3/27/25 17:55 | 3/25/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | DH | See Rema | 3 | S.d | -1,810 | 8.48 | 0 | -213 | | 389 | D | | | | | | | | | | | | | | |
3/27/25 17:36 | 3/27/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | 1 | S | -6 | 10.52 | 0 | -1 | | 12 | D | | | | | | | | | | | | | | |
3/27/25 17:18 | 3/25/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Nilsen Teresa M | CA | DO | P,COO,Se | 2 | S.m | -166 | 10.49 | 0 | -16 | | 167 | M | | | | | | | | | | | | | | |
3/26/25 17:58 | 3/24/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | 1 | S | -16,978 | 153.17 | 0 | -111 | | 1,400 | D | | | | | | | | | | | | | | |
3/26/25 16:56 | 3/25/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | 1 | S | -246 | 12.28 | 0 | -20 | | 349 | D | | | | | | | | | | | | | | |
3/24/25 09:38 | 3/21/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Cooley Richard Scott | OH | D | | 4 | P | 191 | 144.74 | 0 | 1 | 14 | 11 | D | | | | | | | | | | | | | | |
3/21/25 18:50 | 3/19/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Black Leon D | NY | H | See rema | 1 | S | -71,001 | 142.00 | 0 | -500 | | 40,105 | D | | | | | | | | | | | | | | |
3/21/25 16:37 | 3/19/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Berenson Bradford | TX | O | GC | 2 | S | -256 | 50.18 | 0 | -5 | | 293 | D | | | | | | | | | | | | | | |
3/19/25 17:27 | 4/29/21 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Smyth Gerard P. | MN | O | EVP,CIO | 1 | S | -253 | 259.53 | 0 | -1 | | 9 | D | | | | | | | | | | | | | | |
3/19/25 17:27 | 7/31/17 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Cracchiolo James M | MN | DO | CB,CEO | 1 | S | -4,871 | 144.56 | 0 | -34 | | 134 | D | | | | | | | | | | | | | | |
3/17/25 18:43 | 3/13/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Orszag Peter Richard | NY | DO | CEO,CB | 2 | M.dm | 5,860 | 15.13 | 0 | 387 | | 170 | D | | | | | | | | | | | | | | |
3/17/25 18:43 | 3/14/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Orszag Peter Richard | NY | DO | CEO,CB | 2 | S.dm | -5,860 | 15.13 | 0 | -387 | | 170 | D | | | | | | | | | | | | | | |
3/17/25 18:42 | 3/13/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Soto Alexandra | NY | O | COO | 1 | M.d | 0 | 0.00 | 0 | 111 | 124 | 200 | D | | | | | | | | | | | | | | |
3/17/25 18:42 | 3/13/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Russo Evan L | NY | O | CEO of A | 2 | M.dm | 6,740 | 17.76 | 0 | 379 | | 318 | D | | | | | | | | | | | | | | |
3/17/25 17:35 | 3/13/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | 14 | S.m | -39,459 | 315.67 | 0 | -125 | | 15,137 | D | | | | | | | | | | | | | | |
3/13/25 20:14 | 3/11/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Bhutani Ashish | CA | D | | 1 | P | 1,413 | 141.33 | 0 | 10 | 77 | 23 | D | | | | | | | | | | | | | | |
3/13/25 17:13 | 3/13/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | 3 | S | -101 | 167.62 | 0 | -1 | | 6 | D | | | | | | | | | | | | | | |
3/11/25 19:19 | 3/10/25 | CRGY | Crescent Energy Co | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | 1 | S.d | -29,222 | 9.91 | 0 | -2,949 | | 26,758 | I | | | | | | | | | | | | | | |
3/11/25 16:22 | 3/8/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Jensen Richard J. | TX | O | EVP,Head | 1 | M.d | 0 | 0.00 | 0 | 14 | 29 | 64 | D | | | | | | | | | | | | | | |
