12/5/25 21:45 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Wood Thomas Leigh | NV | D | | M.d | 0 | 0.00 | 0 | 9 | 3 | 305 | D | | | | | | | | | | | | | | |
12/5/25 21:44 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Beynon Roger Paul | NV | D | | M.d | 0 | 0.00 | 0 | 9 | 4 | 242 | D | | | | | | | | | | | | | | |
12/5/25 21:44 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | McNeill Larry | NV | D | | M.d | 0 | 0.00 | 0 | 9 | 1 | 1,069 | D | | | | | | | | | | | | | | |
12/5/25 21:42 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Schultz S. Matthew | NV | DO | CEO,CB | M.d | 0 | 0.00 | 0 | 21 | 0 | 5,655 | D | | | | | | | | | | | | | | |
12/5/25 21:40 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Vecchiarelli Gary Anthony | NV | O | P,CFO | M.d | 0 | 0.00 | 0 | 2 | 0 | 1,237 | D | | | | | | | | | | | | | | |
12/5/25 21:38 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Garrison Scott Eugene | NV | O | EVP,Chie | M.d | 0 | 0.00 | 0 | 3 | 1 | 344 | D | | | | | | | | | | | | | | |
12/5/25 21:36 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Cavaleri Amanda | NV | D | | M.d | 0 | 0.00 | 0 | 9 | 4 | 239 | D | | | | | | | | | | | | | | |
12/5/25 21:36 | 12/4/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Cavaleri Amanda | NV | D | | S.d | -496 | 15.02 | 0 | -33 | -12 | 239 | D | | | | | | | | | | | | | | |
12/5/25 21:35 | 12/3/25 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Monnig Taylor | NV | O | CTO,COO | M.d | 0 | 0.00 | 0 | 1 | 0 | 281 | D | | | | | | | | | | | | | | |
12/5/25 20:56 | 12/3/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Devall Christopher Franklin | NY | O | COO | S.m | -871 | 3.96 | 0 | -220 | -54 | 191 | D | | | | | | | | | | | | | | |
12/5/25 20:46 | 12/5/25 | XELB | Xcel Brands, Inc. | DE | Financ | Patent | Patent Owners & Lessors | D Loren Robert W | NY | DOT | CEO,CB | P.d | 18 | 0.3500 | 0 | 50 | 8 | 667 | D | | | | | | | | | | | | | | |
12/5/25 20:45 | 12/5/25 | XELB | Xcel Brands, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Disanto Mark | NY | D | | P.d | 18 | 0.3500 | 0 | 50 | 15 | 388 | M | | | | | | | | | | | | | | |
12/5/25 17:57 | 12/3/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | DO | Exec CB | M.d | 1,600 | 53.34 | 0 | 30 | 0 | 6,943 | D | | | | | | | | | | | | | | |
12/5/25 17:57 | 12/3/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | DO | Exec CB | S.d | -2,003 | 80.87 | 0 | -25 | 0 | 6,943 | D | | | | | | | | | | | | | | |
12/5/25 17:53 | 12/3/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | O'Hare Robert | CA | O | CFO | S | -573 | 70.00 | 0 | -8 | -86 | 1 | D | | | | | | | | | | | | | | |
12/5/25 17:26 | 12/5/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Cantor Eric | NY | DO | Vice CB, | M.d | 0 | 0.00 | 0 | 1 | 0 | 219 | D | | | | | | | | | | | | | | |
12/5/25 17:17 | 12/4/25 | MBIN | Merchants Bancorp | IN | Financ | StBnk | State Commercial Banks | Petrie Michael F. | IN | DOT | CB,CEO | S.m | -120 | 19.14 | 0 | -6 | 0 | 12,701 | D | | | | | | | | | | | | | | |
12/5/25 16:54 | 12/3/25 | LOB | Live Oak Bancshares, Inc. | NC | Financ | StBnk | State Commercial Banks | Mahan James S III | NC | DOT | CEO | S | -330 | 33.05 | 0 | -10 | 0 | 6,545 | I | | | | | | | | | | | | | | |
12/5/25 16:53 | 12/5/25 | CBKM | Consumers Bancorp Inc /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Lober Ralph J II | OH | DO | CEO,P | P | 7 | 23.38 | 0 | 0 | 0 | 76 | D | | | | | | | | | | | | | | |
12/5/25 16:31 | 12/3/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | S | -15,855 | 132.13 | 0 | -120 | -22 | 414 | D | | | | | | | | | | | | | | |
12/5/25 16:30 | 12/3/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | S | -6,550 | 131.15 | 0 | -50 | -48 | 54 | D | | | | | | | | | | | | | | |
12/5/25 16:25 | 12/3/25 | EMBY | Embassy Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Lobach David M Jr | PA | DO | CB,P,CEO | P | 26 | 17.73 | 0 | 1 | 0 | 540 | D | | | | | | | | | | | | | | |
12/5/25 16:22 | 12/4/25 | SFBC | Sound Financial Bancorp, Inc. | MD | Financ | SvBnk | Savings Institution, Federall | Ochs Wes | WA | O | P,CFO | M.d | 26 | 28.34 | 0 | 1 | 6 | 16 | D | | | | | | | | | | | | | | |
12/5/25 16:20 | 12/4/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | Hennessy Daniel J | FL | D | | S | -290 | 5.19 | 0 | -56 | -7 | 761 | D | | | | | | | | | | | | | | |
12/5/25 16:14 | 12/3/25 | HYNE | Hoyne Bancorp, Inc. | DE | Financ | SnBnk | Savings Institutions, Not Fed | Manfre Thomas S. | IL | O | EVP,CFO | P.m | 245 | 13.42 | 0 | 18 | 109 | 35 | I | | | | | | | | | | | | | | |
