4/1/25 12:02 | 3/31/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Maclellan Robert F. | MD | D | | 1 | S.d | -362 | 91.56 | 0 | -4 | | 43 | D | | | | | | | | | | | | | | |
3/31/25 18:11 | 3/28/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Nilsen Teresa M | CA | DO | P,COO,Se | 3 | S.m | -208 | 10.47 | 0 | -20 | | 167 | I | | | | | | | | | | | | | | |
3/31/25 16:30 | 3/27/25 | SARO | Standardaero, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | 31 | S.dm | -1,251,016 | 27.94 | 0 | -44,774 | | 197,973 | I | | | | | | | | | | | | | | |
3/27/25 17:55 | 3/25/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | DH | See Rema | 3 | S.d | -2,516 | 12.24 | 0 | -206 | | 344 | D | | | | | | | | | | | | | | |
3/27/25 17:36 | 3/27/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | 4 | S | -19 | 10.87 | 0 | -2 | | 13 | D | | | | | | | | | | | | | | |
3/26/25 17:58 | 3/24/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | 15 | S.dm | -182,999 | 145.19 | 0 | -1,260 | | 1,569 | D | | | | | | | | | | | | | | |
3/26/25 16:56 | 3/25/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | 8 | S.dm | -2,203 | 10.34 | 0 | -213 | | 437 | D | | | | | | | | | | | | | | |
3/21/25 18:50 | 3/19/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Black Leon D | NY | H | See rema | 4 | S.m | -467,134 | 133.47 | 0 | -3,500 | | 43,055 | D | | | | | | | | | | | | | | |
3/21/25 16:37 | 3/19/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Berenson Bradford | TX | O | GC | 3 | S.d | -4,041 | 42.09 | 0 | -96 | | 293 | D | | | | | | | | | | | | | | |
3/19/25 17:27 | 4/29/21 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Smyth Gerard P. | MN | O | EVP,CIO | 2 | S.d | -2,064 | 381.22 | 0 | -5 | | 9 | D | | | | | | | | | | | | | | |
3/19/25 17:27 | 7/31/17 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Cracchiolo James M | MN | DO | CB,CEO | 6 | S.dm | -29,492 | 319.33 | 0 | -92 | | 198 | D | | | | | | | | | | | | | | |
3/17/25 18:43 | 3/14/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Orszag Peter Richard | NY | DO | CEO,CB | 1 | S.dm | -5,860 | 45.40 | 0 | -129 | | 170 | D | | | | | | | | | | | | | | |
3/17/25 17:35 | 3/13/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | 73 | S.m | -236,794 | 304.84 | 0 | -777 | | 15,973 | D | | | | | | | | | | | | | | |
3/13/25 17:13 | 3/13/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | 8 | S | -269 | 167.97 | 0 | -2 | | 7 | D | | | | | | | | | | | | | | |
3/11/25 19:19 | 3/10/25 | CRGY | Crescent Energy Co | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | 11 | S.d | -4,924,639 | 51.42 | 0 | -95,777 | | 85,107 | I | | | | | | | | | | | | | | |
3/10/25 16:28 | 3/7/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Ramirez Gregory K | WI | OT | EVP | 3 | S.d | -361 | 34.02 | 0 | -11 | | 155 | D | | | | | | | | | | | | | | |
3/7/25 18:09 | 3/5/25 | BBIO | Bridgebio Pharma, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Genetic Disorder L.P. | NY | T | | 2 | S | -347,110 | 29.42 | 0 | -11,800 | | 25,261 | I | | | | | | | | | | | | | | |
3/6/25 21:06 | 3/4/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | 17 | S.dm | -162,286 | 147.53 | 0 | -1,100 | | 1,297 | I | | | | | | | | | | | | | | |
3/6/25 20:57 | 3/4/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | 15 | S.dm | -163,011 | 148.19 | 0 | -1,100 | | 1,371 | I | | | | | | | | | | | | | | |
3/6/25 16:46 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | 7 | S | -207 | 35.76 | 0 | -6 | | 36 | D | | | | | | | | | | | | | | |
3/6/25 16:26 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Zierden Theodore W III | PA | O | VP | 2 | S | -256 | 38.97 | 0 | -7 | | 138 | D | | | | | | | | | | | | | | |
3/6/25 16:23 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Fede | 6 | S.m | -1,736 | 37.30 | 0 | -47 | | 191 | D | | | | | | | | | | | | | | |
3/6/25 16:21 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Novak Richard A | PA | O | Principa | 4 | S | -166 | 36.87 | 0 | -5 | | 56 | D | | | | | | | | | | | | | | |
3/6/25 16:19 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | 7 | S | -4,720 | 35.69 | 0 | -132 | | 381 | D | | | | | | | | | | | | | | |
3/6/25 13:54 | 1/8/25 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | 11 | S.m | -3,450 | 45.26 | 0 | -76 | | 59 | D | | | | | | | | | | | | | | |
3/3/25 17:45 | 2/27/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | 7 | S.m | -2,145 | 1.97 | 0 | -1,091 | | 8,219 | I | | | | | | | | | | | | | | |
2/27/25 17:25 | 2/27/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Fahy Kathryn | CA | O | SVP,CFO | 1 | S | -89 | 11.07 | 0 | -8 | | 74 | D | | | | | | | | | | | | | | |
