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11/26/24 16:02
11/22/24
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & FWotczak RobertNYOP,CEO - 3S.m-93993.850-1074D
11/25/24 16:53
11/21/24
FRGEForge Global Holdings, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Phillips JenniferCAOChief Re3S.m-2481.190-208880D
11/25/24 16:13
11/22/24
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Fowler John MooreNYD7S-41284.100-586D
11/22/24 11:26
11/20/24
DEFITidal Commodities Trust IDEFinancFinTrdCommodity Contracts Brokers &Venuto Michael JeremyNYOManager,1S-53107.0800-1000D
11/21/24 16:00
10/8/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FMalka MeyerCAD3S.m-258,99926.780-9,67032,183I
11/20/24 20:34
11/18/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWarnick JasonCAOCFO13S.d-7,99623.180-3451,077D
11/20/24 18:02
11/18/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FDodds Christopher VTXD1S.d-75681.430-9452M
11/20/24 16:39
11/18/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FNesi VictorNYOCo-P2S-3,90884.050-47285I
11/20/24 16:18
11/18/24
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Skule JeremyNYOEVP2S-1,88678.340-24115D
11/20/24 16:14
11/18/24
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & FYerdessov Azamat1POFreedom 2S.m-2,037116.410-1898D
11/20/24 16:12
11/19/24
STRTStrattec Security CorpDEFinancFinTrdSecurity Brokers, Dealers & FGamco Investors, Inc. Et AlNYT9S-7033.390-2124I
11/19/24 19:38
11/15/24
FRGEForge Global Holdings, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Rodriques KellyCADOCEO22S.m-3,1751.570-2,02513,281D
11/19/24 18:13
11/15/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab-Pomerantz CarolynTXD14S.dm-13,94071.360-1952,331I
11/18/24 16:15
11/14/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FBeatty Jonathan STXOMD,Head 3S.d-47278.860-655M
11/18/24 08:42
11/15/24
WTWisdomtree, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FZiemba Peter MNYOChief Ad2S.m-1,8419.200-2001,038D
11/15/24 16:30
1/4/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Sprecher Jeffrey CGADOCEO6S.d-111,527135.680-8224,133M
11/15/24 16:30
12/4/23
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Jackson BenjaminGAOP6S.d-7,875131.860-60160D
11/15/24 16:30
12/11/23
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Edmonds Christopher ScottGAOP,Fixed 9S-1,933130.690-1517D
11/14/24 21:32
11/13/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FRuffel Charles A.TXD1S-23678.650-326D
11/14/24 17:10
11/12/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FSliney David DMOOCOO2S.m-4,45797.340-46185D
11/14/24 17:05
11/12/24
MKTXMarketaxess Holdings IncFinancFinTrdSecurity Brokers, Dealers & FMcVey Richard MNYDOExec CB1S.m-13,503270.060-50564D
11/14/24 16:23
11/13/24
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Peterson Bradley JNYOEVP3S-4,68071.490-65156D
11/13/24 16:06
11/11/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FRogers John F.W.NYOEVP3S-13,721524.000-26111I
11/13/24 16:04
11/12/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FMontag Thomas K.NYD2S-16,950564.990-30197M
11/12/24 16:08
11/8/24
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Griggs Pc NelsonNYOP,Capita3S.m-2,00177.740-26212D
11/12/24 15:16
11/12/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Cook Elizabeth AILD4S-591214.940-320I
11/12/24 13:41
12/1/23
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWest Alfred P JrPADOExec CB12S.dm-69,98666.850-1,0478,227D
11/12/24 09:14
11/7/24
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Smith Philip AndrewNYHSubsidia6S.m-3,20275.120-43241D
11/8/24 16:07
11/6/24
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Hult WilliamNYDOCEO4S.dm-21,316109.080-195229D
11/8/24 16:06
11/6/24
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Berns StevenNYD2S-183122.660-14D
11/8/24 16:05
11/6/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FFredman Sheara JNYOChief Ac2S.d-3,403467.790-711D
11/8/24 16:05
11/7/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FDoyle Jonathan JMNDOHd of Fi3S.m-11,841224.720-53166D
