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5/30/25 19:15
5/29/25
NHSNeuberger Berman High Yield Strategies Fund Inc.FundCEFClosed-End Funds11P1127.4401515D
5/30/25 15:20
4/8/25
LIENChicago Atlantic Bdc, Inc.FundCEFClosed-End Funds36P.m2610.4702547D
5/30/25 14:44
5/28/25
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End Funds34P.m6,91515.880436321,794I
5/30/25 13:03
5/29/25
MPABlackrock Muniyield Pennsylvania Quality FundNJFundCEFClosed-End Funds124S.m-7,89810.850-7281,992I
5/30/25 13:01
5/29/25
JEQAbrdn Japan Equity Fund, Inc.MDFundCEFClosed-End Funds12P4297.1106041,516I
5/30/25 12:30
5/29/25
RCGRenn Fund, Inc.FundCEFClosed-End Funds363P2052.6007910877M
5/29/25 16:55
5/27/25
GBDCGolub Capital Bdc, Inc.FundCEFClosed-End Funds24S-366,74915.130-24,2404,538I
5/29/25 16:55
5/27/25
GBDCGolub Capital Bdc, Inc.FundCEFClosed-End Funds24P366,74915.13024,2404,538I
5/29/25 15:34
5/29/25
RSFRivernorth Capital & Income Fund, Inc.FundCEFClosed-End Funds11P1515.01011D
5/29/25 09:58
5/28/25
GFNew Germany Fund IncMDFundCEFClosed-End Funds113P.m2,61810.630246151,938I
5/29/25 08:30
5/27/25
RANDRand Capital CorpFundCEFClosed-End Funds11P.m315.7600133I
5/28/25 20:48
5/27/25
OBDCBlue Owl Capital CorpFundCEFClosed-End Funds22P32214.690223879I
5/28/25 17:05
5/27/25
EMOClearbridge Energy Midstream Opportunity Fund Inc.FundCEFClosed-End Funds11P1145.84000D
5/28/25 17:05
5/27/25
HYIWestern Asset High Yield Defined Opportunity Fund Inc.FundCEFClosed-End Funds11P1211.71011D
5/28/25 17:05
5/27/25
HIXWestern Asset High Income Fund II Inc.FundCEFClosed-End Funds11P104.14033D
5/28/25 17:04
5/27/25
IGIWestern Asset Investment Grade Opportunity Trust Inc.FundCEFClosed-End Funds11P1116.30011D
5/28/25 17:04
5/27/25
MHFWestern Asset Municipal High Income Fund Inc.MDFundCEFClosed-End Funds11P117.10022D
5/28/25 17:04
5/27/25
WDIWestern Asset Diversified Income Fund (Wdi)FundCEFClosed-End Funds11P1114.63011D
5/28/25 17:04
5/27/25
SCDLmp Capital & Income Fund Inc.FundCEFClosed-End Funds11P1115.69011D
5/28/25 17:04
5/27/25
EHIWestern Asset Global High Income Fund Inc.FundCEFClosed-End Funds11P136.38022D
5/28/25 17:04
5/27/25
HIOWestern Asset High Income Opportunity Fund Inc.FundCEFClosed-End Funds11P123.84033D
5/28/25 17:03
5/27/25
CSWCCapital Southwest CorpFundCEFClosed-End Funds22P2021.6701334D
5/28/25 17:03
5/27/25
MMUWestern Asset Managed Municipals Fund Inc.MDFundCEFClosed-End Funds11P109.90011D
5/28/25 17:03
5/27/25
DMOWestern Asset Mortgage Opportunity Fund Inc.FundCEFClosed-End Funds11P1211.60011D
5/28/25 17:03
5/27/25
EMDWestern Asset Emerging Markets Debt Fund Inc.FundCEFClosed-End Funds11P129.65011D
5/28/25 17:03
5/27/25
GDOWestern Asset Global Corporate Opportunity Fund Inc.FundCEFClosed-End Funds11P1111.36011D
5/28/25 17:03
5/27/25
BWGBrandywineglobal-Global Income Opportunities Fund IncFundCEFClosed-End Funds11P128.03022D
5/28/25 11:30
5/27/25
CIONCion Investment CorpFundCEFClosed-End Funds713P.m11910.350126218I
5/28/25 07:55
4/14/25
FINSAngel Oak Financial Strategies Income Term TrustFundCEFClosed-End Funds33P.m27613.1302119130D
5/27/25 17:03
5/23/25
