5/31/24 18:31 | 5/29/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 6 | S.d | -15,734 | 18.12 | 0 | -868 | | 39 | D | | | | | | | | | | | | | | |
5/30/24 20:44 | 5/28/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Clark Bernard J. | TX | O | MD Head | 1 | S.d | -5,493 | 70.94 | 0 | -77 | | 126 | M | | | | | | | | | | | | | | |
5/30/24 16:30 | 5/28/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprieser Judith A | GA | D | | 2 | S | -612 | 135.96 | 0 | -5 | | 29 | D | | | | | | | | | | | | | | |
5/23/24 19:57 | 5/22/24 | FRGE | Forge Global Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Rodriques Kelly | CA | DO | CEO | 4 | S.m | -329 | 1.82 | 0 | -181 | | 12,945 | D | | | | | | | | | | | | | | |
5/23/24 06:03 | 5/20/24 | BLK | Blackrock Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fink Laurence | NY | DO | CB,CEO | 1 | S | -25,008 | 807.29 | 0 | -31 | | 383 | D | | | | | | | | | | | | | | |
5/22/24 18:35 | 5/20/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | 6 | S.dm | -6,558 | 75.36 | 0 | -87 | | 2,310 | I | | | | | | | | | | | | | | |
5/21/24 18:13 | 5/20/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Cook Elizabeth A | IL | D | | 1 | S | -212 | 211.52 | 0 | -1 | | 18 | I | | | | | | | | | | | | | | |
5/21/24 17:25 | 5/20/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Berns Steven | NY | D | | 1 | S | -86 | 112.71 | 0 | -1 | | 4 | D | | | | | | | | | | | | | | |
5/21/24 17:25 | 5/17/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Furber Sara | NY | O | CFO | 1 | S | -1,481 | 112.49 | 0 | -13 | | 83 | D | | | | | | | | | | | | | | |
5/21/24 16:44 | 5/17/24 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schoneman Debbra L. | MN | O | P | 1 | S.m | -1,062 | 212.49 | 0 | -5 | | 55 | I | | | | | | | | | | | | | | |
5/21/24 16:37 | 5/17/24 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Lyon Charles M | FL | H | Subsidia | 5 | S.dm | -4,903 | 69.26 | 0 | -71 | | 62 | D | | | | | | | | | | | | | | |
5/20/24 16:06 | 5/16/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rogers John F.W. | NY | O | EVP | 1 | S | -6,898 | 466.25 | 0 | -15 | | 81 | M | | | | | | | | | | | | | | |
5/17/24 19:07 | 5/15/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | 6 | S.d | -8,718 | 16.95 | 0 | -515 | | 36 | I | | | | | | | | | | | | | | |
5/17/24 16:45 | 5/15/24 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Philip Andrew | NY | H | Subsidia | 2 | S | -1,090 | 72.64 | 0 | -15 | | 234 | D | | | | | | | | | | | | | | |
5/16/24 21:04 | 5/14/24 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Crawley Mandell | NY | O | CHRO | 1 | S | -693 | 99.61 | 0 | -7 | | 46 | D | | | | | | | | | | | | | | |
5/16/24 20:24 | 5/14/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | 4 | S.m | -35,218 | 75.82 | 0 | -465 | 0 | 99,217 | I | | | | | | | | | | | | | | |
5/14/24 21:26 | 5/13/24 | JEF | Jefferies Financial Group Inc. | NY | Financ | FinTrd | Security Brokers, Dealers & F | Friedman Brian P | NY | DO | P | 1 | S.m | -12,974 | 46.27 | 0 | -280 | | 5,649 | M | | | | | | | | | | | | | | |
5/14/24 18:02 | 5/10/24 | BLK | Blackrock Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Wiedman Mark | NY | O | Senior M | 1 | S.d | -7,155 | 795.00 | 0 | -9 | | 6 | D | | | | | | | | | | | | | | |