3/11/25 16:20 | 3/8/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Sarsfield Luke A. III | TX | DO | See Rema | 1 | M.d | 0 | 0.00 | 0 | 29 | 19 | 183 | D | | | | | | | | | | | | | | |
3/11/25 11:09 | 3/8/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DH | See Rema | 2 | M.d | 1,978 | 5.96 | 0 | 332 | 5 | 6,433 | D | | | | | | | | | | | | | | |
3/10/25 16:28 | 3/7/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Ramirez Gregory K | WI | OT | EVP | 1 | S | -255 | 43.16 | 0 | -6 | | 105 | D | | | | | | | | | | | | | | |
3/7/25 19:37 | 3/7/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Moelis Kenneth | NY | DO | CB,CEO | 4 | M.d | 719 | 3.14 | 0 | 229 | | 209 | D | | | | | | | | | | | | | | |
3/7/25 18:09 | 3/5/25 | BBIO | Bridgebio Pharma, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Genetic Disorder L.P. | NY | T | | 1 | S | -197,760 | 32.96 | 0 | -6,000 | | 19,261 | I | | | | | | | | | | | | | | |
3/7/25 17:15 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Horgen Jay C. | FL | DO | P,CEO | 1 | M.d | 0 | 0.00 | 0 | 17 | 4 | 461 | D | | | | | | | | | | | | | | |
3/7/25 17:13 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Padiyar Kavita | FL | O | GC,Corp. | 1 | M.d | 0 | 0.00 | 0 | 2 | 14 | 18 | D | | | | | | | | | | | | | | |
3/7/25 17:10 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Wojcik Thomas M | FL | O | COO | 1 | M.d | 0 | 0.00 | 0 | 7 | 6 | 119 | D | | | | | | | | | | | | | | |
3/7/25 17:07 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Alvingham Karen L. | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 12 | 11 | D | | | | | | | | | | | | | | |
3/7/25 17:05 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Churchill Dwight D. | FL | D | | 2 | M.d | 0 | 0.00 | 0 | 2 | 7 | 27 | D | | | | | | | | | | | | | | |
3/7/25 17:04 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Matos Rodriguez Felix V. | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 52 | 3 | D | | | | | | | | | | | | | | |
3/7/25 17:03 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Palandjian Tracy P. | FL | D | | 2 | M.d | 0 | 0.00 | 0 | 1 | 9 | 15 | D | | | | | | | | | | | | | | |
3/7/25 17:02 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Ryan David Christopher | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 61 | 3 | D | | | | | | | | | | | | | | |
3/7/25 17:01 | 3/5/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Starr Loren M | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
3/6/25 21:06 | 3/4/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | 1 | S.m | -16,100 | 161.00 | 0 | -100 | | 1,076 | I | | | | | | | | | | | | | | |
3/6/25 20:57 | 3/4/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | 1 | S.m | -16,099 | 160.99 | 0 | -100 | | 1,150 | I | | | | | | | | | | | | | | |
3/6/25 20:11 | 3/4/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Blatherwick Nell M. | TX | H | See Rema | 1 | M.d | 0 | 0.00 | 0 | 190 | 106 | 369 | D | | | | | | | | | | | | | | |
3/6/25 16:57 | 3/4/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Coussens Amanda N. | TX | O | EVP,CFO | 1 | M.d | 0 | 0.00 | 0 | 77 | | 77 | D | | | | | | | | | | | | | | |
3/6/25 16:46 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | 1 | S | -16 | 38.23 | 0 | 0 | | 36 | D | | | | | | | | | | | | | | |
3/6/25 16:26 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Zierden Theodore W III | PA | O | VP | 1 | S | -153 | 37.49 | 0 | -4 | | 138 | D | | | | | | | | | | | | | | |
