11/26/25 17:40 | 11/24/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | 8 | S.m | -21,246 | 212.46 | 0 | -100 | | 14,785 | D | | | | | | | | | | | | | | |
11/26/25 16:45 | 11/25/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DO | CEO | 3 | S | -1,907 | 63.58 | 0 | -30 | | 3,153 | I | | | | | | | | | | | | | | |
11/25/25 21:15 | 11/24/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | 1 | S.m | -45,380 | 151.77 | 0 | -299 | | 1,691 | I | | | | | | | | | | | | | | |
11/25/25 16:44 | 11/21/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sharpe Robert Francis Jr | MN | D | | 1 | S | -676 | 450.95 | 0 | -2 | | 13 | I | | | | | | | | | | | | | | |
11/24/25 17:55 | 11/21/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DTH | See rema | 5 | S.dm | -2,342 | 11.92 | 0 | -196 | | 3,144 | I | | | | | | | | | | | | | | |
11/24/25 17:54 | 11/21/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Williams Mel | TX | TH | See Rema | 3 | S.d | -1,245 | 11.51 | 0 | -108 | | 4,156 | I | | | | | | | | | | | | | | |
11/20/25 16:08 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Fede | 2 | S | -942 | 48.38 | 0 | -19 | | 162 | D | | | | | | | | | | | | | | |
11/20/25 16:08 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Dudiak Dolores D | PA | O | VP | 1 | S | -48 | 47.87 | 0 | -1 | | 88 | D | | | | | | | | | | | | | | |
11/20/25 16:07 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Novak Richard A | PA | O | Principa | 1 | S | -60 | 47.85 | 0 | -1 | | 58 | D | | | | | | | | | | | | | | |
11/20/25 16:07 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Germain Peter J | PA | O | EVP,CLO, | 2 | S | -574 | 48.43 | 0 | -12 | | 217 | D | | | | | | | | | | | | | | |
11/20/25 16:06 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Fisher John B | PA | DO | VP | 1 | S | -366 | 47.87 | 0 | -8 | | 534 | D | | | | | | | | | | | | | | |
11/20/25 16:02 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | 1 | S | -34 | 47.86 | 0 | -1 | | 32 | D | | | | | | | | | | | | | | |
11/20/25 16:01 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | 1 | S | -311 | 47.85 | 0 | -6 | | 327 | D | | | | | | | | | | | | | | |
11/20/25 16:01 | 11/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Zierden Theodore W III | PA | O | VP | 1 | S | -178 | 47.84 | 0 | -4 | | 152 | D | | | | | | | | | | | | | | |
11/13/25 17:53 | 11/11/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Fernandez Jose A | NY | DO | Co-COO | 1 | S.m | -13,121 | 62.12 | 0 | -211 | | 4,834 | I | | | | | | | | | | | | | | |
11/12/25 17:53 | 11/10/25 | WHG | Westwood Holdings Group Inc | DE | Financ | InvAdv | Investment Advice | Casey Brian O | TX | DO | CEO | 2 | S | -128 | 17.95 | 0 | -7 | | 506 | D | | | | | | | | | | | | | | |
11/3/25 16:10 | 10/31/25 | IVZ | Invesco Ltd. | D0 | Financ | InvAdv | Investment Advice | Sharp Douglas J | GA | O | Senior M | 1 | S | -3,769 | 23.56 | 0 | -160 | -100 | 0 | D | | | | | | | | | | | | | | |
10/22/25 17:52 | 10/22/25 | BTSG | Brightspring Health Services, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | 1 | S | -424,391 | 28.78 | 0 | -14,745 | | 61,942 | I | | | | | | | | | | | | | | |
10/6/25 18:25 | 10/6/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Lutnick Howard W | NY | T | | 1 | S.d | 0 | 0.00 | 0 | -6,452 | -100 | 0 | I | | | | | | | | | | | | | | |
10/3/25 20:38 | 9/10/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Sagati Aghili Naseem | CA | O | GC | 2 | S | -7,022 | 167.18 | 0 | -42 | | 276 | D | | | | | | | | | | | | | | |
9/29/25 18:55 | 9/26/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | 1 | S | -281 | 11.25 | 0 | -25 | | 300 | D | | | | | | | | | | | | | | |
9/29/25 18:13 | 9/29/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | 2 | S | -4 | 10.73 | 0 | 0 | | 17 | D | | | | | | | | | | | | | | |
9/26/25 17:22 | 9/25/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Baratta Joseph | NY | D | | 1 | S | -19,853 | 175.69 | 0 | -113 | | 696 | D | | | | | | | | | | | | | | |
9/25/25 09:21 | 9/23/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Thomas L'Quentus | OH | D | | 1 | S | -35 | 141.10 | 0 | 0 | | 3 | D | | | | | | | | | | | | | | |
9/23/25 17:21 | 9/19/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | DH | See Rema | 1 | S | -532 | 12.08 | 0 | -44 | | 170 | D | | | | | | | | | | | | | | |
9/23/25 08:48 | 9/22/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Maclellan Robert F. | MD | D | | 1 | S.d | -324 | 105.01 | 0 | -3 | | 47 | D | | | | | | | | | | | | | | |
