21 results

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8/29/25 14:09
8/29/25
JLSNuveen Mortgage & Income Fund/ma/FundCEFClosed-End FundsVirgilio StephenILHPortfoli1S-318.81001D
8/27/25 20:08
8/25/25
GECCGreat Elm Capital Corp.FundCEFClosed-End FundsGreat Elm Strategic Partnership I, LLCMAT7S.m-2,24511.080-2031,813D
8/27/25 17:45
8/26/25
PEOAdams Natural Resources Fund, Inc.FundCEFClosed-End FundsSaba Capital Management, L.P.NYT58S.m-19,66911.710-1,68027,690I
8/22/25 12:32
8/19/25
SSSSSuro Capital Corp.FundCEFClosed-End FundsLott Ronald M.NYD1S-668.810-830D
8/21/25 16:16
8/18/25
CGBDCarlyle Secured Lending, Inc.FundCEFClosed-End FundsNestor John G.NYD1S-17913.490-1315D
8/21/25 12:02
8/18/25
TREIXThirdline Real Estate Income FundFundCEFClosed-End FundsEiben Lawrence ScottVADOPrincipa1S-4299.890-43423I
8/14/25 17:02
8/14/25
MAINMain Street Capital CorpFundCEFClosed-End FundsMeserve NicholasTXOMD1S-94067.150-1482D
8/13/25 16:14
8/13/25
ETGEaton Vance Tax-Advantaged Global Dividend Income FundFundCEFClosed-End FundsDigregorio DerekMAHPortfoli1S-1720.750-15I
8/12/25 19:20
8/8/25
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsOcm Growth Holdings LLCCAT2S-15,85010.570-1,5008,780D
8/11/25 14:56
8/11/25
CHICalamos Convertible Opportunities & Income FundFundCEFClosed-End FundsMickey MarkILOFormerCh2S-3210.720-3-1000D
7/29/25 11:06
6/30/25
XPEPXAmg Pantheon Fund, LLCFundCEFClosed-End FundsSassine VictoriaCTD1S-3229.170-11D
7/25/25 16:03
7/23/25
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End FundsTyler Donald GWID2S.m-5910.030-610D
7/24/25 17:51
7/22/25
LCRDXLord Abbett Credit Opportunities FundFundCEFClosed-End FundsKewjin YuohNJHPortfoli1S-298.710-3-1000D
7/24/25 17:31
7/22/25
MOALXLord Abbett Municipal Opportunities FundFundCEFClosed-End FundsLord, Abbett & Co. LLCNJHInvestme1S-989.770-10-1000D
7/18/25 16:30
7/16/25
DXYZDestiny Tech100 Inc.FundCEFClosed-End FundsPrasad SohailTXDOTP,CEO1S-13,98034.140-410711M
7/15/25 12:02
7/11/25
GCVGabelli Convertible & Income Securities Fund IncFundCEFClosed-End FundsGabelli Mario JNYHControl 2S-313.830-801,915I
6/30/25 15:45
6/30/25
RGTRoyce Global Trust, Inc.FundCEFClosed-End FundsGannon Francis D.NYOVP1S-8611.920-7-1000D
6/27/25 17:10
6/27/25
MAINMain Street Capital CorpFundCEFClosed-End FundsMorris Jesse ETXDOEVP, COO1S-2,07859.370-35236D
6/27/25 17:08
6/27/25
MAINMain Street Capital CorpFundCEFClosed-End FundsBeauvais Jason BTXOEVP,GC,S1S-81159.370-14182D
6/27/25 16:24
6/27/25
RVTRoyce Small-Cap Trust, Inc.FundCEFClosed-End FundsRoyce Charles MNYHSr. Advi2S.m-92012.830-721,196I
6/5/25 18:38
6/5/25
HTGCHercules Capital, Inc.FundCEFClosed-End FundsFollmann ChristianCAOCOO1S-717.83000122D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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