Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
5/30/25 19:15	5/29/25	NHS	Neuberger Berman High Yield Strategies Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	112	7.44	15		15	D
5/30/25 15:20	4/8/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	3	6	P.m	26	10.47	2	54	7	D
5/30/25 14:44	5/28/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	2	2	P	763	15.90	48	3	1,630	I
5/30/25 13:01	5/29/25	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	2	P	429	7.11	60	4	1,516	I
5/30/25 12:30	5/29/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	3	64	P	208	2.61	80	10	877	M
5/29/25 16:55	5/27/25	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	2	2	P	183,375	15.13	12,120		4,538	I
5/29/25 15:34	5/29/25	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	15	15.01	1		1	D
5/29/25 09:58	5/28/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	14	P.m	2,729	10.57	258	15	1,938	I
5/29/25 08:30	5/27/25	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	1	1	P.m	3	15.76	0	1	33	I
5/28/25 20:48	5/27/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	2	2	P	322	14.69	22	38	79	I
5/28/25 17:05	5/27/25	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	45.84	0		0	D
5/28/25 17:05	5/27/25	HYI	Western Asset High Yield Defined Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	12	11.71	1		1	D
5/28/25 17:05	5/27/25	HIX	Western Asset High Income Fund II Inc.		Fund	CEF	Closed-End Funds	1	1	P	10	4.14	3		3	D
5/28/25 17:04	5/27/25	IGI	Western Asset Investment Grade Opportunity Trust Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	16.30	1		1	D
5/28/25 17:04	5/27/25	MHF	Western Asset Municipal High Income Fund Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	11	7.10	2		2	D
5/28/25 17:04	5/27/25	WDI	Western Asset Diversified Income Fund (Wdi)		Fund	CEF	Closed-End Funds	1	1	P	11	14.63	1		1	D
5/28/25 17:04	5/27/25	SCD	Lmp Capital & Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	15.69	1		1	D
5/28/25 17:04	5/27/25	EHI	Western Asset Global High Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	13	6.38	2		2	D
5/28/25 17:04	5/27/25	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	12	3.84	3		3	D
5/28/25 17:03	5/27/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	2	2	P	20	21.67	1	3	34	D
5/28/25 17:03	5/27/25	MMU	Western Asset Managed Municipals Fund Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	10	9.90	1		1	D
5/28/25 17:03	5/27/25	DMO	Western Asset Mortgage Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	12	11.60	1		1	D
5/28/25 17:03	5/27/25	EMD	Western Asset Emerging Markets Debt Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	12	9.65	1		1	D
5/28/25 17:03	5/27/25	GDO	Western Asset Global Corporate Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	11.36	1		1	D
5/28/25 17:03	5/27/25	BWG	Brandywineglobal-Global Income Opportunities Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	12	8.03	2		2	D
5/28/25 11:30	5/27/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	7	13	P.m	119	10.35	12	6	218	I
5/28/25 07:55	4/14/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	3	3	P.m	276	13.13	21	19	130	D
5/27/25 17:03	5/23/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	2	3	P.a	360	15.80	23	21	130	I
5/27/25 16:18	5/22/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	14	P.m	3,124	8.94	349	9	4,298	I
5/27/25 15:30	5/23/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	2	9	P	5,977	12.52	477	8	6,287	D
5/27/25 08:20	5/20/25	ODCYX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	1	1	P	100	9.28	11		11	D
5/23/25 16:05	5/21/25	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	1	2	P	115	10.15	11	3	339	D
5/23/25 16:05	5/21/25	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	1	2	P	35	6.80	5	2	281	D
5/22/25 18:28	5/20/25	IAE	Voya Asia Pacific High Dividend Equity Income Fund		Fund	CEF	Closed-End Funds	1	5	P.m	412	6.48	64	4	1,817	I
5/22/25 16:45	5/19/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	2	3	P	377	9.11	41	79	94	D
5/22/25 14:48	5/22/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	4	9	P	346	24.78	14	3	547	D
5/22/25 09:11	5/20/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	1	1	P	125	9.88	13		13	D
5/21/25 09:54	5/19/25	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	1	1	P.a	10	6.66	2	69	4	D
5/21/25 09:48	5/19/25	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P.a	11	5.27	2	78	5	D
5/20/25 16:01	5/20/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	1	1	P	21	7.14	3	11	30	D