12/5/25 16:12 | 12/3/25 | HYNE | Hoyne Bancorp, Inc. | DE | Financ | SnBnk | Savings Institutions, Not Fed | Healy Walter F | IL | DO | P,CEO,Di | P.m | 434 | 11.37 | 0 | 38 | 160 | 62 | I | | | | | | | | | | | | | | |
12/5/25 16:11 | 12/3/25 | HYNE | Hoyne Bancorp, Inc. | DE | Financ | SnBnk | Savings Institutions, Not Fed | Carstensen Paula M. | IL | D | | P | 200 | 10.00 | 0 | 20 | New | 20 | D | | | | | | | | | | | | | | |
12/5/25 16:09 | 12/3/25 | HYNE | Hoyne Bancorp, Inc. | DE | Financ | SnBnk | Savings Institutions, Not Fed | Winningham Janet H. | IL | D | | P | 200 | 10.00 | 0 | 20 | New | 20 | I | | | | | | | | | | | | | | |
12/5/25 16:07 | 12/3/25 | HYNE | Hoyne Bancorp, Inc. | DE | Financ | SnBnk | Savings Institutions, Not Fed | Wiemann Theodore C. | IL | D | | P | 250 | 10.00 | 0 | 25 | New | 25 | I | | | | | | | | | | | | | | |
12/5/25 16:07 | 11/25/25 | FGBI | First Guaranty Bancshares, Inc. | KY | Financ | StBnk | State Commercial Banks | Walker Robert W | LA | D | | P.m | 18 | 4.94 | 0 | 4 | 11 | 38 | D | | | | | | | | | | | | | | |
12/5/25 16:05 | 12/3/25 | HYNE | Hoyne Bancorp, Inc. | DE | Financ | SnBnk | Savings Institutions, Not Fed | Opas David M. | IL | D | | P | 100 | 10.00 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
12/5/25 16:03 | 12/3/25 | HYNE | Hoyne Bancorp, Inc. | DE | Financ | SnBnk | Savings Institutions, Not Fed | Vaccarello Anthony M. | IL | D | | P | 100 | 10.00 | 0 | 10 | New | 10 | I | | | | | | | | | | | | | | |
12/5/25 16:02 | 12/3/25 | HYNE | Hoyne Bancorp, Inc. | DE | Financ | SnBnk | Savings Institutions, Not Fed | Rosenbaum Steven F. | IL | D | | P | 300 | 10.00 | 0 | 30 | New | 30 | D | | | | | | | | | | | | | | |
12/5/25 16:00 | 12/3/25 | HYNE | Hoyne Bancorp, Inc. | DE | Financ | SnBnk | Savings Institutions, Not Fed | Gonsch Judith A. | IL | D | | P | 300 | 10.00 | 0 | 30 | New | 30 | D | | | | | | | | | | | | | | |
12/5/25 15:59 | 12/3/25 | HYNE | Hoyne Bancorp, Inc. | DE | Financ | SnBnk | Savings Institutions, Not Fed | Breems Timothy S | IL | D | | P | 300 | 10.00 | 0 | 30 | 200 | 45 | I | | | | | | | | | | | | | | |
12/5/25 15:22 | 12/3/25 | EMBY | Embassy Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Lesavoy Bernard M | PA | D | | P | 9 | 17.73 | 0 | 1 | 0 | 212 | D | | | | | | | | | | | | | | |
12/5/25 15:03 | 12/3/25 | EMBY | Embassy Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Neel Lynne Marie | PA | O | Sr. EVP | P | 5 | 17.73 | 0 | 0 | 3 | 11 | D | | | | | | | | | | | | | | |
12/5/25 14:51 | 12/4/25 | SBSI | Southside Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Buie Herbert C | TX | D | | P | 55 | 30.68 | 0 | 2 | 0 | 657 | D | | | | | | | | | | | | | | |
12/5/25 14:45 | 12/3/25 | EMBY | Embassy Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Skumin Jeffrey C. | PA | O | EVP,Fina | P | 4 | 17.73 | 0 | 0 | 11 | 3 | D | | | | | | | | | | | | | | |
12/5/25 14:22 | 12/3/25 | EMBY | Embassy Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Stefanov Brandi | PA | O | EVP,Bran | P | 1 | 17.73 | 0 | 0 | 6 | 1 | D | | | | | | | | | | | | | | |
12/5/25 13:55 | 12/3/25 | FSFG | First Savings Financial Group, Inc. | IN | Financ | SvBnk | Savings Institution, Federall | Jackson Derrick B. | IN | O | Chief of | M.d | 62 | 17.93 | 0 | 3 | 18 | 23 | D | | | | | | | | | | | | | | |
12/5/25 13:42 | 12/3/25 | EMBY | Embassy Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Macy Michael B | PA | O | EVP,CLO | P | 18 | 17.73 | 0 | 1 | 19 | 6 | D | | | | | | | | | | | | | | |
12/5/25 12:47 | 12/3/25 | PBBK | Pb Bankshares, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Andress Spencer J | PA | D | | M.d | 55 | 12.28 | 0 | 5 | 25 | 23 | D | | | | | | | | | | | | | | |
12/5/25 12:37 | 12/3/25 | BUSE | First Busey Corp /Nv/ | NV | Financ | StBnk | State Commercial Banks | Maddox Mike | KS | DO | P | P.d | 26 | 25.52 | 0 | 1 | 0 | 258 | I | | | | | | | | | | | | | | |
12/5/25 11:00 | 12/4/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 27.75 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
12/5/25 10:25 | 12/4/25 | CBNK | Capital Bancorp Inc | MD | Financ | NtBnk | National Commercial Banks | Levitt Randall James | MD | D | | M.d | 12 | 13.89 | 0 | 1 | 0 | 964 | I | | | | | | | | | | | | | | |
12/5/25 10:14 | 12/4/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 912.29 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
12/4/25 19:55 | 12/2/25 | CATY | Cathay General Bancorp | DE | Financ | StBnk | State Commercial Banks | Tang Anthony M | CA | DO | Vice CB | S.m | -494 | 49.44 | 0 | -10 | -1 | 959 | D | | | | | | | | | | | | | | |
12/4/25 19:42 | 12/3/25 | ECPG | Encore Capital Group Inc | DE | Financ | Loan | Short-Term Business Credit In | Olle Laura | CA | D | | S | -75 | 52.79 | 0 | -1 | -4 | 35 | D | | | | | | | | | | | | | | |