2/24/25 16:38 | 2/20/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DH | See Rema | 4 | S.d | -3,183 | 12.96 | 0 | -246 | | 2,021 | I | | | | | | | | | | | | | | |
2/21/25 19:24 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Pilcher Ciafone Katherine | NY | O | COO | 3 | S.d | -765 | 63.86 | 0 | -12 | | 4 | D | | | | | | | | | | | | | | |
2/21/25 19:22 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Cantor Eric | NY | DO | Vice CB, | 2 | S.d | -2,162 | 62.89 | 0 | -34 | | 219 | D | | | | | | | | | | | | | | |
2/21/25 19:20 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Simon Joseph | NY | O | CFO | 5 | S.d | -2,335 | 58.50 | 0 | -40 | | 23 | D | | | | | | | | | | | | | | |
2/21/25 19:19 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Moelis Kenneth | NY | DO | CB,CEO | 5 | S.dm | -23,184 | 57.99 | 0 | -400 | | 209 | D | | | | | | | | | | | | | | |
2/21/25 19:18 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Callesano Christopher | NY | O | Principa | 4 | S.d | -282 | 64.72 | 0 | -4 | | 1 | D | | | | | | | | | | | | | | |
2/21/25 19:16 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Raich Jeffrey | NY | O | Co-P,MD | 3 | S.dm | -7,626 | 55.14 | 0 | -138 | | 55 | D | | | | | | | | | | | | | | |
2/21/25 19:15 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Watanabe Osamu R. | NY | O | GC,Secre | 2 | S.dm | -1,142 | 59.45 | 0 | -19 | | 6 | D | | | | | | | | | | | | | | |
2/21/25 19:13 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Mahmoodzadegan Navid | NY | O | Co-P,MD | 5 | S.dm | -15,698 | 54.72 | 0 | -287 | | 198 | D | | | | | | | | | | | | | | |
2/21/25 19:10 | 2/21/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Shropshire Kenneth | NY | D | | 2 | S | -219 | 71.81 | 0 | -3 | | 9 | D | | | | | | | | | | | | | | |
2/21/25 18:55 | 2/20/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DOH | CEO | 2 | S.dm | -4,392 | 62.75 | 0 | -70 | | 3,224 | I | | | | | | | | | | | | | | |
2/21/25 18:53 | 2/19/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Keathley Anthony | NY | O | Chief Ac | 4 | S | -125 | 51.44 | 0 | -2 | | 4 | D | | | | | | | | | | | | | | |
2/21/25 16:43 | 2/19/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sweeney Joseph Edward | MN | O | P-AWM Pr | 5 | S.d | -14,432 | 469.84 | 0 | -31 | | 10 | D | | | | | | | | | | | | | | |
2/20/25 18:01 | 2/18/25 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Ferguson Jeffrey W. | DC | O | GC | 1 | S.m | -13,265 | 53.06 | 0 | -250 | | 1,095 | D | | | | | | | | | | | | | | |
2/20/25 16:05 | 2/18/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sharpe Robert Francis Jr | MN | D | | 4 | S | -3,278 | 437.07 | 0 | -8 | | 18 | I | | | | | | | | | | | | | | |
2/20/25 16:04 | 2/18/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Berman Walter Stanley | MN | O | EVP,CFO | 4 | S.d | -16,827 | 462.14 | 0 | -36 | | 8 | D | | | | | | | | | | | | | | |
2/18/25 13:34 | 2/14/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Hiebler Jessica M | MD | O | Principa | 1 | S.d | -127 | 107.87 | 0 | -1 | | 14 | D | | | | | | | | | | | | | | |
2/14/25 16:51 | 2/12/25 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Rogers Hartley R. | PA | DOT | Exec Co- | 1 | S.d | -1,631 | 159.00 | 0 | -10 | 0 | 6,761 | M | | | | | | | | | | | | | | |
2/14/25 16:47 | 2/12/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Russo Evan L | NY | O | CEO of A | 2 | S.dm | -9,692 | 48.46 | 0 | -200 | | 227 | M | | | | | | | | | | | | | | |
2/14/25 16:28 | 2/13/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | 5 | S | -8,257 | 129.02 | 0 | -64 | | 377 | D | | | | | | | | | | | | | | |
2/12/25 09:49 | 2/11/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Husain Arif | MD | H | VP | 1 | S.d | -449 | 109.27 | 0 | -4 | | 37 | D | | | | | | | | | | | | | | |
2/10/25 20:01 | 2/6/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Deveer R. Kipp | CA | DO | Co-P | 4 | S.m | -103,166 | 163.12 | 0 | -632 | | 1,150 | D | | | | | | | | | | | | | | |
2/10/25 18:45 | 2/6/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | 4 | S.d | -17,200 | 437.96 | 0 | -39 | | 37 | I | | | | | | | | | | | | | | |
2/10/25 17:11 | 2/7/25 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Pensa Paul | NY | O | Contr,Pr | 2 | S | -786 | 231.06 | 0 | -3 | | 6 | D | | | | | | | | | | | | | | |
2/10/25 17:11 | 2/6/25 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Hyman Edward S | NY | O | Vice Cha | 5 | S.m | -77,128 | 301.49 | 0 | -256 | | 1,810 | D | | | | | | | | | | | | | | |
