11/4/25 17:18 | 11/3/25 | EWBC | East West Bancorp Inc | DE | Financ | StBnk | State Commercial Banks | Krause Douglas Paul | CA | O | Vice CB | S | -1,000 | 100.04 | 0 | -10 | -12 | 73 | D | | | | | | | | | | | | | | |
11/4/25 16:43 | 11/4/25 | FRME | First Merchants Corp | IN | Financ | NtBnk | National Commercial Banks | Fluhler Stephan | IN | OH | CIO | S | -202 | 35.55 | 0 | -6 | -15 | 31 | D | | | | | | | | | | | | | | |
11/4/25 16:17 | 10/31/25 | AXP | American Express Co | NY | Financ | Loan | Finance Services | Rutledge Elizabeth | NY | O | CMO | S.d | -18,011 | 360.21 | 0 | -50 | -36 | 88 | D | | | | | | | | | | | | | | |
11/4/25 12:57 | 11/3/25 | GBFH | Gbank Financial Holdings Inc. | NV | Financ | StBnk | State Commercial Banks | Campbell Tara Allyce | NV | O | EVP,COO | S | -138 | 35.61 | 0 | -4 | -51 | 4 | D | | | | | | | | | | | | | | |
11/4/25 11:35 | 11/3/25 | PEBK | Peoples Bancorp of North Carolina Inc | NC | Financ | StBnk | State Commercial Banks | Abernethy James S | NC | D | | S | -23 | 29.05 | 0 | -1 | 0 | 176 | D | | | | | | | | | | | | | | |
11/4/25 11:34 | 11/3/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Ford Harold Eugene Jr. | IL | D | | S | -264 | 263.53 | 0 | -1 | -48 | 1 | D | | | | | | | | | | | | | | |
11/4/25 08:44 | 10/31/25 | IDCC | Interdigital, Inc. | | Financ | Patent | Patent Owners & Lessors | Schmidt Joshua D. | DE | O | CLO,Corp | S | -184 | 395.63 | 0 | 0 | -2 | 28 | D | | | | | | | | | | | | | | |
11/4/25 06:04 | 10/31/25 | WOLF | Wolfspeed, Inc. | DE | Financ | NtBnk | National Commercial Banks | Citigroup Inc | NY | T | | S.d | -5,090 | 26.18 | 0 | -194 | -7 | 2,586 | I | | | | | | | | | | | | | | |
11/3/25 20:06 | 8/7/25 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Fox Lynne P. | NY | D | | S.dm | -253 | 27.34 | 0 | -9 | -27 | 25 | D | | | | | | | | | | | | | | |
11/3/25 20:06 | 10/31/25 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Kelly Julie | NY | D | | S.d | -183 | 27.34 | 0 | -7 | -26 | 19 | D | | | | | | | | | | | | | | |
11/3/25 20:05 | 10/31/25 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Romney Edgar | NY | D | | S.d | -183 | 27.34 | 0 | -7 | -26 | 19 | D | | | | | | | | | | | | | | |
11/3/25 19:56 | 11/3/25 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Scott Jonathan R | MT | T | | S | -150 | 31.27 | 0 | -5 | -1 | 941 | I | | | | | | | | | | | | | | |
11/3/25 18:48 | 10/30/25 | DAY | Dayforce, Inc. | MD | Financ | FinTrd | Security & Commodity Brokers, | Price T Rowe Associates Inc /Md/ | MD | T | | S.m | -3,405 | 68.51 | 0 | -50 | 0 | 24,743 | I | | | | | | | | | | | | | | |
11/3/25 18:18 | 11/3/25 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Susan Scott Heyneman Trust, Susan Heyneman & First Interstate Wealth Management Co-Trustees | MT | T | | S | -310 | 30.99 | 0 | -10 | -4 | 234 | I | | | | | | | | | | | | | | |
11/3/25 18:17 | 11/3/25 | FINW | Finwise Bancorp | UT | Financ | StBnk | State Commercial Banks | Keil Robert | UT | H | See Rema | S | -29 | 19.48 | 0 | -2 | -3 | 56 | D | | | | | | | | | | | | | | |
11/3/25 17:13 | 11/3/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Fede | S | -728 | 48.54 | 0 | -15 | -9 | 157 | D | | | | | | | | | | | | | | |
11/3/25 17:09 | 10/30/25 | BOKF | Bok Financial Corp | OK | Financ | NtBnk | National Commercial Banks | Bangert Steven | CO | D | | S | -266 | 106.20 | 0 | -3 | -5 | 51 | M | | | | | | | | | | | | | | |
11/3/25 17:01 | 10/30/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -10,084 | 5.64 | 0 | -1,789 | -85 | 309 | I | | | | | | | | | | | | | | |
11/3/25 16:39 | 11/3/25 | VEL | Velocity Financial, Inc. | DE | Financ | Loan | Finance Services | Szczepaniak Mark R | CA | O | CFO | S | -29 | 18.50 | 0 | -2 | -1 | 155 | I | | | | | | | | | | | | | | |
11/3/25 16:18 | 10/30/25 | ENBP | Enb Financial Corp | PA | Financ | NtBnk | National Commercial Banks | Klein Nicholas D | PA | O | Chief Ri | S | -8 | 22.45 | 0 | 0 | -5 | 7 | D | | | | | | | | | | | | | | |
11/3/25 16:10 | 10/31/25 | IVZ | Invesco Ltd. | D0 | Financ | InvAdv | Investment Advice | Sharp Douglas J | GA | O | Senior M | S | -3,769 | 23.56 | 0 | -160 | -100 | 0 | D | | | | | | | | | | | | | | |
11/3/25 16:04 | 10/31/25 | CASH | Pathward Financial, Inc. | DE | Financ | NtBnk | National Commercial Banks | Hajek Douglas J. | SD | D | | S | -204 | 68.11 | 0 | -3 | -15 | 17 | D | | | | | | | | | | | | | | |
11/3/25 14:56 | 10/30/25 | DCOM | Dime Community Bancshares, Inc. /Ny/ | NY | Financ | NtBnk | National Commercial Banks | Nielsen Raymond A | NY | D | | S.m | -111 | 26.44 | 0 | -4 | -11 | 35 | D | | | | | | | | | | | | | | |
11/3/25 13:58 | 10/23/25 | CMTV | Community Bancorp /Vt | VT | Financ | NtBnk | National Commercial Banks | Bouffard David Mark | VT | D | | S | 0 | 22.65 | 0 | 0 | 0 | 6 | D | | | | | | | | | | | | | | |