NCDLNuveen Churchill Direct Lending Corp.FundCEFClosed-End Funds23P.a36015.8002321130I
5/27/25 17:00
5/22/25
CRFCornerstone Total Return Fund IncFundCEFClosed-End Funds11M186.9703473D
5/27/25 17:00
5/22/25
CLMCornerstone Strategic Investment Fund, Inc.MDFundCEFClosed-End Funds11M197.30032110D
5/27/25 16:18
5/22/25
EVMEaton Vance California Municipal Bond FundFundCEFClosed-End Funds114P.m3,1248.94034994,298I
5/27/25 15:30
5/23/25
MEGINyli Cbre Global Infrastructure Megatrends Term FundFundCEFClosed-End Funds310P5,98712.52047886,289D
5/27/25 08:20
5/20/25
ODCYXAccordant Odce Index FundFundCEFClosed-End Funds11P1009.2801111D
5/23/25 16:05
5/21/25
PFLTPennantpark Floating Rate Capital Ltd.FundCEFClosed-End Funds12P11510.150113339D
5/23/25 16:05
5/21/25
PNNTPennantpark Investment CorpFundCEFClosed-End Funds12P356.80052281D
5/22/25 18:28
5/20/25
IAEVoya Asia Pacific High Dividend Equity Income FundFundCEFClosed-End Funds15P.m4126.4806441,817I
5/22/25 18:25
5/20/25
SABASaba Capital Income & Opportunities Fund IIFLFundCEFClosed-End Funds110S.m-3,0668.790-3493,021I
5/22/25 18:22
5/20/25
HQLAbrdn Life Sciences InvestorsMAFundCEFClosed-End Funds114S.m-3,16012.230-2583,274I
5/22/25 16:45
5/19/25
BBDCBarings Bdc, Inc.FundCEFClosed-End Funds24P3779.110417994D
5/22/25 14:48
5/8/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End Funds818S-2,16724.800-872,159I
5/22/25 09:11
5/20/25
NAIFXNomura Alternative Income FundFundCEFClosed-End Funds11P1259.8801313D
5/21/25 09:54
5/19/25
USALiberty All Star Equity FundFundCEFClosed-End Funds11P.a106.6602694D
5/21/25 09:48
5/19/25
ASGLiberty All Star Growth Fund Inc.FundCEFClosed-End Funds11P.a115.2702785D
5/20/25 16:55
5/19/25
TRINTrinity Capital Inc.FundCEFClosed-End Funds22S-10014.550-71,179D
5/20/25 16:01
5/20/25
FSCOFs Credit Opportunities Corp.FundCEFClosed-End Funds11P217.14031130D
5/20/25 12:36
5/19/25
ECFEllsworth Growth & Income Fund LtdDEFundCEFClosed-End Funds112P.m1,9768.850223161,627I
5/20/25 10:25
3/13/25
MXFMexico Fund IncFundCEFClosed-End Funds22P10014.560717511D
5/19/25 18:49
5/16/25
GRXGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End Funds111P.m4309.8204421,977I
5/19/25 18:45
5/15/25
DMADestra Multi-Alternative FundFundCEFClosed-End Funds110P.m1,8408.380220131,958I
5/19/25 18:09
5/15/25
BCATBlackrock Capital Allocation Term TrustFundCEFClosed-End Funds116S.m-28,69414.910-1,92412,165I
5/19/25 16:33
5/16/25
BXSYBexil Investment TrustDEFundCEFClosed-End Funds11P1312.87011110D
5/19/25 16:00
5/16/25
MAINMain Street Capital CorpFundCEFClosed-End Funds44P17,88157.760310132,642D
5/19/25 14:42
5/13/25
GGTGabelli Multimedia Trust Inc.FundCEFClosed-End Funds11P1744.3404022,661D
5/19/25 06:06
5/15/25
OCSLOaktree Specialty Lending CorpFundCEFClosed-End Funds33P34013.6302529110D
5/16/25 13:35
5/15/25
DHCIXDiamond Hill Securitized Credit FundFundCEFClosed-End Funds11P80010.36077999%79D
5/15/25 17:38
5/13/25
PTMNPortman Ridge Finance CorpFundCEFClosed-End Funds44P4812.45042123D
5/15/25 16:15
5/13/25
LRFCLogan Ridge Finance Corp.FundCEFClosed-End Funds22P2017.73011012D
5/15/25 10:04
5/14/25
SCISXMa Specialty Credit Income FundFundCEFClosed-End Funds26P11,85324.950475451,541D
