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5/31/24 18:31
5/29/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTenev VladimirCADOCEO25S.d-41,44313.480-3,0741,285D
5/30/24 20:44
5/28/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FClark Bernard J.TXOMD Head 1S.d-5,49370.940-77126M
5/30/24 16:30
5/28/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Sprieser Judith AGAD3S-914135.310-732D
5/23/24 19:57
5/22/24
FRGEForge Global Holdings, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Rodriques KellyCADOCEO12S.m-1,3642.050-66413,281D
5/23/24 06:03
5/20/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FFink LaurenceNYDOCB,CEO5S-99,981749.820-133484D
5/22/24 18:35
5/20/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab-Pomerantz CarolynTXD8S.dm-7,89472.940-1082,331I
5/21/24 18:13
5/20/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Cook Elizabeth AILD3S-421210.670-220I
5/21/24 17:25
4/10/23
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Berns StevenNYD2S-11599.660-14D
5/21/24 17:25
4/5/23
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Furber SaraNYOCFO4S-2,96988.780-3384D
5/21/24 16:44
5/17/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FSchoneman Debbra L.MNOP6S.m-5,527184.240-3073I
5/21/24 16:37
5/17/24
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Lyon Charles MFLHSubsidia7S.edm-7,09270.920-10062D
5/20/24 16:06
5/16/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FRogers John F.W.NYOEVP1S-6,898466.250-1581M
5/17/24 19:07
5/15/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBhatt BaijuCAD26S.d-34,19512.840-2,6641,251I
5/17/24 16:45
5/15/24
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Smith Philip AndrewNYHSubsidia6S.m-3,16075.910-42241D
5/16/24 21:04
5/14/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FCrawley MandellNYOCHRO2S-1,04397.560-1146D
5/16/24 20:24
7/24/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab Charles R.TXDOCo-CB13S.dm-117,36774.160-1,583100,595M
5/14/24 21:26
5/13/24
JEFJefferies Financial Group Inc.NYFinancFinTrdSecurity Brokers, Dealers & FFriedman Brian PNYDOP1S.m-12,97446.270-2805,649M
5/14/24 18:02
5/10/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWiedman MarkNYOSenior M6S.dm-14,122779.040-189D
5/14/24 16:03
5/10/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FSolomon David MNYDOCB,CEO3S-7,972383.260-21147D
5/14/24 12:08
2/9/23
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWest Alfred P JrPADOExec CB14S.dm-81,09961.710-1,3148,813D
5/13/24 18:00
5/13/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Savage Terry LILD1S-527210.650-317I
5/13/24 17:32
5/9/24
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Hult WilliamNYDOCEO4S.dm-22,06495.090-232229D
5/13/24 16:37
5/9/24
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Clay Catherine RILOEVP,GLOB2S-437182.110-25D
5/13/24 16:18
5/9/24
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Nguyen XuongILOCOO1S.d-55380.000-781D
5/10/24 16:12
5/10/24
OPYOppenheimer Holdings IncDEFinancFinTrdSecurity Brokers, Dealers & FBehrens EvanNYD2S.m-66039.690-176D
5/9/24 13:29
5/8/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Piell Hilda HarrisILOSr MD,CH2S-2,433209.430-1231D
5/8/24 18:55
5/7/24
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Zucker ScottNYOChief Ad4S.dm-3,57478.970-4530D
5/8/24 16:06
5/6/24
BGCBgc Group, Inc.FinancFinTrdSecurity & Commodity Brokers,Windeatt Sean ANYOCOO1S.m-1,3868.750-158641D
5/7/24 19:11
5/3/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGallagher Daniel Martin JrCAOGC15S-2,77811.000-253855D
5/7/24 16:34
5/6/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FGeelan John WMNOGC1S-331211.140-217D
5/6/24 17:16
5/3/24
NAVINavient CorpDEFinancFinTrdSecurity Brokers, Dealers & FHeleen Mark LVAOEVP,CLO,4S-88217.640-50415D
5/6/24 16:42
5/3/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FBunn James EFLOP-GlobEq1S-1,381124.440-1149D
5/6/24 16:33
5/3/24
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Parthemore EricFLD4S-48171.720-722D
5/3/24 19:14
5/1/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWarnick JasonCAOCFO8S.d-1,17013.000-901,002D
5/3/24 16:40
5/2/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FPeacock David AMOD1S-1,03979.900-1319I
5/3/24 16:33
