5/28/26 20:01 | 5/26/26 | PAX | Patria Investments Ltd | E9 | Financ | InvAdv | Investment Advice | Neto Olimpio Matarazzo | | D | | 2 | P.m | 845 | 11.26 | 0 | 75 | 18 | 501 | I | | | | | | | | | | | | | | |
5/28/26 16:54 | 5/26/26 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Rogers Hartley R. | PA | DOT | Exec Co- | 1 | P.dm | 9,992 | 90.08 | 0 | 111 | 2 | 6,622 | M | | | | | | | | | | | | | | |
5/27/26 19:16 | 5/26/26 | MLCI | Mount Logan Capital Inc. | DE | Financ | InvAdv | Investment Advice | Mangum Jordan | NY | O | COO | 1 | P | 7 | 3.43 | 0 | 2 | 27 | 10 | D | | | | | | | | | | | | | | |
5/26/26 16:52 | 5/21/26 | OAK.P | Brookfield Oaktree Holdings, LLC | DE | Financ | InvAdv | Investment Advice | Gilbert Steven J | CA | D | | 1 | P | 28 | 20.77 | 0 | 1 | 7 | 21 | D | | | | | | | | | | | | | | |
5/22/26 17:18 | 5/21/26 | VALU | Value Line Inc | NY | Financ | InvAdv | Investment Advice | Brecher Howard A | NY | DO | CB,CEO | 1 | P | 7 | 33.89 | 0 | 0 | 13 | 2 | D | | | | | | | | | | | | | | |
5/21/26 11:04 | 5/20/26 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Herndon Mark | NY | O | CFO | 4 | P | 9 | 30.44 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
5/21/26 09:57 | 5/20/26 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Brent D | NY | D | | 4 | P | 64 | 31.15 | 0 | 2 | 513 | 2 | D | | | | | | | | | | | | | | |
5/19/26 16:30 | 5/15/26 | BXDC | Blackstone Digital Infrastructure Trust Inc. | DE | Financ | InvAdv | Investment Advice | Blackstone Treasury Holdings III L.L.C. | NY | T | | 1 | P | 189,736 | 20.00 | 0 | 9,487 | | 9,112 | I | | | | | | | | | | | | | | |
5/13/26 16:38 | 5/11/26 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Porat Ruth | NY | D | | 6 | P | 330 | 142.88 | 0 | 2 | 5 | 51 | M | | | | | | | | | | | | | | |
5/12/26 20:28 | 2/12/26 | APC | Arko Petroleum Corp. | DE | Financ | InvAdv | Investment Advice | Blackstone Holdings I L.P. | NY | T | | 1 | P | 1,766 | 17.66 | 0 | 100 | 400 | 125 | I | | | | | | | | | | | | | | |
5/6/26 19:27 | 5/6/26 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Cates G. Staley | FL | D | | 1 | P | 459 | 305.83 | 0 | 2 | 31 | 6 | D | | | | | | | | | | | | | | |
5/4/26 20:39 | 4/30/26 | PS | Pershing Square Inc. | NV | Financ | InvAdv | Investment Advice | Ackman William A | NY | DOT | CEO,CB | 1 | P.d | 19,016 | 23.77 | 0 | 800 | 1 | 94,640 | M | | | | | | | | | | | | | | |
4/1/26 16:08 | 3/31/26 | RPC | Ridgepost Capital, Inc. | DE | Financ | InvAdv | Investment Advice | Stewart Robert B Jr | TX | D | | 3 | P | 179 | 8.12 | 0 | 22 | 16 | 157 | D | | | | | | | | | | | | | | |
3/26/26 10:36 | 3/23/26 | RPC | Ridgepost Capital, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | DH | See Rema | 2 | P | 1,032 | 7.37 | 0 | 140 | 108 | 270 | D | | | | | | | | | | | | | | |
3/24/26 14:53 | 3/20/26 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | 49 | P | 36 | 34.65 | 0 | 1 | 0 | 9,304 | M | | | | | | | | | | | | | | |
3/23/26 12:11 | 3/20/26 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Nagelberg Allison | NY | D | | 1 | P | 5 | 33.96 | 0 | 0 | 60 | 0 | D | | | | | | | | | | | | | | |
3/16/26 16:56 | 3/12/26 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Morris W Howard | CT | D | | 1 | P | 524 | 129.47 | 0 | 4 | 143 | 7 | M | | | | | | | | | | | | | | |
3/16/26 16:00 | 2/19/26 | RPC | Ridgepost Capital, Inc. | DE | Financ | InvAdv | Investment Advice | Charles K. Huebner Trust | TX | H | See Rema | 1 | P.m | 265 | 8.15 | 0 | 33 | 21 | 189 | D | | | | | | | | | | | | | | |
3/10/26 17:01 | 3/6/26 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Williamson Sarah K | NY | D | | 1 | P | 581 | 290.43 | 0 | 2 | 18 | 13 | D | | | | | | | | | | | | | | |
3/10/26 15:48 | 6/14/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Thomas L'Quentus | OH | D | | 1 | P.m | 12 | 150.69 | 0 | 0 | 3 | 3 | D | | | | | | | | | | | | | | |