5/13/25 17:54
5/13/25
BXSLBlackstone Secured Lending FundFundCEFClosed-End Funds11P5030.78021017D
5/13/25 17:02
5/13/25
TCPCBlackrock Tcp Capital Corp.FundCEFClosed-End Funds66P.d2647.9403325167D
5/12/25 19:53
5/8/25
IIFMorgan Stanley India Investment Fund, Inc.FundCEFClosed-End Funds15P1,18525.6404651,017I
5/9/25 19:58
5/7/25
CELFXCliffwater Enhanced Lending FundFundCEFClosed-End Funds11P21,30110.9301,949993,911I
5/9/25 17:49
5/7/25
CCLFXCliffwater Corporate Lending FundFundCEFClosed-End Funds11P21,30110.6502,000279,388I
5/9/25 17:26
5/9/25
SSSSSuro Capital Corp.FundCEFClosed-End Funds22P1465.5002721,245D
5/9/25 16:22
5/8/25
HTGCHercules Capital, Inc.FundCEFClosed-End Funds66P55617.5003210353D
5/8/25 11:56
5/5/25
GUGGuggenheim Active Allocation FundFundCEFClosed-End Funds22P4215.12032216D
5/8/25 10:06
5/7/25
MIOPioneer Municipal High Income Opportunities Fund, Inc.FundCEFClosed-End Funds17P53611.2404822,161I
5/6/25 19:15
5/5/25
MAVPioneer Municipal High Income Advantage Fund, Inc.FundCEFClosed-End Funds17P.m7447.9909324,016I
5/6/25 14:27
4/14/25
XIVYXInstitutional Investment Strategy FundFundCEFClosed-End Funds23P14810.640147203D
5/6/25 13:54
5/6/25
RMTRoyce Micro-Cap Trust, Inc.FundCEFClosed-End Funds13S.m-1,8298.140-2251,505M
5/6/25 13:34
5/5/25
JLSNuveen Mortgage & Income Fund/ma/FundCEFClosed-End Funds23P1718.1701206D
5/6/25 13:33
5/5/25
NMCONuveen Municipal Credit Opportunities FundFundCEFClosed-End Funds11P1010.20011D
5/6/25 13:24
5/5/25
NPFDNuveen Variable Rate Preferred & Income FundFundCEFClosed-End Funds11P918.69011D
5/6/25 13:21
5/5/25
JPCNuveen Preferred & Income Opportunities FundFundCEFClosed-End Funds11S-77.780-13D
5/2/25 18:37
5/1/25
FRBBXFlat Rock Enhanced Income FundFundCEFClosed-End Funds11P1,00021.46047999%48D
5/2/25 16:50
4/30/25
FERLXFirst Eagle Real Estate Debt FundFundCEFClosed-End Funds11P8,92325.16035593735I
5/2/25 14:29
4/9/25
GRFEagle Capital Growth Fund, Inc.FundCEFClosed-End Funds12P.m1039.610115228D
5/2/25 08:30
5/1/25
BMACXBlackstone Private Multi-Asset Credit & Income FundFundCEFClosed-End Funds11P25015.0001717D
5/1/25 15:41
5/1/25
AVKAdvent Convertible & Income FundFundCEFClosed-End Funds11P711.210188D
4/30/25 18:00
4/29/25
PRTFTTax Free Target Maturity Fund For Puerto Rico Residents, Inc.FundCEFClosed-End Funds13P1380.6690020654,086D
4/29/25 10:06
4/28/25
TEAFTortoise Sustainable & Social Impact Term FundFundCEFClosed-End Funds112P.m2,16310.880199151,549I
4/28/25 16:12
4/24/25
XSPIXStepstone Private Venture & Growth FundFundCEFClosed-End Funds11P10043.22022D
4/28/25 13:01
4/25/25
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End Funds14P12814.07097I
4/25/25 13:08
4/23/25
RQICohen & Steers Quality Income Realty Fund IncFundCEFClosed-End Funds11S-1211.840-1-1000I
4/24/25 18:23
4/21/25
CEDIXBluebay Destra International Event-Driven Credit FundFundCEFClosed-End Funds11S-10821.670-524D
4/24/25 12:27
4/22/25
ENXEaton Vance New York Municipal Bond FundFundCEFClosed-End Funds114P.m3,6139.450382113,788I
4/24/25 11:50
4/22/25
MHIPioneer Municipal High Income Fund, Inc.FundCEFClosed-End Funds14P6098.7107024,202I
4/23/25 11:51
4/22/25