11/3/25 10:30 | 10/30/25 | CARE | Carter Bankshares, Inc. | VA | Financ | NtBnk | National Commercial Banks | Bolton Robert M. | VA | D | | S | -33 | 17.23 | 0 | -2 | -3 | 67 | D | | | | | | | | | | | | | | |
10/31/25 20:07 | 10/31/25 | EWBC | East West Bancorp Inc | DE | Financ | StBnk | State Commercial Banks | Campbell Molly | CA | D | | S | -99 | 101.02 | 0 | -1 | -8 | 11 | D | | | | | | | | | | | | | | |
10/31/25 16:47 | 10/29/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Harris Lawrence E | CT | D | | S | -735 | 69.00 | 0 | -11 | -5 | 199 | D | | | | | | | | | | | | | | |
10/31/25 16:42 | 10/31/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pick Edward | NY | DO | CB,CEO | S | -16,434 | 164.34 | 0 | -100 | -12 | 761 | D | | | | | | | | | | | | | | |
10/31/25 16:20 | 10/29/25 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Cunningham Steven E | IL | DO | CFO | S.d | -1,795 | 120.70 | 0 | -15 | -10 | 128 | D | | | | | | | | | | | | | | |
10/31/25 08:05 | 10/29/25 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Holmes Ned S | TX | D | | S | -72 | 65.20 | 0 | -1 | 0 | 325 | M | | | | | | | | | | | | | | |
10/30/25 21:39 | 10/28/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | S.m | -10,284 | 94.22 | 0 | -109 | 0 | 96,368 | I | | | | | | | | | | | | | | |
10/30/25 17:55 | 10/28/25 | BWB | Bridgewater Bancshares Inc | MN | Financ | StBnk | State Commercial Banks | Baack Jerry J. | MN | DO | CEO | S | -161 | 17.01 | 0 | -9 | -1 | 1,208 | D | | | | | | | | | | | | | | |
10/30/25 17:16 | 10/28/25 | CATY | Cathay General Bancorp | DE | Financ | StBnk | State Commercial Banks | Liu Chang | CA | DO | P,CEO | S | -239 | 46.24 | 0 | -5 | -5 | 108 | D | | | | | | | | | | | | | | |
10/30/25 17:00 | 10/30/25 | TCBX | Third Coast Bancshares, Inc. | TX | Financ | SnBnk | Savings Institutions, Not Fed | Glander Troy Andrew | TX | D | | S | -63 | 36.96 | 0 | -2 | -6 | 29 | D | | | | | | | | | | | | | | |
10/30/25 16:13 | 10/28/25 | CLST | Catalyst Bancorp, Inc. | | Financ | SvBnk | Savings Institution, Federall | Kleiser Kirk E. | LA | D | | S.d | -64 | 13.40 | 0 | -5 | -8 | 52 | I | | | | | | | | | | | | | | |
10/30/25 16:07 | 10/24/25 | CASH | Pathward Financial, Inc. | DE | Financ | NtBnk | National Commercial Banks | Dombrowski Nadia | SD | O | Chief Le | S | -357 | 71.46 | 0 | -5 | -43 | 7 | D | | | | | | | | | | | | | | |
10/30/25 13:57 | 10/29/25 | EFSI | Eagle Financial Services Inc | VA | Financ | StBnk | State Commercial Banks | Stokely John D Jr | VA | D | | S | -216 | 36.60 | 0 | -6 | -31 | 13 | M | | | | | | | | | | | | | | |
10/29/25 19:54 | 10/27/25 | MFH | Mercurity Fintech Holding Inc. | | Financ | Loan | Finance Services | Daye Wilfred Zhongkei | CT | DO | CSO | S.m | -22 | 11.47 | 0 | -2 | -3 | 58 | D | | | | | | | | | | | | | | |
10/29/25 19:02 | 10/29/25 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Scott Jonathan R | MT | T | | S | -225 | 32.09 | 0 | -7 | -1 | 946 | I | | | | | | | | | | | | | | |
10/29/25 18:35 | 10/27/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | We-Inn LLC | IL | T | | S.m | -729 | 2.94 | 0 | -248 | -3 | 8,092 | D | | | | | | | | | | | | | | |
10/29/25 17:45 | 10/28/25 | BY | Byline Bancorp, Inc. | DE | Financ | StBnk | State Commercial Banks | Abraham Thomas | IL | O | P,SBC | S | -629 | 26.89 | 0 | -23 | -38 | 39 | D | | | | | | | | | | | | | | |
10/29/25 17:35 | 10/27/25 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Fairbank Richard D | VA | DO | CB,CEO | S.d | -23,355 | 225.68 | 0 | -103 | -2 | 4,051 | D | | | | | | | | | | | | | | |
10/29/25 17:28 | 10/27/25 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Fisher David | IL | DO | CEO | S.d | -736 | 122.61 | 0 | -6 | -2 | 348 | D | | | | | | | | | | | | | | |
10/29/25 16:48 | 10/27/25 | CATY | Cathay General Bancorp | DE | Financ | StBnk | State Commercial Banks | Lo Thomas M. | CA | O | EVP,Chie | S | -47 | 46.83 | 0 | -1 | -25 | 3 | D | | | | | | | | | | | | | | |
10/29/25 16:44 | 10/28/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -6,870 | 5.76 | 0 | -1,193 | -36 | 2,098 | I | | | | | | | | | | | | | | |
10/29/25 16:31 | 10/27/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | S | -861 | 146.91 | 0 | -6 | -49 | 6 | D | | | | | | | | | | | | | | |
10/29/25 16:21 | 10/27/25 | STT | State Street Corp | MA | Financ | StBnk | State Commercial Banks | Richards Michael L | MA | O | EVP,Seni | S | -176 | 117.24 | 0 | -2 | -4 | 39 | D | | | | | | | | | | | | | | |
10/29/25 16:10 | 10/28/25 | NECB | Northeast Community Bancorp, Inc./Md/ | MD | Financ | SnBnk | Savings Institutions, Not Fed | Hom Donald S | NY | O | EVP,CFO | S.d | -81 | 20.19 | 0 | -4 | -8 | 48 | M | | | | | | | | | | | | | | |
10/29/25 16:05 | 10/27/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Harris Lawrence E | CT | D | | S.m | -997 | 69.45 | 0 | -14 | -6 | 209 | D | | | | | | | | | | | | | | |