1/28/25 17:23 | 12/18/23 | XOMA | Xoma Royalty Corp | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/il | CA | T | | 4 | S.d | -344,945 | 16.57 | 0 | -20,812 | | 1,464 | D | | | | | | | | | | | | | | |
1/15/25 17:36 | 1/14/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Messemer Deborah M. | TX | D | | 3 | S | -576 | 47.33 | 0 | -12 | | 18 | D | | | | | | | | | | | | | | |
1/6/25 19:21 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Allara Dean | UT | DO | Vice CB | 2 | S.dm | -398 | 8.20 | 0 | -49 | | 7,085 | D | | | | | | | | | | | | | | |
1/6/25 19:20 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Behling Garrett | UT | O | Chief Ac | 1 | S.m | -18 | 8.23 | 0 | -2 | | 46 | D | | | | | | | | | | | | | | |
1/6/25 19:19 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Elsnab Katherine | UT | O | CFO | 2 | S.dm | -86 | 8.22 | 0 | -10 | | 500 | D | | | | | | | | | | | | | | |
1/6/25 19:18 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Morse Robert Randolph | UT | DOT | Exec CB | 2 | S.dm | -1,752 | 8.20 | 0 | -214 | | 32,440 | D | | | | | | | | | | | | | | |
1/6/25 19:16 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | O'Farrell Adam | UT | DO | COO | 2 | S.dm | -256 | 8.20 | 0 | -31 | | 2,826 | D | | | | | | | | | | | | | | |
1/6/25 19:14 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Slager Jonathan | UT | DO | CEO | 2 | S.dm | -438 | 8.20 | 0 | -53 | | 5,891 | D | | | | | | | | | | | | | | |
12/30/24 17:36 | 12/27/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Steadman Daniel B | CA | OH | EVP | 4 | S.m | -227 | 12.15 | 0 | -19 | | 52 | D | | | | | | | | | | | | | | |
12/23/24 17:11 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | McNealy Sean | FL | DOT | Co-Found | 2 | S | -1,856 | 8.00 | 0 | -232 | | 12,437 | D | | | | | | | | | | | | | | |
12/23/24 16:31 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Ganovsky Matthew | FL | OT | Co-Found | 2 | S | -1,856 | 8.00 | 0 | -232 | | 10,847 | D | | | | | | | | | | | | | | |
12/23/24 16:31 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Kirby Kevin Scott | FL | OT | Co-Found | 2 | S | -1,856 | 8.00 | 0 | -232 | | 12,437 | D | | | | | | | | | | | | | | |
12/23/24 16:29 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Jackson Jay J | FL | DOT | CEO | 2 | S | -16,856 | 8.00 | 0 | -2,107 | | 10,562 | D | | | | | | | | | | | | | | |
12/20/24 17:02 | 12/19/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Seavey Thomas L | CA | D | | 2 | S.m | -234 | 11.72 | 0 | -20 | | 82 | D | | | | | | | | | | | | | | |
12/18/24 19:42 | 12/16/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | 17 | S.dm | -112,181 | 13.05 | 0 | -8,593 | | 4,967 | I | | | | | | | | | | | | | | |
12/16/24 17:10 | 12/13/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dubinsky Jason | IL | O | CFO | 2 | S | -2,158 | 325.79 | 0 | -7 | | 20 | D | | | | | | | | | | | | | | |
12/16/24 16:32 | 12/12/24 | LOAR | Loar Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Blackstone Holdings IV L.P. | NY | T | | 1 | S | -27,233 | 81.18 | 0 | -335 | | 339 | I | | | | | | | | | | | | | | |
12/13/24 20:10 | 11/27/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | 9 | S.m | -38,973 | 155.89 | 0 | -250 | | 755 | D | | | | | | | | | | | | | | |
12/12/24 16:17 | 12/10/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | 8 | S.m | -515,644 | 34.45 | 0 | -14,968 | | 38,607 | I | | | | | | | | | | | | | | |
12/11/24 18:10 | 12/6/24 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Wong Yun Pun Felix | CA | D | | 1 | S | -2 | 4.00 | 0 | -1 | | 19 | D | | | | | | | | | | | | | | |
12/11/24 18:07 | 12/5/24 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Chan Brian Chung Yau | CA | D | | 1 | S | -46 | 3.28 | 0 | -14 | | 14 | D | | | | | | | | | | | | | | |
12/11/24 16:51 | 8/23/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Zelter James C | NY | DO | Co-P (Se | 5 | S.m | -129,848 | 140.38 | 0 | -925 | | 7,899 | M | | | | | | | | | | | | | | |
12/11/24 16:24 | 12/10/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Tanguy Louis-Jacques | NY | O | Chief Ac | 1 | S | -441 | 176.50 | 0 | -3 | | 23 | D | | | | | | | | | | | | | | |
12/11/24 11:14 | 12/10/24 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Thomson Andrew Justin Mackenzie | MD | O | VP | 1 | S | -499 | 123.35 | 0 | -4 | | 120 | D | | | | | | | | | | | | | | |
12/5/24 16:22 | 12/3/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Chatterjee Whitney | NY | O | GC | 2 | S | -2,408 | 132.31 | 0 | -18 | | 124 | D | | | | | | | | | | | | | | |