12/4/25 17:55 | 12/2/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | P.dm | 0 | 0.0915 | 0 | 2 | 0 | 3,145 | D | | | | | | | | | | | | | | |
12/4/25 17:53 | 12/3/25 | FUSB | First Us Bancshares, Inc. | DE | Financ | StBnk | State Commercial Banks | Pierce Staci | AL | D | | P | 10 | 13.74 | 0 | 1 | 9 | 9 | D | | | | | | | | | | | | | | |
12/4/25 16:43 | 12/2/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Lepore Dawn G | CA | D | | S | -26 | 2.74 | 0 | -9 | -5 | 184 | D | | | | | | | | | | | | | | |
12/4/25 16:38 | 11/21/25 | RRAC | Rigel Resource Acquisition Corp. | | Financ | AcqCo | Blank Checks | Dumac, Inc. | NC | T | | S | -12,152 | 12.15 | 0 | -1,000 | -100 | 0 | I | | | | | | | | | | | | | | |
12/4/25 16:32 | 6/6/25 | FULT | Fulton Financial Corp | PA | Financ | NtBnk | National Commercial Banks | Fiol Andrew B | PA | O | Sr EVP | P.m | 9 | 18.18 | 0 | 1 | 1 | 43 | D | | | | | | | | | | | | | | |
12/4/25 16:30 | 12/2/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Tannenbaum Michael Benjamin | NV | DO | CEO | S.m | -5,275 | 35.16 | 0 | -150 | -4 | 3,642 | D | | | | | | | | | | | | | | |
12/4/25 16:30 | 12/3/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Stevens David Todd | NV | O | Chief Ca | S | -1,409 | 35.22 | 0 | -40 | -8 | 489 | D | | | | | | | | | | | | | | |
12/4/25 16:30 | 12/2/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Kgil Minchung | NV | O | CFO | S.m | -4,666 | 35.08 | 0 | -133 | -19 | 584 | D | | | | | | | | | | | | | | |
12/4/25 16:30 | 12/2/25 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Dunn Michael R | SC | D | | S.m | -375 | 37.45 | 0 | -10 | -9 | 103 | D | | | | | | | | | | | | | | |
12/4/25 16:30 | 12/3/25 | EFSI | Eagle Financial Services Inc | VA | Financ | StBnk | State Commercial Banks | Braithwaite Todd A | VA | O | Exec OFF | S | -2 | 38.90 | 0 | 0 | -1 | 9 | D | | | | | | | | | | | | | | |
12/4/25 16:28 | 12/4/25 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Stafford Harrison II | TX | D | | S | -57 | 70.76 | 0 | -1 | 0 | 297 | D | | | | | | | | | | | | | | |
12/4/25 16:14 | 12/1/25 | FSFG | First Savings Financial Group, Inc. | IN | Financ | SvBnk | Savings Institution, Federall | York Douglas A | IN | D | | M.d | 175 | 21.20 | 0 | 8 | 7 | 127 | D | | | | | | | | | | | | | | |
12/4/25 16:14 | 12/3/25 | INDB | Independent Bank Corp | MA | Financ | StBnk | State Commercial Banks | Nadeau Gerard F | MA | D | | S | -148 | 74.11 | 0 | -2 | -9 | 21 | D | | | | | | | | | | | | | | |
12/4/25 16:14 | 12/4/25 | RGLD | Royal Gold Inc | DE | Financ | Invest | Mineral Royalty Traders | Breeze Daniel | CO | O | SVP Corp | S | -196 | 202.23 | 0 | -1 | -5 | 19 | D | | | | | | | | | | | | | | |
12/4/25 16:12 | 12/2/25 | JMSB | John Marshall Bancorp, Inc. | VA | Financ | StBnk | State Commercial Banks | Kinney Jonathan Craig | VA | D | | P | 26 | 19.33 | 0 | 1 | 0 | 608 | D | | | | | | | | | | | | | | |
12/4/25 16:10 | 12/2/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Vieira Cory | NY | O | Chief Ac | M.d | 0 | 0.00 | 0 | 21 | | 12 | D | | | | | | | | | | | | | | |
12/4/25 16:10 | 12/2/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Vieira Cory | NY | O | Chief Ac | S.d | -195 | 23.15 | 0 | -8 | -41 | 12 | D | | | | | | | | | | | | | | |
12/4/25 16:08 | 12/2/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | S.m | -100 | 20.10 | 0 | -5 | 0 | 7,365 | D | | | | | | | | | | | | | | |
12/4/25 15:57 | 12/3/25 | MNSB | Mainstreet Bancshares, Inc. | VA | Financ | StBnk | State Commercial Banks | Chmelik Thomas J | VA | DO | CFO,Main | S | -194 | 19.82 | 0 | -10 | -6 | 151 | M | | | | | | | | | | | | | | |
12/4/25 15:51 | 12/3/25 | EMBY | Embassy Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Smith Patti Gates | PA | D | | S | -53 | 17.73 | 0 | -3 | -1 | 244 | I | | | | | | | | | | | | | | |
12/4/25 15:36 | 12/4/25 | SRBK | Sr Bancorp, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Mustard Robert Kenneth | NJ | D | | P | 5 | 15.75 | 0 | 0 | 43 | 1 | D | | | | | | | | | | | | | | |
12/4/25 15:09 | 12/3/25 | WSBC | Wesbanco Inc | WV | Financ | NtBnk | National Commercial Banks | Nelson F Eric Jr | WV | D | | S | -25 | 33.37 | 0 | -1 | -2 | 42 | I | | | | | | | | | | | | | | |
12/4/25 15:04 | 12/3/25 | EMBY | Embassy Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Yurconic John T | PA | D | | P | 35 | 17.73 | 0 | 2 | 4 | 57 | D | | | | | | | | | | | | | | |
12/4/25 14:44 | 12/3/25 | ASB | Associated Banc-Corp | WI | Financ | StBnk | State Commercial Banks | Ahern Patrick Edward | WI | O | EVP | S | -86 | 25.79 | 0 | -3 | -7 | 47 | D | | | | | | | | | | | | | | |