3/6/25 16:23 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Fede | 2 | S | -475 | 38.12 | 0 | -12 | | 185 | D | | | | | | | | | | | | | | |
3/6/25 16:21 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Novak Richard A | PA | O | Principa | 1 | S | -33 | 38.25 | 0 | -1 | | 56 | D | | | | | | | | | | | | | | |
3/6/25 16:19 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | 1 | S | -506 | 37.59 | 0 | -13 | | 323 | D | | | | | | | | | | | | | | |
3/6/25 13:54 | 1/8/25 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | 3 | S | -926 | 47.06 | 0 | -20 | | 32 | D | | | | | | | | | | | | | | |
3/5/25 17:00 | 3/3/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Lee Ji-Yeun | NY | O | Managing | 1 | M.d | 0 | 0.00 | 0 | 15 | 25 | 75 | D | | | | | | | | | | | | | | |
3/5/25 17:00 | 3/3/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Cornwell Kievdi Don | NY | D | | 2 | M.d | 0 | 0.00 | 0 | 19 | 197 | 29 | D | | | | | | | | | | | | | | |
3/5/25 17:00 | 3/3/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Meates Helen T | NY | O | CFO | 1 | M.d | 0 | 0.00 | 0 | 12 | 26 | 60 | D | | | | | | | | | | | | | | |
3/5/25 17:00 | 3/3/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Travin David Adam | NY | O | GC | 1 | M.d | 0 | 0.00 | 0 | 7 | | 7 | D | | | | | | | | | | | | | | |
3/5/25 16:54 | 3/3/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Gathy Michael | NY | O | Chief Ac | 1 | M.d | 0 | 0.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
3/5/25 12:49 | 3/4/25 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | 1 | P | 1,957 | 19.57 | 0 | 100 | 0 | 93,459 | D | | | | | | | | | | | | | | |
3/4/25 20:05 | 3/1/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Pollock Frederick | IL | O | Chief In | 1 | M.d | 0 | 0.00 | 0 | 50 | 8 | 654 | D | | | | | | | | | | | | | | |
3/4/25 20:03 | 3/1/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Sullivan Kathleen Patricia | IL | O | Principa | 1 | M.d | 0 | 0.00 | 0 | 14 | 30 | 61 | D | | | | | | | | | | | | | | |
3/4/25 20:02 | 3/1/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Bentley Pamela L | IL | O | CFO | 1 | M.d | 0 | 0.00 | 0 | 38 | 65 | 96 | D | | | | | | | | | | | | | | |
3/4/25 20:01 | 3/1/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Hurse Sandra | IL | O | CHRO | 1 | M.d | 0 | 0.00 | 0 | 33 | 120 | 61 | D | | | | | | | | | | | | | | |
3/4/25 13:57 | 2/28/25 | IVZ | Invesco Ltd. | D0 | Financ | InvAdv | Investment Advice | Lo Andrew Tak Shing | GA | O | Senior M | 1 | M.d | 0 | 0.00 | 0 | 79 | 13 | 689 | D | | | | | | | | | | | | | | |
3/3/25 17:45 | 2/27/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | 7 | S.m | -2,145 | 1.97 | 0 | -1,091 | | 8,219 | I | | | | | | | | | | | | | | |
2/27/25 17:25 | 2/27/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Fahy Kathryn | CA | O | SVP,CFO | 1 | S | -89 | 11.07 | 0 | -8 | | 74 | D | | | | | | | | | | | | | | |
2/21/25 19:24 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Pilcher Ciafone Katherine | NY | O | COO | 2 | M.d | 260 | 23.72 | 0 | 11 | | 4 | D | | | | | | | | | | | | | | |
2/21/25 19:24 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Pilcher Ciafone Katherine | NY | O | COO | 2 | S.d | -260 | 23.72 | 0 | -11 | | 4 | D | | | | | | | | | | | | | | |
2/21/25 19:22 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Cantor Eric | NY | DO | Vice CB, | 3 | M.d | 1,223 | 22.23 | 0 | 55 | 34 | 219 | D | | | | | | | | | | | | | | |