12/5/24 16:21 | 12/3/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kleinman Scott | NY | DO | Co-P (Se | 2 | S.m | -109,784 | 155.15 | 0 | -708 | | 8,224 | M | | | | | | | | | | | | | | |
12/4/24 19:56 | 12/3/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | McCabe Michael I | NY | DOH | Head of | 1 | S.d | -399 | 64.28 | 0 | -6 | 0 | 3,778 | M | | | | | | | | | | | | | | |
12/3/24 17:12 | 12/2/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Charles Daniel P | NY | O | EVP | 1 | S | -712 | 103.74 | 0 | -7 | | 46 | D | | | | | | | | | | | | | | |
11/26/24 17:09 | 11/25/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Gold Irwin | CA | DOT | CO-CB | 3 | S.d | -3,514 | 141.09 | 0 | -25 | -100 | 0 | D | | | | | | | | | | | | | | |
11/22/24 11:48 | 11/21/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Laird James F Jr | OH | D | | 6 | S.m | -3,392 | 165.47 | 0 | -21 | | 31 | D | | | | | | | | | | | | | | |
11/20/24 16:21 | 3/5/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Germain Peter J | PA | O | EVP,CLO, | 5 | S | -1,172 | 38.59 | 0 | -30 | | 218 | D | | | | | | | | | | | | | | |
11/20/24 16:07 | 11/20/23 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Fisher John B | PA | DO | VP | 3 | S | -3,178 | 33.36 | 0 | -95 | | 593 | D | | | | | | | | | | | | | | |
11/20/24 16:06 | 11/20/23 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Dudiak Dolores D | PA | O | VP | 3 | S | -263 | 39.21 | 0 | -7 | | 86 | D | | | | | | | | | | | | | | |
11/18/24 10:15 | 11/14/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Meyer Paula R | OH | D | | 1 | S | -51 | 169.00 | 0 | 0 | | 3 | D | | | | | | | | | | | | | | |
11/14/24 17:25 | 11/12/24 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | D'Aniello Daniel A. | DC | D | | 1 | S | -25,537 | 51.53 | 0 | -496 | | 32,504 | I | | | | | | | | | | | | | | |
11/13/24 19:07 | 11/12/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Park David Y | NY | O | CFO | 2 | S | -315 | 57.26 | 0 | -6 | | 27 | D | | | | | | | | | | | | | | |
11/13/24 16:29 | 11/11/24 | BSIG | Brightsphere Investment Group Inc. | DE | Financ | InvAdv | Investment Advice | Hart Richard Jonathan | MA | O | GC | 1 | S.d | -1,996 | 28.52 | 0 | -70 | | 156 | D | | | | | | | | | | | | | | |
11/12/24 17:28 | 11/8/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Crain Christopher M | CA | O | GC | 6 | S.d | -1,170 | 146.24 | 0 | -8 | -100 | 0 | D | | | | | | | | | | | | | | |
11/12/24 17:00 | 11/12/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Whitney Kenneth C | NY | D | | 1 | S | -276 | 159.75 | 0 | -2 | | 9 | D | | | | | | | | | | | | | | |
11/12/24 09:15 | 11/8/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | St. Pierre Nicole Renee | OH | D | | 1 | S | -50 | 167.00 | 0 | 0 | | 4 | D | | | | | | | | | | | | | | |
11/8/24 17:45 | 11/7/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Costos James | NY | D | | 1 | S | -242 | 161.41 | 0 | -2 | | 9 | D | | | | | | | | | | | | | | |
11/8/24 17:45 | 11/8/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Travin David Adam | NY | O | GC | 2 | S | -711 | 108.75 | 0 | -7 | | 2 | D | | | | | | | | | | | | | | |
11/8/24 17:43 | 8/7/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Finley John G | NY | O | GC | 3 | S | -18,313 | 145.05 | 0 | -126 | | 477 | D | | | | | | | | | | | | | | |
11/8/24 17:02 | 11/7/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Alley J Lindsey | CA | O | CFO | 2 | S.d | -3,393 | 150.82 | 0 | -23 | -100 | 0 | D | | | | | | | | | | | | | | |
11/8/24 16:50 | 11/6/24 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Ward Sean Jason | NY | O | Senior M | 2 | S.d | 0 | 0.00 | 0 | -49,766 | | 68,530 | I | | | | | | | | | | | | | | |
11/8/24 16:37 | 11/6/24 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Rees Michael Douglass | NY | DO | Co-P | 2 | S.d | 0 | 0.00 | 0 | -49,766 | | 70,277 | I | | | | | | | | | | | | | | |
11/8/24 16:31 | 11/6/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Brockman Dawn M. | MN | O | SVP,CONT | 2 | S.d | -293 | 510.95 | 0 | -1 | | 1 | D | | | | | | | | | | | | | | |
11/6/24 16:41 | 11/4/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Rosenberg Michelle | X0 | O | CAO,GC | 2 | S | -542 | 38.82 | 0 | -14 | | 89 | D | | | | | | | | | | | | | | |
11/4/24 16:18 | 10/31/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Alvero Gumer | MN | O | P-INSURA | 4 | S.d | -2,228 | 462.03 | 0 | -5 | | 8 | D | | | | | | | | | | | | | | |
