8/28/25 20:05 | 8/27/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Ressler Antony P | CA | DOT | Co-Found | 3 | S.m | -153,559 | 179.49 | 0 | -856 | | 3,969 | I | | | | | | | | | | | | | | |
8/28/25 17:56 | 8/27/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Siegert Paul Eric | CA | O | CO-CB | 1 | S.d | -7,998 | 199.95 | 0 | -40 | -100 | 0 | D | | | | | | | | | | | | | | |
8/28/25 16:36 | 7/30/25 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | 12 | P.m | 1,155 | 11.13 | 0 | 104 | 53 | 299 | D | | | | | | | | | | | | | | |
8/28/25 14:44 | 8/27/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | 14 | P | 8 | 40.44 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
8/28/25 12:36 | 8/27/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Brennan Alice C | NY | D | | 1 | P | 4 | 38.00 | 0 | 0 | 11 | 1 | D | | | | | | | | | | | | | | |
8/27/25 18:08 | 8/25/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DOH | CEO | 3 | S | -1,830 | 61.00 | 0 | -30 | | 3,183 | I | | | | | | | | | | | | | | |
8/27/25 17:10 | 8/25/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | 6 | S.m | -26,094 | 260.94 | 0 | -100 | | 14,888 | D | | | | | | | | | | | | | | |
8/27/25 09:13 | 8/22/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Shropshire Kenneth | NY | D | | 1 | S | -190 | 72.52 | 0 | -3 | | 7 | D | | | | | | | | | | | | | | |
8/26/25 21:39 | 8/25/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | 3 | S.dm | -107,658 | 182.47 | 0 | -590 | | 1,712 | I | | | | | | | | | | | | | | |
8/26/25 17:42 | 8/22/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DTH | See rema | 1 | S.m | -1,234 | 12.72 | 0 | -97 | | 3,159 | I | | | | | | | | | | | | | | |
8/25/25 17:57 | 8/22/25 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Bernstein Seth P | TN | DO | P,CEO | 2 | S.m | -1,270 | 40.07 | 0 | -32 | | 263 | D | | | | | | | | | | | | | | |
8/22/25 17:15 | 8/14/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Thomas P. Danis, Jr. Revocable Living Trust Dated March 10, 2003 | TX | H | See Rema | 1 | S.d | -286 | 12.62 | 0 | -23 | | 22 | D | | | | | | | | | | | | | | |
8/21/25 16:20 | 8/19/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | 3 | M.d | 9,755 | 250.09 | 0 | 39 | | 16 | M | | | | | | | | | | | | | | |
8/21/25 16:20 | 8/19/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | 3 | S.d | -9,755 | 250.09 | 0 | -39 | | 16 | M | | | | | | | | | | | | | | |
8/18/25 20:18 | 8/15/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Pollock Frederick | IL | O | Chief In | 2 | M.d | 0 | 0.00 | 0 | 78 | 12 | 701 | D | | | | | | | | | | | | | | |
8/18/25 20:16 | 8/15/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Levin Jonathan Reisin | IL | DO | P | 2 | M.d | 0 | 0.00 | 0 | 128 | 28 | 587 | D | | | | | | | | | | | | | | |
8/18/25 17:18 | 8/15/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Churchill Dwight D. | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 5 | 29 | D | | | | | | | | | | | | | | |
8/18/25 17:15 | 8/15/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Ryan David Christopher | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 43 | 4 | D | | | | | | | | | | | | | | |
8/18/25 17:13 | 8/15/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Starr Loren M | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 73 | 1 | D | | | | | | | | | | | | | | |
8/18/25 17:11 | 8/15/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Alvingham Karen L. | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 10 | 12 | D | | | | | | | | | | | | | | |
8/18/25 17:08 | 8/15/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Franqui Annette | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