5/14/24 16:03 | 5/10/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Solomon David M | NY | DO | CB,CEO | 1 | S | -3,018 | 457.32 | 0 | -7 | | 147 | D | | | | | | | | | | | | | | |
5/14/24 12:08 | 5/13/24 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | DO | Exec CB | 4 | S.m | -24,915 | 69.63 | 0 | -358 | | 7,885 | D | | | | | | | | | | | | | | |
5/13/24 18:00 | 5/13/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Savage Terry L | IL | D | | 1 | S | -527 | 210.65 | 0 | -3 | | 17 | I | | | | | | | | | | | | | | |
5/13/24 17:32 | 5/9/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Hult William | NY | DO | CEO | 1 | S.dm | -10,988 | 112.12 | 0 | -98 | | 229 | D | | | | | | | | | | | | | | |
5/13/24 16:37 | 5/9/24 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Clay Catherine R | IL | O | EVP,GLOB | 1 | S | -204 | 185.06 | 0 | -1 | | 5 | D | | | | | | | | | | | | | | |
5/13/24 16:18 | 5/9/24 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Nguyen Xuong | IL | O | COO | 1 | S.d | -553 | 80.00 | 0 | -7 | | 81 | D | | | | | | | | | | | | | | |
5/10/24 16:12 | 5/10/24 | OPY | Oppenheimer Holdings Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Behrens Evan | NY | D | | 1 | S | -180 | 43.65 | 0 | -4 | | 5 | D | | | | | | | | | | | | | | |
5/9/24 13:29 | 5/8/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Piell Hilda Harris | IL | O | Sr MD,CH | 1 | S | -1,502 | 210.35 | 0 | -7 | | 29 | D | | | | | | | | | | | | | | |
5/8/24 18:55 | 5/7/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Zucker Scott | NY | O | Chief Ad | 1 | S | -278 | 110.56 | 0 | -3 | | 29 | D | | | | | | | | | | | | | | |
5/8/24 16:06 | 5/6/24 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Windeatt Sean A | NY | O | COO | 1 | S.m | -1,386 | 8.75 | 0 | -158 | | 641 | D | | | | | | | | | | | | | | |
5/7/24 19:11 | 5/3/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 2 | S | -422 | 16.87 | 0 | -25 | | 855 | D | | | | | | | | | | | | | | |
5/7/24 16:34 | 5/6/24 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Geelan John W | MN | O | GC | 1 | S | -331 | 211.14 | 0 | -2 | | 17 | D | | | | | | | | | | | | | | |
5/6/24 17:16 | 5/3/24 | NAVI | Navient Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Heleen Mark L | VA | O | EVP,CLO, | 1 | S | -160 | 16.00 | 0 | -10 | | 405 | D | | | | | | | | | | | | | | |
5/6/24 16:42 | 5/3/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Bunn James E | FL | O | P-GlobEq | 1 | S | -1,381 | 124.44 | 0 | -11 | | 49 | D | | | | | | | | | | | | | | |
5/6/24 16:33 | 5/3/24 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Parthemore Eric | FL | D | | 1 | S | -168 | 74.67 | 0 | -2 | | 19 | D | | | | | | | | | | | | | | |
5/3/24 19:14 | 5/1/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | 2 | S.d | -182 | 18.16 | 0 | -10 | | 1,002 | D | | | | | | | | | | | | | | |
5/3/24 16:40 | 5/2/24 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Peacock David A | MO | D | | 1 | S | -1,039 | 79.90 | 0 | -13 | | 19 | I | | | | | | | | | | | | | | |
5/3/24 16:33 | 5/1/24 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Bryan Everard | NY | O | EVP | 2 | S | -647 | 62.03 | 0 | -10 | | 62 | D | | | | | | | | | | | | | | |