10/30/24 16:44 | 10/30/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Lyons William M | IL | D | | 6 | S | -1,401 | 311.35 | 0 | -5 | | 34 | D | | | | | | | | | | | | | | |
10/22/24 16:08 | 10/18/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Rhein Peter L | NY | D | | 1 | S | -264 | 105.51 | 0 | -3 | | 32 | I | | | | | | | | | | | | | | |
10/21/24 15:32 | 10/17/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | 22 | S.dm | -607 | 4.60 | 0 | -132 | | 513 | D | | | | | | | | | | | | | | |
10/3/24 17:09 | 7/30/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Baratta Joseph | NY | D | | 4 | S | -36,281 | 136.02 | 0 | -267 | | 982 | D | | | | | | | | | | | | | | |
9/27/24 16:07 | 9/25/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Pomilia Susan Weber | CA | D | | 1 | S.m | -100 | 9.80 | 0 | -10 | | 112 | D | | | | | | | | | | | | | | |
9/24/24 12:13 | 9/23/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Thomas L'Quentus | OH | D | | 1 | S | -40 | 161.64 | 0 | 0 | | 2 | D | | | | | | | | | | | | | | |
9/23/24 12:25 | 9/19/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Nelson Andrew Rowan | TX | H | See Rema | 2 | S | -187 | 10.58 | 0 | -18 | | 56 | D | | | | | | | | | | | | | | |
9/18/24 16:05 | 9/17/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Villani Edmond D | NY | D | | 3 | S | -842 | 84.22 | 0 | -10 | | 38 | I | | | | | | | | | | | | | | |
9/17/24 16:13 | 9/16/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Poli Francis C | NY | O | GC,Secre | 1 | S | -1,411 | 94.08 | 0 | -15 | | 65 | D | | | | | | | | | | | | | | |
9/12/24 19:46 | 9/10/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Thompson Roger Mj | X0 | O | CFO | 3 | S.m | -1,674 | 32.54 | 0 | -51 | | 148 | D | | | | | | | | | | | | | | |
9/10/24 17:43 | 9/9/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Sullivan Kathleen Patricia | IL | O | Principa | 1 | S | -54 | 10.73 | 0 | -5 | | 47 | D | | | | | | | | | | | | | | |
9/6/24 18:01 | 9/4/24 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Polland Andrew Robert | NY | O | COO | 2 | S.m | 0 | 0.00 | 0 | -174 | | 289 | I | | | | | | | | | | | | | | |
9/6/24 16:07 | 9/5/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Huatai Securities Co., Ltd. | F4 | T | | 1 | S | -1,793,301 | 35.25 | 0 | -50,874 | -100 | 0 | I | | | | | | | | | | | | | | |
9/5/24 17:09 | 9/3/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Jacobs Kenneth M | NY | DO | Exec CB | 5 | S.m | -44,778 | 44.78 | 0 | -1,000 | | 2,468 | M | | | | | | | | | | | | | | |
9/4/24 18:15 | 9/3/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Lee Ji-Yeun | NY | O | Managing | 4 | S.d | -4,205 | 105.11 | 0 | -40 | | 83 | D | | | | | | | | | | | | | | |
9/4/24 16:44 | 8/30/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Davies William | MN | O | EVP,GLOB | 1 | S | -3,846 | 442.07 | 0 | -9 | | 13 | D | | | | | | | | | | | | | | |
8/30/24 17:00 | 8/29/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Cornwell Kievdi Don | NY | D | | 1 | S.m | -1,924 | 123.42 | 0 | -16 | | 2 | D | | | | | | | | | | | | | | |
8/27/24 21:30 | 8/23/24 | SNCR | Synchronoss Technologies Inc | DE | Financ | InvAdv | Investment Advice | B. Riley Financial, Inc. | CA | T | | 11 | S.dm | -67,231 | 5.81 | 0 | -11,568 | | 2,665 | I | | | | | | | | | | | | | | |
8/27/24 17:00 | 8/26/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Skaugen Grace Reksten | NY | D | | 1 | S | -252 | 124.86 | 0 | -2 | | 1 | D | | | | | | | | | | | | | | |
8/23/24 16:59 | 8/22/24 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Stonehill Charles G.T. | TN | D | | 1 | S | -139 | 34.87 | 0 | -4 | | 26 | D | | | | | | | | | | | | | | |
8/23/24 16:40 | 8/21/24 | GTES | Gates Industrial Corp Plc | DE | Financ | InvAdv | Investment Advice | Blackstone Inc. | NY | T | | 4 | S | -1,319,724 | 14.32 | 0 | -92,190 | | 2,037 | I | | | | | | | | | | | | | | |
8/22/24 16:49 | 8/21/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Lalonde Timothy Gilbert | NY | O | CFO | 3 | S | -1,925 | 200.84 | 0 | -10 | | 41 | D | | | | | | | | | | | | | | |
8/22/24 10:41 | 8/20/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Moran Kevin P. | NY | O | P,COO | 4 | S.d | -699 | 4.15 | 0 | -168 | | 176 | D | | | | | | | | | | | | | | |
8/20/24 18:18 | 8/19/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Horgen Jay C. | FL | DO | P,CEO | 1 | S.dm | -3,128 | 170.94 | 0 | -18 | | 388 | D | | | | | | | | | | | | | | |
8/20/24 18:15 | 8/16/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Wojcik Thomas M | FL | O | COO | 1 | S.d | -827 | 172.71 | 0 | -5 | | 84 | D | | | | | | | | | | | | | | |
8/20/24 18:13 | 8/16/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Jamal Rizwan M | FL | O | Head of | 1 | S.d | -1,491 | 172.89 | 0 | -9 | | 199 | D | | | | | | | | | | | | | | |
8/16/24 17:47 | 8/16/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Beiser Scott L | CA | DOT | CO-CB | 1 | S.d | -1,263 | 151.89 | 0 | -8 | -100 | 0 | D | | | | | | | | | | | | | | |
8/13/24 17:07 | 8/9/24 | FIP | Ftai Infrastructure Inc. | DE | Financ | InvAdv | Investment Advice | Fig Buyer Gp, LLC | NY | T | | 1 | S.d | -30,731 | 9.04 | 0 | -3,400 | | 9,176 | I | | | | | | | | | | | | | | |
8/8/24 17:27 | 8/7/24 | AFL | Aflac Inc | DE | Financ | InvAdv | Investment Advice | Kenny Thomas J | GA | D | | 2 | S | -621 | 88.71 | 0 | -7 | | 18 | D | | | | | | | | | | | | | | |
8/5/24 16:00 | 7/31/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Payne David | NY | O | Chief Ac | 2 | S | -1,983 | 136.73 | 0 | -15 | | 50 | D | | | | | | | | | | | | | | |
8/2/24 17:00 | 8/1/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Rafferty Emily K | NY | D | | 1 | S | -222 | 130.79 | 0 | -2 | | 7 | D | | | | | | | | | | | | | | |
7/31/24 17:11 | 7/31/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dunn Daniel Joseph | IL | O | Chief Re | 1 | S | -513 | 320.89 | 0 | -2 | | 13 | D | | | | | | | | | | | | | | |
7/31/24 16:41 | 7/29/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Carlton Pamela G | NY | D | | 1 | S | -132 | 247.07 | 0 | -1 | | 3 | D | | | | | | | | | | | | | | |
7/31/24 16:20 | 7/29/24 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Hogbin Christopher | TN | O | Global H | 1 | S | -446 | 34.87 | 0 | -13 | | 10 | D | | | | | | | | | | | | | | |
7/26/24 16:06 | 7/26/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Dulik Elena | NY | O | Chief Ac | 2 | S | -140 | 76.85 | 0 | -2 | | 20 | D | | | | | | | | | | | | | | |
7/26/24 16:06 | 7/25/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Cheigh Jon | NY | O | Chief In | 2 | S | -1,571 | 79.89 | 0 | -20 | | 168 | D | | | | | | | | | | | | | | |
7/23/24 16:42 | 7/22/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Simon Richard P | NY | D | | 2 | S.m | -1,282 | 75.41 | 0 | -17 | | 22 | D | | | | | | | | | | | | | | |
6/25/24 16:40 | 6/24/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Tsay Caroline J | IL | D | | 1 | S | -86 | 296.98 | 0 | 0 | | 4 | D | | | | | | | | | | | | | | |
6/20/24 16:30 | 6/20/24 | TGAN | Transphorm, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Phorm Investors L.P. | NY | T | | 1 | S | -124,501 | 5.10 | 0 | -24,412 | -100 | 0 | I | | | | | | | | | | | | | | |
6/12/24 19:54 | 6/11/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Mitchell Steven R | NY | DT | | 2 | S.am | -2,746 | 43.94 | 0 | -63 | | 28 | D | | | | | | | | | | | | | | |
6/12/24 17:19 | 6/10/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Keck Thomas | NY | DH | See Rema | 4 | S.m | -9,121 | 39.66 | 0 | -230 | | 4,514 | I | | | | | | | | | | | | | | |
6/11/24 20:17 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Zyla Gary G. | CA | O | EVP,CFO | 1 | S | -268 | 34.40 | 0 | -8 | | 93 | D | | | | | | | | | | | | | | |
6/11/24 20:16 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Minta-Jacobs Esi | CA | O | HR,Digit | 1 | S | -87 | 34.40 | 0 | -3 | | 67 | D | | | | | | | | | | | | | | |
6/11/24 20:16 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Mehta Mukesh | CA | O | EVP,CIO | 1 | S | -305 | 34.40 | 0 | -9 | | 305 | D | | | | | | | | | | | | | | |
6/11/24 20:14 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | McNatt Joel David Jr | CA | O | EVP,Inve | 2 | S | -282 | 30.42 | 0 | -9 | | 56 | D | | | | | | | | | | | | | | |
6/11/24 20:13 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Kim Michael | CA | DO | CEO,P | 2 | S | -741 | 34.83 | 0 | -21 | | 408 | D | | | | | | | | | | | | | | |
6/11/24 20:12 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Hansen Carrie E. | CA | O | EVP,COO | 2 | S | -666 | 30.13 | 0 | -22 | | 145 | D | | | | | | | | | | | | | | |
6/11/24 20:12 | 6/10/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Angus Ted F. | CA | O | EVP,GC | 1 | S | -331 | 34.40 | 0 | -10 | | 114 | D | | | | | | | | | | | | | | |
6/10/24 21:48 | 6/7/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Olian Judy D. | CA | D | | 1 | S | -458 | 134.00 | 0 | -3 | | 27 | D | | | | | | | | | | | | | | |
6/7/24 16:36 | 6/5/24 | OAK.P | Brookfield Oaktree Holdings, LLC | DE | Financ | InvAdv | Investment Advice | Perry Mansco III | CA | D | | 1 | S | -22 | 21.65 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