10/29/25 14:54 | 10/27/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DO | CEO | S | -643 | 64.34 | 0 | -10 | 0 | 3,143 | I | | | | | | | | | | | | | | |
10/29/25 13:55 | 10/28/25 | PEBK | Peoples Bancorp of North Carolina Inc | NC | Financ | StBnk | State Commercial Banks | Abernethy James S | NC | D | | S | -19 | 30.95 | 0 | -1 | 0 | 215 | I | | | | | | | | | | | | | | |
10/28/25 21:34 | 10/24/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Perotti Daniel Stanley | CA | O | CFO | S.d | -3,417 | 131.36 | 0 | -26 | -10 | 235 | D | | | | | | | | | | | | | | |
10/28/25 21:32 | 10/24/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | McCallion Anne | CA | D | | S.d | -3,653 | 131.55 | 0 | -28 | -15 | 157 | D | | | | | | | | | | | | | | |
10/28/25 20:52 | 10/24/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Darling Scott | CA | O | GC | S.d | -55 | 55.01 | 0 | -1 | -1 | 123 | I | | | | | | | | | | | | | | |
10/28/25 17:08 | 10/24/25 | DAY | Dayforce, Inc. | MD | Financ | FinTrd | Security & Commodity Brokers, | Price T Rowe Associates Inc /Md/ | MD | T | | S | -204 | 68.50 | 0 | -3 | 0 | 24,790 | I | | | | | | | | | | | | | | |
10/28/25 16:34 | 10/27/25 | ZION | Zions Bancorporation, National Association /Ut/ | UT | Financ | NtBnk | National Commercial Banks | Smith Jennifer Anne | UT | O | EVP | S | -131 | 53.11 | 0 | -2 | -9 | 25 | D | | | | | | | | | | | | | | |
10/28/25 16:31 | 10/24/25 | PNC | Pnc Financial Services Group, Inc. | PA | Financ | NtBnk | National Commercial Banks | Deborah Guild | PA | O | EVP | S | -202 | 186.97 | 0 | -1 | -4 | 27 | D | | | | | | | | | | | | | | |
10/28/25 16:15 | 10/27/25 | WSBF | Waterstone Financial, Inc. | MD | Financ | SvBnk | Savings Institution, Federall | Hansen Michael L | WI | D | | S | -1,234 | 15.16 | 0 | -81 | -100 | 0 | M | | | | | | | | | | | | | | |
10/28/25 16:06 | 10/27/25 | UCB | United Community Banks Inc | GA | Financ | StBnk | State Commercial Banks | Bradshaw Richard | SC | O | EVP,Chie | S | -50 | 30.23 | 0 | -2 | -2 | 75 | D | | | | | | | | | | | | | | |
10/28/25 15:45 | 10/24/25 | CRSF | Crisp Momentum Inc. | DE | Financ | Loan | Finance Services | Jakota Games & Reels | I0 | T | | S | -50 | 0.0010 | 0 | -50,000 | -11 | 395,607 | D | | | | | | | | | | | | | | |
10/27/25 18:12 | 10/23/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Spector David | CA | DO | CB,CEO | S.d | -9,113 | 128.07 | 0 | -71 | -9 | 698 | D | | | | | | | | | | | | | | |
10/27/25 16:31 | 10/23/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -10,406 | 5.82 | 0 | -1,789 | -35 | 3,291 | I | | | | | | | | | | | | | | |
10/27/25 16:10 | 10/24/25 | CASH | Pathward Financial, Inc. | DE | Financ | NtBnk | National Commercial Banks | Sharett Anthony M. | SD | O | P | S | -823 | 71.55 | 0 | -12 | -31 | 25 | D | | | | | | | | | | | | | | |
10/27/25 16:02 | 10/23/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Harris Lawrence E | CT | D | | S.m | -2,036 | 67.86 | 0 | -30 | -12 | 224 | D | | | | | | | | | | | | | | |
10/24/25 21:45 | 10/22/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | We-Inn LLC | IL | T | | S.m | -2,718 | 3.04 | 0 | -894 | -10 | 8,340 | D | | | | | | | | | | | | | | |
10/24/25 19:39 | 10/22/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Perotti Daniel Stanley | CA | O | CFO | S.d | -1,714 | 130.71 | 0 | -13 | -5 | 235 | D | | | | | | | | | | | | | | |
10/24/25 19:09 | 10/22/25 | DAY | Dayforce, Inc. | MD | Financ | FinTrd | Security & Commodity Brokers, | Price T Rowe Associates Inc /Md/ | MD | T | | S.m | -292 | 68.39 | 0 | -4 | 0 | 24,793 | I | | | | | | | | | | | | | | |
10/24/25 19:09 | 10/22/25 | MFH | Mercurity Fintech Holding Inc. | | Financ | Loan | Finance Services | Daye Wilfred Zhongkei | CT | DO | CSO | S.m | -5 | 10.16 | 0 | -1 | -1 | 35 | D | | | | | | | | | | | | | | |
10/24/25 16:36 | 10/23/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Sanborn Scott | CA | DO | CEO | S | -579 | 19.29 | 0 | -30 | -2 | 1,210 | D | | | | | | | | | | | | | | |
10/24/25 16:08 | 10/23/25 | AXP | American Express Co | NY | Financ | Loan | Finance Services | Tabish Douglas | NY | O | Chief Ri | S | -894 | 355.61 | 0 | -3 | -49 | 3 | D | | | | | | | | | | | | | | |
10/24/25 16:06 | 10/22/25 | AXP | American Express Co | NY | Financ | Loan | Finance Services | Pickett Denise | NY | O | P,Enterp | S | -1,754 | 350.73 | 0 | -5 | -34 | 10 | D | | | | | | | | | | | | | | |
10/23/25 19:11 | 10/22/25 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Holmes Ned S | TX | D | | S | -70 | 63.43 | 0 | -1 | 0 | 326 | M | | | | | | | | | | | | | | |
10/23/25 16:51 | 10/22/25 | ALLY | Ally Financial Inc. | DE | Financ | StBnk | State Commercial Banks | Patterson Kathleen L. | MI | O | Chief HR | S | -1,185 | 40.86 | 0 | -29 | -22 | 100 | D | | | | | | | | | | | | | | |
