Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
6/2/26 20:50	5/29/26	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	4	8	P.m	780	6.89	113	38	412	D
6/2/26 17:19	10/16/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	1	S	-41	12.26	-3		2	I
6/2/26 17:05	4/17/26	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	4	9	P	1,647	13.89	119	13	1,046	D
6/2/26 17:02	10/16/25	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	1	S	-27	23.53	-1		1	I
6/2/26 16:15	6/1/26	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	2	3	P	195	11.98	16	27	77	D
6/2/26 16:04	3/20/26	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	4	6	P	285	11.07	26	25	128	D
6/2/26 15:40	2/18/26	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	1	1	S	-50	29.15	-2	-100	0	D
6/2/26 12:36	6/1/26	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	3	30	P.m	99	3.09	32	2	2,004	D
6/1/26 16:56	2/18/26	GGN	Gamco Global Gold, Natural Resources & Income Trust		Fund	CEF	Closed-End Funds	1	1	S	-13	5.58	-2	-100	0	D
6/1/26 16:25	5/29/26	SWZ	Total Return Securities Fund		Fund	CEF	Closed-End Funds	3	14	P.m	694	5.98	116	66	291	D
6/1/26 16:19	6/1/26	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	1	1	P	5	23.42	0	1	23	D
6/1/26 12:58	5/28/26	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	28	S.m	-62,152	14.72	-4,222		22,870	I
6/1/26 12:55	5/28/26	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	21	P.m	9,653	11.31	853	34	3,382	I
6/1/26 12:51	5/28/26	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	1	24	P.m	7,845	21.76	360	21	2,091	I
6/1/26 12:48	5/28/26	HFRO	Highland Opportunities & Income Fund		Fund	CEF	Closed-End Funds	1	5	P.m	992	6.31	157	3	5,716	I
5/29/26 14:58	5/18/26	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-554	9.18	-60		343	I
5/29/26 10:56	5/28/26	RIAEX	Rbc Bluebay Enhanced Income Fund		Fund	CEF	Closed-End Funds	1	1	P	49,900	25.00	1,996	999%	2,000	D
5/28/26 20:38	5/1/26	XPEPX	Amg Pantheon Fund, LLC		Fund	CEF	Closed-End Funds	1	1	P	500	29.34	17		17	D
5/28/26 17:24	5/26/26	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	1	3	P	1,997	2.31	865	1	87,549	D
5/28/26 15:43	9/28/23	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	2	2	P.m	3,250	11.53	282	282	382	D
5/28/26 15:03	5/27/26	UBCP	Norwood Broadcasting Corp		Fund	CEF	Closed-End Funds	1	1	P	31	14.93	2	6	37	D
5/28/26 14:06	5/27/26	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	1	1	S	-87	34.87	-3		13	D
5/27/26 16:41	5/22/26	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	3	4	P	132	10.01	13	2	565	D
5/27/26 16:30	5/22/26	OTF	Blue Owl Technology Finance Corp.		Fund	CEF	Closed-End Funds	3	4	P	206	10.85	19	380	24	D
5/27/26 16:05	4/9/26	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	3	3	S.am	-3,775	6.59	-573		16,260	D
5/27/26 10:49	5/22/26	AFB	Alliancebernstein National Municipal Income Fund		Fund	CEF	Closed-End Funds	2	2	P	175	10.96	16		3	D
5/22/26 16:18	5/19/26	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	4	4	P	1,077	11.28	96	44	312	I
5/22/26 11:47	5/21/26	STEW	Srh Total Return Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	88	17.53	5	100	10	I
5/21/26 19:29	5/19/26	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	200	10.42	19		19	I
5/21/26 18:27	3/5/26	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	3	5	S.m	-1,342	20.93	-64		8,694	I
5/21/26 09:12	5/20/26	PPRUX	Pgim Real Estate Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	250	30.47	8	96	17	D
5/21/26 08:12	5/20/26	OXSQ	Oxford Square Capital Corp.		Fund	CEF	Closed-End Funds	2	2	P	333	1.15	289	7	4,622	D
5/19/26 16:30	3/27/26	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	3	4	P	106	12.24	9	21	50	D
5/19/26 16:24	5/14/26	AFCG	Advanced Flower Capital Inc.	MD	Fund	CEF	Closed-End Funds	2	9	P.m	1,732	2.61	663	5	13,756	D
5/19/26 13:50	5/15/26	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	1	1	P.m	15	16.34	1	48	3	D
5/19/26 10:12	5/18/26	BCIC	Bcp Investment Corp		Fund	CEF	Closed-End Funds	6	9	S.m	-1,136	7.85	-145		401	D
5/18/26 11:00	5/14/26	LNBIX	Lincoln Bain Capital Total Credit Fund		Fund	CEF	Closed-End Funds	1	2	P	50,000	10.16	4,921	33	19,955	I
5/15/26 17:22	5/14/26	SAFTX	Sound Point Alternative Income Fund		Fund	CEF	Closed-End Funds	2	2	P.m	443	20.00	22		20	I
5/15/26 10:54	5/14/26	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	7	9	P	637	13.13	48	25	241	M
5/14/26 18:29	5/13/26	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	3	4	S	-6,497	24.79	-262		5,739	D
5/14/26 17:39	5/12/26	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	2	2	P	2,170	40.51	54	11	524	D