12/4/25 14:42 | 12/3/25 | EMBY | Embassy Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Englesson John G | PA | D | | S | -53 | 17.73 | 0 | -3 | -7 | 43 | D | | | | | | | | | | | | | | |
12/4/25 13:38 | 12/3/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 875.90 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
12/4/25 12:43 | 12/3/25 | MSBI | Midland States Bancorp, Inc. | IL | Financ | StBnk | State Commercial Banks | Jameson Jeremy Andrew | IL | O | EVP - Ch | P | 99 | 17.69 | 0 | 6 | 10 | 63 | D | | | | | | | | | | | | | | |
12/4/25 12:41 | 12/2/25 | PBBK | Pb Bankshares, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Amin Janak M | PA | DO | P,CEO | M.d | 295 | 12.28 | 0 | 24 | 27 | 113 | D | | | | | | | | | | | | | | |
12/4/25 12:40 | 12/3/25 | MSBI | Midland States Bancorp, Inc. | IL | Financ | StBnk | State Commercial Banks | Smith Jeffrey C. | IL | D | | P.d | 9 | 17.69 | 0 | 1 | 1 | 34 | D | | | | | | | | | | | | | | |
12/4/25 12:37 | 12/3/25 | MSBI | Midland States Bancorp, Inc. | IL | Financ | StBnk | State Commercial Banks | Bingham Richard Dean | IL | D | | P.a | 88 | 17.56 | 0 | 5 | 22 | 28 | D | | | | | | | | | | | | | | |
12/4/25 12:30 | 12/3/25 | MSBI | Midland States Bancorp, Inc. | IL | Financ | StBnk | State Commercial Banks | Bingham Richard Dean | IL | D | | P.d | 88 | 17.56 | 0 | 5 | 7 | 75 | D | | | | | | | | | | | | | | |
12/4/25 12:25 | 12/3/25 | MSBI | Midland States Bancorp, Inc. | IL | Financ | StBnk | State Commercial Banks | Casey Daniel Edward | IL | O | CROF | P | 89 | 17.89 | 0 | 5 | 22 | 28 | D | | | | | | | | | | | | | | |
12/4/25 11:47 | 12/3/25 | RBKB | Rhinebeck Bancorp, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Bronzi Philip J | NY | O | Chief Le | S.d | -56 | 11.08 | 0 | -5 | -27 | 14 | D | | | | | | | | | | | | | | |
12/4/25 11:29 | 12/3/25 | TFSL | Tfs Financial Corp | DE | Financ | SvBnk | Savings Institution, Federall | Zbanek Cathy W | OH | O | Chief Sy | S.d | -283 | 14.13 | 0 | -20 | -22 | 72 | D | | | | | | | | | | | | | | |
12/4/25 10:50 | 12/3/25 | BSRR | Sierra Bancorp | CA | Financ | StBnk | State Commercial Banks | Dabney Cindy L | CA | O | SVP,Chie | M.d | 110 | 27.49 | 0 | 4 | 87 | 9 | D | | | | | | | | | | | | | | |
12/4/25 10:50 | 12/3/25 | BSRR | Sierra Bancorp | CA | Financ | StBnk | State Commercial Banks | Dabney Cindy L | CA | O | SVP,Chie | S.d | -110 | 32.00 | 0 | -3 | -29 | 9 | D | | | | | | | | | | | | | | |
12/4/25 10:27 | 12/3/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 27.00 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
12/4/25 10:06 | 12/3/25 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Holmes Ned S | TX | D | | S | -77 | 70.09 | 0 | -1 | 0 | 320 | M | | | | | | | | | | | | | | |
12/4/25 09:00 | 12/3/25 | MGLD | Marygold Companies, Inc. | NV | Financ | Loan | Finance Services | Nicholas & Melinda Gerber Living Trust | CA | DOT | CEO | P | 16 | 1.03 | 0 | 15 | 0 | 18,726 | D | | | | | | | | | | | | | | |
12/3/25 21:47 | 12/1/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | We-Inn LLC | IL | T | | S.m | -3,589 | 5.00 | 0 | -718 | -10 | 6,573 | D | | | | | | | | | | | | | | |
12/3/25 20:57 | 12/1/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Nicholas J. Calamari | NY | O | CAO,Seni | M.d | 0 | 0.00 | 0 | 3 | 28 | 14 | D | | | | | | | | | | | | | | |
12/3/25 20:56 | 12/1/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Garg Vishal | NY | DOT | CEO | M.d | 0 | 0.00 | 0 | 3 | 39 | 11 | D | | | | | | | | | | | | | | |
12/3/25 20:56 | 12/1/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Tuffin Paula | NY | O | GC,CCO | M.d | 0 | 0.00 | 0 | 3 | 9 | 40 | D | | | | | | | | | | | | | | |
12/3/25 20:55 | 12/1/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Smith Chad M. | NY | O | P,COO, B | M.d | 0 | 0.00 | 0 | 5 | 16 | 36 | D | | | | | | | | | | | | | | |
12/3/25 20:01 | 12/1/25 | BTM | Bitcoin Depot Inc. | | Financ | Loan | Finance Services | Buchanan Christopher Scott | GA | DO | P | S | -10 | 1.42 | 0 | -7 | -1 | 619 | D | | | | | | | | | | | | | | |
12/3/25 19:43 | 11/20/25 | OPBK | Op Bancorp | CA | Financ | StBnk | State Commercial Banks | Oh Christine Yoon | CA | O | COO | M.d | 0 | 0.00 | 0 | 0 | 0 | 140 | D | | | | | | | | | | | | | | |
12/3/25 19:42 | 11/20/25 | OPBK | Op Bancorp | CA | Financ | StBnk | State Commercial Banks | Won Wesley | CA | O | CTO | M.d | 0 | 0.00 | 0 | 0 | 1 | 30 | D | | | | | | | | | | | | | | |
12/3/25 18:55 | 12/1/25 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Sherman Mark Andrew | CA | O | EVP,Gen. | M.d | 291 | 64.60 | 0 | 5 | 8 | 62 | D | | | | | | | | | | | | | | |