2/21/25 19:22 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Cantor Eric | NY | DO | Vice CB, | 3 | S.d | -1,223 | 22.23 | 0 | -55 | | 219 | D | | | | | | | | | | | | | | |
2/21/25 19:20 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Simon Joseph | NY | O | CFO | 3 | M.d | 426 | 12.40 | 0 | 34 | | 23 | D | | | | | | | | | | | | | | |
2/21/25 19:20 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Simon Joseph | NY | O | CFO | 3 | S.d | -426 | 12.40 | 0 | -34 | | 23 | D | | | | | | | | | | | | | | |
2/21/25 19:18 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Callesano Christopher | NY | O | Principa | 2 | M.d | 95 | 25.01 | 0 | 4 | | 1 | D | | | | | | | | | | | | | | |
2/21/25 19:18 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Callesano Christopher | NY | O | Principa | 2 | S.d | -95 | 25.01 | 0 | -4 | | 1 | D | | | | | | | | | | | | | | |
2/21/25 19:16 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Raich Jeffrey | NY | O | Co-P,MD | 3 | M.d | 645 | 8.93 | 0 | 72 | | 55 | D | | | | | | | | | | | | | | |
2/21/25 19:16 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Raich Jeffrey | NY | O | Co-P,MD | 3 | S.d | -645 | 8.93 | 0 | -72 | | 55 | D | | | | | | | | | | | | | | |
2/21/25 19:15 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Watanabe Osamu R. | NY | O | GC,Secre | 2 | M.d | 419 | 23.71 | 0 | 18 | | 6 | D | | | | | | | | | | | | | | |
2/21/25 19:15 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Watanabe Osamu R. | NY | O | GC,Secre | 2 | S.d | -419 | 23.71 | 0 | -18 | | 6 | D | | | | | | | | | | | | | | |
2/21/25 19:13 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Mahmoodzadegan Navid | NY | O | Co-P,MD | 3 | M.d | 696 | 3.22 | 0 | 216 | | 198 | D | | | | | | | | | | | | | | |
2/21/25 19:13 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Mahmoodzadegan Navid | NY | O | Co-P,MD | 3 | S.d | -696 | 3.22 | 0 | -216 | | 198 | D | | | | | | | | | | | | | | |
2/21/25 19:10 | 2/21/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Shropshire Kenneth | NY | D | | 1 | S | -184 | 72.30 | 0 | -3 | | 7 | D | | | | | | | | | | | | | | |
2/21/25 18:55 | 2/20/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DOH | CEO | 1 | S | -614 | 61.43 | 0 | -10 | 0 | 3,214 | I | | | | | | | | | | | | | | |
2/21/25 18:53 | 2/19/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Keathley Anthony | NY | O | Chief Ac | 1 | S | -34 | 63.00 | 0 | -1 | | 1 | D | | | | | | | | | | | | | | |
2/21/25 16:43 | 2/19/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sweeney Joseph Edward | MN | O | P-AWM Pr | 1 | S | -2,499 | 539.07 | 0 | -5 | | 8 | D | | | | | | | | | | | | | | |
2/20/25 18:01 | 2/18/25 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Ferguson Jeffrey W. | DC | O | GC | 1 | S.m | -13,265 | 53.06 | 0 | -250 | | 1,095 | D | | | | | | | | | | | | | | |
2/20/25 16:52 | 2/18/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Porat Ruth | NY | D | | 1 | P | 62 | 164.70 | 0 | 0 | 1 | 45 | M | | | | | | | | | | | | | | |
2/20/25 16:05 | 2/18/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sharpe Robert Francis Jr | MN | D | | 2 | S | -1,075 | 537.28 | 0 | -2 | | 16 | I | | | | | | | | | | | | | | |
2/20/25 16:04 | 2/18/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Berman Walter Stanley | MN | O | EVP,CFO | 1 | S | -4,392 | 548.94 | 0 | -8 | | 7 | D | | | | | | | | | | | | | | |