5/20/25 12:36	5/19/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	12	P.m	1,976	8.85	223	16	1,627	I
5/20/25 10:25	3/13/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	2	2	P	100	14.56	7	175	11	D
5/19/25 18:49	5/16/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	1	11	P.m	430	9.82	44	2	1,977	I
5/19/25 18:45	5/15/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	1	10	P.m	1,840	8.38	220	13	1,958	I
5/19/25 16:33	5/16/25	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	1	1	P	13	12.87	1	11	10	D
5/19/25 16:00	5/16/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	250	54.44	5	58	13	D
5/19/25 14:42	5/13/25	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	1	1	P	174	4.34	40	2	2,661	D
5/19/25 06:06	5/15/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	3	3	P	340	13.63	25	29	110	D
5/16/25 13:35	5/15/25	DHCIX	Diamond Hill Securitized Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	800	10.36	77	999%	79	D
5/15/25 17:38	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	4	4	P	48	12.45	4	21	23	D
5/15/25 16:15	5/13/25	LRFC	Logan Ridge Finance Corp.		Fund	CEF	Closed-End Funds	2	2	P	20	17.73	1	101	2	D
5/15/25 10:04	5/14/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	2	6	P	11,853	24.95	475	45	1,541	D
5/13/25 17:54	5/13/25	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	50	30.78	2	10	17	D
5/13/25 17:02	5/13/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	6	6	P.d	264	7.94	33	25	167	D
5/12/25 21:14	5/9/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	1	1	P	50	14.22	4	0	1,085	I
5/12/25 19:53	5/8/25	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	1	5	P	1,185	25.64	46	5	1,017	I
5/9/25 19:58	5/7/25	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	21,301	10.93	1,949	99	3,911	I
5/9/25 17:49	5/7/25	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	21,301	10.65	2,000	27	9,388	I
5/9/25 17:26	5/9/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	1	1	P	87	5.26	17	1	1,216	D
5/9/25 16:22	5/8/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	6	6	P	556	17.50	32	10	353	D
5/8/25 11:56	5/5/25	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	2	2	P	42	15.12	3	22	16	D
5/8/25 10:06	5/7/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	1	7	P	536	11.24	48	2	2,161	I
5/6/25 19:15	5/5/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	7	P.m	744	7.99	93	2	4,016	I
5/6/25 14:27	4/14/25	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	2	3	P	148	10.64	14	7	203	D
5/6/25 13:34	5/5/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	2	3	P	17	18.17	1	20	6	D
5/6/25 13:33	5/5/25	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	10	10.20	1		1	D
5/6/25 13:24	5/5/25	NPFD	Nuveen Variable Rate Preferred & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	9	18.69	1		1	D
5/2/25 18:37	5/1/25	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	1	1	P	1,000	21.46	47	999%	48	D
5/2/25 16:50	4/30/25	FERLX	First Eagle Real Estate Debt Fund		Fund	CEF	Closed-End Funds	1	1	P	8,923	25.16	355	93	735	I
5/2/25 14:29	4/9/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P.m	103	9.61	11	5	228	D
5/2/25 08:30	5/1/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	250	15.00	17		17	D
5/1/25 15:41	5/1/25	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	7	11.21	1	8	8	D
4/30/25 18:00	4/29/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	3	P	138	0.6690	206	5	4,086	D
4/29/25 10:06	4/28/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	1	12	P.m	2,163	10.88	199	15	1,549	I
4/28/25 16:12	4/24/25	XSPIX	Stepstone Private Venture & Growth Fund		Fund	CEF	Closed-End Funds	1	1	P	100	43.22	2		2	D
4/28/25 13:01	4/25/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	4	P	128	14.07	9		7	I
4/24/25 12:27	4/22/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	15	P.m	3,624	9.45	384	11	3,788	I
4/24/25 11:50	4/22/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	4	P	609	8.71	70	2	4,202	I
4/23/25 11:51	4/22/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	2	2	P	439	14.45	30	22	170	D
4/17/25 16:54	4/15/25	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	29	5.48	5	0	5,146	I
4/14/25 12:41	4/11/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	1	P	517	10.23	51	1	4,803	I
4/11/25 18:38	4/10/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	2	4	P	168	13.74	12		8	D
4/11/25 18:34	4/10/25	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	2	4	P	221	13.14	17		16	D
4/11/25 18:31	4/10/25	RMMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	1	P	10	13.94	1		1	D