10/23/25 16:50 | 10/22/25 | UNTY | Unity Bancorp Inc /Nj/ | NJ | Financ | StBnk | State Commercial Banks | Donovan James Joseph | NJ | O | Chief Le | S | -8 | 48.30 | 0 | 0 | -3 | 5 | D | | | | | | | | | | | | | | |
10/23/25 16:50 | 7/16/25 | EURK | Eureka Acquisition Corp | E9 | Financ | AcqCo | Blank Checks | Wolverine Asset Management LLC | IL | T | | S | 0 | 10.82 | 0 | 0 | 0 | 398 | I | | | | | | | | | | | | | | |
10/23/25 16:36 | 10/21/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | S.d | -55,683 | 133.11 | 0 | -418 | -100 | 1 | I | | | | | | | | | | | | | | |
10/23/25 11:24 | 10/14/25 | FORL | Four Leaf Acquisition Corp | DE | Financ | AcqCo | Blank Checks | Wolverine Asset Management LLC | IL | T | | S | 0 | 12.22 | 0 | 0 | 0 | 184 | I | | | | | | | | | | | | | | |
10/22/25 19:00 | 10/20/25 | MCB | Metropolitan Bank Holding Corp. | NY | Financ | StBnk | State Commercial Banks | Lublin Scott | NY | O | EVP,Chie | S | -372 | 74.36 | 0 | -5 | -11 | 41 | D | | | | | | | | | | | | | | |
10/22/25 18:42 | 10/20/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lord Rachel | NY | O | Senior M | S | -13,981 | 1,165.0 | 0 | -12 | -62 | 7 | D | | | | | | | | | | | | | | |
10/22/25 18:40 | 9/2/25 | VBTX | Veritex Holdings, Inc. | TX | Financ | StBnk | State Commercial Banks | Harper Angela | TX | O | EVP,Cred | S.d | -85 | 33.68 | 0 | -3 | -100 | 0 | D | | | | | | | | | | | | | | |
10/22/25 18:22 | 7/24/25 | VBTX | Veritex Holdings, Inc. | TX | Financ | StBnk | State Commercial Banks | Acosta Arcilia | TX | D | | S.dm | -1,778 | 32.36 | 0 | -55 | -100 | 0 | D | | | | | | | | | | | | | | |
10/22/25 18:19 | 10/20/25 | SOFI | Sofi Technologies, Inc. | DE | Financ | Loan | Finance Services | Keough Kelli | CA | O | EVP,GBUL | S | -284 | 28.33 | 0 | -10 | -4 | 275 | D | | | | | | | | | | | | | | |
10/22/25 17:52 | 10/22/25 | BTSG | Brightspring Health Services, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | S | -424,391 | 28.78 | 0 | -14,745 | -19 | 61,942 | I | | | | | | | | | | | | | | |
10/22/25 16:48 | 10/21/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -6,798 | 5.70 | 0 | -1,193 | -19 | 5,080 | I | | | | | | | | | | | | | | |
10/21/25 18:55 | 10/17/25 | MCB | Metropolitan Bank Holding Corp. | NY | Financ | StBnk | State Commercial Banks | Rosenberg Nick | NY | O | EVP | S | -45 | 72.47 | 0 | -1 | -2 | 28 | D | | | | | | | | | | | | | | |
10/21/25 18:31 | 10/17/25 | MFH | Mercurity Fintech Holding Inc. | | Financ | Loan | Finance Services | Daye Wilfred Zhongkei | CT | DO | CSO | S.m | -31 | 12.50 | 0 | -3 | -7 | 36 | D | | | | | | | | | | | | | | |
10/21/25 18:26 | 10/17/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Armstrong Annie | CA | O | Chief Ri | S | -83 | 15.51 | 0 | -5 | -1 | 374 | D | | | | | | | | | | | | | | |
10/21/25 16:33 | 10/20/25 | USB | Us Bancorp De | DE | Financ | NtBnk | National Commercial Banks | Chosy James L | MN | O | Senior E | S.d | -1,261 | 46.86 | 0 | -27 | -11 | 226 | D | | | | | | | | | | | | | | |
10/21/25 16:31 | 10/20/25 | USB | Us Bancorp De | DE | Financ | NtBnk | National Commercial Banks | Cecere Andrew | MN | DH | Executiv | S.d | -6,509 | 46.35 | 0 | -140 | -9 | 1,376 | D | | | | | | | | | | | | | | |
10/20/25 20:45 | 10/17/25 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Thiel Frederick G | FL | DO | CEO | S | -538 | 19.57 | 0 | -28 | -1 | 3,719 | D | | | | | | | | | | | | | | |
10/20/25 17:57 | 10/17/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -6,518 | 5.47 | 0 | -1,193 | -16 | 6,273 | I | | | | | | | | | | | | | | |
10/20/25 16:26 | 10/17/25 | HWC | Hancock Whitney Corp | MS | Financ | StBnk | State Commercial Banks | Achary Michael M | MS | O | CFO | S | -543 | 54.86 | 0 | -10 | -15 | 56 | D | | | | | | | | | | | | | | |
10/20/25 16:18 | 10/17/25 | HWC | Hancock Whitney Corp | MS | Financ | StBnk | State Commercial Banks | Hairston John M | MS | DO | P,CEO | S | -1,196 | 54.65 | 0 | -22 | -7 | 271 | D | | | | | | | | | | | | | | |
10/17/25 19:00 | 10/15/25 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Khan Salman Hassan | FL | O | CFO | S | -790 | 22.74 | 0 | -35 | -2 | 1,635 | I | | | | | | | | | | | | | | |
10/17/25 16:20 | 10/15/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Haas Alesia J | NY | O | CFO | S | -2,117 | 344.70 | 0 | -6 | -7 | 88 | M | | | | | | | | | | | | | | |
10/16/25 20:15 | 10/14/25 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Yeaman Kevin J | CA | DO | P,CEO | S.d | -1,722 | 68.87 | 0 | -25 | -9 | 242 | I | | | | | | | | | | | | | | |
10/16/25 19:54 | 10/15/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -6,351 | 5.33 | 0 | -1,193 | -14 | 7,465 | I | | | | | | | | | | | | | | |