6/4/24 17:46 | 6/4/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Preiser David A | CA | DO | CO-P | 1 | S.d | -2,664 | 133.21 | 0 | -20 | -100 | 0 | D | | | | | | | | | | | | | | |
5/21/24 16:40 | 5/17/24 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Mandinach Barry M. | CT | O | EVP,Head | 1 | S.m | -1,863 | 234.00 | 0 | -8 | | 12 | D | | | | | | | | | | | | | | |
5/15/24 16:12 | 5/13/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Line Thomas Edward | OH | O | CFO | 1 | S.m | -550 | 157.01 | 0 | -4 | | 14 | D | | | | | | | | | | | | | | |
5/13/24 17:12 | 5/10/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Kaplan Steven N | IL | D | | 2 | S | -756 | 302.47 | 0 | -3 | | 44 | D | | | | | | | | | | | | | | |
5/8/24 16:30 | 5/6/24 | OWL | Blue Owl Capital Inc. | | Financ | InvAdv | Investment Advice | Laurino Andrew Charles | NY | O | Senior M | 1 | S.d | 0 | 0.00 | 0 | -19,600 | | 1,623 | I | | | | | | | | | | | | | | |
5/7/24 17:24 | 2/15/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Dolan Kevin B | X0 | D | | 1 | S | -103 | 30.99 | 0 | -3 | | 17 | D | | | | | | | | | | | | | | |
4/26/24 16:58 | 4/24/24 | CBL | Cbl & Associates Properties Inc | DE | Financ | InvAdv | Investment Advice | Oaktree Capital Group Holdings Gp, LLC | CA | T | | 1 | S | -155 | 21.75 | 0 | -7 | 0 | 4,005 | I | | | | | | | | | | | | | | |
4/19/24 18:27 | 4/17/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Ressler Antony P | CA | DOT | Co-Found | 11 | S.m | -656,537 | 131.31 | 0 | -5,000 | | 7,985 | I | | | | | | | | | | | | | | |
4/4/24 19:54 | 4/2/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Connell Brooke | NY | O | P,US Wea | 1 | S.d | -76 | 5.07 | 0 | -15 | | 191 | D | | | | | | | | | | | | | | |
3/27/24 15:49 | 3/25/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Feinglass Michael | TX | TH | See Rema | 5 | S.dm | -2,503 | 8.52 | 0 | -294 | | 427 | D | | | | | | | | | | | | | | |
3/11/24 17:29 | 3/7/24 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Oakville Number 2 Trust | PA | T | | 1 | S.d | -5,940 | 108.00 | 0 | -55 | | 480 | D | | | | | | | | | | | | | | |
3/8/24 16:36 | 3/6/24 | WHG | Westwood Holdings Group Inc | DE | Financ | InvAdv | Investment Advice | Lockridge Matthew | TX | O | Head,U.S | 1 | S | -168 | 12.01 | 0 | -14 | | 56 | D | | | | | | | | | | | | | | |
3/7/24 17:31 | 3/6/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Hughes Brennan A. | X0 | O | CHIEF AC | 1 | S | -58 | 32.26 | 0 | -2 | | 5 | D | | | | | | | | | | | | | | |
3/7/24 16:49 | 3/6/24 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Zarrilli Stephen T | CT | D | | 1 | S | -534 | 248.40 | 0 | -2 | | 4 | D | | | | | | | | | | | | | | |
3/5/24 18:34 | 3/3/24 | BMBL | Bumble Inc. | DE | Financ | InvAdv | Investment Advice | Bx Buzz Ml-1 Gp LLC | NY | T | | 2 | S.d | -83,536 | 12.81 | 0 | -6,521 | -100 | 14 | I | | | | | | | | | | | | | | |
3/4/24 17:17 | 3/1/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Fogo Georgina | X0 | O | CHIEF RI | 2 | S | -777 | 30.95 | 0 | -25 | | 127 | D | | | | | | | | | | | | | | |
3/4/24 17:17 | 2/29/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Meates Helen T | NY | O | CFO | 1 | S.dm | -1,886 | 105.18 | 0 | -18 | | 51 | D | | | | | | | | | | | | | | |
3/1/24 17:08 | 2/28/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Lowry James R | X0 | O | GLOBAL C | 1 | S | -302 | 30.93 | 0 | -10 | | 47 | D | | | | | | | | | | | | | | |
2/29/24 19:23 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Vazquez-Ubarri Anilu | TX | DO | COO | 1 | S.d | -4,245 | 41.64 | 0 | -102 | | 334 | D | | | | | | | | | | | | | | |
2/29/24 19:01 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Winkelried Jon | TX | DO | CEO | 1 | S.d | -43,757 | 41.64 | 0 | -1,051 | | 3,326 | M | | | | | | | | | | | | | | |
2/29/24 18:57 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Weingart Jack | TX | DO | CFO | 1 | S.d | -12,845 | 41.64 | 0 | -308 | | 1,126 | I | | | | | | | | | | | | | | |
2/29/24 18:45 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Trujillo David | TX | D | | 1 | S.d | -16,552 | 41.64 | 0 | -398 | | 183 | D | | | | | | | | | | | | | | |
2/29/24 18:43 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Sisitsky Todd Benjamin | TX | DO | P | 1 | S.d | -29,688 | 41.64 | 0 | -713 | | 910 | M | | | | | | | | | | | | | | |
2/29/24 18:41 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Sarvananthan Ganendran | TX | D | | 1 | S.d | -7,191 | 41.64 | 0 | -173 | | 1,409 | D | | | | | | | | | | | | | | |