11/8/24 16:04
11/6/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FColeman Denis P.NYOCFO2S-12,669494.700-2634D
11/8/24 16:03
11/7/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FGeelan John WMNOGC3S-1,303268.120-517D
11/8/24 12:24
11/6/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FRomeo CarmenPAD2S.d-69369.320-101,589D
11/8/24 12:22
10/25/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FPeterson MichaelX1OEVP4S.d-4,82068.860-707D
11/8/24 08:24
11/6/24
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Oconnor Sean MichaelNYDOCEO,P1S-3,69198.420-381,770D
11/7/24 20:03
11/5/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBhatt BaijuCAD26S.d-48,02815.940-3,014783I
11/7/24 17:53
11/6/24
NAVINavient CorpDEFinancFinTrdSecurity Brokers, Dealers & FHauber Stephen MVAOEVP,Chie1S-15015.000-10257D
11/6/24 21:17
11/6/24
JEFJefferies Financial Group Inc.NYFinancFinTrdSecurity Brokers, Dealers & FFriedman Brian PNYDOP4S.m-70,11162.540-1,1215,649I
11/6/24 21:16
11/6/24
JEFJefferies Financial Group Inc.NYFinancFinTrdSecurity Brokers, Dealers & FHandler Richard BNYDOCEO2S-94,15349.550-1,90016,707D
11/6/24 18:39
11/4/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTenev VladimirCADOCEO24S.d-76,30117.200-4,437849D
11/4/24 20:05
11/4/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Gepsman Martin JILD2S-154220.100-125D
11/4/24 18:47
11/8/23
STERSterling Check Corp.DEFinancFinTrdSecurity Brokers, Dealers & FGoldman Sachs Group IncNYT4S-25,4140.47170-53,88163,188I
11/4/24 16:08
10/31/24
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Tal CohenNYOP,Market1S.m-80774.110-11137D
10/31/24 21:09
10/31/24
JEFJefferies Financial Group Inc.NYFinancFinTrdSecurity Brokers, Dealers & FBeyer Robert DNYD1S-2,96064.070-46100D
10/30/24 17:33
10/30/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Cutinho SunilILOCIO2S.m-4,880203.930-2427D
10/30/24 17:20
10/30/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Bitsberger Timothy S.ILD2S-392217.610-211D
10/29/24 16:02
10/25/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FHicke RyanPADOCEO1S.d-74974.900-10148D
10/29/24 15:55
10/28/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FGuarino CarlD1S.d-57375.770-814D
10/29/24 15:39
10/28/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FMcCabe PhilipPAOEVP - He1S.d-79775.910-1144D
10/29/24 12:56
10/28/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,McCourt Timothy FrancisILOSr MD Gl5S-675221.260-37D
10/22/24 18:20
7/24/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab Charles R.TXDOCo-CB11S.dm-68,44071.000-96499,832M
10/18/24 16:13
10/17/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FLee Brian JNYOChief Ri3S-8,225444.610-1925M
10/18/24 16:10
10/17/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FLuczo Stephen JNYD1S-7,150119.170-60190I
10/10/24 18:40
10/8/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FQuirk Steven M.CAOChief Br2S-6,08122.590-269351D
10/7/24 17:59
10/3/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGallagher Daniel Martin JrCAOGC14S.d-3,67814.570-2521,070D
9/30/24 16:30
12/26/23
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Surdykowski Andrew JGAOGC5S.d-1,826138.790-1349D
9/20/24 16:30
9/18/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Williams Stuart GlenGAOCOO2S-476140.190-315D
9/18/24 17:25
9/16/24
FRGEForge Global Holdings, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Sievers DrewCAOCOO2S.m-801.330-603,112D
9/17/24 19:11
9/15/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Fitzpatrick LynneILOSr MD CF1S-164216.990-117D
9/16/24 16:13
9/12/24
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Zecca JohnNYOEVP1S-79271.970-11113D
9/16/24 11:51
9/13/24
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,Hiebler Jessica MMDOPrincipa3S.d-335110.790-314D
9/13/24 16:30
9/11/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Sprieser Judith AGAD5S-1,332142.410-932D
9/11/24 16:30
12/8/23
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Gardiner WarrenGAOCFO7S.d-735135.400-521D
9/9/24 16:15