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End Funds22P43914.4503022170D
4/22/25 11:31
4/15/25
PDCCPearl Diver Credit Co Inc.FundCEFClosed-End Funds11S-420.000005,726D
4/17/25 16:54
4/15/25
DSMBny Mellon Strategic Municipal Bond Fund, Inc.MDFundCEFClosed-End Funds11P295.480505,146I
4/17/25 16:13
4/16/25
GNTGamco Natural Resources, Gold & Income TrustFundCEFClosed-End Funds15S-4855.990-811,812I
4/14/25 14:05
4/11/25
GLADGladstone Capital CorpFundCEFClosed-End Funds11S-523.69001D
4/14/25 12:41
4/11/25
BFZBlackrock California Municipal Income TrustFundCEFClosed-End Funds11P51710.2305114,803I
4/11/25 18:38
4/10/25
RFMRivernorth Flexible Municipal Income Fund, Inc.FundCEFClosed-End Funds24P16813.740128D
4/11/25 18:34
4/10/25
RMMRivernorth Managed Duration Municipal Income Fund, Inc.FundCEFClosed-End Funds24P22113.1401716D
4/11/25 18:31
4/10/25
RMMZRivernorth Flexible Municipal Income Fund Ii, Inc.FundCEFClosed-End Funds11P1013.94011D
4/11/25 16:49
4/10/25
FROPXFlat Rock Opportunity FundFundCEFClosed-End Funds22P12517.44073218I
4/11/25 13:33
4/10/25
JHSJohn Hancock Income Securities TrustMAFundCEFClosed-End Funds11P1110.90011D
4/11/25 11:35
4/9/25
MOALXLord Abbett Municipal Opportunities FundFundCEFClosed-End Funds22P54010.2205352155D
4/10/25 18:05
4/9/25
BMNBlackrock 2037 Municipal Target Term TrustFundCEFClosed-End Funds12P5524.5202985D
4/10/25 17:01
4/9/25
PCFHigh Income Securities FundMAFundCEFClosed-End Funds12P.m386.030611712D
4/10/25 16:33
4/9/25
BANXArrowmark Financial Corp.FundCEFClosed-End Funds34P6920.96032318D
4/10/25 08:57
4/9/25
JFRNuveen Floating Rate Income FundFundCEFClosed-End Funds12P1668.290207945D
4/9/25 20:35
4/8/25
WHFWhitehorse Finance, Inc.FundCEFClosed-End Funds11P2008.9402211235I
4/9/25 17:00
4/7/25
CUBAHerzfeld Caribbean Basin Fund IncFundCEFClosed-End Funds527P.m8642.900298152,339D
4/9/25 15:49
4/8/25
BTOJohn Hancock Financial Opportunities FundFundCEFClosed-End Funds11P1129.55000D
4/9/25 15:42
4/8/25
HEQJohn Hancock Diversified Income FundFundCEFClosed-End Funds11P119.70011D
4/9/25 15:36
4/8/25
HPFJohn Hancock Preferred Income Fund IIFundCEFClosed-End Funds11P1115.39011D
4/9/25 15:31
4/8/25
HPIJohn Hancock Preferred Income FundFundCEFClosed-End Funds11P1115.16011D
4/9/25 15:26
4/8/25
HPSJohn Hancock Preferred Income Fund IIIFundCEFClosed-End Funds11P1113.79011D
4/9/25 15:19
4/8/25
HTDJohn Hancock Tax-Advantaged Dividend Income FundFundCEFClosed-End Funds11P1121.30011D
4/9/25 15:14
4/8/25
JHIJohn Hancock Investors TrustDEFundCEFClosed-End Funds11P1112.57011D
4/9/25 15:07
4/8/25
PDTJohn Hancock Premium Dividend FundMAFundCEFClosed-End Funds11P1111.85011D
4/8/25 17:02
4/4/25
SPESpecial Opportunities Fund, Inc.MDFundCEFClosed-End Funds11P4113.8003935D
4/8/25 13:55
4/4/25
LCRDXLord Abbett Credit Opportunities FundFundCEFClosed-End Funds23P688.66082638D
4/8/25 13:29
4/8/25
KYNKayne Anderson Energy Infrastructure Fund, Inc.FundCEFClosed-End Funds34P57811.710497776D
4/7/25 16:37
4/3/25
CCDCalamos Dynamic Convertible & Income FundFundCEFClosed-End Funds11S020.000001,450I
4/7/25 15:26
4/4/25
DHFBny Mellon High Yield Strategies FundFundCEFClosed-End Funds11P.m472.3502010220D