9/18/25 16:32 | 9/16/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Gold Irwin | CA | DOT | CO-CB | 1 | S.d | -1,381 | 202.75 | 0 | -7 | -100 | 0 | D | | | | | | | | | | | | | | |
9/17/25 20:06 | 9/16/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Orszag Peter Richard | NY | DO | CEO,CB | 1 | S.d | -1,757 | 54.09 | 0 | -32 | | 183 | D | | | | | | | | | | | | | | |
9/16/25 16:03 | 9/12/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Rendino Kevin | NJ | H | Former D | 1 | S | 0 | 0.00 | 0 | -789 | -100 | 0 | D | | | | | | | | | | | | | | |
9/16/25 16:02 | 9/12/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Wolfe Daniel B | NJ | H | Former D | 1 | S | 0 | 0.00 | 0 | -252 | -100 | 0 | D | | | | | | | | | | | | | | |
9/16/25 16:02 | 9/12/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Bigelow Robert E III | NJ | H | Former O | 1 | S | 0 | 0.00 | 0 | -133 | -100 | 0 | D | | | | | | | | | | | | | | |
9/16/25 16:02 | 9/12/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Gift Alicia M | NJ | H | Former O | 1 | S | 0 | 0.00 | 0 | -45 | -100 | 0 | D | | | | | | | | | | | | | | |
9/16/25 16:01 | 9/12/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Brandom Stacy | NJ | H | Former D | 1 | S | 0 | 0.00 | 0 | -19 | -100 | 0 | D | | | | | | | | | | | | | | |
9/16/25 16:01 | 9/12/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Shanley Richard P | NJ | H | Former D | 1 | S | 0 | 0.00 | 0 | -31 | -100 | 0 | D | | | | | | | | | | | | | | |
9/16/25 16:01 | 9/12/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Weil Parker Anders | NJ | H | Former D | 1 | S | 0 | 0.00 | 0 | -11 | -100 | 0 | D | | | | | | | | | | | | | | |
9/15/25 16:19 | 9/11/25 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Thompson Roger Mj | X0 | O | CFO | 1 | S | -1,244 | 45.26 | 0 | -27 | | 113 | D | | | | | | | | | | | | | | |
9/12/25 19:33 | 9/10/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Ressler Antony P | CA | DOT | Co-Found | 4 | S.m | -203,215 | 177.56 | 0 | -1,144 | | 3,101 | I | | | | | | | | | | | | | | |
9/12/25 16:36 | 9/11/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Park David Y | NY | O | CFO | 1 | S | -63 | 63.26 | 0 | -1 | | 22 | D | | | | | | | | | | | | | | |
9/12/25 11:19 | 9/10/25 | IVZ | Invesco Ltd. | D0 | Financ | InvAdv | Investment Advice | Butcher Stephanie | GA | O | Senior M | 1 | S | -2,283 | 22.12 | 0 | -103 | | 30 | D | | | | | | | | | | | | | | |
9/11/25 19:27 | 9/10/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Russo Evan L | NY | O | CEO of A | 1 | S.m | -4,240 | 56.54 | 0 | -75 | | 228 | D | | | | | | | | | | | | | | |
9/11/25 19:26 | 9/10/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Gathy Michael | NY | O | Chief Ac | 1 | S | -34 | 55.37 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
9/11/25 16:31 | 9/9/25 | CCO | Clear Channel Outdoor Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | 1 | S.m | -16,972 | 1.16 | 0 | -14,632 | | 41,197 | I | | | | | | | | | | | | | | |
9/10/25 18:06 | 9/8/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Finley John G | NY | O | GC | 1 | S | -3,686 | 171.46 | 0 | -22 | | 491 | M | | | | | | | | | | | | | | |
9/9/25 17:03 | 9/9/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Wojcik Thomas M | FL | O | P,COO | 1 | S.d | -3,696 | 231.03 | 0 | -16 | | 159 | D | | | | | | | | | | | | | | |
9/9/25 10:32 | 9/5/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Meyer Paula R | OH | D | | 1 | S | -50 | 141.80 | 0 | 0 | | 4 | D | | | | | | | | | | | | | | |
9/8/25 19:50 | 9/4/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Black Leon D | NY | H | See rema | 1 | S | -122,637 | 134.03 | 0 | -915 | | 38,081 | I | | | | | | | | | | | | | | |
9/8/25 17:42 | 9/4/25 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | French River 5 Ltd | PA | T | | 1 | S.d | -21,977 | 146.51 | 0 | -150 | | 330 | D | | | | | | | | | | | | | | |
9/8/25 16:30 | 9/4/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Melloh Heather J. | MN | O | EVP,GC | 1 | S | -769 | 512.34 | 0 | -2 | | 3 | D | | | | | | | | | | | | | | |
9/5/25 16:40 | 9/3/25 | AAMI | Acadian Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Paulson & Co. Inc. | NJ | T | | 1 | S | -57,554 | 47.69 | 0 | -1,207 | | 7,743 | I | | | | | | | | | | | | | | |
9/4/25 17:00 | 8/26/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Jon I. Madorsky Revocable Trust Dated December 1, 2008 | TX | H | See Rema | 1 | S | -623 | 12.45 | 0 | -50 | | 446 | D | | | | | | | | | | | | | | |
9/3/25 18:33 | 9/2/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Crain Christopher M | CA | O | GC | 1 | S.d | -98 | 196.22 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |