11/29/24 19:05 | 11/26/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DH | See Rema | 3 | S.d | -1,205 | 12.90 | 0 | -93 | | 23 | I | | | | | | | | | | | | | | |
11/29/24 16:50 | 11/26/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | 4 | S.m | -53,711 | 34.81 | 0 | -1,543 | | 38,607 | I | | | | | | | | | | | | | | |
11/29/24 13:33 | 11/27/24 | OS | Onestream, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | 12 | S.d | -5,818,167 | 49.38 | 0 | -117,828 | | 104,510 | I | | | | | | | | | | | | | | |
11/27/24 18:07 | 11/26/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | 74 | S.m | -255,340 | 283.81 | 0 | -900 | | 16,237 | D | | | | | | | | | | | | | | |
11/27/24 18:02 | 11/25/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | 12 | S.dm | -81,866 | 12.80 | 0 | -6,393 | | 3,904 | M | | | | | | | | | | | | | | |
11/26/24 21:19 | 11/25/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | 16 | S.dm | -192,067 | 130.72 | 0 | -1,469 | | 1,480 | I | | | | | | | | | | | | | | |
11/26/24 21:14 | 11/25/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | 18 | S.dm | -191,550 | 130.23 | 0 | -1,471 | | 1,355 | I | | | | | | | | | | | | | | |
11/26/24 21:09 | 11/25/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | 14 | S.dm | -175,410 | 138.21 | 0 | -1,269 | | 1,569 | I | | | | | | | | | | | | | | |
11/26/24 17:09 | 11/25/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Gold Irwin | CA | DOT | CO-CB | 3 | S.d | -3,514 | 141.09 | 0 | -25 | -100 | 0 | D | | | | | | | | | | | | | | |
11/25/24 19:36 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Ganovsky Matthew | FL | OT | Co-Found | 2 | S | -1,250 | 1.46 | 0 | -857 | | 12,593 | D | | | | | | | | | | | | | | |
11/25/24 19:35 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | McNealy Sean | FL | DOT | Co-Found | 2 | S | -1,250 | 1.46 | 0 | -857 | | 12,593 | D | | | | | | | | | | | | | | |
11/25/24 19:34 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Jackson Jay J | FL | DOT | CEO | 2 | S | -16,250 | 5.95 | 0 | -2,732 | | 12,593 | D | | | | | | | | | | | | | | |
11/25/24 19:33 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Kirby Kevin Scott | FL | OT | Co-Found | 2 | S | -1,250 | 1.46 | 0 | -857 | | 12,593 | D | | | | | | | | | | | | | | |
11/22/24 19:59 | 11/20/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Hyman Edward S | NY | O | Vice Cha | 4 | S.m | -61,607 | 308.04 | 0 | -200 | | 1,810 | D | | | | | | | | | | | | | | |
11/22/24 11:48 | 11/21/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Laird James F Jr | OH | D | | 6 | S.m | -3,392 | 165.47 | 0 | -21 | | 31 | D | | | | | | | | | | | | | | |
11/21/24 17:08 | 11/21/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | 28 | S.dm | -452,994 | 29.72 | 0 | -15,241 | | 17,153 | I | | | | | | | | | | | | | | |
11/20/24 16:23 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | 6 | S | -4,214 | 35.48 | 0 | -119 | | 381 | D | | | | | | | | | | | | | | |
11/20/24 16:22 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Herm | 5 | S.m | -1,531 | 36.58 | 0 | -42 | | 191 | D | | | | | | | | | | | | | | |
11/20/24 16:22 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Novak Richard A | PA | O | Principa | 3 | S | -133 | 36.54 | 0 | -4 | | 54 | D | | | | | | | | | | | | | | |
11/20/24 16:21 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Germain Peter J | PA | O | EVP,CLO, | 5 | S | -1,172 | 38.59 | 0 | -30 | | 218 | D | | | | | | | | | | | | | | |
11/20/24 16:16 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | 7 | S | -193 | 35.53 | 0 | -5 | | 35 | D | | | | | | | | | | | | | | |
11/20/24 16:15 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Zierden Theodore W III | PA | O | VP | 1 | S | -103 | 41.41 | 0 | -2 | | 131 | D | | | | | | | | | | | | | | |
11/20/24 16:07 | 11/20/23 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Fisher John B | PA | DO | VP | 3 | S | -3,178 | 33.36 | 0 | -95 | | 593 | D | | | | | | | | | | | | | | |
11/20/24 16:06 | 11/20/23 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Dudiak Dolores D | PA | O | VP | 3 | S | -263 | 39.21 | 0 | -7 | | 86 | D | | | | | | | | | | | | | | |
11/18/24 10:15 | 11/14/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Meyer Paula R | OH | D | | 2 | S | -136 | 170.44 | 0 | -1 | | 3 | D | | | | | | | | | | | | | | |
11/14/24 17:25 | 11/12/24 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | D'Aniello Daniel A. | DC | D | | 1 | S | -25,537 | 51.53 | 0 | -496 | | 32,504 | I | | | | | | | | | | | | | | |
11/13/24 19:14 | 11/12/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Keathley Anthony | NY | O | Chief Ac | 3 | S | -91 | 48.16 | 0 | -2 | | 4 | D | | | | | | | | | | | | | | |
11/13/24 19:07 | 11/12/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Park David Y | NY | O | CFO | 4 | S | -443 | 46.64 | 0 | -10 | | 30 | D | | | | | | | | | | | | | | |
11/13/24 18:07 | 11/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Berman Walter Stanley | MN | O | EVP,CFO | 4 | S.d | -17,020 | 410.59 | 0 | -41 | | 8 | D | | | | | | | | | | | | | | |
11/13/24 17:40 | 11/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Cracchiolo James M | MN | DO | CB,CEO | 6 | S.dm | -28,026 | 410.45 | 0 | -68 | | 198 | D | | | | | | | | | | | | | | |
11/13/24 17:15 | 11/8/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sweeney Joseph Edward | MN | O | P-AWM Pr | 4 | S.d | -11,933 | 457.53 | 0 | -26 | | 10 | D | | | | | | | | | | | | | | |
11/13/24 17:00 | 11/13/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | 4 | S | -132 | 165.08 | 0 | -1 | | 7 | D | | | | | | | | | | | | | | |
11/13/24 16:29 | 11/11/24 | BSIG | Brightsphere Investment Group Inc. | DE | Financ | InvAdv | Investment Advice | Hart Richard Jonathan | MA | O | GC | 1 | S.d | -1,996 | 28.52 | 0 | -70 | | 156 | D | | | | | | | | | | | | | | |
11/12/24 18:52 | 11/11/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | 8 | S.m | -43,224 | 141.72 | 0 | -305 | | 845 | D | | | | | | | | | | | | | | |
11/12/24 17:42 | 11/7/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Callesano Christopher | NY | O | Principa | 3 | S.d | -187 | 60.84 | 0 | -3 | | 1 | D | | | | | | | | | | | | | | |
11/12/24 17:28 | 11/8/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Crain Christopher M | CA | O | GC | 7 | S.d | -1,271 | 141.18 | 0 | -9 | -100 | 0 | D | | | | | | | | | | | | | | |
11/12/24 17:00 | 11/12/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Whitney Kenneth C | NY | D | | 1 | S | -276 | 159.75 | 0 | -2 | | 9 | D | | | | | | | | | | | | | | |
11/12/24 09:15 | 11/8/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | St. Pierre Nicole Renee | OH | D | | 1 | S | -50 | 167.00 | 0 | 0 | | 4 | D | | | | | | | | | | | | | | |
11/8/24 17:45 | 11/7/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Costos James | NY | D | | 1 | S | -242 | 161.41 | 0 | -2 | | 9 | D | | | | | | | | | | | | | | |
11/8/24 17:45 | 11/8/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Travin David Adam | NY | O | GC | 2 | S | -711 | 108.75 | 0 | -7 | | 2 | D | | | | | | | | | | | | | | |
11/8/24 17:43 | 8/7/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Finley John G | NY | O | GC | 4 | S | -21,075 | 134.97 | 0 | -156 | | 477 | D | | | | | | | | | | | | | | |
11/8/24 17:02 | 11/7/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Alley J Lindsey | CA | O | CFO | 2 | S.d | -3,393 | 150.82 | 0 | -23 | -100 | 0 | D | | | | | | | | | | | | | | |
11/8/24 16:50 | 11/6/24 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Ward Sean Jason | NY | O | Senior M | 2 | S.d | 0 | 0.00 | 0 | -49,766 | | 68,530 | I | | | | | | | | | | | | | | |
11/8/24 16:37 | 11/6/24 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Rees Michael Douglass | NY | DO | Co-P | 2 | S.d | 0 | 0.00 | 0 | -49,766 | | 70,277 | I | | | | | | | | | | | | | | |
11/8/24 16:31 | 11/6/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Brockman Dawn M. | MN | O | SVP,CONT | 2 | S.d | -293 | 510.95 | 0 | -1 | | 1 | D | | | | | | | | | | | | | | |
11/6/24 16:41 | 11/4/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Rosenberg Michelle | X0 | O | CAO,GC | 2 | S | -542 | 38.82 | 0 | -14 | | 89 | D | | | | | | | | | | | | | | |
11/4/24 16:18 | 10/31/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Alvero Gumer | MN | O | P-INSURA | 4 | S.d | -2,228 | 462.03 | 0 | -5 | | 8 | D | | | | | | | | | | | | | | |
10/31/24 17:53 | 12/18/23 | THRD | Third Harmonic Bio, Inc. | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/Il | CA | H | See Expl | 3 | S.d | -327,961 | 16.27 | 0 | -20,161 | | 1,464 | D | | | | | | | | | | | | | | |
10/30/24 16:44 | 10/30/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Lyons William M | IL | D | | 6 | S | -1,401 | 311.35 | 0 | -5 | | 34 | D | | | | | | | | | | | | | | |
10/22/24 16:08 | 10/18/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Rhein Peter L | NY | D | | 1 | S | -264 | 105.51 | 0 | -3 | | 32 | I | | | | | | | | | | | | | | |
10/21/24 15:32 | 10/17/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | 22 | S.dm | -607 | 4.60 | 0 | -132 | | 513 | D | | | | | | | | | | | | | | |
10/18/24 17:48 | 10/16/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | 2 | S.m | -1,617 | 43.69 | 0 | -37 | | 59 | D | | | | | | | | | | | | | | |
10/3/24 17:09 | 7/30/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Baratta Joseph | NY | D | | 5 | S | -44,284 | 129.75 | 0 | -341 | | 986 | D | | | | | | | | | | | | | | |
9/30/24 16:14 | 9/27/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | 1 | S | -5 | 9.40 | 0 | -1 | | 13 | D | | | | | | | | | | | | | | |
9/27/24 16:07 | 9/25/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Pomilia Susan Weber | CA | D | | 1 | S.m | -100 | 9.80 | 0 | -10 | | 112 | D | | | | | | | | | | | | | | |
9/26/24 13:36 | 9/24/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | 6 | S.dm | -1,634 | 9.72 | 0 | -168 | | 437 | D | | | | | | | | | | | | | | |
9/24/24 12:13 | 9/23/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Thomas L'Quentus | OH | D | | 1 | S | -40 | 161.64 | 0 | 0 | | 2 | D | | | | | | | | | | | | | | |
9/23/24 12:25 | 9/19/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Nelson Andrew Rowan | TX | H | See Rema | 3 | S.m | -439 | 11.65 | 0 | -38 | | 56 | D | | | | | | | | | | | | | | |
9/18/24 16:05 | 9/17/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Villani Edmond D | NY | D | | 3 | S | -842 | 84.22 | 0 | -10 | | 38 | I | | | | | | | | | | | | | | |
9/17/24 18:44 | 9/13/24 | BBIO | Bridgebio Pharma, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Genetic Disorder L.P. | NY | T | | 1 | S | -149,350 | 25.75 | 0 | -5,800 | | 25,261 | I | | | | | | | | | | | | | | |
9/17/24 16:13 | 9/16/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Poli Francis C | NY | O | GC,Secre | 1 | S | -1,411 | 94.08 | 0 | -15 | | 65 | D | | | | | | | | | | | | | | |
9/12/24 19:46 | 9/10/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Thompson Roger Mj | X0 | O | CFO | 3 | S.m | -1,674 | 32.54 | 0 | -51 | | 148 | D | | | | | | | | | | | | | | |
9/10/24 17:43 | 9/9/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Sullivan Kathleen Patricia | IL | O | Principa | 2 | S.m | -200 | 8.35 | 0 | -24 | | 47 | D | | | | | | | | | | | | | | |
9/6/24 18:01 | 9/4/24 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Polland Andrew Robert | NY | O | COO | 2 | S.m | 0 | 0.00 | 0 | -174 | | 289 | I | | | | | | | | | | | | | | |
9/6/24 16:07 | 9/5/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Huatai Securities Co., Ltd. | F4 | T | | 1 | S | -1,793,301 | 35.25 | 0 | -50,874 | -100 | 0 | I | | | | | | | | | | | | | | |
9/5/24 17:09 | 9/3/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Jacobs Kenneth M | NY | DO | Exec CB | 5 | S.m | -44,778 | 44.78 | 0 | -1,000 | | 2,468 | M | | | | | | | | | | | | | | |
9/4/24 18:15 | 9/1/23 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Lee Ji-Yeun | NY | O | Managing | 5 | S.d | -5,001 | 100.01 | 0 | -50 | | 93 | D | | | | | | | | | | | | | | |
9/4/24 16:44 | 8/30/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Davies William | MN | O | EVP,GLOB | 1 | S | -3,846 | 442.07 | 0 | -9 | | 13 | D | | | | | | | | | | | | | | |
8/30/24 17:00 | 8/29/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Cornwell Kievdi Don | NY | D | | 1 | S.m | -1,924 | 123.42 | 0 | -16 | | 2 | D | | | | | | | | | | | | | | |
8/30/24 16:02 | 8/28/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | 3 | S.d | -13,958 | 419.51 | 0 | -33 | | 37 | M | | | | | | | | | | | | | | |
8/27/24 21:30 | 8/23/24 | SNCR | Synchronoss Technologies Inc | DE | Financ | InvAdv | Investment Advice | B. Riley Financial, Inc. | CA | T | | 13 | S.dm | -108,344 | 7.69 | 0 | -14,098 | | 7,018 | I | | | | | | | | | | | | | | |
8/27/24 17:00 | 8/26/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Skaugen Grace Reksten | NY | D | | 1 | S | -252 | 124.86 | 0 | -2 | | 1 | D | | | | | | | | | | | | | | |
8/26/24 16:35 | 8/23/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Zelter James C | NY | DO | Co-P (Se | 5 | S.m | -47,712 | 98.22 | 0 | -486 | | 8,031 | M | | | | | | | | | | | | | | |
8/23/24 16:59 | 8/22/24 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Stonehill Charles G.T. | TN | D | | 1 | S | -139 | 34.87 | 0 | -4 | | 26 | D | | | | | | | | | | | | | | |
8/23/24 16:40 | 8/21/24 | GTES | Gates Industrial Corp Plc | DE | Financ | InvAdv | Investment Advice | Blackstone Inc. | NY | T | | 5 | S | -1,519,307 | 13.88 | 0 | -109,440 | | 12,827 | I | | | | | | | | | | | | | | |
8/22/24 16:49 | 8/21/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Lalonde Timothy Gilbert | NY | O | CFO | 3 | S | -1,925 | 200.84 | 0 | -10 | | 41 | D | | | | | | | | | | | | | | |
8/22/24 10:41 | 8/20/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Moran Kevin P. | NY | O | P,COO | 4 | S.d | -699 | 4.15 | 0 | -168 | | 176 | D | | | | | | | | | | | | | | |
8/20/24 18:18 | 8/19/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Horgen Jay C. | FL | DO | P,CEO | 1 | S.dm | -3,128 | 170.94 | 0 | -18 | | 388 | D | | | | | | | | | | | | | | |
8/20/24 18:15 | 8/16/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Wojcik Thomas M | FL | O | COO | 1 | S.d | -827 | 172.71 | 0 | -5 | | 84 | D | | | | | | | | | | | | | | |
8/20/24 18:13 | 8/16/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Jamal Rizwan M | FL | O | Head of | 1 | S.d | -1,491 | 172.89 | 0 | -9 | | 199 | D | | | | | | | | | | | | | | |
8/16/24 17:47 | 8/16/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Beiser Scott L | CA | DOT | CO-CB | 2 | S.d | -2,224 | 127.82 | 0 | -17 | -100 | 0 | D | | | | | | | | | | | | | | |
8/13/24 17:07 | 8/9/24 | FIP | Ftai Infrastructure Inc. | DE | Financ | InvAdv | Investment Advice | Fig Buyer Gp, LLC | NY | T | | 1 | S.d | -30,731 | 9.04 | 0 | -3,400 | | 9,176 | I | | | | | | | | | | | | | | |
8/8/24 17:27 | 8/7/24 | AFL | Aflac Inc | DE | Financ | InvAdv | Investment Advice | Kenny Thomas J | GA | D | | 2 | S | -621 | 88.71 | 0 | -7 | | 18 | D | | | | | | | | | | | | | | |
8/5/24 16:00 | 7/31/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Payne David | NY | O | Chief Ac | 3 | S | -3,015 | 123.05 | 0 | -25 | | 53 | D | | | | | | | | | | | | | | |
8/2/24 18:45 | 8/10/23 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Shropshire Kenneth | NY | D | | 2 | S | -102 | 53.58 | 0 | -2 | | 9 | D | | | | | | | | | | | | | | |
8/2/24 18:44 | 7/30/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Pilcher Ciafone Katherine | NY | O | COO | 2 | S.d | -505 | 59.65 | 0 | -8 | | 4 | D | | | | | | | | | | | | | | |
8/2/24 18:42 | 11/9/23 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Moelis Kenneth | NY | DO | CB,CEO | 5 | S.dm | -26,350 | 54.54 | 0 | -483 | | 161 | D | | | | | | | | | | | | | | |
8/2/24 17:00 | 8/1/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Rafferty Emily K | NY | D | | 1 | S | -222 | 130.79 | 0 | -2 | | 7 | D | | | | | | | | | | | | | | |
7/31/24 17:11 | 7/31/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dunn Daniel Joseph | IL | O | Chief Re | 2 | S | -963 | 267.58 | 0 | -4 | | 13 | D | | | | | | | | | | | | | | |
7/31/24 16:41 | 8/14/23 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Carlton Pamela G | NY | D | | 2 | S | -213 | 189.04 | 0 | -1 | | 3 | D | | | | | | | | | | | | | | |
7/31/24 16:20 | 7/29/24 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Hogbin Christopher | TN | O | Global H | 1 | S | -446 | 34.87 | 0 | -13 | | 10 | D | | | | | | | | | | | | | | |
7/29/24 19:20 | 7/25/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Simon Joseph | NY | O | CFO | 4 | S.d | -1,909 | 55.89 | 0 | -34 | | 9 | D | | | | | | | | | | | | | | |
7/26/24 16:06 | 7/26/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Dulik Elena | NY | O | Chief Ac | 3 | S | -269 | 71.31 | 0 | -4 | | 20 | D | | | | | | | | | | | | | | |
7/26/24 16:06 | 7/25/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Cheigh Jon | NY | O | Chief In | 2 | S | -1,571 | 79.89 | 0 | -20 | | 168 | D | | | | | | | | | | | | | | |
7/24/24 19:51 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Elsnab Katherine | UT | O | CFO | 1 | S.dm | -9 | 8.16 | 0 | -1 | 0 | 414 | D | | | | | | | | | | | | | | |
7/24/24 19:50 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Morse Robert Randolph | UT | DOT | Exec CB | 1 | S.dm | -624 | 8.16 | 0 | -76 | 0 | 31,837 | D | | | | | | | | | | | | | | |
7/24/24 19:49 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Slager Jonathan | UT | DO | CEO | 1 | S.dm | -154 | 8.16 | 0 | -19 | 0 | 5,725 | D | | | | | | | | | | | | | | |
7/24/24 19:47 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Allara Dean | UT | DO | See Rema | 1 | S.dm | -138 | 8.16 | 0 | -17 | 0 | 6,967 | D | | | | | | | | | | | | | | |
7/24/24 19:45 | 7/22/24 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | O'Farrell Adam | UT | DO | COO | 1 | S.dm | -91 | 8.16 | 0 | -11 | 0 | 2,736 | D | | | | | | | | | | | | | | |
7/23/24 20:15 | 7/22/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Deveer R. Kipp | CA | DO | Head of | 4 | S.m | -63,615 | 118.90 | 0 | -535 | | 1,117 | D | | | | | | | | | | | | | | |
7/23/24 16:42 | 7/22/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Simon Richard P | NY | D | | 3 | S.m | -1,787 | 66.17 | 0 | -27 | | 32 | D | | | | | | | | | | | | | | |
7/17/24 17:37 | 7/17/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Messemer Deborah M. | TX | D | | 2 | S | -471 | 44.98 | 0 | -10 | | 18 | D | | | | | | | | | | | | | | |
7/2/24 20:32 | 7/2/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dubinsky Jason | IL | O | CFO | 1 | S | -1,020 | 300.11 | 0 | -3 | | 20 | D | | | | | | | | | | | | | | |
6/25/24 16:40 | 6/24/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Tsay Caroline J | IL | D | | 1 | S | -86 | 296.98 | 0 | 0 | | 4 | D | | | | | | | | | | | | | | |
6/20/24 16:30 | 6/20/24 | TGAN | Transphorm, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Phorm Investors L.P. | NY | T | | 1 | S | -124,501 | 5.10 | 0 | -24,412 | -100 | 0 | I | | | | | | | | | | | | | | |
6/12/24 19:54 | 6/11/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Mitchell Steven R | NY | DT | | 2 | S.am | -2,746 | 43.94 | 0 | -63 | | 28 | D | | | | | | | | | | | | | | |
6/12/24 17:19 | 6/10/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Keck Thomas | NY | DH | See Rema | 4 | S.m | -9,121 | 39.66 | 0 | -230 | | 4,514 | I | | | | | | | | | | | | | | |
6/11/24 20:17 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Zyla Gary G. | CA | O | EVP,CFO | 1 | S | -268 | 34.40 | 0 | -8 | | 93 | D | | | | | | | | | | | | | | |
6/11/24 20:16 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Minta-Jacobs Esi | CA | O | HR,Digit | 1 | S | -87 | 34.40 | 0 | -3 | | 67 | D | | | | | | | | | | | | | | |
6/11/24 20:16 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Mehta Mukesh | CA | O | EVP,CIO | 1 | S | -305 | 34.40 | 0 | -9 | | 305 | D | | | | | | | | | | | | | | |
6/11/24 20:14 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | McNatt Joel David Jr | CA | O | EVP,Inve | 2 | S | -282 | 30.42 | 0 | -9 | | 56 | D | | | | | | | | | | | | | | |
6/11/24 20:13 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Kim Michael | CA | DO | CEO,P | 2 | S | -741 | 34.83 | 0 | -21 | | 408 | D | | | | | | | | | | | | | | |
6/11/24 20:12 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Hansen Carrie E. | CA | O | EVP,COO | 2 | S | -666 | 30.13 | 0 | -22 | | 145 | D | | | | | | | | | | | | | | |
6/11/24 20:12 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Angus Ted F. | CA | O | EVP,GC | 1 | S | -331 | 34.40 | 0 | -10 | | 114 | D | | | | | | | | | | | | | | |
6/10/24 21:48 | 6/7/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Olian Judy D. | CA | D | | 1 | S | -458 | 134.00 | 0 | -3 | | 27 | D | | | | | | | | | | | | | | |
6/7/24 16:36 | 6/5/24 | OAK.P | Brookfield Oaktree Holdings, LLC | DE | Financ | InvAdv | Investment Advice | Perry Mansco III | CA | D | | 1 | S | -22 | 21.65 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
6/4/24 17:46 | 6/4/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Preiser David A | CA | DO | CO-P | 1 | S.d | -2,664 | 133.21 | 0 | -20 | -100 | 0 | D | | | | | | | | | | | | | | |
5/21/24 16:40 | 5/17/24 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Mandinach Barry M. | CT | O | EVP,Head | 1 | S.m | -1,863 | 234.00 | 0 | -8 | | 12 | D | | | | | | | | | | | | | | |
5/20/24 16:16 | 5/16/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sharpe Robert Francis Jr | MN | D | | 2 | S | -2,203 | 400.63 | 0 | -6 | | 18 | I | | | | | | | | | | | | | | |
5/15/24 16:12 | 5/13/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Line Thomas Edward | OH | O | CFO | 1 | S.m | -550 | 157.01 | 0 | -4 | | 14 | D | | | | | | | | | | | | | | |
5/14/24 19:06 | 5/13/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Mahmoodzadegan Navid | NY | O | Co-P,MD | 4 | S.dm | -15,002 | 54.06 | 0 | -277 | | 115 | D | | | | | | | | | | | | | | |
5/13/24 17:12 | 5/10/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Kaplan Steven N | IL | D | | 2 | S | -756 | 302.47 | 0 | -3 | | 44 | D | | | | | | | | | | | | | | |
5/10/24 16:19 | 5/8/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | 3 | S | -6,588 | 102.93 | 0 | -64 | | 373 | D | | | | | | | | | | | | | | |
5/8/24 16:30 | 5/6/24 | OWL | Blue Owl Capital Inc. | | Financ | InvAdv | Investment Advice | Laurino Andrew Charles | NY | O | Senior M | 1 | S.d | 0 | 0.00 | 0 | -19,600 | | 1,623 | I | | | | | | | | | | | | | | |
5/7/24 17:24 | 2/15/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Dolan Kevin B | X0 | D | | 1 | S | -103 | 30.99 | 0 | -3 | | 17 | D | | | | | | | | | | | | | | |
4/30/24 16:27 | 4/30/24 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Ramirez Gregory K | WI | OT | EVP | 2 | S.d | -106 | 22.52 | 0 | -5 | | 155 | D | | | | | | | | | | | | | | |
4/26/24 16:58 | 4/24/24 | CBL | Cbl & Associates Properties Inc | DE | Financ | InvAdv | Investment Advice | Oaktree Capital Group Holdings Gp, LLC | CA | T | | 1 | S | -155 | 21.75 | 0 | -7 | 0 | 4,005 | I | | | | | | | | | | | | | | |
4/19/24 18:27 | 4/17/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Ressler Antony P | CA | DOT | Co-Found | 11 | S.m | -656,537 | 131.31 | 0 | -5,000 | | 7,985 | I | | | | | | | | | | | | | | |
4/4/24 19:54 | 4/2/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Connell Brooke | NY | O | P,US Wea | 1 | S.d | -76 | 5.07 | 0 | -15 | | 191 | D | | | | | | | | | | | | | | |
3/27/24 15:49 | 3/25/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Feinglass Michael | TX | TH | See Rema | 5 | S.dm | -2,503 | 8.52 | 0 | -294 | | 427 | D | | | | | | | | | | | | | | |
3/21/24 17:11 | 3/19/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Black Leon D | NY | H | See rema | 2 | S.m | -222,656 | 111.33 | 0 | -2,000 | | 43,055 | D | | | | | | | | | | | | | | |
3/13/24 17:27 | 3/13/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Russo Evan L | NY | O | CEO of A | 1 | S.d | -2,951 | 39.35 | 0 | -75 | | 227 | D | | | | | | | | | | | | | | |
3/11/24 17:29 | 3/7/24 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Oakville Number 2 Trust | PA | T | | 1 | S.d | -5,940 | 108.00 | 0 | -55 | | 480 | D | | | | | | | | | | | | | | |
3/8/24 16:36 | 3/6/24 | WHG | Westwood Holdings Group Inc | DE | Financ | InvAdv | Investment Advice | Lockridge Matthew | TX | O | Head,U.S | 1 | S | -168 | 12.01 | 0 | -14 | | 56 | D | | | | | | | | | | | | | | |
3/7/24 17:31 | 3/6/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Hughes Brennan A. | X0 | O | CHIEF AC | 1 | S | -58 | 32.26 | 0 | -2 | | 5 | D | | | | | | | | | | | | | | |
3/7/24 16:49 | 3/6/24 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Zarrilli Stephen T | CT | D | | 1 | S | -534 | 248.40 | 0 | -2 | | 4 | D | | | | | | | | | | | | | | |
3/5/24 18:34 | 3/3/24 | BMBL | Bumble Inc. | DE | Financ | InvAdv | Investment Advice | Bx Buzz Ml-1 Gp LLC | NY | T | | 2 | S.d | -83,536 | 12.81 | 0 | -6,521 | -100 | 14 | I | | | | | | | | | | | | | | |
3/5/24 17:11 | 3/1/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kleinman Scott | NY | DO | Co-P (Se | 1 | S | -22,949 | 110.55 | 0 | -208 | | 8,224 | M | | | | | | | | | | | | | | |
3/4/24 17:17 | 3/1/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Fogo Georgina | X0 | O | CHIEF RI | 2 | S | -777 | 30.95 | 0 | -25 | | 127 | D | | | | | | | | | | | | | | |
3/4/24 17:17 | 2/29/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Meates Helen T | NY | O | CFO | 1 | S.dm | -1,886 | 105.18 | 0 | -18 | | 51 | D | | | | | | | | | | | | | | |
3/1/24 17:54 | 2/29/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Raich Jeffrey | NY | O | Co-P,MD | 2 | S.dm | -6,980 | 53.87 | 0 | -130 | | 45 | D | | | | | | | | | | | | | | |
3/1/24 17:08 | 2/28/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Lowry James R | X0 | O | GLOBAL C | 1 | S | -302 | 30.93 | 0 | -10 | | 47 | D | | | | | | | | | | | | | | |
2/29/24 19:23 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Vazquez-Ubarri Anilu | TX | DO | COO | 1 | S.d | -4,245 | 41.64 | 0 | -102 | | 334 | D | | | | | | | | | | | | | | |
2/29/24 19:01 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Winkelried Jon | TX | DO | CEO | 1 | S.d | -43,757 | 41.64 | 0 | -1,051 | | 3,326 | M | | | | | | | | | | | | | | |
2/29/24 18:57 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Weingart Jack | TX | DO | CFO | 1 | S.d | -12,845 | 41.64 | 0 | -308 | | 1,126 | I | | | | | | | | | | | | | | |
2/29/24 18:45 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Trujillo David | TX | D | | 1 | S.d | -16,552 | 41.64 | 0 | -398 | | 183 | D | | | | | | | | | | | | | | |
2/29/24 18:43 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Sisitsky Todd Benjamin | TX | DO | P | 1 | S.d | -29,688 | 41.64 | 0 | -713 | | 910 | M | | | | | | | | | | | | | | |
2/29/24 18:41 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Sarvananthan Ganendran | TX | D | | 1 | S.d | -7,191 | 41.64 | 0 | -173 | | 1,409 | D | | | | | | | | | | | | | | |
2/29/24 18:38 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Rhodes Jeffrey K. | TX | D | | 1 | S.d | -17,017 | 41.64 | 0 | -409 | | 241 | I | | | | | | | | | | | | | | |
2/29/24 18:36 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Raj Nehal | TX | D | | 1 | S.d | -10,446 | 41.64 | 0 | -251 | | 2,747 | I | | | | | | | | | | | | | | |
2/29/24 18:33 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Harris Joann | TX | O | Chief Co | 1 | S.d | -1,061 | 41.64 | 0 | -25 | | 23 | M | | | | | | | | | | | | | | |
2/29/24 18:29 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Davis Kelvin L. | TX | D | | 1 | S.d | -34,229 | 41.64 | 0 | -822 | | 908 | I | | | | | | | | | | | | | | |
2/29/24 18:26 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Davidson Martin | TX | O | Chief Ac | 1 | S.d | -1,637 | 41.64 | 0 | -39 | | 31 | D | | | | | | | | | | | | | | |
2/29/24 18:24 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Coulter James G | TX | DOT | Exec CB | 1 | S.d | -56,285 | 41.64 | 0 | -1,352 | | 3,047 | M | | | | | | | | | | | | | | |
2/29/24 18:22 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Coslet Jonathan J | TX | D | | 1 | S.d | -41,640 | 41.64 | 0 | -1,000 | | 554 | I | | | | | | | | | | | | | | |
2/29/24 18:20 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Chorengel Maya | TX | D | | 1 | S.d | -3,114 | 41.64 | 0 | -75 | | 57 | D | | | | | | | | | | | | | | |
2/29/24 18:18 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Bonderman David | TX | DT | | 1 | S.d | -66,695 | 41.64 | 0 | -1,602 | | 38 | M | | | | | | | | | | | | | | |
2/29/24 18:15 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Berenson Bradford | TX | O | GC | 1 | S.d | -3,785 | 41.64 | 0 | -91 | | 196 | D | | | | | | | | | | | | | | |
2/28/24 16:38 | 2/26/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Smyth Gerard P. | MN | O | EVP Tech | 2 | S.d | -2,654 | 387.06 | 0 | -7 | | 4 | D | | | | | | | | | | | | | | |
2/23/24 19:50 | 2/21/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Cantor Eric | NY | DO | Vice CB, | 1 | S.d | -939 | 52.60 | 0 | -18 | | 196 | D | | | | | | | | | | | | | | |
2/23/24 19:35 | 2/21/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Watanabe Osamu R. | NY | O | GC,Secre | 1 | S.dm | -723 | 53.37 | 0 | -14 | | 0 | D | | | | | | | | | | | | | | |
2/22/24 18:58 | 2/14/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Gathy Michael | NY | O | Chief Ac | 2 | S.dm | -29 | 37.58 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
2/21/24 16:57 | 2/20/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Chatterjee Whitney | NY | O | GC | 1 | S | -1,333 | 111.10 | 0 | -12 | | 124 | D | | | | | | | | | | | | | | |
2/20/24 18:03 | 2/15/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Lim James | NY | T | | 7 | S.m | -20,917 | 31.59 | 0 | -662 | | 6,853 | I | | | | | | | | | | | | | | |
2/15/24 16:35 | 2/14/24 | BSIG | Brightsphere Investment Group Inc. | DE | Financ | InvAdv | Investment Advice | Rana Suren | MA | DO | P,CEO | 1 | S.d | -2,280 | 20.74 | 0 | -110 | | 131 | D | | | | | | | | | | | | | | |
2/12/24 16:54 | 2/8/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Klurfeld Jason | NY | O | GC | 1 | S | -1,018 | 173.21 | 0 | -6 | | 22 | D | | | | | | | | | | | | | | |
2/8/24 16:52 | 2/7/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Pensa Paul | NY | O | Contr,Pr | 1 | S | -262 | 170.38 | 0 | -2 | | 4 | D | | | | | | | | | | | | | | |
2/5/24 18:43 | 2/5/24 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Angerthal Michael A | CT | O | EVP,CFO, | 1 | S | -1,871 | 232.51 | 0 | -8 | | 70 | D | | | | | | | | | | | | | | |
1/31/24 16:01 | 1/29/24 | OWL | Blue Owl Capital Inc. | | Financ | InvAdv | Investment Advice | Glide Path Solutions 2020, L.P. | CA | T | | 1 | S | -102,798 | 15.82 | 0 | -6,500 | | 43,500 | M | | | | | | | | | | | | | | |
12/21/23 17:51 | 12/20/23 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Bentley Pamela L | IL | O | CFO | 2 | S.m | -1,107 | 8.86 | 0 | -125 | | 78 | D | | | | | | | | | | | | | | |
12/19/23 17:01 | 12/15/23 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Schwartz Harvey M | DC | DO | CEO | 1 | S | -12,328 | 41.74 | 0 | -295 | | 6,768 | D | | | | | | | | | | | | | | |
12/14/23 19:22 | 12/14/23 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Sethi Alok | CA | O | EVP,Head | 2 | S | -1,278 | 27.20 | 0 | -47 | | 92 | D | | | | | | | | | | | | | | |
12/7/23 16:48 | 12/5/23 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Beattie Richard I | NY | D | | 1 | S | -987 | 151.31 | 0 | -7 | | 17 | D | | | | | | | | | | | | | | |
11/21/23 16:09 | 11/20/23 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Ceresino Gordon J | PA | O | Vice CB | 1 | S | -220 | 31.91 | 0 | -7 | | 149 | D | | | | | | | | | | | | | | |
11/16/23 16:30 | 11/14/23 | HG | Hamilton Insurance Group, Ltd. | DE | Financ | InvAdv | Investment Advice | Bsof Master Fund L.P. | NY | T | | 1 | S.d | -13,668 | 14.06 | 0 | -972 | -100 | 0 | I | | | | | | | | | | | | | | |
11/15/23 21:57 | 11/13/23 | RWAY | Runway Growth Finance Corp. | DE | Financ | InvAdv | Investment Advice | Ocm Growth Holdings LLC | CA | DT | | 1 | S | -45,216 | 12.06 | 0 | -3,750 | | 17,305 | D | | | | | | | | | | | | | | |
11/15/23 19:00 | 11/13/23 | RILY | B. Riley Financial, Inc. | DE | Financ | InvAdv | Investment Advice | Moore Andrew | CA | O | CEO B. R | 1 | S | -1,254 | 20.35 | 0 | -62 | | 318 | D | | | | | | | | | | | | | | |
11/15/23 14:08 | 11/14/23 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Diamonte Robin | IL | D | | 1 | S | -108 | 268.91 | 0 | 0 | | 9 | D | | | | | | | | | | | | | | |
10/10/23 18:08 | 10/10/23 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Byerwalter Mariann H | CA | D | | 1 | S | -144 | 24.01 | 0 | -6 | | 10 | I | | | | | | | | | | | | | | |
9/26/23 17:33 | 9/25/23 | GLAE | Glassbridge Enterprises, Inc. | DE | Financ | InvAdv | Investment Advice | Clinton Group Inc | NY | H | See Expl | 1 | S | -1,250 | 164.95 | 0 | -8 | -100 | 0 | I | | | | | | | | | | | | | | |
9/21/23 21:21 | 9/19/23 | CART | Maplebear Inc. | DE | Financ | InvAdv | Investment Advice | Grosvenor Capital Management, L.P. | IL | H | See Expl | 1 | S.m | -220 | 34.80 | 0 | -6 | -100 | 0 | I | | | | | | | | | | | | | | |
9/15/23 17:31 | 9/13/23 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Hurse Sandra | IL | O | CHRO | 2 | S.m | -633 | 7.86 | 0 | -80 | | 43 | D | | | | | | | | | | | | | | |
9/12/23 16:50 | 9/11/23 | WHG | Westwood Holdings Group Inc | DE | Financ | InvAdv | Investment Advice | Montgomery John Porter | TX | O | COO | 1 | S.m | -17 | 9.90 | 0 | -2 | | 76 | D | | | | | | | | | | | | | | |
9/11/23 18:10 | 9/8/23 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Parrett William G | NY | D | | 1 | S | -436 | 112.47 | 0 | -4 | | 90 | D | | | | | | | | | | | | | | |
9/7/23 13:35 | 9/6/23 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Offenbach Rodger | CA | H | Advisory | 1 | S | -67 | 6.72 | 0 | -10 | | 121 | D | | | | | | | | | | | | | | |
9/7/23 12:13 | 9/5/23 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Landis Gail S | IL | D | | 2 | S | -234 | 239.87 | 0 | -1 | | 6 | D | | | | | | | | | | | | | | |
9/5/23 18:30 | 8/31/23 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Ment Jason P | NY | OH | See rema | 1 | S.m | -621 | 31.04 | 0 | -20 | | 852 | D | | | | | | | | | | | | | | |
8/22/23 17:46 | 8/22/23 | ALIT | Alight, Inc. / Delaware | DE | Financ | InvAdv | Investment Advice | Blackstone Holdings I/Ii Gp L.L.C. | NY | T | | 1 | S.d | -117,343 | 7.98 | 0 | -14,705 | | 47,751 | I | | | | | | | | | | | | | | |
8/18/23 16:05 | 8/16/23 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Varma Atul | PA | O | Senior A | 1 | S.d | -42 | 92.25 | 0 | 0 | | 9 | D | | | | | | | | | | | | | | |
8/16/23 19:19 | 8/14/23 | APG | Api Group Corp | DE | Financ | InvAdv | Investment Advice | Juno Lower Holdings L.P. | NY | H | See Rema | 1 | S | -72,241 | 27.80 | 0 | -2,599 | -100 | 0 | I | | | | | | | | | | | | | | |
8/14/23 13:36 | 8/10/23 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Burke Kate C | TN | O | Former C | 1 | S | -148 | 29.56 | 0 | -5 | | 110 | D | | | | | | | | | | | | | | |
8/11/23 16:09 | 8/9/23 | WHG | Westwood Holdings Group Inc | DE | Financ | InvAdv | Investment Advice | Bennett Leah | TX | O | P-Westwo | 1 | S | -9 | 10.97 | 0 | -1 | | 38 | D | | | | | | | | | | | | | | |
8/3/23 18:14 | 8/2/23 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Finn Christopher | DC | O | COO | 1 | S | -876 | 32.36 | 0 | -27 | | 1,223 | D | | | | | | | | | | | | | | |
8/3/23 18:13 | 8/2/23 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Buser Curtis L. | DC | O | CFO | 1 | S | -836 | 32.36 | 0 | -26 | | 1,221 | D | | | | | | | | | | | | | | |
8/3/23 18:12 | 8/2/23 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Larson Bruce M. | DC | O | CHRO | 1 | S | -434 | 32.36 | 0 | -13 | | 403 | D | | | | | | | | | | | | | | |
8/3/23 18:09 | 8/2/23 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Andrews Charles Elliott Jr. | DC | O | Chief Ac | 1 | S | -216 | 32.36 | 0 | -7 | | 85 | D | | | | | | | | | | | | | | |
8/3/23 18:08 | 8/2/23 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Ferguson Jeffrey W. | DC | O | GC | 1 | S | -386 | 32.36 | 0 | -12 | | 1,183 | D | | | | | | | | | | | | | | |
8/2/23 20:10 | 7/31/23 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Crain Elizabeth | NY | DO | COO | 1 | S.m | -537 | 48.08 | 0 | -11 | -100 | 0 | D | | | | | | | | | | | | | | |
7/19/23 17:39 | 7/17/23 | VCTR | Victory Capital Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Brown David Craig | TX | O | CB,CEO | 1 | S.m | -5,029 | 33.92 | 0 | -148 | | 1,927 | D | | | | | | | | | | | | | | |