10/16/25 18:49 | 10/15/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Kelly Patrick Arthur | NY | O | Co-P,COO | S | -560 | 21.08 | 0 | -27 | -2 | 1,214 | D | | | | | | | | | | | | | | |
10/16/25 18:18 | 10/14/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | V3 Holding Ltd | E9 | T | | S.m | -94,625 | 20.86 | 0 | -4,536 | -7 | 61,317 | I | | | | | | | | | | | | | | |
10/16/25 17:21 | 10/14/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Hsieh Anthony Li | CA | DOT | Exec Cha | S | -3,731 | 2.87 | 0 | -1,300 | -90 | 144 | I | | | | | | | | | | | | | | |
10/16/25 17:20 | 10/15/25 | MFH | Mercurity Fintech Holding Inc. | | Financ | Loan | Finance Services | Daye Wilfred Zhongkei | NY | DO | CSO | S.m | -42 | 12.61 | 0 | -3 | -8 | 38 | D | | | | | | | | | | | | | | |
10/15/25 17:47 | 10/13/25 | GREE | Greenidge Generation Holdings Inc. | DE | Financ | Loan | Finance Services | Mulvihill Christian | NY | O | CFO | S | -1 | 2.07 | 0 | -1 | -1 | 97 | D | | | | | | | | | | | | | | |
10/15/25 17:02 | 10/15/25 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Holmes Ned S | TX | D | | S | -72 | 65.27 | 0 | -1 | 0 | 327 | M | | | | | | | | | | | | | | |
10/15/25 16:13 | 10/13/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Armstrong Brian | NY | DOT | CB,CEO | S.d | -9,033 | 361.32 | 0 | -25 | -98 | 1 | I | | | | | | | | | | | | | | |
10/14/25 17:12 | 10/10/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | We-Inn LLC | IL | T | | S | -9 | 3.92 | 0 | -2 | 0 | 558 | D | | | | | | | | | | | | | | |
10/14/25 16:53 | 10/9/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -12,696 | 5.32 | 0 | -2,385 | -56 | 1,858 | I | | | | | | | | | | | | | | |
10/14/25 16:39 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Novogratz Michael | NY | DOT | CEO | S.d | -108,000 | 36.00 | 0 | -3,000 | -90 | 349 | I | | | | | | | | | | | | | | |
10/14/25 16:36 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ferraro Christopher C | NY | O | P,CIO | S.d | -27,000 | 36.00 | 0 | -750 | -52 | 688 | D | | | | | | | | | | | | | | |
10/14/25 16:35 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Galaxy Group Investments LLC | NY | T | | S.d | -89,174 | 36.00 | 0 | -2,477 | -100 | 0 | D | | | | | | | | | | | | | | |
10/14/25 16:29 | 10/9/25 | IBAC | Ib Acquisition Corp. | NV | Financ | AcqCo | Blank Checks | Aqr Capital Management Holdings, LLC | CT | T | | S | -2,044 | 10.44 | 0 | -196 | -22 | 689 | I | | | | | | | | | | | | | | |
10/14/25 16:16 | 10/9/25 | DAY | Dayforce, Inc. | MD | Financ | FinTrd | Security & Commodity Brokers, | Price T Rowe Associates Inc /Md/ | MD | T | | S | -308 | 68.38 | 0 | -4 | 0 | 24,797 | I | | | | | | | | | | | | | | |
10/14/25 13:37 | 10/10/25 | NMZ | Nuveen Municipal High Income Opportunity Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | -68 | 10.64 | 0 | -6 | -100 | 0 | I | | | | | | | | | | | | | | |
10/14/25 11:13 | 10/9/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | Hennessy Daniel J | FL | D | | S | -56 | 5.21 | 0 | -11 | -1 | 1,174 | D | | | | | | | | | | | | | | |
10/10/25 20:06 | 9/10/25 | RIOT | Riot Platforms, Inc. | NV | Financ | Loan | Finance Services | Jackman William Richard | CO | O | EVP,GC | S.a | -3,916 | 15.78 | 0 | -248 | -10 | 2,261 | D | | | | | | | | | | | | | | |
10/10/25 19:27 | 10/10/25 | RIOT | Riot Platforms, Inc. | NV | Financ | Loan | Finance Services | Werner Ryan D. | CO | O | SVP,CAO | S | -345 | 23.00 | 0 | -15 | -2 | 823 | D | | | | | | | | | | | | | | |
10/10/25 16:30 | 10/8/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Kapani Mayur | GA | O | CTO | S.d | -1,602 | 158.88 | 0 | -10 | -13 | 65 | D | | | | | | | | | | | | | | |
10/10/25 16:07 | 10/9/25 | NMZ | Nuveen Municipal High Income Opportunity Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | -2 | 10.62 | 0 | 0 | -100 | 0 | I | | | | | | | | | | | | | | |
10/10/25 11:59 | 10/6/25 | FORL | Four Leaf Acquisition Corp | DE | Financ | AcqCo | Blank Checks | Wolverine Asset Management LLC | IL | T | | S | -7 | 12.49 | 0 | -1 | 0 | 184 | I | | | | | | | | | | | | | | |
10/9/25 16:30 | 10/7/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Shao Wei-Ming | VA | O | EVP,GC | S.d | -10,721 | 357.37 | 0 | -30 | -49 | 32 | D | | | | | | | | | | | | | | |
10/9/25 15:23 | 10/9/25 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Scott Jonathan R | MT | T | | S | -22 | 31.66 | 0 | -1 | 0 | 953 | I | | | | | | | | | | | | | | |
10/9/25 10:28 | 10/8/25 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Holmes Ned S | TX | D | | S | -72 | 65.65 | 0 | -1 | 0 | 328 | M | | | | | | | | | | | | | | |
10/8/25 21:07 | 10/7/25 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Scott Jonathan R | MT | T | | S.m | -619 | 32.07 | 0 | -19 | -2 | 954 | I | | | | | | | | | | | | | | |
10/8/25 21:04 | 10/6/25 | BTM | Bitcoin Depot Inc. | | Financ | Loan | Finance Services | Mintz Brandon Taylor | GA | DO | CEO | S.dm | -6,416 | 3.69 | 0 | -1,741 | -100 | 0 | I | | | | | | | | | | | | | | |