12/3/25 18:55 | 12/1/25 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Sherman Mark Andrew | CA | O | EVP,Gen. | S.d | -304 | 67.56 | 0 | -5 | -7 | 62 | D | | | | | | | | | | | | | | |
12/3/25 18:36 | 12/3/25 | VHC | Virnetx Holding Corp | DE | Financ | Patent | Patent Owners & Lessors | O'Brien Thomas M | NV | D | | M.d | 6 | 10.10 | 0 | 1 | 2 | 28 | D | | | | | | | | | | | | | | |
12/3/25 18:24 | 12/1/25 | JYNT | Joint Corp | DE | Financ | Patent | Patent Owners & Lessors | Jobson Charles E | MA | T | | P | 109 | 8.41 | 0 | 13 | 1 | 1,605 | D | | | | | | | | | | | | | | |
12/3/25 18:11 | 12/2/25 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Cooper Matthew W | VA | O | GC,Corp | S | -443 | 221.54 | 0 | -2 | -2 | 94 | D | | | | | | | | | | | | | | |
12/3/25 18:10 | 12/2/25 | DAVE | Dave Inc./De | | Financ | Loan | Finance Services | Beilman Kyle | CA | O | CFO,COO, | S | -712 | 203.77 | 0 | -3 | -2 | 151 | D | | | | | | | | | | | | | | |
12/3/25 18:10 | 12/2/25 | DAVE | Dave Inc./De | | Financ | Loan | Finance Services | Wilk Jason | CA | DO | CEO | S | -1,506 | 203.77 | 0 | -7 | -3 | 258 | D | | | | | | | | | | | | | | |
12/3/25 18:10 | 12/1/25 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Karam Celia | VA | O | P,Retail | S | -640 | 218.15 | 0 | -3 | -4 | 63 | D | | | | | | | | | | | | | | |
12/3/25 18:09 | 12/1/25 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Dean Lia | VA | O | P,Bankin | S | -713 | 218.15 | 0 | -3 | -4 | 70 | D | | | | | | | | | | | | | | |
12/3/25 18:06 | 12/3/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Housel David E | AL | D | | P | 2 | 24.99 | 0 | 0 | 1 | 9 | D | | | | | | | | | | | | | | |
12/3/25 17:59 | 12/1/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | Linford Michael | CA | O | COO | M.d | 0 | 0.00 | 0 | 12 | 26 | 57 | D | | | | | | | | | | | | | | |
12/3/25 17:59 | 12/1/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | O'Hare Robert | CA | O | CFO | M.d | 0 | 0.00 | 0 | 19 | | 10 | D | | | | | | | | | | | | | | |
12/3/25 17:59 | 12/1/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | Michalek Libor | CA | DO | P | M.d | 0 | 0.00 | 0 | 11 | 1 | 1,072 | D | | | | | | | | | | | | | | |
12/3/25 17:59 | 12/1/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | Adkins Katherine | CA | O | GC | M.d | 0 | 0.00 | 0 | 11 | 9 | 130 | D | | | | | | | | | | | | | | |
12/3/25 17:59 | 12/1/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | Jiyane Siphelele | CA | O | Chief Ac | M.d | 0 | 0.00 | 0 | 12 | 6 | 221 | D | | | | | | | | | | | | | | |
12/3/25 17:58 | 12/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | M.d | 0 | 0.00 | 0 | 134 | 32 | 550 | D | | | | | | | | | | | | | | |
12/3/25 17:58 | 12/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | M.d | 0 | 0.00 | 0 | 54 | | 33 | D | | | | | | | | | | | | | | |
12/3/25 17:57 | 12/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | M.d | 0 | 0.00 | 0 | 61 | 142 | 104 | D | | | | | | | | | | | | | | |
12/3/25 17:57 | 12/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | M.d | 0 | 0.00 | 0 | 112 | 28 | 516 | D | | | | | | | | | | | | | | |
12/3/25 17:46 | 12/1/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Brandon George Hugh | TX | DO | P | P.m | 29 | 3.56 | 0 | 8 | 9 | 98 | D | | | | | | | | | | | | | | |
12/3/25 17:41 | 12/1/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | S | -788 | 131.41 | 0 | -6 | -2 | 350 | D | | | | | | | | | | | | | | |
12/3/25 17:13 | 12/1/25 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Kirshenbaum Alan | NY | O | CFO | P | 501 | 14.87 | 0 | 34 | New | 34 | D | | | | | | | | | | | | | | |
12/3/25 17:12 | 12/1/25 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Ostrover Douglas I | NY | DO | Co-CEO | P.m | 2,379 | 15.06 | 0 | 158 | New | 158 | I | | | | | | | | | | | | | | |
12/3/25 17:10 | 12/1/25 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Lipschultz Marc S | NY | DO | Co-CEO | P.m | 2,379 | 15.06 | 0 | 158 | New | 158 | M | | | | | | | | | | | | | | |
12/3/25 17:10 | 12/1/25 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Packer Craig | NY | DO | Co-P | P.m | 1,882 | 15.06 | 0 | 125 | | 31 | I | | | | | | | | | | | | | | |
12/3/25 17:03 | 12/2/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Schulz Tamara L | NY | O | Chief Ac | S | -78 | 78.02 | 0 | -1 | -1 | 89 | D | | | | | | | | | | | | | | |
12/3/25 17:02 | 12/1/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Chandhok Nikhil | NY | O | Chief Pr | M.d | 2,581 | 25.81 | 0 | 100 | 27 | 475 | D | | | | | | | | | | | | | | |
12/3/25 17:02 | 12/1/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Chandhok Nikhil | NY | O | Chief Pr | S.d | -7,708 | 77.08 | 0 | -100 | -17 | 475 | D | | | | | | | | | | | | | | |