5/1/24 17:06 | 4/29/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Duffy Terrence A | IL | DO | CB,CEO | 1 | S | -8,436 | 210.91 | 0 | -40 | | 67 | D | | | | | | | | | | | | | | |
5/1/24 16:24 | 4/29/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Viniar David A | NY | D | | 1 | S | -2,161 | 432.25 | 0 | -5 | | 819 | D | | | | | | | | | | | | | | |
4/30/24 16:30 | 4/26/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | 2 | S.d | -942 | 137.57 | 0 | -7 | | 49 | D | | | | | | | | | | | | | | |
4/30/24 10:20 | 4/29/24 | TROW | Price T Rowe Group Inc | MD | Financ | FinTrd | Security & Commodity Brokers, | Maclellan Robert F. | MD | D | | 1 | S.d | -344 | 113.08 | 0 | -3 | | 35 | D | | | | | | | | | | | | | | |
4/29/24 14:41 | 4/26/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Raney Steven M | FL | O | P,CEO RJ | 1 | S | -505 | 121.01 | 0 | -4 | | 54 | D | | | | | | | | | | | | | | |
4/26/24 17:20 | 4/24/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Crawford Peter B. | TX | O | CFO | 2 | S.dm | -1,251 | 73.24 | 0 | -17 | | 61 | M | | | | | | | | | | | | | | |
4/24/24 21:32 | 4/24/24 | JEF | Jefferies Financial Group Inc. | NY | Financ | FinTrd | Security Brokers, Dealers & F | Handler Richard B | NY | DO | CEO | 1 | S | -65,251 | 43.50 | 0 | -1,500 | | 16,707 | D | | | | | | | | | | | | | | |
4/23/24 21:35 | 4/19/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ellis Stephen A | TX | D | | 1 | S.d | -1,080 | 73.21 | 0 | -15 | | 116 | M | | | | | | | | | | | | | | |
4/19/24 16:06 | 4/18/24 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gorman James P | NY | DO | Exec CB | 1 | S | -9,021 | 90.21 | 0 | -100 | | 767 | D | | | | | | | | | | | | | | |
4/19/24 16:05 | 4/17/24 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Smith Charles Aubrey III | NY | O | Chief Ri | 1 | S | -1,009 | 90.09 | 0 | -11 | | 131 | D | | | | | | | | | | | | | | |
4/18/24 21:44 | 4/16/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Goldfarb Mark A | TX | D | | 1 | S | -503 | 70.86 | 0 | -7 | | 27 | I | | | | | | | | | | | | | | |
4/18/24 21:29 | 4/16/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Sarin Arun | TX | D | | 1 | S.d | -356 | 71.11 | 0 | -5 | | 26 | M | | | | | | | | | | | | | | |
4/18/24 21:13 | 4/16/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Murtagh Nigel J | TX | O | Chief Ri | 3 | S.d | -3,664 | 69.21 | 0 | -53 | | 83 | D | | | | | | | | | | | | | | |
4/18/24 21:08 | 4/16/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Morgan Peter J. III | TX | O | GC | 1 | S | -1,771 | 72.23 | 0 | -25 | | 0 | D | | | | | | | | | | | | | | |
4/18/24 21:05 | 4/16/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Martinetto Joseph R | TX | O | COO | 1 | S | -3,046 | 70.83 | 0 | -43 | | 302 | I | | | | | | | | | | | | | | |
4/5/24 16:30 | 4/3/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprecher Jeffrey C | GA | DO | CEO | 1 | S.d | -23,105 | 137.21 | 0 | -168 | | 3,923 | M | | | | | | | | | | | | | | |
3/28/24 20:45 | 3/22/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Adams John K Jr | TX | D | | 2 | S.d | -2,281 | 72.64 | 0 | -31 | | 45 | D | | | | | | | | | | | | | | |
3/28/24 10:42 | 3/8/24 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Klauder Paul | PA | O | EVP | 1 | S.d | -140 | 69.80 | 0 | -2 | | 35 | D | | | | | | | | | | | | | | |