3/14/23
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Smith Bryan EverardNYOEVP6S-1,53758.000-2764D
5/1/24 17:06
4/29/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Duffy Terrence AILDOCB,CEO2S-14,555207.930-7067D
5/1/24 16:24
4/29/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FViniar David ANYD1S-2,161432.250-5819D
4/30/24 16:30
12/26/23
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Surdykowski Andrew JGAOGC3S.d-1,240134.600-949D
4/30/24 10:20
4/29/24
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,Maclellan Robert F.MDD1S.d-344113.080-335D
4/29/24 14:41
4/26/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FRaney Steven MFLOP,CEO RJ3S.d-1,199112.710-1160D
4/26/24 17:20
4/24/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCrawford Peter B.TXOCFO8S.dm-3,02366.460-4561M
4/24/24 21:32
4/24/24
JEFJefferies Financial Group Inc.NYFinancFinTrdSecurity Brokers, Dealers & FHandler Richard BNYDOCEO1S-65,25143.500-1,50016,707D
4/23/24 21:35
4/19/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FEllis Stephen ATXD1S.d-1,08073.210-15116M
4/19/24 16:06
4/18/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FGorman James PNYDOExec CB7S-74,21992.770-8001,138D
4/19/24 16:05
4/17/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FSmith Charles Aubrey IIINYOChief Ri2S-1,52790.870-17136D
4/18/24 21:44
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FGoldfarb Mark ATXD1S-50370.860-727I
4/18/24 21:29
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSarin ArunTXD1S.d-35671.110-526M
4/18/24 21:13
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FMurtagh Nigel JTXOChief Ri4S.d-4,53071.080-6483D
4/18/24 21:08
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FMorgan Peter J. IIITXOGC3S-2,68367.610-408D
4/18/24 21:05
4/16/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FMartinetto Joseph RTXOCOO1S-3,04670.830-43302I
4/5/24 16:30
1/4/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Sprecher Jeffrey CGADOCEO6S.d-88,351120.880-7314,226M
3/28/24 20:45
3/22/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FAdams John K JrTXD2S.d-2,28172.640-3145D
3/28/24 10:42
3/8/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FKlauder PaulPAOEVP1S.d-14069.800-235D
3/27/24 16:13
3/25/24
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Peterson JustinNYOCTO6S.dm-5,62691.110-6269D
3/25/24 19:28
3/21/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCraig Jonathan M.TXOPlease s4S.d-10,40674.580-14011M
3/22/24 16:30
3/22/24
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Borse Dubai LtdC0T1S-1,797,90758.000-31,00058,342D
3/22/24 16:02
1/31/24
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,McCourt Timothy FrancisILOSr MD Gl4S-363216.460-26D
3/20/24 16:31
3/20/24
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Friedman DouglasNYOGC,Secre5S.d-4,62194.710-4936D
3/19/24 16:30
11/24/23
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Foley DouglasGAOSVP,HR,A6S.d-1,885125.090-1527D
3/15/24 19:44
12/18/23
STHOStar HoldingsDEFinancFinTrdSecurity Brokers, Dealers & FCowen Inc.NYT6S.m-2,07511.260-1842,466I
3/15/24 16:49
3/13/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FSliney David DMOOCOO1S.m-1,55374.680-21185D
3/15/24 08:51
3/13/24
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Branch Scott JNYHRetired 3S-1,50967.080-231,101I
3/14/24 16:30
3/12/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Martin Lynn CGAOP,NYSE G2S-1,348137.100-1059D
3/14/24 16:30
12/8/23
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Gardiner WarrenGAOCFO6S.d-569128.500-421D
3/13/24 16:33
3/11/24
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Wilkinson AllenILOSVP,CHIE1S-51184.94000D
3/13/24 16:32
3/11/24
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Sexton John PILOEVP,GC,C2S-1,703170.860-1017D
3/12/24 17:00
5/16/23
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FMichaud Thomas B.NYOSVP2S.dm-5,34463.280-84100D
3/11/24 14:53
3/8/24
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,Hrabowski Freeman A IIIMDD1S.d-1,034118.320-921D
3/8/24 16:30
3/6/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,King Elizabeth KathrynGAOGlobal H2S-1,727136.390-1317D
3/6/24 16:01
3/6/24
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & F77/7 Al Farabi Ave