9/6/24
MKTXMarketaxess Holdings IncFinancFinTrdSecurity Brokers, Dealers & FCasper Stephen PNYD2S-359239.420-255D
9/9/24 14:17
9/6/24
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,Thomson Andrew Justin MackenzieMDOVP4S.d-4,410105.720-42129D
9/6/24 16:30
9/4/24
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Griebenow JillILOEVP,CFO1S-346213.330-29D
9/5/24 16:30
9/3/24
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Isaacson Christopher AILOEVP,COO4S-3,555180.450-2055D
9/3/24 17:45
8/30/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Durkin Bryan TILD2S-2,832215.340-1362D
8/30/24 18:15
8/30/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWiedman MarkNYOSenior M8S.dm-64,912845.000-778D
8/30/24 18:13
8/29/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FKushel J. RichardNYOSenior M3S.dm-18,113854.030-21145D
8/29/24 16:30
8/21/23
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Tirinnanzi Martha AGAD4S-276137.130-24D
8/28/24 16:30
8/26/24
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Wilkinson AllenILOSVP,CHIE2S-67190.99000D
8/27/24 16:30
12/13/23
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Namkung James WGAOChief Ac4S.m-775137.310-618D
8/26/24 16:31
8/22/24
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,McPeek Jennifer JILD1S-412206.110-25D
8/21/24 16:51
8/21/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FSoran PhilipMND2S-1,131258.590-420D
8/19/24 16:18
8/19/24
OPYOppenheimer Holdings IncDEFinancFinTrdSecurity Brokers, Dealers & FBehrens EvanNYD3S.m-69840.170-176D
8/16/24 16:36
8/15/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FAbraham Chad RMNDOCEO,CB2S.dm-5,585206.860-2775D
8/16/24 16:15
12/8/23
MKTXMarketaxess Holdings IncFinancFinTrdSecurity Brokers, Dealers & FMcPherson Kevin MNYOChief Re4S-1,326235.390-670D
8/16/24 16:04
8/15/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FSolomon David MNYDOCB,CEO4S-10,974409.460-27147D
8/14/24 16:15
8/13/24
MKTXMarketaxess Holdings IncFinancFinTrdSecurity Brokers, Dealers & FPintoff ScottNYOGC,Secre1S-216240.010-19D
8/13/24 17:06
8/12/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FElwyn Tashtego SFLOCEO,P - 1S-3,429109.640-3143D
8/12/24 16:19
8/8/24
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Dixon TroyNYD1S-283113.640-21D
8/12/24 16:19
8/9/24
BGCBgc Group, Inc.FinancFinTrdSecurity & Commodity Brokers,Richards DavidNYD1S-3969.020-4415D
8/9/24 16:30
8/7/24
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Clay Catherine RILOEVP,GLOB3S-559186.340-35D
8/9/24 16:15
8/8/24
MKTXMarketaxess Holdings IncFinancFinTrdSecurity Brokers, Dealers & FRoupie Christophe Pierre DanielNYOHead of 1S-143231.630-17D
8/8/24 17:50
8/6/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FFink LaurenceNYDOCB,CEO5S-99,952787.080-127451D
8/8/24 16:07
8/6/24
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Yared RanaNYD1S-179110.080-21D
8/7/24 21:00
8/5/24
VIRTVirtu Financial, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGambale VirginiaNYD1S.d-14727.300-524D
8/6/24 18:50
8/2/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FDaley PamelaNYD1S-1,289842.080-26D
8/6/24 16:30
8/2/24
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Howson DaveILOEVP,GLOB6S.dm-5,609177.310-3218D
8/2/24 18:31
8/1/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FWoolway Paul VTXOMD,Chief1S-7565.200-196I
8/2/24 08:17
7/31/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FAllaire Bella LoykhterFLOEVP-RJA1S-1,997115.000-1777D
8/1/24 09:42
7/31/24
OPYOppenheimer Holdings IncDEFinancFinTrdSecurity Brokers, Dealers & FMcNamara Dennis PNYOSecretar1S-30851.280-621D
7/30/24 17:51
7/29/24
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Argus Seller, LPILT1S.e00.000-42,80442,804D
7/26/24 16:10
7/26/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FCrawley MandellNYOCHRO2S-1,061101.500-1046D
7/22/24 17:29
7/18/24
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Bruni EnricoNYOMD,Europ6S.dm-9,037105.000-8689D
7/19/24 16:31
7/18/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FAkram RajaNYODeputy C4S-3,01892.860-3398D