3/5/26 19:30 | 3/4/26 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Barakett Timothy R | NY | D | | 3 | P | 14,097 | 104.42 | 0 | 135 | 88 | 288 | I | | | | | | | | | | | | | | |
3/4/26 16:54 | 3/4/26 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Holt Michael | IL | O | CFO | 1 | P | 187 | 186.59 | 0 | 1 | 12 | 9 | D | | | | | | | | | | | | | | |
3/3/26 16:34 | 2/27/26 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Nuttall Scott C | NY | DO | Co-CEO | 2 | P | 17,224 | 98.42 | 0 | 175 | 1 | 20,319 | D | | | | | | | | | | | | | | |
3/3/26 16:34 | 2/27/26 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Bae Joseph Y | NY | DO | Co-CEO | 2 | P | 17,202 | 98.29 | 0 | 175 | 1 | 18,506 | I | | | | | | | | | | | | | | |
3/3/26 16:34 | 3/2/26 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Dillon Mary N | NY | D | | 1 | P | 2,022 | 90.96 | 0 | 22 | 77 | 51 | I | | | | | | | | | | | | | | |
2/25/26 16:46 | 2/23/26 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Mitchell Steven R | NY | D | | 1 | P | 566 | 44.23 | 0 | 13 | | 13 | D | | | | | | | | | | | | | | |
2/25/26 16:06 | 2/24/26 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Berkman David J | PA | D | | 1 | P | 1,010 | 101.00 | 0 | 10 | 40 | 35 | I | | | | | | | | | | | | | | |
2/24/26 18:50 | 2/20/26 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Olian Judy D. | CA | D | | 1 | P | 60 | 124.43 | 0 | 0 | 2 | 30 | D | | | | | | | | | | | | | | |
2/24/26 16:07 | 2/20/26 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Hirsch Erik R. | PA | DOT | Co-CEO | 1 | P.d | 988 | 107.13 | 0 | 9 | 1 | 880 | D | | | | | | | | | | | | | | |
2/24/26 16:07 | 2/20/26 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Delgado-Moreira Juan | PA | DOT | Co-CEO | 2 | P.d | 2,032 | 117.98 | 0 | 17 | 1 | 1,338 | D | | | | | | | | | | | | | | |
2/24/26 16:06 | 2/20/26 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Kramer Andrea Anigati | PA | OT | COO | 1 | P.d | 250 | 107.53 | 0 | 2 | 1 | 220 | D | | | | | | | | | | | | | | |
2/24/26 16:06 | 2/20/26 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Giannini Mario L | PA | OT | Exec Co | 1 | P.d | 990 | 107.32 | 0 | 9 | 1 | 1,418 | D | | | | | | | | | | | | | | |
2/18/26 19:41 | 6/4/25 | ABX | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | McNealy Sean | FL | DOT | Co-Found | 2 | P.d | 996 | 5.77 | 0 | 172 | 1 | 12,456 | D | | | | | | | | | | | | | | |
2/18/26 19:39 | 6/4/25 | ABX | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kirby Kevin Scott | FL | OT | Co-Found | 2 | P.d | 996 | 5.77 | 0 | 172 | 1 | 12,455 | D | | | | | | | | | | | | | | |
2/18/26 18:38 | 2/17/26 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Cohler Matt | NY | D | | 1 | P | 4,514 | 102.90 | 0 | 44 | 44 | 143 | D | | | | | | | | | | | | | | |
2/10/26 17:09 | 3/11/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Bhutani Ashish | CA | D | | 2 | P | 2,679 | 133.97 | 0 | 20 | 142 | 34 | D | | | | | | | | | | | | | | |
12/3/25 17:13 | 12/1/25 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Kirshenbaum Alan | NY | O | CFO | 1 | P | 501 | 14.87 | 0 | 34 | | 34 | D | | | | | | | | | | | | | | |
12/3/25 17:12 | 12/1/25 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Ostrover Douglas I | NY | DO | Co-CEO | 1 | P.m | 2,379 | 15.06 | 0 | 158 | | 158 | I | | | | | | | | | | | | | | |
12/3/25 17:10 | 12/1/25 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Lipschultz Marc S | NY | DO | Co-CEO | 1 | P.m | 2,379 | 15.06 | 0 | 158 | | 158 | M | | | | | | | | | | | | | | |
12/3/25 17:10 | 12/1/25 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Packer Craig | NY | DO | Co-P | 1 | P.m | 1,882 | 15.06 | 0 | 125 | | 31 | I | | | | | | | | | | | | | | |