3/27/24 16:13 | 3/25/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Peterson Justin | NY | O | CTO | 2 | S | -1,380 | 103.75 | 0 | -13 | | 61 | D | | | | | | | | | | | | | | |
3/25/24 19:28 | 3/21/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Craig Jonathan M. | TX | O | Please s | 2 | S.d | -3,654 | 68.00 | 0 | -54 | -100 | 0 | M | | | | | | | | | | | | | | |
3/22/24 16:30 | 3/22/24 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Borse Dubai Ltd | C0 | T | | 1 | S | -1,797,907 | 58.00 | 0 | -31,000 | | 58,342 | D | | | | | | | | | | | | | | |
3/22/24 16:02 | 1/31/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | McCourt Timothy Francis | IL | O | Sr MD Gl | 2 | S | -128 | 216.86 | 0 | -1 | | 6 | D | | | | | | | | | | | | | | |
3/20/24 16:31 | 3/20/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Friedman Douglas | NY | O | GC,Secre | 1 | S | -302 | 103.31 | 0 | -3 | | 36 | D | | | | | | | | | | | | | | |
3/19/24 16:30 | 3/18/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Foley Douglas | GA | O | SVP,HR,A | 1 | S | -216 | 135.12 | 0 | -2 | | 25 | D | | | | | | | | | | | | | | |
3/15/24 19:44 | 3/8/24 | STHO | Star Holdings | DE | Financ | FinTrd | Security Brokers, Dealers & F | Cowen Inc. | NY | T | | 2 | S.m | -491 | 11.90 | 0 | -41 | | 1,328 | I | | | | | | | | | | | | | | |
3/15/24 16:49 | 3/13/24 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Sliney David D | MO | O | COO | 1 | S.m | -1,553 | 74.68 | 0 | -21 | | 185 | D | | | | | | | | | | | | | | |
3/15/24 08:51 | 3/13/24 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Branch Scott J | NY | H | Retired | 1 | S | -505 | 67.29 | 0 | -8 | | 1,086 | I | | | | | | | | | | | | | | |
3/14/24 16:30 | 3/12/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Martin Lynn C | GA | O | P,NYSE G | 1 | S | -833 | 137.41 | 0 | -6 | | 53 | D | | | | | | | | | | | | | | |
3/14/24 16:30 | 3/12/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gardiner Warren | GA | O | CFO | 2 | S | -104 | 138.24 | 0 | -1 | | 18 | D | | | | | | | | | | | | | | |
3/13/24 16:33 | 3/11/24 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Wilkinson Allen | IL | O | SVP,CHIE | 1 | S | -51 | 184.94 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
3/13/24 16:32 | 3/11/24 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sexton John P | IL | O | EVP,GC,C | 1 | S | -1,289 | 185.00 | 0 | -7 | | 17 | D | | | | | | | | | | | | | | |
3/12/24 17:00 | 3/11/24 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Michaud Thomas B. | NY | O | SVP | 1 | S.d | -1,888 | 74.26 | 0 | -25 | | 90 | D | | | | | | | | | | | | | | |
3/11/24 14:53 | 3/8/24 | TROW | Price T Rowe Group Inc | MD | Financ | FinTrd | Security & Commodity Brokers, | Hrabowski Freeman A III | MD | D | | 1 | S.d | -1,034 | 118.32 | 0 | -9 | | 21 | D | | | | | | | | | | | | | | |
3/8/24 16:30 | 3/6/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | King Elizabeth Kathryn | GA | O | Global H | 1 | S | -1,227 | 138.24 | 0 | -9 | | 14 | D | | | | | | | | | | | | | | |
3/6/24 16:01 | 3/6/24 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | 77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat | 1P | O | CTO | 1 | S | -226 | 75.43 | 0 | -3 | | 9 | D | | | | | | | | | | | | | | |