12/3/25 16:37 | 12/1/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Jambusaria Aneri | CA | O | Group MD | 1 | S | -28 | 352.48 | 0 | 0 | | 6 | D | | | | | | | | | | | | | | |
12/3/25 16:36 | 12/1/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Small Martin | NY | O | CFO,Seni | 1 | S | -1,313 | 1,043.4 | 0 | -1 | | 6 | D | | | | | | | | | | | | | | |
12/3/25 16:32 | 12/2/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Yates David M | NY | O | CIO | 1 | S | -76 | 11.13 | 0 | -7 | | 152 | D | | | | | | | | | | | | | | |
12/3/25 16:08 | 12/1/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Bryan Everard | NY | O | EVP,CPO | 1 | S | -420 | 90.57 | 0 | -5 | | 58 | D | | | | | | | | | | | | | | |
12/3/25 16:06 | 12/1/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Skule Jeremy | NY | O | EVP,CSO | 3 | S | -556 | 88.06 | 0 | -6 | | 87 | D | | | | | | | | | | | | | | |
12/1/25 17:49 | 11/26/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Abraham Chad R | MN | DO | CEO,CB | 1 | S.dm | -2,494 | 337.04 | 0 | -7 | | 90 | D | | | | | | | | | | | | | | |
12/1/25 16:38 | 11/24/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 5 | S | -17,076 | 126.49 | 0 | -135 | | 611 | D | | | | | | | | | | | | | | |
11/25/25 17:02 | 11/25/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lilien R Jarrett | NY | O | P,COO | 2 | S | -432 | 11.52 | 0 | -38 | | 1,011 | D | | | | | | | | | | | | | | |
11/24/25 16:30 | 11/20/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gardiner Warren | GA | O | CFO | 1 | S | -242 | 153.65 | 0 | -2 | | 21 | D | | | | | | | | | | | | | | |
11/21/25 16:44 | 11/21/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Clune Katherine Patricia | MN | O | CFO | 1 | S | -444 | 324.69 | 0 | -1 | | 10 | D | | | | | | | | | | | | | | |
11/21/25 16:35 | 11/19/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | 2 | S.d | -584 | 151.70 | 0 | -4 | | 44 | D | | | | | | | | | | | | | | |
11/21/25 16:30 | 11/19/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprecher Jeffrey C | GA | DO | CEO | 1 | S | -22,963 | 153.08 | 0 | -150 | | 3,000 | M | | | | | | | | | | | | | | |
11/21/25 16:09 | 11/20/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sammann Derek | IL | O | Sr MD Gl | 1 | S | -1,985 | 275.67 | 0 | -7 | | 27 | M | | | | | | | | | | | | | | |
11/19/25 16:31 | 10/21/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | 4 | S.d | -325,269 | 125.83 | 0 | -2,585 | -100 | 1 | I | | | | | | | | | | | | | | |
11/19/25 16:21 | 11/18/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Soran Philip | MN | D | | 1 | S | -190 | 317.05 | 0 | -1 | | 19 | D | | | | | | | | | | | | | | |
11/14/25 19:05 | 11/12/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | 1 | S.d | -301 | 98.00 | 0 | -3 | | 55 | M | | | | | | | | | | | | | | |
11/13/25 15:51 | 11/11/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | 1 | S.d | -39,842 | 132.81 | 0 | -300 | | 464 | D | | | | | | | | | | | | | | |
11/13/25 15:51 | 11/11/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rubinstein Jonathan | CA | D | | 1 | S | -5,612 | 132.26 | 0 | -42 | | 147 | I | | | | | | | | | | | | | | |
11/13/25 14:21 | 11/12/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Peterson Michael | PA | O | EVP | 1 | S.d | -2,105 | 84.21 | 0 | -25 | | 14 | D | | | | | | | | | | | | | | |
11/12/25 11:20 | 11/11/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Romeo Carmen | PA | D | | 1 | S.d | -420 | 84.01 | 0 | -5 | 0 | 1,574 | D | | | | | | | | | | | | | | |
11/10/25 21:17 | 11/7/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Craig Jonathan M. | TX | O | MD,Head | 1 | S.d | -3,355 | 95.35 | 0 | -35 | -100 | 0 | M | | | | | | | | | | | | | | |
11/7/25 16:38 | 11/4/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gambale Virginia | NY | D | | 1 | S.d | -134 | 34.57 | 0 | -4 | | 27 | D | | | | | | | | | | | | | | |
11/7/25 16:10 | 11/5/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gates Greg | CA | O | Group MD | 3 | S | -1,308 | 348.74 | 0 | -4 | | 18 | D | | | | | | | | | | | | | | |
11/6/25 17:01 | 11/4/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | 2 | S | -12,865 | 118.61 | 0 | -108 | | 94 | D | | | | | | | | | | | | | | |
11/5/25 17:06 | 11/5/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schoneman Debbra L. | MN | O | P | 1 | S.d | -826 | 330.33 | 0 | -3 | | 59 | D | | | | | | | | | | | | | | |
11/5/25 16:35 | 11/3/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Fowler John Moore | NY | D | | 1 | S | -103 | 91.20 | 0 | -1 | | 118 | D | | | | | | | | | | | | | | |
11/5/25 16:12 | 11/3/25 | DAY | Dayforce, Inc. | MD | Financ | FinTrd | Security & Commodity Brokers, | Price T Rowe Associates Inc /Md/ | MD | T | | 5 | S.m | -5,926 | 68.55 | 0 | -86 | 0 | 24,797 | I | | | | | | | | | | | | | | |
11/4/25 11:34 | 11/3/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Ford Harold Eugene Jr. | IL | D | | 1 | S | -264 | 263.53 | 0 | -1 | | 1 | D | | | | | | | | | | | | | | |
10/31/25 16:47 | 10/29/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Harris Lawrence E | CT | D | | 3 | S.m | -3,767 | 68.50 | 0 | -55 | | 224 | D | | | | | | | | | | | | | | |
10/31/25 16:42 | 10/31/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pick Edward | NY | DO | CB,CEO | 1 | S | -16,434 | 164.34 | 0 | -100 | | 761 | D | | | | | | | | | | | | | | |
10/30/25 21:39 | 10/28/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | 1 | S.m | -10,284 | 94.22 | 0 | -109 | 0 | 96,368 | I | | | | | | | | | | | | | | |
10/29/25 16:31 | 9/5/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | 4 | S | -3,040 | 129.60 | 0 | -23 | | 24 | D | | | | | | | | | | | | | | |
10/22/25 18:42 | 10/20/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lord Rachel | NY | O | Senior M | 1 | S | -13,981 | 1,165.0 | 0 | -12 | | 7 | D | | | | | | | | | | | | | | |
10/14/25 16:39 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Novogratz Michael | NY | DOT | CEO | 1 | S.d | -108,000 | 36.00 | 0 | -3,000 | | 349 | I | | | | | | | | | | | | | | |
10/14/25 16:36 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ferraro Christopher C | NY | O | P,CIO | 1 | S.d | -27,000 | 36.00 | 0 | -750 | | 688 | D | | | | | | | | | | | | | | |
10/14/25 16:35 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Galaxy Group Investments LLC | NY | T | | 1 | S.d | -89,174 | 36.00 | 0 | -2,477 | -100 | 0 | D | | | | | | | | | | | | | | |
10/10/25 16:30 | 10/8/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Kapani Mayur | GA | O | CTO | 1 | S.d | -1,602 | 158.88 | 0 | -10 | | 65 | D | | | | | | | | | | | | | | |
10/6/25 18:02 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Lutnick Howard W | NY | DT | | 1 | S | -82,632 | 0.7523 | 0 | -109,834 | -100 | 0 | M | | | | | | | | | | | | | | |
10/3/25 18:57 | 10/2/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | 2 | S | -4,540 | 94.59 | 0 | -48 | | 1,912 | I | | | | | | | | | | | | | | |
10/3/25 16:56 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 2 | S.d | -508,773 | 118.99 | 0 | -4,276 | -100 | 7 | D | | | | | | | | | | | | | | |
10/3/25 16:05 | 9/19/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brody Paul Jonathan | CT | DO | CFO | 9 | S.m | -63,374 | 63.37 | 0 | -1,000 | | 3,673 | I | | | | | | | | | | | | | | |
10/2/25 19:04 | 10/1/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Woolway Paul V | TX | O | MD,Chief | 1 | S | -299 | 93.33 | 0 | -3 | | 70 | I | | | | | | | | | | | | | | |
9/30/25 16:28 | 9/29/25 | TG | Tredegar Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | CT | T | | 8 | S.m | -232 | 19.87 | 0 | -12 | | 151 | I | | | | | | | | | | | | | | |
9/29/25 16:18 | 9/29/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy Kathryn | PA | D | | 1 | S.d | -857 | 85.66 | 0 | -10 | | 76 | D | | | | | | | | | | | | | | |
9/25/25 17:00 | 9/23/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Blattner Gregory James | NY | D | | 1 | S | 0 | 0.00 | 0 | -14 | | 22 | D | | | | | | | | | | | | | | |
9/24/25 17:53 | 9/23/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Guarino Carl | PA | D | | 1 | S.d | -864 | 86.41 | 0 | -10 | | 16 | D | | | | | | | | | | | | | | |
9/19/25 16:30 | 9/17/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Williams Stuart Glen | GA | O | COO | 1 | S | -162 | 172.04 | 0 | -1 | | 17 | D | | | | | | | | | | | | | | |
9/18/25 19:30 | 9/18/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Marcus Jonathan L | IL | O | Sr MD GC | 2 | S | -200 | 260.51 | 0 | -1 | | 8 | D | | | | | | | | | | | | | | |
9/17/25 13:48 | 9/16/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | McCourt Timothy Francis | IL | O | Sr MD Gl | 1 | S | -98 | 259.83 | 0 | 0 | | 10 | D | | | | | | | | | | | | | | |
9/15/25 21:53 | 9/15/25 | GEMI | Gemini Space Station, Inc. | NV | Financ | FinTrd | Commodity Contracts Brokers & | Meade Tyler Roberts | NY | O | GC | 1 | S.d | -5,236 | 26.25 | 0 | -199 | | 1,224 | D | | | | | | | | | | | | | | |
9/15/25 21:51 | 9/15/25 | GEMI | Gemini Space Station, Inc. | NV | Financ | FinTrd | Commodity Contracts Brokers & | Beard Marshall Edmund | NY | DO | COO | 1 | S.d | -6,796 | 26.25 | 0 | -259 | | 1,728 | D | | | | | | | | | | | | | | |
9/15/25 16:32 | 9/12/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Adams Medina Rhonda | NY | D | | 1 | S | -994 | 29.83 | 0 | -33 | | 112 | D | | | | | | | | | | | | | | |
9/15/25 16:15 | 9/12/25 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | McPherson Kevin M | NY | O | Chief Re | 1 | S | -277 | 185.32 | 0 | -1 | | 68 | D | | | | | | | | | | | | | | |
9/12/25 16:30 | 9/12/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Foley Douglas | GA | O | SVP,HR,A | 1 | S | -281 | 175.62 | 0 | -2 | | 26 | D | | | | | | | | | | | | | | |
9/9/25 17:15 | 9/8/25 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Casper Stephen P | NY | D | | 1 | S | -299 | 186.59 | 0 | -2 | | 53 | I | | | | | | | | | | | | | | |
9/8/25 16:30 | 9/4/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprieser Judith A | GA | D | | 1 | S | -506 | 174.51 | 0 | -3 | | 18 | D | | | | | | | | | | | | | | |