2/19/25 19:56 | 2/18/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Colson Eric R | WI | DOT | CEO | 1 | M.d | 0 | 0.00 | 0 | 27 | 11 | 281 | D | | | | | | | | | | | | | | |
2/19/25 19:50 | 2/18/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Gottlieb Jason A | WI | O | P | 1 | M.d | 0 | 0.00 | 0 | 27 | 20 | 162 | D | | | | | | | | | | | | | | |
2/19/25 19:48 | 2/18/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Krein Christopher J | WI | O | EVP | 1 | M.d | 0 | 0.00 | 0 | 18 | 28 | 82 | D | | | | | | | | | | | | | | |
2/19/25 19:15 | 2/15/25 | AAMI | Acadian Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Wiater Christina | MA | O | PFO , PA | 1 | M.d | 0 | 0.00 | 0 | 5 | 37 | 19 | D | | | | | | | | | | | | | | |
2/19/25 19:10 | 2/15/25 | AAMI | Acadian Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Hart Richard Jonathan | MA | O | CLO,CAO | 1 | M.d | 0 | 0.00 | 0 | 16 | 11 | 166 | D | | | | | | | | | | | | | | |
2/19/25 19:05 | 2/15/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Moran Kevin P. | NY | O | See Rema | 1 | M.d | 0 | 0.00 | 0 | 61 | 221 | 89 | D | | | | | | | | | | | | | | |
2/19/25 18:32 | 2/15/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Tiedemann Michael | NY | DO | CEO | 1 | M.d | 0 | 0.00 | 0 | 83 | 13 | 721 | D | | | | | | | | | | | | | | |
2/19/25 18:29 | 2/15/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Connell Brooke | NY | O | P,US Wea | 1 | M.d | 0 | 0.00 | 0 | 47 | 25 | 238 | D | | | | | | | | | | | | | | |
2/19/25 18:28 | 2/15/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Weeber Robert | NY | O | P,Intl. | 1 | M.d | 0 | 0.00 | 0 | 45 | 10 | 511 | D | | | | | | | | | | | | | | |
2/19/25 18:26 | 2/15/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Yarad Stephen D. | NY | O | CFO | 1 | M.d | 0 | 0.00 | 0 | 48 | 251 | 67 | D | | | | | | | | | | | | | | |
2/19/25 18:22 | 2/15/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Graham Colleen A | NY | O | Global G | 1 | M.d | 0 | 0.00 | 0 | 53 | 460 | 65 | D | | | | | | | | | | | | | | |
2/18/25 17:27 | 2/13/25 | SHEN | Shenandoah Telecommunications Co/Va/ | DE | Financ | InvAdv | Investment Advice | Gcm Grosvenor Inc. | IL | DH | See Expl | 1 | M.d | 0 | 0.00 | 0 | 5 | 0 | 4,105 | I | | | | | | | | | | | | | | |
2/18/25 13:34 | 2/14/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Hiebler Jessica M | MD | O | Principa | 2 | M.d | 221 | 93.79 | 0 | 2 | 19 | 14 | D | | | | | | | | | | | | | | |
2/18/25 13:34 | 2/14/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Hiebler Jessica M | MD | O | Principa | 2 | S.d | -221 | 93.79 | 0 | -2 | | 14 | D | | | | | | | | | | | | | | |
2/14/25 16:51 | 2/12/25 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Rogers Hartley R. | PA | DOT | Exec Co- | 1 | S.d | -1,631 | 159.00 | 0 | -10 | 0 | 6,761 | M | | | | | | | | | | | | | | |
2/14/25 16:28 | 2/13/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | 1 | S | -791 | 158.28 | 0 | -5 | | 377 | D | | | | | | | | | | | | | | |
2/12/25 09:50 | 2/11/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Nelson Joshua B | MD | O | VP | 1 | M.d | 100 | 70.53 | 0 | 1 | 2 | 78 | D | | | | | | | | | | | | | | |
2/12/25 09:49 | 2/11/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Husain Arif | MD | H | VP | 2 | M.d | 757 | 92.05 | 0 | 8 | 29 | 37 | D | | | | | | | | | | | | | | |