Almaty, 1P 050040">Tukanov Renat
1POCTO2S-44373.770-612D
3/4/24 17:21
3/1/24
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Fowler John MooreNYD5S-16377.660-2112D
2/27/24 20:04
2/26/24
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Sethi KabirCAOMD1S-346266.500-110D
2/27/24 19:51
2/26/24
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Gates GregCAOMD1S-3,036266.270-1119D
2/27/24 19:42
2/26/24
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Enyedi MatthewCAOMD3S.d-1,740246.920-710D
2/27/24 19:25
2/26/24
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Audette Matthew JCAOCFO,Head4S.d-15,102246.760-6114D
2/27/24 19:16
2/23/24
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Arnold Dan H.CADOP,CEO4S.dm-23,321256.650-91155D
2/27/24 18:38
2/23/24
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FQuirk Steven M.CAOChief Br1S-87914.430-61351D
2/26/24 16:09
2/22/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FBerlinski Philip R.NYOGlobal T2S-5,819377.850-1528D
2/26/24 16:07
2/23/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FColeman Denis P.NYOCFO1S-5,001394.430-1334D
2/26/24 11:54
2/23/24
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWarner Mark AndrewPAHSee Rema1S.d-20267.310-31D
2/23/24 18:41
2/23/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FLord RachelNYOSenior M1S.d-29,498818.060-3617D
2/23/24 17:03
2/21/24
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FNesi VictorNYOCo-P1S-2,71375.370-36285I
2/23/24 16:30
12/11/23
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Edmonds Christopher ScottGAOP,Fixed 6S.d-1,975121.450-1617D
2/23/24 16:18
2/21/24
IBKRInteractive Brokers Group, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FNemser Earl HCTDOVice CB4S.m-19,83499.170-200209D
2/22/24 16:48
2/20/24
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Howson DaveILOEVP,GLOB3S.d-3,711171.530-2218D
2/22/24 16:30
2/20/24
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Williams Stuart GlenGAOCOO1S-400136.570-315D
2/22/24 16:08
2/20/24
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Bruni EnricoNYOMD,Europ5S.dm-4,60591.970-5085D
2/16/24 17:00
12/8/23
MKTXMarketaxess Holdings IncFinancFinTrdSecurity Brokers, Dealers & FMcPherson Kevin MNYOChief Re5S-1,743251.150-772D
2/14/24 18:28
2/12/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FCohen StephenNYOSenior M3S-1,926773.780-24D
2/14/24 17:54
12/4/23
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Jackson BenjaminGAOP6S.d-6,269125.210-50160D
2/14/24 16:19
2/12/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOCo-P5S-14,66293.570-157323D
2/14/24 11:57
2/2/23
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FSharma SanjayPAOSee Rema3S.d-2,16365.530-3317D
2/12/24 11:32
2/9/24
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,Hiebler Jessica MMDOPrincipa2S.d-323106.840-314D
2/9/24 18:16
2/7/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FMeade Christopher J.NYOGC,CLO2S.d-16,790795.720-2112D
2/9/24 16:30
12/13/23
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Namkung James WGAOChief Ac2S.m-431125.720-318D
2/9/24 10:30
9/19/23
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWithrow WaynePAOEVP5S.dm-4,14363.730-6555D
2/7/24 19:05
2/5/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FKushel J. RichardNYOSenior M6S.m-12,581758.290-17154I
2/7/24 18:57
2/5/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FComerchero Marc D.NYOPrincipa2S-827751.750-16D
2/7/24 17:56
2/5/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FAbraham Chad RMNDOCEO,CB5S.m-6,951149.490-4785D
2/7/24 17:49
2/5/24
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FDoyle Jonathan JMNDOHd of Fi2S.m-7,769172.650-45212D
2/7/24 17:34
2/5/24
IBKRInteractive Brokers Group, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FFrank Thomas AjCTOCIO26S.m-90,21890.220-1,0001,015D
2/5/24 21:36
2/1/24
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FHerringer Frank CTXD2S.d-1,21172.420-17225M
2/2/24 18:58
2/2/24
BLKBlackrock Inc.DEFinancFinTrdSecurity Brokers, Dealers & FSmall MartinNYOCFO,Seni1S-5,533786.360-75D
2/1/24 16:21
1/30/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FAkram RajaNYODeputy C5S-3,32288.780-37119D
2/1/24 16:20
1/30/24