5/14/26 16:05	5/12/26	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	3	7	P.dm	3,846	3.92	980	14	8,184	I
5/14/26 14:55	5/13/26	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	1	1	P	14	9.73	1	21	8	D
5/14/26 09:10	5/13/26	RA	Brookfield Real Assets Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	S	-35	12.72	-3		0	D
5/13/26 18:15	5/11/26	PFLEX	Pimco Flexible Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	P	2,000	6.86	292	25	1,440	I
5/13/26 17:34	5/11/26	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	3	4	P.m	10,277	18.34	561	21	3,293	D
5/13/26 16:30	5/12/26	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	3	3	P	92	23.71	4	16	29	D
5/12/26 17:29	5/12/26	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	2	2	P	172	8.29	21	6	381	D
5/12/26 16:24	5/11/26	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	1	2	P	23	11.56	2	10	21	D
5/12/26 12:13	5/7/26	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	4	6	P	216	54.85	4	115	7	M
5/8/26 14:51	5/6/26	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	1	1	P	20	48.54	0	49	1	D
5/8/26 12:58	5/8/26	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	10	5.26	2	39	7	D
5/8/26 12:55	5/8/26	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	1	1	P	10	5.82	2	42	6	D
5/7/26 12:47	5/6/26	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	12	11.20	1		1	D
5/7/26 12:43	5/6/26	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	12	16.13	1		1	D
5/7/26 12:36	5/6/26	HEQ	John Hancock Diversified Income Fund		Fund	CEF	Closed-End Funds	1	1	P	12	11.57	1		1	D
5/7/26 12:30	5/6/26	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	1	1	P	12	16.26	1		1	D
5/7/26 12:25	5/6/26	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	12	37.38	0		0	D
5/7/26 12:19	5/6/26	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	1	1	P	12	14.83	1		1	D
5/7/26 12:13	5/6/26	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	1	1	P	10	13.35	1		1	D
5/7/26 12:09	5/6/26	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	1	1	P	12	25.64	0		0	D
5/7/26 12:03	5/6/26	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	1	1	P	12	13.14	1		1	D
5/6/26 17:46	5/4/26	FTEAX	First Trust Enhanced Private Credit Fund		Fund	CEF	Closed-End Funds	3	3	P	3	10.00	0		0	I
5/5/26 16:51	4/7/26	BOT	Robostrategy, Inc.		Fund	CEF	Closed-End Funds	3	3	P	5,800	10.00	580	6	11,034	I
5/4/26 21:08	4/30/26	PSUS	Pershing Square Usa, Ltd.		Fund	CEF	Closed-End Funds	8	8	P	311,393	49.36	6,309		5,468	D
5/4/26 16:12	5/1/26	CLOO	Vaneck Clo Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	24,900	25.00	996	999%	1,000	D
5/1/26 13:19	4/30/26	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-103	23.86	-4		1	D
4/30/26 13:39	3/12/26	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	2	4	P	153	11.49	13	728	15	D
4/30/26 11:58	4/28/26	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	2	2	S.m	-203	12.98	-16		1,695	I
4/27/26 17:11	1/2/26	AB.LE	Ab Private Lending Fund		Fund	CEF	Closed-End Funds	1	4	P	13,594	25.28	538	98	1,085	D
4/24/26 16:39	3/30/26	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	1	1	P.m	103	7.33	14	31	59	D
4/24/26 16:35	3/30/26	JQC	Nuveen Credit Strategies Income Fund		Fund	CEF	Closed-End Funds	1	1	P.m	95	4.76	20	333	26	D
4/21/26 16:45	4/20/26	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	3	9	P.m	450	24.83	18	4	465	D
4/20/26 10:54	4/16/26	GAB.R	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	1	1	S	-1	0.0770	-10	-100	0	D
4/17/26 16:11	4/15/26	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	1	1	P.a	83	15.15	6	364	7	D
4/17/26 12:20	4/16/26	VCRDX	Harrison Street Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	P	200	10.13	20		20	D
4/17/26 09:15	4/16/26	DHY	Credit Suisse High Yield Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	30	1.88	16		16	D
4/17/26 08:00	3/27/26	HERZ	Herzfeld Credit Income Fund, Inc		Fund	CEF	Closed-End Funds	2	3	P.m	112	15.79	7	4	204	D
4/16/26 14:54	4/15/26	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	2	3	P	1,240	20.51	60		60	D
4/14/26 21:27	4/10/26	STPEX	Stepstone Private Equity Strategies Fund		Fund	CEF	Closed-End Funds	1	1	P	300	11.91	25	11	247	I
4/14/26 17:31	4/10/26	EHI	Western Asset Global High Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	S	-18	6.14	-3		1	D
4/14/26 17:25	4/13/26	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	S	-16	3.66	-5		20	D
4/14/26 17:17	4/13/26	DMO	Western Asset Mortgage Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	S	-15	11.07	-1	-100	0	D