2/29/24 18:38 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Rhodes Jeffrey K. | TX | D | | 1 | S.d | -17,017 | 41.64 | 0 | -409 | | 241 | I | | | | | | | | | | | | | | |
2/29/24 18:36 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Raj Nehal | TX | D | | 1 | S.d | -10,446 | 41.64 | 0 | -251 | | 2,747 | I | | | | | | | | | | | | | | |
2/29/24 18:33 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Harris Joann | TX | O | Chief Co | 1 | S.d | -1,061 | 41.64 | 0 | -25 | | 23 | M | | | | | | | | | | | | | | |
2/29/24 18:29 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Davis Kelvin L. | TX | D | | 1 | S.d | -34,229 | 41.64 | 0 | -822 | | 908 | I | | | | | | | | | | | | | | |
2/29/24 18:26 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Davidson Martin | TX | O | Chief Ac | 1 | S.d | -1,637 | 41.64 | 0 | -39 | | 31 | D | | | | | | | | | | | | | | |
2/29/24 18:24 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Coulter James G | TX | DOT | Exec CB | 1 | S.d | -56,285 | 41.64 | 0 | -1,352 | | 3,047 | M | | | | | | | | | | | | | | |
2/29/24 18:22 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Coslet Jonathan J | TX | D | | 1 | S.d | -41,640 | 41.64 | 0 | -1,000 | | 554 | I | | | | | | | | | | | | | | |
2/29/24 18:20 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Chorengel Maya | TX | D | | 1 | S.d | -3,114 | 41.64 | 0 | -75 | | 57 | D | | | | | | | | | | | | | | |
2/29/24 18:18 | 2/29/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Bonderman David | TX | DT | | 1 | S.d | -66,695 | 41.64 | 0 | -1,602 | | 38 | M | | | | | | | | | | | | | | |
2/22/24 18:58 | 2/14/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Gathy Michael | NY | O | Chief Ac | 2 | S.dm | -29 | 37.58 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
2/20/24 18:03 | 2/15/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Lim James | NY | T | | 3 | S.m | -13,811 | 31.65 | 0 | -436 | | 6,398 | I | | | | | | | | | | | | | | |
2/15/24 16:35 | 2/14/24 | BSIG | Brightsphere Investment Group Inc. | DE | Financ | InvAdv | Investment Advice | Rana Suren | MA | DO | P,CEO | 1 | S.d | -2,280 | 20.74 | 0 | -110 | | 131 | D | | | | | | | | | | | | | | |
2/12/24 16:54 | 2/8/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Klurfeld Jason | NY | O | GC | 1 | S | -1,018 | 173.21 | 0 | -6 | | 22 | D | | | | | | | | | | | | | | |
2/5/24 18:43 | 2/5/24 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Angerthal Michael A | CT | O | EVP,CFO, | 1 | S | -1,871 | 232.51 | 0 | -8 | | 70 | D | | | | | | | | | | | | | | |
1/31/24 16:01 | 1/29/24 | OWL | Blue Owl Capital Inc. | | Financ | InvAdv | Investment Advice | Glide Path Solutions 2020, L.P. | CA | T | | 1 | S | -102,798 | 15.82 | 0 | -6,500 | | 43,500 | M | | | | | | | | | | | | | | |
12/21/23 17:51 | 12/20/23 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Bentley Pamela L | IL | O | CFO | 2 | S.m | -1,107 | 8.86 | 0 | -125 | | 78 | D | | | | | | | | | | | | | | |
12/19/23 17:01 | 12/15/23 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Schwartz Harvey M | DC | DO | CEO | 1 | S | -12,328 | 41.74 | 0 | -295 | | 6,768 | D | | | | | | | | | | | | | | |
12/14/23 19:22 | 12/14/23 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Sethi Alok | CA | O | EVP,Head | 2 | S | -1,278 | 27.20 | 0 | -47 | | 92 | D | | | | | | | | | | | | | | |
12/7/23 16:48 | 12/5/23 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Beattie Richard I | NY | D | | 1 | S | -987 | 151.31 | 0 | -7 | | 17 | D | | | | | | | | | | | | | | |
11/21/23 16:09 | 11/20/23 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Ceresino Gordon J | PA | O | Vice CB | 1 | S | -220 | 31.91 | 0 | -7 | | 149 | D | | | | | | | | | | | | | | |
11/16/23 16:30 | 11/14/23 | HG | Hamilton Insurance Group, Ltd. | DE | Financ | InvAdv | Investment Advice | Bsof Master Fund L.P. | NY | T | | 1 | S.d | -13,668 | 14.06 | 0 | -972 | -100 | 0 | I | | | | | | | | | | | | | | |
11/15/23 21:57 | 11/13/23 | RWAY | Runway Growth Finance Corp. | DE | Financ | InvAdv | Investment Advice | Ocm Growth Holdings LLC | CA | DT | | 1 | S | -45,216 | 12.06 | 0 | -3,750 | | 17,305 | D | | | | | | | | | | | | | | |
11/15/23 19:00 | 11/13/23 | RILY | B. Riley Financial, Inc. | DE | Financ | InvAdv | Investment Advice | Moore Andrew | CA | O | CEO B. R | 1 | S | -1,254 | 20.35 | 0 | -62 | | 318 | D | | | | | | | | | | | | | | |
11/15/23 14:08 | 11/14/23 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Diamonte Robin | IL | D | | 1 | S | -108 | 268.91 | 0 | 0 | | 9 | D | | | | | | | | | | | | | | |