10/8/25 20:00 | 10/7/25 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Mellinger Douglas K | FL | D | | S | -21 | 20.71 | 0 | -1 | -1 | 172 | D | | | | | | | | | | | | | | |
10/8/25 19:43 | 10/6/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | Hennessy Daniel J | FL | D | | S.m | -78 | 5.07 | 0 | -15 | -1 | 1,185 | D | | | | | | | | | | | | | | |
10/8/25 17:28 | 10/6/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | S | -865 | 147.53 | 0 | -6 | -33 | 12 | D | | | | | | | | | | | | | | |
10/8/25 16:48 | 10/7/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -6,435 | 5.40 | 0 | -1,193 | -22 | 4,243 | I | | | | | | | | | | | | | | |
10/8/25 16:23 | 10/6/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gates Greg | CA | O | Group MD | S | -236 | 314.42 | 0 | -1 | -4 | 17 | D | | | | | | | | | | | | | | |
10/8/25 16:03 | 10/6/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Nicholas J. Calamari | NY | O | CAO,Seni | S.d | -1,033 | 59.28 | 0 | -17 | -61 | 11 | M | | | | | | | | | | | | | | |
10/8/25 14:19 | 10/8/25 | PEBO | Peoples Bancorp Inc | OH | Financ | StBnk | State Commercial Banks | Schneeberger Carol A | OH | D | | S | -30 | 30.22 | 0 | -1 | -4 | 24 | D | | | | | | | | | | | | | | |
10/7/25 17:38 | 10/6/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Spector David | CA | DO | CB,CEO | S | -592 | 118.42 | 0 | -5 | -1 | 698 | I | | | | | | | | | | | | | | |
10/7/25 17:28 | 10/3/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | S | -3,709 | 148.34 | 0 | -25 | -4 | 566 | D | | | | | | | | | | | | | | |
10/7/25 16:34 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Mars III Sam A. | TN | D | | S | -546 | 23.16 | 0 | -24 | -57 | 18 | D | | | | | | | | | | | | | | |
10/7/25 16:30 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Neely Alan C. | TN | D | | S | -11,342 | 23.16 | 0 | -490 | -49 | 508 | M | | | | | | | | | | | | | | |
10/7/25 16:27 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson Aaron A. | TN | DT | | S | -67,136 | 23.16 | 0 | -2,899 | -57 | 2,218 | I | | | | | | | | | | | | | | |
10/7/25 16:24 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson Holding Company, L.P. | TN | T | | S | -67,136 | 23.16 | 0 | -2,899 | -57 | 2,204 | D | | | | | | | | | | | | | | |
10/7/25 16:20 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson John Adam | TN | DOT | Exec Cha | S | -68,523 | 23.16 | 0 | -2,959 | -57 | 2,254 | M | | | | | | | | | | | | | | |
10/7/25 16:17 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Spurlock Martha S. | TN | DT | | S | -44,373 | 23.16 | 0 | -1,916 | -60 | 1,263 | M | | | | | | | | | | | | | | |
10/7/25 16:14 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson Dennis Michael | TN | D | | S | -658 | 23.16 | 0 | -28 | -57 | 22 | D | | | | | | | | | | | | | | |
10/7/25 16:10 | 10/3/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Unified Shares LLC | TN | T | | S | -41,480 | 23.16 | 0 | -1,791 | -61 | 1,168 | D | | | | | | | | | | | | | | |
10/7/25 16:01 | 10/6/25 | IDCC | Interdigital, Inc. | | Financ | Patent | Patent Owners & Lessors | Pankaj Rajesh | DE | O | CTO | S | -338 | 338.08 | 0 | -1 | -2 | 65 | D | | | | | | | | | | | | | | |
10/7/25 15:36 | 10/3/25 | NZF | Nuveen Municipal Credit Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | -28 | 12.57 | 0 | -2 | -100 | 0 | I | | | | | | | | | | | | | | |
10/7/25 12:24 | 10/6/25 | FCF | First Commonwealth Financial Corp /Pa/ | PA | Financ | NtBnk | National Commercial Banks | Reske James R | PA | O | EVP,CFO | S.d | -37 | 16.99 | 0 | -2 | -2 | 86 | D | | | | | | | | | | | | | | |
10/6/25 18:25 | 10/6/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Lutnick Howard W | NY | T | | S.d | 0 | 0.00 | 0 | -6,452 | -100 | 0 | I | | | | | | | | | | | | | | |
10/6/25 18:15 | 10/2/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -10,579 | 5.91 | 0 | -1,789 | -25 | 5,436 | I | | | | | | | | | | | | | | |
10/6/25 18:14 | 10/6/25 | CEPF | Cantor Equity Partners Iv, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Howard W | NY | T | | S.d | 0 | 0.00 | 0 | -900 | -100 | 0 | I | | | | | | | | | | | | | | |
10/6/25 18:11 | 10/6/25 | CEPO | Cantor Equity Partners I, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Howard W | NY | T | | S.d | 0 | 0.00 | 0 | -500 | -100 | 0 | I | | | | | | | | | | | | | | |
10/6/25 18:06 | 10/6/25 | CEP | Cantor Equity Partners, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Howard W | NY | T | | S.d | 0 | 0.00 | 0 | -300 | -100 | 0 | I | | | | | | | | | | | | | | |
10/6/25 18:02 | 10/6/25 | CAEP | Cantor Equity Partners Iii, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Howard W | NY | T | | S.d | 0 | 0.00 | 0 | -580 | -100 | 0 | I | | | | | | | | | | | | | | |
