30338.100-3,0001,464D
10/30/24 16:44
10/30/24
MORNMorningstar, Inc.ILFinancInvAdvInvestment AdviceLyons William MILD3S-720319.990-214D
10/29/24 18:39
10/25/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceCharles K. Huebner TrustTXHSee Rema1M.d1291.170110999%118D
10/25/24 19:30
10/24/24
MCMoelis & CoDEFinancInvAdvInvestment AdviceCantor EricNYDOVice CB,1M.d00.00010197D
10/25/24 11:17
10/23/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceCoussens Amanda N.TXOCFO,CCO1M.d00.0002225130D
10/25/24 11:17
10/23/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceHood Mark CTXOSee rema1M.d00.0005783D
10/25/24 11:07
10/23/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceSarsfield Luke A. IIITXDOSee Rema1M.d00.000218170D
10/24/24 18:29
10/22/24
TPGTpg Inc.DEFinancInvAdvInvestment AdviceWeingart JackTXDOCFO1M.d00.000127101,348D
10/24/24 18:23
10/22/24
TPGTpg Inc.DEFinancInvAdvInvestment AdviceVazquez-Ubarri AniluTXDOCOO1M.d00.0008521482D
10/24/24 18:21
10/22/24
TPGTpg Inc.DEFinancInvAdvInvestment AdviceSisitsky Todd BenjaminTXDOP1M.d00.000169161,206D
10/24/24 18:16
10/22/24
TPGTpg Inc.DEFinancInvAdvInvestment AdviceBerenson BradfordTXOGC1M.d00.0008533344D
10/22/24 16:08
10/18/24
CNSCohen & Steers, Inc.DEFinancInvAdvInvestment AdviceRhein Peter LNYD1S-264105.510-332I
10/21/24 15:32
10/17/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceMaliagros SpirosNYOP,Strate5S.m-1294.160-31422D
10/18/24 17:48
10/16/24
EMOClearbridge Energy Midstream Opportunity Fund Inc.DEFinancInvAdvInvestment AdviceFranklin Resources IncCAHAffiliat2S.m-1,61743.690-3759D
10/8/24 17:02
10/4/24
AMGAffiliated Managers Group, Inc.DEFinancInvAdvInvestment AdviceWojcik Thomas MFLOCOO1M.d5,58774.49075244106D
10/4/24 17:04
10/2/24
AMGAffiliated Managers Group, Inc.DEFinancInvAdvInvestment AdviceHorgen Jay C.FLDOP,CEO1M.d7,44974.49010031423D
10/3/24 17:09
10/1/24
BXBlackstone Inc.DEFinancInvAdvInvestment AdviceBaratta JosephNYD1S-17,561150.810-116800D
10/2/24 20:59
9/30/24
BSIGBrightsphere Investment Group Inc.DEFinancInvAdvInvestment AdviceRana SurenMADOP,CEO1M.d7,50010.000750372D
10/1/24 20:54
9/30/24
GCMGGcm Grosvenor Inc.DEFinancInvAdvInvestment AdviceCornelli FrancescaILD1M.d00.00052424D
10/1/24 20:53
9/30/24
GCMGGcm Grosvenor Inc.DEFinancInvAdvInvestment AdviceMasters BlytheILD1M.d00.00091477D
9/30/24 16:14
9/27/24
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceNewton KieraCAD1S-59.400-113D
9/27/24 16:07
9/25/24
HNNAHennessy Advisors IncFinancInvAdvInvestment AdvicePomilia Susan WeberCAD1S.m-1009.800-10112D
9/26/24 13:36
9/24/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceAbell Alexander I.TXHSee Rema1S-54210.850-50350D
9/24/24 12:13
9/23/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceThomas L'QuentusOHD1S-40161.64002D
9/23/24 12:25
9/19/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceNelson Andrew RowanTXHSee Rema1S-10110.850-956D
9/18/24 16:05
9/17/24
CNSCohen & Steers, Inc.DEFinancInvAdvInvestment AdviceVillani Edmond DNYD1S-29096.760-333I
9/17/24 18:44
9/13/24
BBIOBridgebio Pharma, Inc.E9FinancInvAdvInvestment AdviceKkr Genetic Disorder L.P.NYT1S-149,35025.750-5,80025,261I
9/17/24 17:02
9/13/24
LAZLazard, Inc.DEFinancInvAdvInvestment AdviceOrszag Peter RichardNYDOCEO1M.d00.00085249119D
9/17/24 16:13
9/16/24
CNSCohen & Steers, Inc.DEFinancInvAdvInvestment AdvicePoli Francis CNYOGC,Secre1S-1,41194.080-1565D
9/13/24 12:36
9/11/24
BENFranklin Resources IncDEFinancInvAdvInvestment AdviceJohnson Charles BCAT2P3,89219.460200093,392D
9/12/24 19:46
9/10/24
JHGJanus Henderson Group PlcY9FinancInvAdvInvestment AdviceThompson Roger MjX0OCFO1S.m-63935.490-18130D
9/12/24 18:21
9/10/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceIlwaddi HoldingsNYT2P.m733.82019018,118I
9/10/24 17:43
9/9/24
GCMGGcm Grosvenor Inc.DEFinancInvAdvInvestment AdviceSullivan Kathleen PatriciaILOPrincipa1S-5410.730-547D
9/10/24 16:19
9/6/24
APOApollo Global Management, Inc.DEFinancInvAdvInvestment AdviceO'Neill MitraNYD1P100108.4001330D
9/6/24 18:01
9/4/24
OWLBlue Owl Capital Inc.NJFinancInvAdvInvestment AdvicePolland Andrew RobertNYOCOO1S.m00.000-50289I
9/6/24 16:07
9/5/24
AMKAssetmark Financial Holdings, Inc.DEFinancInvAdvInvestment AdviceHuatai Securities Co., Ltd.F4T1S-1,793,30135.250-50,874-1000I
9/5/24 17:09
9/3/24
LAZLazard, Inc.DEFinancInvAdvInvestment AdviceJacobs Kenneth MNYDOExec CB1S.m-9,09448.110-1891,728M
9/4/24 18:15
9/3/24
PJTPjt Partners Inc.DEFinancInvAdvInvestment AdviceLee Ji-YeunNYOManaging1S-1,188118.850-1061D
9/4/24 16:44
8/30/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceDavies WilliamMNOEVP,GLOB1S-3,846442.070-913D
8/30/24 16:10
8/29/24
SELFGlobal Self Storage, Inc.DEFinancInvAdvInvestment AdviceWinmill & Co. IncNYHSee "Exp1P.m145.2203740D
8/30/24 16:02
8/28/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceTruscott William FMNOCEO,Glob2M.d11,871216.2005523M
8/30/24 16:02
8/28/24
AMPAmeriprise Financial IncDEFinancInvAdvInvestment AdviceTruscott William FMNOCEO,Glob2S.d-11,871216.200-5523M
8/30/24 08:10
8/28/24
BENFranklin Resources IncDEFinancInvAdvInvestment AdviceJohnson Jennifer MCADOP,CEO1P25019.6601305,877I

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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