2/12/25 09:49 | 2/11/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Husain Arif | MD | H | VP | 2 | S.d | -757 | 92.05 | 0 | -8 | | 37 | D | | | | | | | | | | | | | | |
2/11/25 11:14 | 2/10/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Sawyer Dorothy C | MD | H | VP | 1 | M.d | 130 | 79.71 | 0 | 2 | 4 | 48 | D | | | | | | | | | | | | | | |
2/10/25 20:01 | 2/6/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Deveer R. Kipp | CA | DO | Co-P | 1 | S | -14,999 | 190.02 | 0 | -79 | | 1,150 | D | | | | | | | | | | | | | | |
2/10/25 18:45 | 2/6/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | 1 | S | -3,242 | 540.29 | 0 | -6 | | 19 | I | | | | | | | | | | | | | | |
2/10/25 17:11 | 2/7/25 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Pensa Paul | NY | O | Contr,Pr | 1 | S | -524 | 281.22 | 0 | -2 | | 6 | D | | | | | | | | | | | | | | |
2/10/25 17:11 | 2/6/25 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Hyman Edward S | NY | O | Vice Cha | 1 | S.m | -15,521 | 278.04 | 0 | -56 | | 1,643 | D | | | | | | | | | | | | | | |
1/28/25 17:23 | 1/24/25 | XOMA | Xoma Royalty Corp | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/il | CA | T | | 1 | S.d | -16,984 | 26.10 | 0 | -651 | -100 | 0 | M | | | | | | | | | | | | | | |
1/16/25 09:30 | 1/15/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Robert W. Sharps | MD | O | CEO,P | 1 | M.d | 100 | 79.71 | 0 | 1 | 0 | 526 | D | | | | | | | | | | | | | | |
1/15/25 18:14 | 1/13/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Winkelried Jon | TX | DOT | CEO | 1 | M.d | 0 | 0.00 | 0 | 584 | 20 | 3,529 | D | | | | | | | | | | | | | | |
1/15/25 17:36 | 1/14/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Messemer Deborah M. | TX | D | | 1 | S | -105 | 61.91 | 0 | -2 | | 16 | D | | | | | | | | | | | | | | |
1/6/25 19:21 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Allara Dean | UT | DO | Vice CB | 1 | S.dm | -260 | 8.23 | 0 | -32 | 0 | 7,085 | D | | | | | | | | | | | | | | |
1/6/25 19:20 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Behling Garrett | UT | O | Chief Ac | 1 | S.m | -18 | 8.23 | 0 | -2 | | 46 | D | | | | | | | | | | | | | | |
1/6/25 19:19 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Elsnab Katherine | UT | O | CFO | 1 | S.dm | -77 | 8.23 | 0 | -9 | | 500 | D | | | | | | | | | | | | | | |
1/6/25 19:18 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Morse Robert Randolph | UT | DOT | Exec CB | 1 | S.dm | -1,128 | 8.23 | 0 | -137 | 0 | 32,440 | D | | | | | | | | | | | | | | |
1/6/25 19:16 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | O'Farrell Adam | UT | DO | COO | 1 | S.dm | -166 | 8.23 | 0 | -20 | | 2,826 | D | | | | | | | | | | | | | | |
1/6/25 19:14 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Slager Jonathan | UT | DO | CEO | 1 | S.dm | -284 | 8.23 | 0 | -34 | | 5,891 | D | | | | | | | | | | | | | | |
1/3/25 17:01 | 1/1/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Jeffery Reuben III | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 0 | 0 | 34 | D | | | | | | | | | | | | | | |
1/2/25 16:12 | 12/30/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Cornelli Francesca | IL | D | | 1 | M.d | 0 | 0.00 | 0 | 4 | 17 | 28 | D | | | | | | | | | | | | | | |
1/2/25 16:11 | 12/30/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Masters Blythe | IL | D | | 1 | M.d | 0 | 0.00 | 0 | 8 | 10 | 85 | D | | | | | | | | | | | | | | |