7/19/24 16:30
7/19/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FYeshaya SharonNYOCFO1S-1,617104.000-16109I
7/19/24 16:29
7/17/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FHerz Robert HNYD1S-107106.620-196D
7/19/24 16:28
7/17/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FSimkowitz Daniel ANYOCo-P2S-7,789100.360-78444D
7/19/24 16:26
7/17/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOExec CB7S-70,99894.660-7501,138I
7/18/24 16:07
7/16/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FViniar David ANYD2S-4,673467.340-10819D
7/16/24 16:34
7/15/24
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Nguyen XuongILHRetired 4S.d-2,70177.170-3581D
7/10/24 16:31
7/8/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Kapani MayurGAOCTO2S.d-112140.560-164D
7/3/24 16:30
11/24/23
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Foley DouglasGAOSVP,HR,A6S.d-2,208132.440-1727D
7/3/24 16:30
7/1/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Bowen SharonGAD1S-279137.030-214D
6/25/24 06:56
6/24/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FDoran WilliamPAD1S-33567.040-5656D
6/18/24 16:13
6/14/24
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Arnold Dan H.CADOP,CEO4S.dm-15,431265.580-58146D
6/18/24 16:01
6/18/24
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,Sawyer Dorothy CMDHVP1S-234117.000-236D
6/14/24 19:07
6/12/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FClark Bernard J.TXOMD Head 2S.d-6,10571.330-86126M
6/14/24 17:25
6/13/24
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Rotsztain DiegoNYOChief Go4S-63971.180-930D
6/14/24 10:19
6/13/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Carey Charles PILD1S-586195.440-37I
6/10/24 16:30
6/7/24
COHNCohen & Co Inc.MDFinancFinTrdSecurity Brokers, Dealers & FPooler Joseph W. Jr.PAOEVP,CFO,1S-11611.640-1059D
6/7/24 17:46
6/6/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Glickman Daniel RILD2S-286203.930-117D
6/7/24 16:30
6/5/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Hague William JeffersonGAD1S-91134.500-119D
5/21/24 17:25
5/17/24
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Furber SaraNYOCFO1S-1,481112.490-1383D
5/21/24 16:44
5/17/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FSchoneman Debbra L.MNOP6S.m-5,527184.240-3073I
5/21/24 16:37
5/17/24
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Lyon Charles MFLHSubsidia7S.edm-7,09270.920-10062D
5/13/24 18:00
5/13/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Savage Terry LILD1S-527210.650-317I
5/9/24 13:29
5/8/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Piell Hilda HarrisILOSr MD,CH2S-2,433209.430-1231D
5/8/24 18:55
5/7/24
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Zucker ScottNYOChief Ad3S-1,18198.090-1230D
5/8/24 16:06
5/6/24
BGCBgc Group, Inc.FinancFinTrdSecurity & Commodity Brokers,Windeatt Sean ANYOCOO1S.m-1,3868.750-158641D
5/6/24 17:16
5/3/24
NAVINavient CorpDEFinancFinTrdSecurity Brokers, Dealers & FHeleen Mark LVAOEVP,CLO,4S-88217.640-50415D
5/6/24 16:42
5/3/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FBunn James EFLOP-GlobEq1S-1,381124.440-1149D
5/6/24 16:33
5/3/24
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Parthemore EricFLD4S-48171.720-722D
5/3/24 16:40
5/2/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FPeacock David AMOD1S-1,03979.900-1319I
5/3/24 16:33
5/1/24
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Smith Bryan EverardNYOEVP3S-76461.080-1364D
5/1/24 17:06
4/29/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Duffy Terrence AILDOCB,CEO2S-14,555207.930-7067D
4/30/24 10:20
4/29/24
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,Maclellan Robert F.MDD1S.d-344113.080-335D
4/29/24 14:41
4/26/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FRaney Steven MFLOP,CEO RJ3S.d-1,199112.710-1160D
4/26/24 17:20
4/24/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCrawford Peter B.TXOCFO8S.dm-3,02366.460-4561M
4/23/24 21:35
4/19/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FEllis Stephen ATXD1S.d-1,08073.210-15116M
4/19/24 16:05
4/17/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FSmith Charles Aubrey IIINYOChief Ri2S-1,52790.870-17136D
4/18/24 21:44
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FGoldfarb Mark ATXD1S-50370.860-727I
4/18/24 21:29
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSarin ArunTXD1S.d-35671.110-526M
4/18/24 21:13
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FMurtagh Nigel JTXOChief Ri3S.d-3,66469.210-5383D
4/18/24 21:08
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FMorgan Peter J. IIITXOGC3S-2,68367.610-408D
4/18/24 21:05
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FMartinetto Joseph RTXOCOO1S-3,04670.830-43302I
3/28/24 20:45
3/22/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FAdams John K JrTXD2S.d-2,28172.640-3145D
3/28/24 10:42
3/8/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FKlauder PaulPAOEVP1S.d-14069.800-235D
3/27/24 16:13
3/25/24
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Peterson JustinNYOCTO5S.d-5,25892.490-5769D
3/25/24 19:28
3/21/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCraig Jonathan M.TXOPlease s2S.d-3,65468.000-54-1000M
3/22/24 16:30
3/22/24
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Borse Dubai LtdC0T1S-1,797,90758.000-31,00058,342D
3/20/24 16:31
3/20/24
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Friedman DouglasNYOGC,Secre3S.d-3,664102.830-3636D
3/15/24 19:44
12/18/23
STHOStar HoldingsDEFinancFinTrdSecurity Brokers, Dealers & FCowen Inc.NYT4S.m-1,74411.490-1521,997I
3/15/24 08:51
3/13/24
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Branch Scott JNYHRetired 3S-1,50967.080-231,101I
3/14/24 16:30
3/12/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Martin Lynn CGAOP,NYSE G2S-1,348137.100-1059D
3/13/24 16:32
3/11/24
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Sexton John PILOEVP,GC,C1S-1,289185.000-717D
3/12/24 17:00
3/11/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FMichaud Thomas B.NYOSVP1S.d-1,88874.260-2590D
3/11/24 14:53
3/8/24
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,Hrabowski Freeman A IIIMDD1S.d-1,034118.320-921D
3/8/24 16:30
3/6/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,King Elizabeth KathrynGAOGlobal H2S-1,727136.390-1317D
3/6/24 16:01
3/6/24
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & F77/7 Al Farabi Ave
Almaty, 1P 050040">Tukanov Renat
1POCTO1S-22675.430-39D
2/27/24 20:04
2/26/24
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Sethi KabirCAOMD1S-346266.500-110D
2/27/24 19:51
2/26/24
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Gates GregCAOMD1S-3,036266.270-1119D
2/27/24 19:42
2/26/24
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Enyedi MatthewCAOMD3S.d-1,740246.920-710D
2/27/24 19:25
2/26/24
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Audette Matthew JCAOCFO,Head2S.d-8,371251.560-3314D
2/26/24 16:09
2/22/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FBerlinski Philip R.NYOGlobal T1S-4,551390.640-1225D
2/26/24 11:54
2/23/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWarner Mark AndrewPAHSee Rema1S.d-20267.310-31D
2/23/24 18:41
2/23/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FLord RachelNYOSenior M1S.d-29,498818.060-3617D
2/23/24 16:18
2/21/24
IBKRInteractive Brokers Group, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FNemser Earl HCTDOVice CB4S.m-19,83499.170-200209D
2/14/24 18:28
2/12/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FCohen StephenNYOSenior M1S-765805.550-14D
2/14/24 16:19
2/12/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOCo-P4S-7,69989.620-86323D
2/14/24 11:57
2/12/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FSharma SanjayPAOSee Rema1S.d-1,00867.200-1517D
2/9/24 18:16
2/7/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FMeade Christopher J.NYOGC,CLO2S.d-16,790795.720-2112D
2/9/24 10:30
9/19/23
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWithrow WaynePAOEVP5S.dm-4,14363.730-6555D
2/7/24 18:57
2/5/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FComerchero Marc D.NYOPrincipa1S-353785.10006D