8/18/25 17:07 | 8/15/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Matos Rodriguez Felix V. | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 32 | 5 | D | | | | | | | | | | | | | | |
8/18/25 17:05 | 8/15/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Palandjian Tracy P. | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 7 | 18 | D | | | | | | | | | | | | | | |
8/18/25 17:02 | 8/14/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Seavey Thomas L | CA | D | | 2 | S.m | -215 | 10.75 | 0 | -20 | | 56 | D | | | | | | | | | | | | | | |
8/15/25 18:44 | 8/13/25 | BMBL | Bumble Inc. | DE | Financ | InvAdv | Investment Advice | Bx Buzz Ml-1 Gp LLC | NY | T | | 1 | S.d | -104,479 | 6.26 | 0 | -16,690 | | 5,405 | I | | | | | | | | | | | | | | |
8/15/25 16:54 | 8/14/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Sawhney Vikrant | NY | O | Chief Ad | 1 | S | -8,830 | 173.64 | 0 | -51 | | 789 | D | | | | | | | | | | | | | | |
8/14/25 17:00 | 8/12/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Horgen Jay C. | FL | DO | CEO | 2 | M.d | 11,174 | 74.49 | 0 | 150 | 41 | 518 | D | | | | | | | | | | | | | | |
8/14/25 16:30 | 8/12/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | 1 | S | -2,249 | 145.11 | 0 | -16 | | 357 | D | | | | | | | | | | | | | | |
8/13/25 19:50 | 8/12/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Sullivan Kathleen Patricia | IL | O | Principa | 2 | S.d | -78 | 2.55 | 0 | -31 | | 66 | D | | | | | | | | | | | | | | |
8/13/25 17:12 | 8/11/25 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Ferguson Jeffrey W. | DC | O | GC | 1 | S.m | -19,088 | 63.63 | 0 | -300 | | 753 | D | | | | | | | | | | | | | | |
8/13/25 16:43 | 8/11/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Porat Ruth | NY | D | | 1 | P | 47 | 170.43 | 0 | 0 | 1 | 47 | M | | | | | | | | | | | | | | |
8/11/25 16:47 | 8/7/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Chu Jennifer L. | TX | O | GC,GC | 1 | M.d | 0 | 0.00 | 0 | 46 | 29 | 207 | D | | | | | | | | | | | | | | |
8/8/25 17:04 | 8/7/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Payne David | NY | O | Chief Ac | 1 | S | -1,598 | 169.97 | 0 | -9 | | 54 | D | | | | | | | | | | | | | | |
8/8/25 17:00 | 8/7/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Skaugen Grace Reksten | NY | D | | 2 | S.d | -266 | 88.45 | 0 | -3 | | 2 | D | | | | | | | | | | | | | | |
8/7/25 19:49 | 8/6/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Chatterjee Whitney | NY | O | GC | 1 | S | -657 | 146.03 | 0 | -5 | | 83 | D | | | | | | | | | | | | | | |
8/7/25 18:32 | 8/7/25 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Roberts George R | CA | DO | Co-Exec | 2 | S | -259,402 | 129.70 | 0 | -2,000 | | 84,673 | I | | | | | | | | | | | | | | |
8/7/25 16:41 | 8/5/25 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Lalonde Timothy Gilbert | NY | O | CFO | 1 | S | -2,484 | 295.44 | 0 | -8 | | 37 | D | | | | | | | | | | | | | | |
8/7/25 16:36 | 8/5/25 | EPIX | Essa Pharma Inc. | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/il | CA | T | | 2 | S.d | -13,956 | 43.98 | 0 | -317 | | 914 | D | | | | | | | | | | | | | | |
8/6/25 16:54 | 8/4/25 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Fogo Georgina | X0 | O | CHIEF RI | 1 | S | -2,972 | 43.07 | 0 | -69 | | 58 | D | | | | | | | | | | | | | | |
8/6/25 16:15 | 8/5/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Baratta Joseph | NY | D | | 1 | S | -16,736 | 167.36 | 0 | -100 | | 809 | D | | | | | | | | | | | | | | |
8/5/25 16:57 | 8/1/25 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Klurfeld Jason | NY | O | GC | 1 | S | -1,572 | 285.85 | 0 | -6 | | 60 | D | | | | | | | | | | | | | | |