4/7/25 15:23
4/4/25
DXRDaxor CorpFundCEFClosed-End Funds26P757.840104230D
4/7/25 12:25
4/3/25
PDXPimco Dynamic Income Strategy FundFundCEFClosed-End Funds12S-35124.970-1407,528I
4/3/25 18:34
4/1/25
RWAYRunway Growth Finance Corp.FundCEFClosed-End Funds11S-10,35010.350-1,0009,780D
4/3/25 16:05
4/2/25
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End Funds11S09.24005D
4/3/25 14:47
4/2/25
TAKAXCarlyle Tactical Private Credit FundFundCEFClosed-End Funds11P15,00025.000600253,000D
4/2/25 11:39
4/1/25
XHFIXHartford Schroders Private Opportunities FundFundCEFClosed-End Funds11P2511.51022D
4/1/25 17:33
4/1/25
MCIBarings Corporate InvestorsFundCEFClosed-End Funds11S-22722.710-1010D
4/1/25 16:02
3/28/25
FUNDSprott Focus Trust Inc.MDFundCEFClosed-End Funds11P1,4617.300200213,538M
3/27/25 17:41
3/25/25
XALFAVariant Alternative Lending FundFundCEFClosed-End Funds11P63425.370251D
3/27/25 14:25
3/25/25
PCSZXAmg Pantheon Credit Solutions FundFundCEFClosed-End Funds11P10010.97091569I
3/27/25 11:54
3/20/24
PPRUXPgim Private Real Estate Fund, Inc.FundCEFClosed-End Funds23P1,8374,480.2000D
3/26/25 16:00
3/24/25
PSECProspect Capital CorpFundCEFClosed-End Funds212P13,3264.3003,100483,012D
3/24/25 17:37
3/7/25
PSBDPalmer Square Capital Bdc Inc.FundCEFClosed-End Funds13P.m48015.2803129138D
3/24/25 08:54
3/21/25
NADNuveen Quality Municipal Income FundFundCEFClosed-End Funds11P311.6100711D
3/24/25 08:45
3/21/25
NMZNuveen Municipal High Income Opportunity FundFundCEFClosed-End Funds11P311.0800971D
3/21/25 17:33
3/18/25
ECCEagle Point Credit Co Inc.FundCEFClosed-End Funds22P7510.22077113D
3/20/25 14:18
3/20/25
EVTEaton Vance Tax-Advantaged Dividend Income FundFundCEFClosed-End Funds11P718.590084D
3/18/25 19:20
3/17/25
FORFXForum Real Estate Income FundFundCEFClosed-End Funds11P1,5009.68015598312I
3/18/25 12:06
3/17/25
USQIXUsq Core Real Estate FundFundCEFClosed-End Funds11P921.960077D
3/17/25 18:24
3/13/25
SLRCSlr Investment Corp.FundCEFClosed-End Funds24M.adm2,8143.590783117,912I
3/17/25 14:48
3/17/25
BCSFBain Capital Specialty Finance, Inc.FundCEFClosed-End Funds11P2516.4302821D
3/14/25 16:39
3/13/25
BSTZBlackrock Science & Technology Term TrustFundCEFClosed-End Funds11P50118.5702716194D
3/14/25 14:26
3/13/25
NXJNuveen New Jersey Quality Municipal Income FundFundCEFClosed-End Funds15S.m-2,75112.100-2274,295I
3/12/25 16:05
3/11/25
MFICMidcap Financial Investment CorpFundCEFClosed-End Funds23P64312.4205215402D
3/11/25 19:05
3/7/25
PFXPhenixfin CorpFundCEFClosed-End Funds22P.m12453.78021230D
3/11/25 08:25
3/7/25
TYTri-Continental CorpMDFundCEFClosed-End Funds11S-5731.230-20D
3/11/25 08:18
3/7/25
STKColumbia Seligman Premium Technology Growth Fund, Inc.FundCEFClosed-End Funds11S-6528.980-2-1000D
3/10/25 17:21
3/6/25
NMFCNew Mountain Finance CorpFundCEFClosed-End Funds12P.m22711.3402011194D
3/5/25 16:05
3/3/25
ARCCAres Capital CorpFundCEFClosed-End Funds11P93323.3204040D
3/5/25 13:50
3/5/25
EVNEaton Vance Municipal Income TrustFundCEFClosed-End Funds11S-16010.650-15-1000D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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