2/7/24 17:34
2/5/24
IBKRInteractive Brokers Group, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FFrank Thomas AjCTOCIO26S.m-90,21890.220-1,0001,015D
2/5/24 21:36
2/1/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FHerringer Frank CTXD1S.d-47262.250-8225M
2/2/24 18:58
2/2/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FSmall MartinNYOCFO,Seni1S-5,533786.360-75D
2/1/24 16:20
1/30/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOChief Le1S.m-4,68588.180-53235D
1/31/24 10:00
1/29/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FSantelli Jonathan NFLOEVP,GC,S1S-212111.910-222D
1/25/24 16:07
1/23/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FRuemmler Kathryn H.NYOGC,GC1S.d-2,764379.810-77D
1/3/24 16:07
1/2/24
BGCBgc Group, Inc.FinancFinTrdSecurity & Commodity Brokers,Merkel Stephen MNYOEVP,GC1S00.000-13776D
12/18/23 17:58
12/14/23
NAVINavient CorpDEFinancFinTrdSecurity Brokers, Dealers & FKane John MVAOEVP,Grou1S-2,85519.020-150500D
12/15/23 16:40
12/13/23
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Maurer Mark LowryILHChief Ri1S-33667.210-542D
12/13/23 16:50
12/13/23
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FFisher Mark PCAOSVP,GC1S-52464.750-840D
12/13/23 08:44
12/12/23
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,Higginbotham Robert C.T.MDOVP4S.m-4,98997.090-5171D
12/5/23 18:30
12/1/23
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Sammann DerekILOSr MD Gl1S.m-2,769220.730-1329I
12/5/23 10:55
12/4/23
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FCatanese GeorgeFLOChief Ri1S-413106.750-412D
12/1/23 16:22
11/29/23
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FReilly Paul CFLDOChair,CE1S.d-5,200103.990-50274D
11/24/23 13:06
11/21/23
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FLeslie Ericka TNYOChief Ad1S-461335.150-110D
11/21/23 16:01
11/20/23
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & FLukyanov Sergey1PO*See Rem2S.m-1,72882.260-2167D
11/17/23 11:56
11/15/23
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,Stromberg William JMDDONon-Exec1S-98598.480-10965M
11/13/23 06:00
11/8/23
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FDowdle Jeffrey AFLOCOO,Head1S-80099.410-856D
11/9/23 16:02
11/7/23
IBKRInteractive Brokers Group, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBrody Paul JonathanCTDOCFO22S.m-43,11586.230-5001,184I
11/7/23 07:38
11/6/23
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Suskind DennisILD1S-320213.600-23D
11/6/23 16:47
11/2/23
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Jambusaria AneriCAOMD1S-429222.370-22D
11/3/23 16:08
11/1/23
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Dennison Ann MNYOEVP2S-51049.730-1065D
11/1/23 10:06
10/31/23
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Sprague SuzanneILOSr MD Gl1S-243211.790-17D
10/26/23 16:58
10/24/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSneed Paula ATXD1S-34649.980-7117I
10/12/23 17:06
10/12/23
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & FKiriaku LiudmilaG4OVP of Co1S-25585.120-3-1000D
10/10/23 20:22
10/5/23
MNPWestern Asset Municipal Partners Fund Inc.DEFinancFinTrdSecurity Brokers, Dealers & FMorgan StanleyNYT1S-6,75050,00000-1000I
9/28/23 09:17
9/27/23
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,McCormick Andrew C.MDOVP1S-522103.630-565D
9/20/23 13:44
9/19/23
TAGSTeucrium Commodity TrustFinancFinTrdCommodity Contracts Brokers &Gilbertie SalVTOTCEO1S-330.9900-1000D
9/15/23 16:15
9/13/23
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Steinmeier RichardCAOMD1S-2,500242.680-1017D
9/11/23 15:51
9/8/23
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FMcCarthy KathrynPAD1S.d-60660.580-1072D
9/1/23 11:19
8/30/23
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FMcGonigle DennisPAOEVP,CFO1S.d-1,86762.220-30594D
8/21/23 16:52
8/18/23
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FReichert Christopher KMOOCEO of S1S-1,56062.390-2542M

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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