8/5/25 16:47 | 8/4/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Ramirez Gregory K | WI | O | EVP | 1 | S | -116 | 46.50 | 0 | -3 | | 102 | D | | | | | | | | | | | | | | |
8/4/25 16:04 | 8/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | 1 | S | -22 | 50.71 | 0 | 0 | | 30 | D | | | | | | | | | | | | | | |
8/1/25 17:30 | 7/31/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Travin David Adam | NY | O | GC | 1 | S | -407 | 178.06 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
7/30/25 16:37 | 6/13/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Bouzarif Ali | NY | D | | 2 | M.d | 0 | 0.00 | 0 | 45 | 6 | 802 | D | | | | | | | | | | | | | | |
7/30/25 16:36 | 6/13/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Brophy Warson Tracey | NY | D | | 2 | M.d | 0 | 0.00 | 0 | 45 | 487 | 54 | D | | | | | | | | | | | | | | |
7/30/25 16:36 | 6/13/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Furlong Mark F | NY | D | | 2 | M.d | 0 | 0.00 | 0 | 45 | 212 | 66 | D | | | | | | | | | | | | | | |
7/30/25 16:35 | 6/13/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Keaney Timothy F | NY | D | | 2 | M.d | 0 | 0.00 | 0 | 69 | 76 | 160 | D | | | | | | | | | | | | | | |
7/30/25 16:34 | 6/13/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Corio Norma | NY | D | | 2 | M.d | 0 | 0.00 | 0 | 45 | | 41 | D | | | | | | | | | | | | | | |
7/29/25 19:01 | 7/25/25 | CART | Maplebear Inc. | DE | Financ | InvAdv | Investment Advice | Gcm Grosvenor Inc. | IL | H | See Expl | 1 | S | -232,269 | 47.75 | 0 | -4,864 | | 4,141 | I | | | | | | | | | | | | | | |
7/29/25 17:00 | 7/25/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Watanabe Osamu R. | NY | O | GC,Secre | 1 | S | -461 | 72.64 | 0 | -6 | | 0 | D | | | | | | | | | | | | | | |
7/23/25 19:41 | 7/21/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Allara Dean | UT | DO | Vice CB | 1 | S.dm | -204 | 10.57 | 0 | -19 | 0 | 7,066 | D | | | | | | | | | | | | | | |
7/23/25 19:40 | 7/21/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Elsnab Katherine | UT | O | CFO | 2 | S.dm | -845 | 9.27 | 0 | -91 | | 413 | D | | | | | | | | | | | | | | |
7/23/25 19:40 | 7/21/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Slager Jonathan | UT | DO | CEO | 1 | S.dm | -289 | 10.57 | 0 | -27 | 0 | 5,864 | D | | | | | | | | | | | | | | |
7/23/25 19:39 | 7/21/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | O'Farrell Adam | UT | DO | COO | 1 | S.dm | -115 | 10.57 | 0 | -11 | 0 | 2,815 | D | | | | | | | | | | | | | | |
7/23/25 19:39 | 7/21/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Morse Robert Randolph | UT | DOT | Exec CB | 1 | S.dm | -838 | 10.57 | 0 | -79 | 0 | 32,360 | D | | | | | | | | | | | | | | |
7/22/25 20:34 | 6/3/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Keenan Patrick T. | NY | O | Principa | 1 | S | -16 | 3.47 | 0 | -5 | | 7 | D | | | | | | | | | | | | | | |
7/17/25 19:34 | 7/16/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Messemer Deborah M. | TX | D | | 1 | S | -101 | 56.32 | 0 | -2 | | 17 | D | | | | | | | | | | | | | | |
7/14/25 19:33 | 7/10/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Smyth Gerard P. | MN | O | EVP,CIO | 1 | M.d | 0 | 0.00 | 0 | 0 | 2 | 9 | D | | | | | | | | | | | | | | |
7/14/25 19:32 | 7/10/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Brockman Dawn M. | MN | O | SVP,CONT | 1 | M.d | 0 | 0.00 | 0 | 0 | 2 | 1 | D | | | | | | | | | | | | | | |
7/14/25 19:30 | 7/10/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sweeney Joseph Edward | MN | O | P-AWM Pr | 1 | M.d | 0 | 0.00 | 0 | 0 | 4 | 8 | D | | | | | | | | | | | | | | |
7/14/25 16:12 | 7/14/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | 2 | S | -73 | 183.01 | 0 | 0 | | 6 | D | | | | | | | | | | | | | | |