12/1/25 21:16 | 11/26/25 | SAMG | Silvercrest Asset Management Group Inc. | DE | Financ | InvAdv | Investment Advice | Gray John Allen | NY | DO | MD | 1 | P.m | 299 | 13.71 | 0 | 22 | 103 | 43 | D | | | | | | | | | | | | | | |
12/1/25 16:12 | 7/30/25 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | 20 | P.m | 1,547 | 8.58 | 0 | 180 | 92 | 375 | D | | | | | | | | | | | | | | |
11/21/25 16:18 | 4/4/25 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | 4 | P | 4,099 | 20.45 | 0 | 200 | 0 | 94,222 | D | | | | | | | | | | | | | | |
11/20/25 17:50 | 11/19/25 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Steers Robert Hamilton | NY | DOT | Exec CB | 3 | P.m | 11,202 | 67.31 | 0 | 166 | 1 | 11,991 | I | | | | | | | | | | | | | | |
11/20/25 17:50 | 11/18/25 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Cohen Martin | NY | DT | | 1 | P.m | 5,982 | 59.82 | 0 | 100 | 1 | 9,021 | M | | | | | | | | | | | | | | |
11/5/25 16:53 | 11/4/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Breyer James | NY | D | | 2 | P | 3,991 | 147.44 | 0 | 27 | 65 | 69 | D | | | | | | | | | | | | | | |
8/28/25 12:36 | 8/27/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Brennan Alice C | NY | D | | 1 | P | 4 | 38.00 | 0 | 0 | 11 | 1 | D | | | | | | | | | | | | | | |
7/1/25 18:41 | 6/30/25 | KYMR | Kymera Therapeutics, Inc. | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/Il | CA | DH | See Rema | 1 | P.d | 13,955 | 44.00 | 0 | 317 | 875 | 353 | D | | | | | | | | | | | | | | |
6/17/25 16:57 | 6/13/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Quinif Jo Ann | OH | O | P of DHC | 1 | P | 396 | 144.01 | 0 | 3 | 12 | 27 | D | | | | | | | | | | | | | | |
6/11/25 09:06 | 6/10/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Bigelow Robert E III | NJ | O | VP,Head | 6 | P | 48 | 4.03 | 0 | 12 | 10 | 133 | D | | | | | | | | | | | | | | |
6/9/25 18:17 | 6/9/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Sarsfield Luke A. III | TX | DO | See Rema | 1 | P | 49 | 9.87 | 0 | 5 | 3 | 188 | D | | | | | | | | | | | | | | |
6/9/25 17:54 | 6/9/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Hood Mark C | TX | O | See rema | 1 | P | 49 | 9.81 | 0 | 5 | 6 | 88 | D | | | | | | | | | | | | | | |
6/9/25 09:08 | 6/6/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Wolfe Daniel B | NJ | DO | P | 2 | P.m | 8 | 3.96 | 0 | 2 | 1 | 252 | D | | | | | | | | | | | | | | |
6/6/25 13:02 | 6/4/25 | ABL | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | McCauley William Hugh Jr | FL | O | CFO | 1 | P | 192 | 5.82 | 0 | 33 | 61 | 87 | D | | | | | | | | | | | | | | |
5/15/25 08:43 | 5/14/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Shanley Richard P | NJ | D | | 2 | P | 4 | 4.04 | 0 | 1 | 3 | 31 | D | | | | | | | | | | | | | | |
5/13/25 16:38 | 5/12/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Richards Pauline | NY | D | | 1 | P | 78 | 141.95 | 0 | 1 | 1 | 86 | D | | | | | | | | | | | | | | |
5/8/25 19:01 | 5/6/25 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Scully Robert W | NY | D | | 1 | P | 1,504 | 113.49 | 0 | 13 | 8 | 188 | I | | | | | | | | | | | | | | |
5/7/25 09:09 | 5/6/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Cooley Richard Scott | OH | D | | 9 | P | 472 | 134.13 | 0 | 4 | 34 | 14 | D | | | | | | | | | | | | | | |
5/5/25 14:49 | 11/15/24 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Horizon Common Inc | NY | T | | 1 | P.m | 4 | 39.60 | 0 | 0 | 0 | 8,217 | D | | | | | | | | | | | | | | |
5/2/25 16:30 | 5/1/25 | BMACX | Blackstone Private Multi-Asset Credit & Income Fund | DE | Financ | InvAdv | Investment Advice | Blackstone Private Credit Strategies LLC | NY | TH | Adviser | 1 | P | 24,900 | 15.00 | 0 | 1,660 | 999% | 1,667 | I | | | | | | | | | | | | | | |
4/8/25 18:20 | 4/4/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Lb 2018 Gst Trust | NY | H | See Rema | 1 | P | 67,698 | 111.40 | 0 | 608 | 999% | 622 | D | | | | | | | | | | | | | | |