4/11/25 16:49	4/10/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	2	2	P	125	17.44	7	3	218	I
4/11/25 13:33	4/10/25	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	11	10.90	1		1	D
4/11/25 11:35	4/9/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	540	10.22	53	52	155	D
4/10/25 18:05	4/9/25	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	1	2	P	55	24.52	2	98	5	D
4/10/25 17:01	4/9/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	1	2	P.m	38	6.03	6	117	12	D
4/10/25 16:33	4/9/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	2	3	P	48	20.94	2	22	13	D
4/10/25 08:57	4/9/25	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	1	2	P	166	8.29	20	79	45	D
4/9/25 20:35	4/8/25	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	1	1	P	200	8.94	22	11	235	I
4/9/25 17:00	4/7/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	5	27	P.m	864	2.90	298	15	2,339	D
4/9/25 15:49	4/8/25	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	11	29.55	0		0	D
4/9/25 15:42	4/8/25	HEQ	John Hancock Diversified Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11	9.70	1		1	D
4/9/25 15:36	4/8/25	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	11	15.39	1		1	D
4/9/25 15:31	4/8/25	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11	15.16	1		1	D
4/9/25 15:26	4/8/25	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	1	1	P	11	13.79	1		1	D
4/9/25 15:19	4/8/25	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11	21.30	1		1	D
4/9/25 15:14	4/8/25	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	1	1	P	11	12.57	1		1	D
4/9/25 15:07	4/8/25	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	1	1	P	11	11.85	1		1	D
4/8/25 17:02	4/4/25	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	41	13.80	3	9	35	D
4/8/25 13:55	4/4/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	2	3	P	68	8.66	8	26	38	D
4/8/25 13:29	4/8/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	3	4	P	578	11.71	49	7	776	D
4/7/25 15:26	4/4/25	DHF	Bny Mellon High Yield Strategies Fund		Fund	CEF	Closed-End Funds	1	1	P.m	47	2.35	20	10	220	D
4/7/25 15:23	4/4/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	2	6	P	75	7.84	10	4	230	D
4/3/25 14:47	4/2/25	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	15,000	25.00	600	25	3,000	D
4/2/25 11:39	4/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	25	11.51	2		2	D
4/1/25 16:02	3/28/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	1,461	7.30	200	2	13,538	M
3/27/25 17:41	3/25/25	XALFA	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	634	25.37	25		1	D
3/27/25 14:25	3/25/25	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	1	1	P	100	10.97	9	15	69	I
3/27/25 11:54	3/20/24	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	2	3	P	1,837	4,480.2	0		0	D
3/26/25 16:00	3/24/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	2	12	P	13,326	4.30	3,100	4	83,012	D
3/24/25 17:37	3/7/25	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	1	3	P.m	480	15.28	31	29	138	D
3/24/25 08:54	3/21/25	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	3	11.61	0	71	1	D
3/24/25 08:45	3/21/25	NMZ	Nuveen Municipal High Income Opportunity Fund		Fund	CEF	Closed-End Funds	1	1	P	3	11.08	0	97	1	D
3/21/25 17:33	3/18/25	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	2	2	P	75	10.22	7	7	113	D
3/20/25 14:18	3/20/25	EVT	Eaton Vance Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	1	1	P	7	18.59	0	8	4	D
3/18/25 19:20	3/17/25	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	1,500	9.68	155	98	312	I
3/18/25 12:06	3/17/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	1	1	P	9	21.96	0	7	7	D
3/17/25 18:13	3/4/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	2	2	P.am	2,814	17.58	160	2	7,608	I
3/17/25 14:48	3/17/25	BCSF	Bain Capital Specialty Finance, Inc.		Fund	CEF	Closed-End Funds	1	1	P	25	16.43	2	8	21	D
3/14/25 16:39	3/13/25	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	1	1	P	501	18.57	27	16	194	D
3/12/25 16:05	3/11/25	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	2	3	P	643	12.42	52	15	402	D
3/11/25 19:05	3/7/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	2	2	P.m	124	53.78	2	1	230	D
3/10/25 17:21	3/6/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	1	2	P.m	227	11.34	20	11	194	D
3/5/25 16:05	3/3/25	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	933	23.32	40		40	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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