12/3/25 16:54 | 12/1/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | S.dm | -10,599 | 5.77 | 0 | -1,837 | -18 | 8,297 | I | | | | | | | | | | | | | | |
12/3/25 16:47 | 12/3/25 | WAFD | Wafd Inc | WA | Financ | NtBnk | National Commercial Banks | Beardall Brent J | WA | DO | P,CEO | P | 51 | 16.85 | 0 | 3 | 1 | 374 | D | | | | | | | | | | | | | | |
12/3/25 16:42 | 12/1/25 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Sieffert Kristen N | TX | O | P | S | -18 | 23.50 | 0 | -1 | -1 | 81 | D | | | | | | | | | | | | | | |
12/3/25 16:37 | 12/1/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Jambusaria Aneri | CA | O | Group MD | S | -28 | 352.48 | 0 | 0 | -1 | 6 | D | | | | | | | | | | | | | | |
12/3/25 16:36 | 12/1/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Small Martin | NY | O | CFO,Seni | S | -1,313 | 1,043.4 | 0 | -1 | -17 | 6 | D | | | | | | | | | | | | | | |
12/3/25 16:32 | 12/2/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Yates David M | NY | O | CIO | S | -76 | 11.13 | 0 | -7 | -4 | 152 | D | | | | | | | | | | | | | | |
12/3/25 16:31 | 12/2/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | Otworth Michael | FL | DO | Exec CB | P | 61 | 5.06 | 0 | 12 | 0 | 3,493 | D | | | | | | | | | | | | | | |
12/3/25 16:30 | 12/1/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | Austrup Roland | FL | O | Chief Gr | P | 25 | 5.01 | 0 | 5 | 1 | 868 | D | | | | | | | | | | | | | | |
12/3/25 16:29 | 12/1/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | Hennessy Daniel J | FL | D | | S.m | -463 | 5.12 | 0 | -90 | -10 | 817 | D | | | | | | | | | | | | | | |
12/3/25 16:20 | 11/28/25 | CBAN | Colony Bankcorp Inc | GA | Financ | StBnk | State Commercial Banks | Canup Edward G | GA | O | CHIEF BA | P | 8 | 16.95 | 0 | 1 | 2 | 28 | D | | | | | | | | | | | | | | |
12/3/25 16:11 | 12/1/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Wilson Frederick R | NY | D | | S | -2,592 | 259.19 | 0 | -10 | -4 | 247 | D | | | | | | | | | | | | | | |
12/3/25 16:08 | 12/1/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Bryan Everard | NY | O | EVP,CPO | S | -420 | 90.57 | 0 | -5 | -7 | 58 | D | | | | | | | | | | | | | | |
12/3/25 16:06 | 12/3/25 | CUBI | Customers Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Sidhu Jay S | PA | DO | CB,CEO | S | -8,900 | 69.43 | 0 | -128 | -9 | 1,342 | D | | | | | | | | | | | | | | |
12/3/25 16:06 | 12/1/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Skule Jeremy | NY | O | EVP,CSO | S | -191 | 90.57 | 0 | -2 | -2 | 83 | D | | | | | | | | | | | | | | |
12/3/25 15:13 | 12/2/25 | SRBK | Sr Bancorp, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Taylor William P | NJ | DO | CEO | P.ad | 15 | 15.47 | 0 | 1 | 1 | 106 | D | | | | | | | | | | | | | | |
12/3/25 13:35 | 12/2/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 27.23 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
12/3/25 13:29 | 12/2/25 | PEBK | Peoples Bancorp of North Carolina Inc | NC | Financ | StBnk | State Commercial Banks | Abernethy James S | NC | D | | S | -10 | 32.35 | 0 | 0 | 0 | 175 | D | | | | | | | | | | | | | | |
12/3/25 13:21 | 12/1/25 | BOKF | Bok Financial Corp | OK | Financ | NtBnk | National Commercial Banks | Bangert Steven | CO | D | | S | -115 | 114.89 | 0 | -1 | -2 | 50 | D | | | | | | | | | | | | | | |
12/3/25 13:06 | 12/2/25 | SRBK | Sr Bancorp, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Taylor William P | NJ | DO | CEO | P.d | 16 | 15.79 | 0 | 1 | 1 | 106 | D | | | | | | | | | | | | | | |
12/3/25 13:04 | 12/1/25 | COFS | Choiceone Financial Services Inc | MI | Financ | StBnk | State Commercial Banks | Henion Bradley | MI | O | E.VP - C | M.d | 3 | 21.13 | 0 | 0 | 2 | 5 | D | | | | | | | | | | | | | | |
12/3/25 12:56 | 12/3/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Housel David E | AL | D | | P | 1 | 24.17 | 0 | 0 | 0 | 9 | D | | | | | | | | | | | | | | |
12/3/25 12:24 | 12/2/25 | FNB | Fnb Corp/Pa/ | PA | Financ | NtBnk | National Commercial Banks | Dutey James L | PA | O | Corporat | S | -670 | 16.75 | 0 | -40 | -39 | 63 | D | | | | | | | | | | | | | | |
12/3/25 11:27 | 12/1/25 | AVBC | Avidia Bancorp, Inc. | | Financ | SnBnk | Savings Institutions, Not Fed | Murphy Michael Dennis | MA | DH | Chairman | P | 100 | 16.00 | 0 | 6 | 9 | 76 | I | | | | | | | | | | | | | | |
12/3/25 11:14 | 12/2/25 | USCB | Uscb Financial Holdings, Inc. | FL | Financ | StBnk | State Commercial Banks | Wycoff W Kirk | PA | DT | | S.d | -261 | 17.75 | 0 | -15 | -1 | 1,977 | D | | | | | | | | | | | | | | |
12/3/25 11:12 | 12/1/25 | CBU | Community Financial System, Inc. | DE | Financ | NtBnk | National Commercial Banks | Whipple John F. | NY | D | | M.d | 0 | 0.00 | 0 | 1 | 19 | 9 | D | | | | | | | | | | | | | | |