7/1/25 18:06 | 6/28/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Cornelli Francesca | IL | D | | 1 | M.d | 0 | 0.00 | 0 | 3 | 10 | 34 | D | | | | | | | | | | | | | | |
6/30/25 18:16 | 6/30/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Gold Irwin | CA | DOT | CO-CB | 1 | S.d | -914 | 182.81 | 0 | -5 | -100 | 0 | D | | | | | | | | | | | | | | |
6/26/25 16:31 | 6/24/25 | BTSG | Brightspring Health Services, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | 3 | S | -492,528 | 18.25 | 0 | -26,988 | | 100,729 | I | | | | | | | | | | | | | | |
6/20/25 09:49 | 6/18/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Page Sebastien | MD | O | VP | 1 | M.d | 1,177 | 69.02 | 0 | 17 | 36 | 64 | D | | | | | | | | | | | | | | |
6/17/25 16:57 | 6/13/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Quinif Jo Ann | OH | O | P of DHC | 2 | S | -792 | 144.01 | 0 | -6 | | 27 | D | | | | | | | | | | | | | | |
6/17/25 16:57 | 6/13/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Quinif Jo Ann | OH | O | P of DHC | 2 | P | 792 | 144.01 | 0 | 6 | 26 | 27 | D | | | | | | | | | | | | | | |
6/17/25 16:03 | 6/16/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Fede | 1 | S | -256 | 42.70 | 0 | -6 | | 172 | D | | | | | | | | | | | | | | |
6/17/25 16:02 | 6/16/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | 1 | S | -43 | 42.63 | 0 | -1 | 0 | 316 | D | | | | | | | | | | | | | | |
6/16/25 16:47 | 6/12/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | McCabe Michael I | NY | DOH | Head of | 1 | S | -3,829 | 56.54 | 0 | -68 | | 3,464 | D | | | | | | | | | | | | | | |
6/16/25 09:34 | 6/13/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Wimmer Andreas | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 23 | | 23 | D | | | | | | | | | | | | | | |
6/16/25 09:32 | 6/13/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Cetin Nazim | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 23 | | 23 | D | | | | | | | | | | | | | | |
6/13/25 19:54 | 6/12/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | 1 | S | -14,347 | 168.79 | 0 | -85 | | 1,076 | I | | | | | | | | | | | | | | |
6/13/25 17:47 | 6/11/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Soto Alexandra | NY | O | COO | 1 | S | -3,763 | 43.81 | 0 | -86 | | 114 | D | | | | | | | | | | | | | | |
6/13/25 16:32 | 6/11/25 | SVV | Savers Value Village, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | 1 | S | -19,928 | 8.86 | 0 | -2,250 | | 117,449 | I | | | | | | | | | | | | | | |
6/12/25 09:20 | 6/11/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Sawyer Dorothy C | MD | H | VP | 1 | S | -191 | 95.43 | 0 | -2 | | 46 | D | | | | | | | | | | | | | | |
6/11/25 16:30 | 6/9/25 | LOAR | Loar Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Blackstone Holdings IV L.P. | NY | T | | 1 | S | -247,830 | 82.61 | 0 | -3,000 | | 209 | I | | | | | | | | | | | | | | |
6/11/25 09:06 | 6/10/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Bigelow Robert E III | NJ | O | VP,Head | 2 | P | 16 | 3.99 | 0 | 4 | 3 | 133 | D | | | | | | | | | | | | | | |
6/9/25 18:17 | 6/9/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Sarsfield Luke A. III | TX | DO | See Rema | 1 | P | 49 | 9.87 | 0 | 5 | 3 | 188 | D | | | | | | | | | | | | | | |
6/9/25 17:54 | 6/9/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Hood Mark C | TX | O | See rema | 1 | P | 49 | 9.81 | 0 | 5 | 6 | 88 | D | | | | | | | | | | | | | | |
6/9/25 09:08 | 6/6/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Wolfe Daniel B | NJ | DO | P | 1 | P | 4 | 3.94 | 0 | 1 | 0 | 252 | D | | | | | | | | | | | | | | |
6/6/25 16:39 | 6/4/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Daley Charles J Jr | WI | OT | EVP,CFO, | 1 | S | -625 | 40.45 | 0 | -15 | | 92 | D | | | | | | | | | | | | | | |
