44 results

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3/24/25 09:38
3/21/25
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceCooley Richard ScottOHD6P419148.33033611D
3/13/25 20:14
3/11/25
ARESAres Management CorpDEFinancInvAdvInvestment AdviceBhutani AshishCAD1P1,413141.330107723D
3/5/25 12:49
3/4/25
BENFranklin Resources IncDEFinancInvAdvInvestment AdviceJohnson Charles BCAT5P12,63721.060600193,459D
2/20/25 16:52
8/5/24
BXBlackstone Inc.DEFinancInvAdvInvestment AdvicePorat RuthNYD5P204142.4201345M
12/18/24 16:11
12/17/24
GAIIXGladstone Alternative Income FundDEFinancInvAdvInvestment AdviceGladstone DavidVAOTHCEO3P10,00010.0001,000999%1,010I
12/16/24 13:42
12/13/24
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceGusky Adam SamuelFLD4P.m3547.2904946259D
12/10/24 11:48
12/9/24
HKHCHorizon Kinetics Holding CorpDEFinancInvAdvInvestment AdviceStahl MurrayNYDOTCEO,CIO5P341.670009,303M
11/22/24 20:08
11/21/24
PXP10, Inc.DEFinancInvAdvInvestment Advice210 Capital, LLCTXTHSee Rema1P.d13713.6501002,339M
11/13/24 16:31
11/11/24
HLNEHamilton Lane IncDEFinancInvAdvInvestment AdviceDelgado-Moreira JuanPADOTCo-CEO1P.d106201.810101,287I
9/13/24 16:44
9/11/24
BTSGBrightspring Health Services, Inc.E9FinancInvAdvInvestment AdviceKkr Group Partnership L.P.NYT1P129,33111.13011,6201492,960I
9/12/24 18:21
9/10/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceIlwaddi HoldingsNYT7P.m9724.330225118,118I
9/10/24 16:19
9/6/24
APOApollo Global Management, Inc.DEFinancInvAdvInvestment AdviceO'Neill MitraNYD1P100108.4001330D
8/30/24 16:10
8/28/24
BXSYBexil Investment TrustDEFinancInvAdvInvestment AdviceWinmill & Co. IncNYHSee "Exp27P.m2,18711.520190999%195D
8/30/24 08:10
8/28/24
BENFranklin Resources IncDEFinancInvAdvInvestment AdviceJohnson Jennifer MCADOP,CEO2P64620.4403215,877I
8/20/24 14:23
8/16/24
ABIOArca Biopharma, Inc.Y9FinancInvAdvInvestment AdviceJanus Henderson Group PlcX0T3P.m2,1443.380635432,117I
8/7/24 16:28
8/6/24
APOApollo Global Management, Inc.DEFinancInvAdvInvestment AdviceRichards PaulineNYD1P247104.9202386D
7/1/24 10:22
6/27/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceQuinif Jo AnnOHOP of DHC1P56139.2400222D
7/1/24 10:19
6/27/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceBrilliant Heather EOHDOCEO1P.m77139.7201147D
6/25/24 19:21
6/21/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceMcCoy David M.TXHSee Rema3P.m3828.6704479100D
6/17/24 18:17
6/13/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceCharles K. Huebner TrustTXHSee Rema1P997.950133252D
6/5/24 14:12
6/3/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceTiedemann MichaelNYDOCEO3P.dm9734.62021151623D
5/31/24 17:52
5/30/24
STEPStepstone Group Inc.FinancInvAdvInvestment AdviceHoffmeister David FNYD1P99744.290239646D
5/16/24 21:34
5/14/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceKeaney Timothy FNYDOP,Asset 1P.m3844.5608464297D
5/13/24 17:04
5/9/24
RPTXRepare Therapeutics Inc.DEFinancInvAdvInvestment AdviceBvf Partners L P/ilCAT2P.dm6,2501.9803,155769D
5/3/24 17:01
4/30/24
SAMGSilvercrest Asset Management Group Inc.DEFinancInvAdvInvestment AdviceLong Path Smaller Companies Fund, LPCTT2P15415.050101941D
4/4/24 19:50
4/2/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceFurlong Mark FNYD1P1365.4302525D
3/28/24 18:23
3/27/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceJensen Richard J.TXOEVP,Head1P4598.3505555D
3/14/24 16:30
3/13/24
SAMGSilvercrest Asset Management Group Inc.DEFinancInvAdvInvestment AdviceGray John AllenNYOMD1P5015.84031721D
3/12/24 21:57
3/5/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceBlatherwick Nell M.TXHSee Rema1P.d1007.980133430D
2/21/24 17:05
2/21/24
BXBlackstone Inc.DEFinancInvAdvInvestment AdviceBrown Reginald JNYD1P302125.63021617D
2/12/24 18:23
2/8/24
JSPRJasper Therapeutics, Inc.DEFinancInvAdvInvestment AdviceCarlyle Group Inc.DCHFormer 11P2,46112.950190221,066I
12/26/23 16:12
12/18/23
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Neil JCADOTCEO4P.m616.500902,099I
12/19/23 17:00
12/15/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceKelleher Thomas J /AdvCAOCo-CEO1P40420.2202021,037I
12/12/23 18:52
8/10/21
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Brian ACAD1P.m3910.06041288I
12/12/23 18:49
3/7/17
HNNAHennessy Advisors IncFinancInvAdvInvestment AdvicePomilia Susan WeberCAD1P4218.29022117I
11/22/23 14:09
11/21/23
OAK.POaktree Capital Group, LLCDEFinancInvAdvInvestment AdvicePerry Mansco IIICAD1P2120.70011D
11/20/23 18:15
11/16/23
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceMcNealy SeanFLDOTCo-Found1P26.1700012,594D
11/17/23 11:34
11/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceD Agostino Robert PCAD1P10621.23053161D
11/17/23 11:33
11/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdvicePaulson Randall ECAD1P21221.230103319D
11/17/23 11:31
11/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CE1P63721.2303007,173D
11/16/23 09:43
11/14/23
BWBabcock & Wilcox Enterprises, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CAT3P.m4700.58660802241,825I
11/13/23 15:07
11/10/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceLabran Renee ECAD1P.m2022.6301167D
11/13/23 08:00
11/9/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceBrandt Tamara SueCAD1P5030.6402366D
11/13/23 08:00
11/10/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceAntin Robert LCAD1P64425.750256470D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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