12/3/25 10:42 | 12/2/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 869.18 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
12/3/25 10:09 | 12/2/25 | ATLO | Ames National Corp | X1 | Financ | NtBnk | National Commercial Banks | Bauer Scott T | IA | H | Presiden | P | 0 | 21.68 | 0 | 0 | 1 | 4 | D | | | | | | | | | | | | | | |
12/3/25 09:25 | 12/1/25 | MBIN | Merchants Bancorp | IN | Financ | StBnk | State Commercial Banks | Petrie Michael F. | IN | DOT | CB,CEO | S.m | -52 | 19.53 | 0 | -3 | 0 | 12,707 | D | | | | | | | | | | | | | | |
12/2/25 18:16 | 12/1/25 | TCBK | Trico Bancshares / | CA | Financ | StBnk | State Commercial Banks | Fleshood John | CA | O | EVP COO | M.d | 0 | 0.00 | 0 | 4 | 8 | 45 | D | | | | | | | | | | | | | | |
12/2/25 18:10 | 12/1/25 | TCBK | Trico Bancshares / | CA | Financ | StBnk | State Commercial Banks | Gehlmann Gregory A | CA | O | SVP GC | M.d | 0 | 0.00 | 0 | 2 | 8 | 22 | D | | | | | | | | | | | | | | |
12/2/25 18:09 | 12/1/25 | TCBK | Trico Bancshares / | CA | Financ | StBnk | State Commercial Banks | Wiese Peter G | CA | O | EVP CFO | M.d | 0 | 0.00 | 0 | 4 | 8 | 52 | D | | | | | | | | | | | | | | |
12/2/25 17:40 | 12/1/25 | BFST | Business First Bancshares, Inc. | LA | Financ | StBnk | State Commercial Banks | Robertson Greg | LA | O | EVP,CFO | S.d | -37 | 26.41 | 0 | -1 | -2 | 68 | D | | | | | | | | | | | | | | |
12/2/25 17:23 | 11/28/25 | SLNHP | Soluna Holdings, Inc | NV | Financ | Loan | Finance Services | Hirshfield Edward R | NY | D | | S | -9 | 8.75 | 0 | -1 | -7 | 14 | D | | | | | | | | | | | | | | |
12/2/25 17:02 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Shoukry Paul M | FL | DO | CEO | M.d | 0 | 0.00 | 0 | 4 | 11 | 38 | D | | | | | | | | | | | | | | |
12/2/25 17:02 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Santelli Jonathan N | FL | O | EVP,GC,S | M.d | 0 | 0.00 | 0 | 4 | 17 | 26 | D | | | | | | | | | | | | | | |
12/2/25 17:00 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Reilly Paul C | FL | DO | Exec Cha | M.d | 0 | 0.00 | 0 | 7 | 3 | 263 | D | | | | | | | | | | | | | | |
12/2/25 16:58 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Raney Steven M | FL | O | Exec Cha | M.d | 0 | 0.00 | 0 | 3 | 6 | 48 | D | | | | | | | | | | | | | | |
12/2/25 16:57 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Allaire Bella Loykhter | FL | O | Chief Ad | M.d | 0 | 0.00 | 0 | 3 | 4 | 78 | D | | | | | | | | | | | | | | |
12/2/25 16:56 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Haynes Morgan Tarazeta J | FL | O | Chief Au | M.d | 0 | 0.00 | 0 | 1 | 35 | 5 | D | | | | | | | | | | | | | | |
12/2/25 16:55 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Elwyn Tashtego S | FL | O | P,PCG | M.d | 0 | 0.00 | 0 | 3 | 7 | 41 | D | | | | | | | | | | | | | | |
12/2/25 16:52 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Curtis Scott A | FL | O | COO | M.d | 0 | 0.00 | 0 | 3 | 2 | 172 | D | | | | | | | | | | | | | | |
12/2/25 16:52 | 12/2/25 | VEL | Velocity Financial, Inc. | DE | Financ | Loan | Finance Services | Kelly Roland Thomas | CA | O | GC,GC | S | -129 | 19.38 | 0 | -7 | -6 | 101 | D | | | | | | | | | | | | | | |
12/2/25 16:49 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Campagnoli Vincent | FL | O | EVP,Tech | M.dm | 0 | 0.00 | 0 | 9 | 36 | 34 | D | | | | | | | | | | | | | | |
12/2/25 16:47 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Helal Tarek | FL | O | Chief St | M.dm | 0 | 0.00 | 0 | 4 | 16 | 26 | D | | | | | | | | | | | | | | |
12/2/25 16:44 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Larson Katherine H | FL | O | Chief Ac | M.dm | 0 | 0.00 | 0 | 2 | 214 | 3 | D | | | | | | | | | | | | | | |
12/2/25 16:42 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Oorlog Jonathan W Jr | FL | O | CFO | M.dm | 0 | 0.00 | 0 | 4 | 21 | 25 | D | | | | | | | | | | | | | | |
12/2/25 16:40 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Bunn James E | FL | O | P,Capita | M.d | 0 | 0.00 | 0 | 6 | 8 | 84 | D | | | | | | | | | | | | | | |
12/2/25 16:35 | 12/1/25 | FUSB | First Us Bancshares, Inc. | DE | Financ | StBnk | State Commercial Banks | Field Robert C | AL | D | | P | 14 | 13.61 | 0 | 1 | 11 | 10 | I | | | | | | | | | | | | | | |
12/2/25 16:30 | 12/1/25 | TCBX | Third Coast Bancshares, Inc. | TX | Financ | SnBnk | Savings Institutions, Not Fed | Brunson W. Donald | TX | D | | S | -58 | 38.55 | 0 | -2 | -3 | 50 | D | | | | | | | | | | | | | | |
12/2/25 16:24 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Aisenbrey Christopher S | FL | O | CHRO | M.d | 0 | 0.00 | 0 | 2 | 11 | 16 | D | | | | | | | | | | | | | | |