10/6/25 18:02 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Lutnick Howard W | NY | DT | | S | -82,632 | 0.7523 | 0 | -109,834 | -100 | 0 | M | | | | | | | | | | | | | | |
10/6/25 17:58 | 10/6/25 | CEPT | Cantor Equity Partners Ii, Inc. | E9 | Financ | AcqCo | Blank Checks | Lutnick Howard W | NY | T | | S.d | 0 | 0.00 | 0 | -580 | -100 | 0 | I | | | | | | | | | | | | | | |
10/6/25 16:56 | 10/2/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Armstrong Brian | NY | DOT | CB,CEO | S.d | -8,887 | 355.47 | 0 | -25 | -98 | 1 | I | | | | | | | | | | | | | | |
10/6/25 16:03 | 10/2/25 | IBAC | Ib Acquisition Corp. | NV | Financ | AcqCo | Blank Checks | Aqr Capital Management Holdings, LLC | CT | T | | S | -46 | 10.50 | 0 | -4 | 0 | 884 | I | | | | | | | | | | | | | | |
10/6/25 15:28 | 9/25/25 | MUNEX | Blackrock Municipal Credit Alpha Portfolio, Inc. | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S.a | -61 | 12.68 | 0 | -5 | -100 | 0 | I | | | | | | | | | | | | | | |
10/3/25 21:08 | 10/3/25 | BTM | Bitcoin Depot Inc. | | Financ | Loan | Finance Services | Buchanan Christopher Scott | GA | DO | COO,P | S | -27 | 3.82 | 0 | -7 | -5 | 133 | D | | | | | | | | | | | | | | |
10/3/25 21:08 | 10/1/25 | BTM | Bitcoin Depot Inc. | | Financ | Loan | Finance Services | Mintz Brandon Taylor | GA | DO | CEO | S.dm | -3,259 | 3.87 | 0 | -843 | -100 | 0 | I | | | | | | | | | | | | | | |
10/3/25 20:38 | 10/1/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Sagati Aghili Naseem | CA | O | GC | S | -3,275 | 155.97 | 0 | -21 | -8 | 255 | D | | | | | | | | | | | | | | |
10/3/25 18:57 | 10/2/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | S | -2,221 | 92.55 | 0 | -24 | -1 | 1,888 | I | | | | | | | | | | | | | | |
10/3/25 17:44 | 10/3/25 | RIOT | Riot Platforms, Inc. | NV | Financ | Loan | Finance Services | Les Jason | CO | DO | CEO | S | -2,284 | 20.04 | 0 | -114 | -1 | 8,023 | I | | | | | | | | | | | | | | |
10/3/25 17:34 | 10/2/25 | OPFI | Oppfi Inc. | | Financ | Loan | Finance Services | McKay Christopher J. | IL | O | Chief Ri | S.d | -101 | 11.21 | 0 | -9 | -5 | 172 | D | | | | | | | | | | | | | | |
10/3/25 17:32 | 10/2/25 | OPFI | Oppfi Inc. | | Financ | Loan | Finance Services | Johnson Pamela D. | IL | O | CFO | S.d | -62 | 11.21 | 0 | -5 | -3 | 155 | D | | | | | | | | | | | | | | |
10/3/25 16:56 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | S.d | -104,799 | 139.73 | 0 | -750 | -99 | 7 | D | | | | | | | | | | | | | | |
10/3/25 16:55 | 10/1/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Das Sanjiv | NY | O | P | S.d | -144 | 30.20 | 0 | -5 | -5 | 101 | D | | | | | | | | | | | | | | |
10/3/25 16:55 | 10/1/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Rosen Tami | NY | DO | Chief De | S | -462 | 30.73 | 0 | -15 | -35 | 28 | D | | | | | | | | | | | | | | |
10/3/25 16:54 | 10/1/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Perros Evangelos | NY | O | CFO | S.d | -385 | 30.20 | 0 | -13 | -14 | 78 | D | | | | | | | | | | | | | | |
10/3/25 16:39 | 10/1/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Darling Scott | CA | O | GC | S.d | -55 | 54.64 | 0 | -1 | -1 | 124 | D | | | | | | | | | | | | | | |
10/3/25 16:27 | 10/2/25 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Cooper Matthew W | VA | O | GC,Corp | S | -424 | 211.99 | 0 | -2 | -2 | 98 | D | | | | | | | | | | | | | | |
10/3/25 16:21 | 10/1/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Grewal Paul | NY | O | GC | S.d | -3,459 | 345.88 | 0 | -10 | -11 | 82 | D | | | | | | | | | | | | | | |
10/3/25 16:17 | 10/1/25 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Sieffert Kristen N | TX | O | P | S | -17 | 22.10 | 0 | -1 | -1 | 83 | D | | | | | | | | | | | | | | |
10/3/25 16:06 | 10/1/25 | IBAC | Ib Acquisition Corp. | NV | Financ | AcqCo | Blank Checks | Aqr Capital Management Holdings, LLC | CT | T | | S | -313 | 10.50 | 0 | -30 | -3 | 889 | I | | | | | | | | | | | | | | |
10/3/25 16:05 | 9/19/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brody Paul Jonathan | CT | DO | CFO | S.a | -448 | 64.66 | 0 | -7 | 0 | 2,987 | I | | | | | | | | | | | | | | |
10/3/25 16:00 | 10/1/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Skule Jeremy | NY | O | EVP,CSO | S | -186 | 88.22 | 0 | -2 | -2 | 87 | D | | | | | | | | | | | | | | |
10/3/25 14:39 | 10/1/25 | CRSF | Crisp Momentum Inc. | DE | Financ | Loan | Finance Services | Jakota Capital AG | | T | | S | -5,750 | 0.0058 | 0 | -1,000,000 | -81 | 238,560 | D | | | | | | | | | | | | | | |
10/3/25 13:25 | 10/1/25 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Susan Scott Heyneman Trust, Susan Heyneman & First Interstate Wealth Management Co-Trustees | MT | T | | S | -316 | 31.59 | 0 | -10 | -4 | 244 | I | | | | | | | | | | | | | | |