4/14/26 09:11	4/13/26	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	1	1	P	7	3.03	2		2	D
4/10/26 19:12	4/9/26	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	1	1	P	40	14.59	3	18	18	D
4/10/26 19:12	4/9/26	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	1	1	P	40	21.44	2	11	20	D
4/10/26 13:54	4/8/26	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	3	3	P	19	2.39	8	3	258	D
4/9/26 16:07	4/7/26	PCF	High Income Securities Fund	MD	Fund	CEF	Closed-End Funds	1	2	P.m	129	5.46	24	101	47	D
4/7/26 16:01	1/22/26	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	1	2	P	75	10.58	7	91	15	D
4/7/26 16:01	2/5/26	AWF	Alliancebernstein Global High Income Fund Inc		Fund	CEF	Closed-End Funds	1	2	S	-75	10.58	-7		15	D
4/6/26 16:33	4/2/26	GSBD	Goldman Sachs Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	451	9.02	50	346	64	D
4/2/26 15:39	4/1/26	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	300	10.54	28		28	D
4/1/26 16:41	3/30/26	TCGSX	Tcg Strategic Income Fund		Fund	CEF	Closed-End Funds	1	1	P	4,000	9.74	411	81	915	I
4/1/26 14:39	3/26/26	ECLO	Nuveen Enhanced Clo Income Fund		Fund	CEF	Closed-End Funds	1	1	P	750	17.16	44		44	D
3/31/26 19:37	3/27/26	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	1	1	P	28	18.77	2		2	D
3/31/26 10:48	3/27/26	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	1,210	8.96	135	1	14,162	M
3/30/26 19:55	3/26/26	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	8	10	P	811	14.43	56	9	668	D
3/27/26 20:23	5/28/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	3	4	S.a	-5,356	15.78	-339		1,748	I
3/27/26 19:18	3/25/26	PML	Pimco Municipal Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	37	7.48	5		5	D
3/26/26 15:15	3/23/26	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	1	1	P	0	10.00	0	0	42	D
3/25/26 18:53	3/23/26	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	31	8.30	4	18	24	D
3/25/26 09:49	3/24/26	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	P	75	16.69	5	11	47	D
3/24/26 17:43	3/23/26	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	1	1	P	5	18.05	0	20	1	D
3/23/26 14:42	3/20/26	AIO	Virtus Artificial Intelligence & Technology Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-43	21.56	-2	-100	0	D
3/20/26 16:52	3/18/26	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	600	10.98	55		55	D
3/18/26 16:06	3/18/26	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	2	2	P	611	3.66	167	136	290	D
3/18/26 16:05	3/16/26	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	1	1	P	27	10.77	3	12	24	D
3/17/26 19:30	3/16/26	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	3	5	P.m	501	14.68	34	1	2,668	D
3/17/26 17:11	3/13/26	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	4	4	P.m	370	3.81	97	150	162	M
3/17/26 17:11	3/13/26	SCM	Stellus Capital Investment Corp		Fund	CEF	Closed-End Funds	3	3	P.m	766	8.72	88	10	952	D
3/17/26 16:25	3/16/26	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	P	52	3.22	16	75	37	D
3/16/26 20:45	3/12/26	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	1	1	P	12	4.84	3	10	28	M
3/13/26 16:18	3/12/26	FSSL	Fs Specialty Lending Fund		Fund	CEF	Closed-End Funds	4	5	P	652	11.84	55	29	243	D
3/12/26 17:23	3/10/26	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	1	3	P.m	9,468	8.06	1,175	12	10,865	I
3/12/26 16:05	3/11/26	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	1	1	P	73	4.88	15	100	30	D
3/9/26 10:36	3/6/26	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	1	1	S	-48	15.85	-3		62	D
3/6/26 17:46	3/5/26	JRS	Nuveen Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	1	8.11	0	26	0	D
3/6/26 17:45	3/5/26	NMZ	Nuveen Municipal High Income Opportunity Fund		Fund	CEF	Closed-End Funds	1	1	P	1	10.48	0	12	1	D
3/6/26 17:44	3/5/26	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	1	12.06	0	11	1	D
3/6/26 15:33	3/4/26	NBB	Nuveen Taxable Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	1	16.20	0	14	1	D
3/6/26 15:29	3/4/26	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	1	1	P	1	13.44	0	29	0	D
3/6/26 14:55	12/1/22	XSPIX	Stepstone Private Venture & Growth Fund		Fund	CEF	Closed-End Funds	1	1	P.m	925	37.26	25		13	M
3/5/26 17:09	3/5/26	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	74	14.90	5	28	23	I
3/5/26 11:08	3/4/26	NFRX	2023 Etf Series Trust		Fund	CEF	Closed-End Funds	1	1	P	2	27.24	0	1	6	D
3/5/26 09:36	3/4/26	IAE	Voya Asia Pacific High Dividend Equity Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-323	7.73	-42		1,619	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

#o

#f

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y