12/2/25 16:22 | 11/28/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Ehrsam Frederick Ernest III | NY | D | | S.d | -376 | 273.28 | 0 | -1 | -10 | 12 | I | | | | | | | | | | | | | | |
12/2/25 16:17 | 12/1/25 | CMA | Comerica Inc | DE | Financ | NtBnk | National Commercial Banks | Bridges Wendy | TX | O | EVP | M.d | 379 | 64.52 | 0 | 6 | 30 | 26 | D | | | | | | | | | | | | | | |
12/2/25 16:16 | 11/30/25 | BAC | Bank of America Corp /De/ | DE | Financ | NtBnk | National Commercial Banks | Okpara Johnbull | NC | O | Chief Ac | M.d | 0 | 0.00 | 0 | 27 | 74 | 63 | D | | | | | | | | | | | | | | |
12/2/25 16:15 | 11/28/25 | STT | State Street Corp | MA | Financ | StBnk | State Commercial Banks | Horgan Kathryn M | MA | O | EVP | S | -673 | 118.55 | 0 | -6 | -5 | 105 | D | | | | | | | | | | | | | | |
12/2/25 16:10 | 12/1/25 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Young Bracebridge H Jr | AZ | D | | P | 25 | 3.12 | 0 | 8 | 4 | 221 | I | | | | | | | | | | | | | | |
12/2/25 16:09 | 11/28/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | S.m | -99 | 19.85 | 0 | -5 | 0 | 7,370 | D | | | | | | | | | | | | | | |
12/2/25 16:05 | 12/1/25 | EBC | Eastern Bankshares, Inc. | MA | Financ | SvBnk | Savings Institution, Federall | Borgen Luis | MA | D | | S | -86 | 19.05 | 0 | -5 | -16 | 25 | D | | | | | | | | | | | | | | |
12/2/25 12:53 | 12/1/25 | NWBI | Northwest Bancshares, Inc. | MD | Financ | NtBnk | National Commercial Banks | Meegan John P | OH | D | | P | 18 | 12.10 | 0 | 2 | 1 | 102 | I | | | | | | | | | | | | | | |
12/2/25 12:19 | 12/1/25 | USCB | Uscb Financial Holdings, Inc. | FL | Financ | StBnk | State Commercial Banks | Feinglass Howard | FL | DT | | M.d | 56 | 7.50 | 0 | 8 | 0 | 3,982 | D | | | | | | | | | | | | | | |
12/2/25 12:13 | 12/1/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 27.00 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
12/2/25 12:02 | 11/28/25 | CWBC | Community West Bancshares | CA | Financ | StBnk | State Commercial Banks | Cagle Dawn M | CA | O | EVP | P | 3 | 19.19 | 0 | 0 | 1 | 13 | D | | | | | | | | | | | | | | |
12/2/25 12:01 | 11/28/25 | CWBC | Community West Bancshares | CA | Financ | StBnk | State Commercial Banks | Livingston Shannon R | CA | O | EVP | P | 2 | 19.19 | 0 | 0 | 0 | 21 | D | | | | | | | | | | | | | | |
12/2/25 12:00 | 11/28/25 | CWBC | Community West Bancshares | CA | Financ | StBnk | State Commercial Banks | Martin Jeffrey Michael | CA | O | EVP | P | 1 | 19.19 | 0 | 0 | 0 | 24 | D | | | | | | | | | | | | | | |
12/2/25 11:58 | 11/28/25 | CWBC | Community West Bancshares | CA | Financ | StBnk | State Commercial Banks | Plourd Martin E | CA | DO | P | P | 6 | 19.19 | 0 | 0 | 0 | 113 | D | | | | | | | | | | | | | | |
12/2/25 11:11 | 12/1/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 866.88 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
12/1/25 21:34 | 11/26/25 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Basswood Capital Management, L.L.C. | NY | DTH | Director | S.m | -147 | 38.56 | 0 | -4 | -1 | 603 | I | | | | | | | | | | | | | | |
12/1/25 21:16 | 11/26/25 | SAMG | Silvercrest Asset Management Group Inc. | DE | Financ | InvAdv | Investment Advice | Gray John Allen | NY | DO | MD | P.m | 299 | 13.71 | 0 | 22 | 103 | 43 | D | | | | | | | | | | | | | | |
12/1/25 20:57 | 11/26/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.m | -45,275 | 155.59 | 0 | -291 | -17 | 1,400 | I | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Ozonian Steven | CA | D | | M.d | 0 | 0.00 | 0 | 25 | 17 | 168 | D | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Lee John Hoon | CA | D | | M.d | 0 | 0.00 | 0 | 25 | 10 | 274 | D | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Patenaude Pamela H. | CA | D | | M.d | 0 | 0.00 | 0 | 25 | 9 | 294 | D | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Pcp Managers Gp, LLC | CA | DT | | M.d | 0 | 0.00 | 0 | 49 | 1 | 6,432 | I | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Lepore Dawn G | CA | D | | M.d | 0 | 0.00 | 0 | 25 | 15 | 193 | D | | | | | | | | | | | | | | |
12/1/25 18:40 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Hsieh Anthony Li | CA | DOT | Exec Cha | M.d | 0 | 0.00 | 0 | 25 | 1 | 2,468 | D | | | | | | | | | | | | | | |
12/1/25 18:00 | 11/26/25 | WHG | Westwood Holdings Group Inc | DE | Financ | InvAdv | Investment Advice | Casey Brian O | TX | DO | CEO | S.m | -2 | 17.00 | 0 | 0 | 0 | 505 | D | | | | | | | | | | | | | | |
12/1/25 17:49 | 11/26/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Abraham Chad R | MN | DO | CEO,CB | M.dm | 733 | 99.00 | 0 | 7 | 9 | 90 | D | | | | | | | | | | | | | | |