10/2/25 19:04 | 10/1/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Woolway Paul V | TX | O | MD,Chief | S | -299 | 93.33 | 0 | -3 | -4 | 70 | I | | | | | | | | | | | | | | |
10/2/25 16:00 | 9/30/25 | IBAC | Ib Acquisition Corp. | NV | Financ | AcqCo | Blank Checks | Aqr Capital Management Holdings, LLC | CT | T | | S | -764 | 10.51 | 0 | -73 | -7 | 919 | I | | | | | | | | | | | | | | |
10/2/25 10:28 | 10/1/25 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Holmes Ned S | TX | D | | S | -73 | 66.63 | 0 | -1 | 0 | 330 | M | | | | | | | | | | | | | | |
10/1/25 21:17 | 9/30/25 | ORA | Ormat Technologies, Inc. | NY | Financ | Invest | Investors | Sharir Dafna | NV | D | | S | -95 | 96.70 | 0 | -1 | -30 | 2 | D | | | | | | | | | | | | | | |
10/1/25 18:43 | 9/26/25 | NZF | Nuveen Municipal Credit Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | -2 | 12.40 | 0 | 0 | -100 | 0 | I | | | | | | | | | | | | | | |
10/1/25 17:30 | 9/29/25 | RIOT | Riot Platforms, Inc. | NV | Financ | Loan | Finance Services | Les Jason | CO | DO | CEO | S | -256 | 20.00 | 0 | -13 | 0 | 8,137 | I | | | | | | | | | | | | | | |
10/1/25 17:16 | 9/29/25 | IBAC | Ib Acquisition Corp. | NV | Financ | AcqCo | Blank Checks | Aqr Capital Management Holdings, LLC | CT | T | | S | -1,284 | 10.50 | 0 | -122 | -11 | 991 | I | | | | | | | | | | | | | | |
10/1/25 16:50 | 9/30/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -7,341 | 6.16 | 0 | -1,193 | -14 | 7,225 | I | | | | | | | | | | | | | | |
10/1/25 16:44 | 10/1/25 | VEL | Velocity Financial, Inc. | DE | Financ | Loan | Finance Services | Szczepaniak Mark R | CA | O | CFO | S | -28 | 18.05 | 0 | -2 | -1 | 157 | I | | | | | | | | | | | | | | |
10/1/25 16:05 | 9/29/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brody Paul Jonathan | CT | DO | CFO | S.m | -1,455 | 68.11 | 0 | -21 | -1 | 2,892 | I | | | | | | | | | | | | | | |
10/1/25 10:40 | 9/26/25 | DMII | Drugs Made In America Acquisition II Corp. | | Financ | AcqCo | Blank Checks | Stockwell Lynn | FL | DOT | CEO,Exe. | S.d | 0 | 0.00 | 0 | -7,967 | -54 | 6,708 | I | | | | | | | | | | | | | | |
10/1/25 10:37 | 9/26/25 | DMII | Drugs Made In America Acquisition II Corp. | | Financ | AcqCo | Blank Checks | Drugs Made In America Acquisition II LLC | FL | T | | S.d | 0 | 0.00 | 0 | -7,967 | -54 | 6,708 | D | | | | | | | | | | | | | | |
9/30/25 18:15 | 9/26/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | V3 Holding Ltd | E9 | T | | S.m | -67,334 | 12.06 | 0 | -5,585 | -8 | 65,853 | I | | | | | | | | | | | | | | |
9/30/25 16:28 | 9/29/25 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | CT | T | | S | -23 | 45.35 | 0 | -1 | 0 | 131 | I | | | | | | | | | | | | | | |
9/30/25 12:10 | 8/1/25 | YHNA | Yhn Acquisition I Ltd | D8 | Financ | AcqCo | Blank Checks | Tominaga Satoshi | K3 | H | Former C | S | -3,214 | 214.29 | 0 | -15 | -50 | 15 | D | | | | | | | | | | | | | | |
9/30/25 10:14 | 9/29/25 | PGC | Peapack Gladstone Financial Corp | NJ | Financ | NtBnk | Commercial Banks | Gramigna Edward A Jr | NJ | D | | S.d | 0 | 28.22 | 0 | 0 | 0 | 26 | D | | | | | | | | | | | | | | |
9/29/25 18:55 | 9/26/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | S | -281 | 11.25 | 0 | -25 | -8 | 300 | D | | | | | | | | | | | | | | |
9/29/25 18:34 | 8/13/25 | HTH | Hilltop Holdings Inc. | MD | Financ | StBnk | State Commercial Banks | Thompson Steve B | TX | O | PrimeLen | S.m | -580 | 31.67 | 0 | -18 | -15 | 103 | D | | | | | | | | | | | | | | |
9/29/25 18:30 | 8/29/24 | HTH | Hilltop Holdings Inc. | MD | Financ | StBnk | State Commercial Banks | Thompson Steve B | TX | O | PrimeLen | S | -175 | 32.91 | 0 | -5 | -5 | 111 | D | | | | | | | | | | | | | | |
9/29/25 18:13 | 9/29/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | S | -4 | 10.73 | 0 | 0 | -2 | 17 | D | | | | | | | | | | | | | | |
9/29/25 16:48 | 9/25/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -11,086 | 6.20 | 0 | -1,789 | -53 | 1,618 | I | | | | | | | | | | | | | | |
9/29/25 16:20 | 9/26/25 | TG | Tredegar Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | CT | T | | S.m | -18 | 7.99 | 0 | -2 | -21 | 8 | I | | | | | | | | | | | | | | |
9/29/25 16:18 | 9/29/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy Kathryn | PA | D | | S.d | -857 | 85.66 | 0 | -10 | -12 | 76 | D | | | | | | | | | | | | | | |
9/29/25 16:05 | 9/25/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brody Paul Jonathan | CT | DO | CFO | S.m | -2,049 | 65.34 | 0 | -31 | -1 | 2,914 | I | | | | | | | | | | | | | | |
9/29/25 15:39 | 9/25/25 | MUNEX | Blackrock Municipal Credit Alpha Portfolio, Inc. | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | -61 | 12.68 | 0 | -5 | -100 | 0 | I | | | | | | | | | | | | | | |
9/29/25 10:44 | 9/25/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DOH | CEO | S | -647 | 64.70 | 0 | -10 | 0 | 3,153 | I | | | | | | | | | | | | | | |