6/6/25 13:03 | 6/4/25 | ABL | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | McNealy Sean | FL | DOT | Co-Found | 1 | P | 498 | 5.77 | 0 | 86 | 1 | 12,456 | D | | | | | | | | | | | | | | |
6/6/25 13:03 | 6/4/25 | ABL | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kirby Kevin Scott | FL | OT | Co-Found | 1 | P | 498 | 5.77 | 0 | 86 | 1 | 12,447 | D | | | | | | | | | | | | | | |
6/6/25 13:02 | 6/4/25 | ABL | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | McCauley William Hugh Jr | FL | O | CFO | 1 | P | 192 | 5.82 | 0 | 33 | 61 | 87 | D | | | | | | | | | | | | | | |
6/5/25 16:01 | 6/5/25 | WHG | Westwood Holdings Group Inc | DE | Financ | InvAdv | Investment Advice | Gomez Fabian | TX | O | P | 1 | S | -109 | 15.50 | 0 | -7 | | 97 | D | | | | | | | | | | | | | | |
6/5/25 12:03 | 6/4/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Herndon Mark | NY | O | CFO | 1 | P | 1 | 40.20 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
6/5/25 11:25 | 6/3/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Moran Kevin P. | NY | O | P,COO | 1 | S | -99 | 3.47 | 0 | -29 | | 60 | D | | | | | | | | | | | | | | |
6/5/25 11:24 | 6/3/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Connell Brooke | NY | O | P,US Wea | 1 | S | -74 | 3.47 | 0 | -21 | | 216 | D | | | | | | | | | | | | | | |
6/5/25 11:24 | 6/3/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Tiedemann Michael | NY | DO | CEO | 1 | S | -146 | 3.47 | 0 | -42 | | 678 | D | | | | | | | | | | | | | | |
6/5/25 11:23 | 6/3/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Graham Colleen A | NY | O | Chief Le | 1 | S | -80 | 3.47 | 0 | -23 | | 42 | D | | | | | | | | | | | | | | |
6/4/25 17:00 | 6/2/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Costos James | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 18 | 11 | D | | | | | | | | | | | | | | |
6/4/25 17:00 | 6/2/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Ryan Thomas M | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 3 | 10 | 39 | D | | | | | | | | | | | | | | |
6/4/25 17:00 | 6/2/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Whitney Kenneth C | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 19 | 11 | D | | | | | | | | | | | | | | |
6/4/25 17:00 | 6/2/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Rafferty Emily K | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 23 | 9 | D | | | | | | | | | | | | | | |
6/3/25 18:37 | 5/30/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | 1 | S | -5,473 | 165.12 | 0 | -33 | | 1,025 | I | | | | | | | | | | | | | | |
6/3/25 16:24 | 5/31/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Buchanan Sandra M | IL | O | CHRO | 1 | M.d | 0 | 0.00 | 0 | 26 | 124 | 47 | D | | | | | | | | | | | | | | |
6/3/25 16:23 | 5/31/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Bentley Pamela L | IL | O | CFO | 1 | M.d | 0 | 0.00 | 0 | 33 | 65 | 83 | D | | | | | | | | | | | | | | |
6/3/25 16:22 | 6/2/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Blanton Angela | IL | D | | 1 | S | -176 | 12.65 | 0 | -14 | -100 | 0 | D | | | | | | | | | | | | | | |
6/3/25 09:02 | 6/2/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Crain Christopher M | CA | O | GC | 1 | S.d | -87 | 173.02 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
6/2/25 21:10 | 6/2/25 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Kravis Henry R | NY | DO | Co-Exec | 1 | S | -153,756 | 119.99 | 0 | -1,281 | | 81,381 | M | | | | | | | | | | | | | | |
6/2/25 16:30 | 5/29/25 | SARO | Standardaero, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | 1 | S | -100,226 | 27.30 | 0 | -3,671 | | 152,674 | I | | | | | | | | | | | | | | |