11/26/24 17:20 | 11/22/24 | GSBD | Goldman Sachs Bdc, Inc. | | Fund | CEF | Closed-End Funds | Lanza John | NY | O | See Rema | 1 | S | -16 | 12.85 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
11/26/24 15:12 | 11/25/24 | GAB | Gabelli Equity Trust Inc | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | 6 | S | -146 | 6.65 | 0 | -22 | 0 | 6,699 | I | | | | | | | | | | | | | | |
11/26/24 14:38 | 11/25/24 | FSK | Fs Kkr Capital Corp | | Fund | CEF | Closed-End Funds | Imasogie Osagie O | PA | D | | 1 | S | -900 | 22.01 | 0 | -41 | | 8 | D | | | | | | | | | | | | | | |
11/26/24 12:24 | 11/25/24 | CEV | Eaton Vance California Municipal Income Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 109 | S.m | -87,992 | 13.20 | 0 | -6,667 | | 63,619 | I | | | | | | | | | | | | | | |
11/12/24 14:40 | 11/7/24 | FMN | Federated Hermes Premier Municipal Income Fund | | Fund | CEF | Closed-End Funds | Donahue Thomas R | PA | H | Treasure | 2 | S | -18 | 12.30 | 0 | -1 | | 0 | D | | | | | | | | | | | | | | |
11/12/24 11:34 | 11/7/24 | TSI | Tcw Strategic Income Fund Inc | | Fund | CEF | Closed-End Funds | Tarica Andrew | CA | D | | 2 | S.m | -125 | 5.06 | 0 | -25 | -100 | 0 | I | | | | | | | | | | | | | | |
11/5/24 18:20 | 11/4/24 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Sprauer Scott | NY | H | Portfoli | 1 | S | -12 | 15.91 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
11/1/24 10:28 | 10/25/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | 1 | S | -1,034 | 44.00 | 0 | -24 | | 14 | D | | | | | | | | | | | | | | |
10/29/24 10:14 | 10/28/24 | ADX | Adams Diversified Equity Fund, Inc. | | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | 2 | S.m | -555 | 21.80 | 0 | -25 | | 59 | D | | | | | | | | | | | | | | |
10/8/24 17:22 | 10/4/24 | BLE | Blackrock Municipal Income Trust II | | Fund | CEF | Closed-End Funds | Soccio Phillip | NY | H | Portfoli | 2 | S | -28 | 12.31 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
10/7/24 12:57 | 9/30/24 | MONIX | Monachil Credit Income Fund | | Fund | CEF | Closed-End Funds | Meli Ali | CT | DOT | P,CEO | 1 | S | -201 | 10.04 | 0 | -20 | | 1,209 | D | | | | | | | | | | | | | | |
10/4/24 11:48 | 10/3/24 | GUG | Guggenheim Active Allocation Fund | | Fund | CEF | Closed-End Funds | Barnes Randall C | IL | DH | Trustee | 1 | S | -8 | 16.45 | 0 | -1 | | 65 | D | | | | | | | | | | | | | | |
10/2/24 15:11 | 10/1/24 | FOF | Cohen & Steers Closed-End Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | Maginnis Gerald J. | NY | D | | 2 | S | -30 | 13.60 | 0 | -2 | | 4 | D | | | | | | | | | | | | | | |
10/2/24 14:42 | 9/16/24 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | George W Whitney | CT | DTH | Senior P | 1 | S | -197 | 7.58 | 0 | -26 | 0 | 15,005 | I | | | | | | | | | | | | | | |
10/2/24 08:57 | 10/1/24 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Moschner Albin F | IL | H | Trustee | 1 | S | -175 | 8.77 | 0 | -20 | | 13 | D | | | | | | | | | | | | | | |
9/27/24 20:38 | 9/26/24 | HTGC | Hercules Capital, Inc. | | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | CEO | 1 | S | -1,959 | 19.59 | 0 | -100 | | 2,161 | D | | | | | | | | | | | | | | |
9/25/24 16:29 | 9/23/24 | OCCI | Ofs Credit Company, Inc. | | Fund | CEF | Closed-End Funds | Eagle Point Credit Management LLC | CT | T | | 4 | S.m | -84 | 24.09 | 0 | -3 | | 46 | I | | | | | | | | | | | | | | |
9/23/24 17:01 | 9/20/24 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Dakos Andrew | NJ | DO | P | 1 | S | -5 | 13.74 | 0 | 0 | | 16 | I | | | | | | | | | | | | | | |
9/20/24 14:18 | 9/19/24 | CPZ | Calamos Long/short Equity & Dynamic Income Trust | | Fund | CEF | Closed-End Funds | Koudounis John S. | IL | O | VP | 2 | S | -1,533 | 11.53 | 0 | -133 | | 120 | D | | | | | | | | | | | | | | |
9/18/24 11:21 | 9/16/24 | NXG | Nxg Nextgen Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Alban John | TX | DH | Trustee | 1 | S | -51 | 41.33 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
9/13/24 13:27 | 9/11/24 | FCRIX | Fs Credit Income Fund | | Fund | CEF | Closed-End Funds | Forman Michael C. | PA | DO | CEO | 4 | S | -4,557 | 8.52 | 0 | -535 | | 814 | I | | | | | | | | | | | | | | |
8/29/24 12:58 | 9/13/22 | FINS | Angel Oak Financial Strategies Income Term Trust | | Fund | CEF | Closed-End Funds | Angel Oak Capital Partners Ii, LLC | GA | H | General | 1 | S | 0 | 11.00 | 0 | 0 | -100 | 0 | D | | | | | | | | | | | | | | |