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOChief Le2S.m-16,33894.370-173235D
1/31/24 10:00
1/29/24
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FSantelli Jonathan NFLOEVP,GC,S1S-212111.910-222D
1/25/24 16:12
1/23/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FFredman Sheara JNYOChief Ac1S.d-1,635380.150-411D
1/25/24 16:07
1/23/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FRuemmler Kathryn H.NYOGC,GC2S.d-5,185356.240-157D
1/23/24 17:22
1/22/24
BATRAAtlanta Braves Holdings, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGamco Investors, Inc. Et AlNYT4S-1931.530-10124I
1/19/24 16:13
1/17/24
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FLee Brian JNYOChief Ri2S.d-5,597361.110-1634M
1/3/24 16:07
1/2/24
BGCBgc Group, Inc.FinancFinTrdSecurity & Commodity Brokers,Merkel Stephen MNYOEVP,GC1S00.000-13776D
12/26/23 18:02
11/8/23
STERSterling Check Corp.DEFinancFinTrdSecurity Brokers, Dealers & FGoldman Sachs Group IncNYT10S.dm-682,19517.420-39,16593,003I
12/19/23 10:44
12/18/23
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,Thomson Andrew Justin MackenzieMDOVP4S.d-4,550109.070-42129D
12/18/23 17:58
12/14/23
NAVINavient CorpDEFinancFinTrdSecurity Brokers, Dealers & FKane John MVAOEVP,Grou1S-2,85519.020-150500D
12/15/23 16:40
12/13/23
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Maurer Mark LowryILHChief Ri1S-33667.210-542D
12/13/23 16:50
12/13/23
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FFisher Mark PCAOSVP,GC1S-52464.750-840D
12/13/23 08:44
12/12/23
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,Higginbotham Robert C.T.MDOVP4S.m-4,98997.090-5171D
12/12/23 14:29
12/11/23
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Durkin Bryan TILD1S-1,203216.370-662D
12/5/23 18:30
12/1/23
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Sammann DerekILOSr MD Gl1S.m-2,769220.730-1329I
12/5/23 16:20
12/1/23
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Isaacson Christopher AILOEVP,COO3S-1,791155.100-1261D
12/5/23 10:55
12/4/23
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FCatanese GeorgeFLOChief Ri1S-413106.750-412D
12/4/23 15:38
12/1/23
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FRomeo CarmenPAD1S.d-29559.000-501,589D
12/1/23 16:22
11/29/23
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FReilly Paul CFLDOChair,CE1S.d-5,200103.990-50274D
11/24/23 13:06
11/21/23
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FLeslie Ericka TNYOChief Ad1S-461335.150-110D
11/21/23 16:01
11/20/23
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & FLukyanov Sergey1PO*See Rem2S.m-1,72882.260-2167D
11/17/23 11:56
11/15/23
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,Stromberg William JMDDONon-Exec1S-98598.480-10965M
11/13/23 06:00
11/8/23
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FDowdle Jeffrey AFLOCOO,Head2S-1,30998.200-1364D
11/9/23 16:02
11/7/23
IBKRInteractive Brokers Group, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBrody Paul JonathanCTDOCFO22S.m-43,11586.230-5001,184I
11/7/23 07:38
11/6/23
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Suskind DennisILD1S-320213.600-23D
11/6/23 16:47
11/2/23
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Jambusaria AneriCAOMD1S-429222.370-22D
11/3/23 16:08
11/1/23
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Dennison Ann MNYOEVP2S-51049.730-1065D
11/1/23 10:06
10/31/23
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Sprague SuzanneILOSr MD Gl1S-243211.790-17D
10/26/23 16:58
2/6/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSneed Paula ATXD2S.d-2,01772.530-28122M
10/26/23 14:53
10/26/23
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Gepsman Martin JILD1S-65216.330025D
10/12/23 17:06
10/12/23
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & FKiriaku LiudmilaG4OVP of Co1S-25585.120-3-1000D
10/10/23 20:22
10/5/23
MNPWestern Asset Municipal Partners Fund Inc.DEFinancFinTrdSecurity Brokers, Dealers & FMorgan StanleyNYT2S-16,67115.880-1,0508,465I
9/28/23 09:17
9/27/23
TROWPrice T Rowe Group IncMDFinancFinTrdSecurity & Commodity Brokers,McCormick Andrew C.MDOVP2S.d-2,174113.290-1969D
9/21/23 16:09
9/19/23
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FPeterson MichaelPAOEVP,GC2S.d-2,16461.840-353D
9/20/23 13:44
9/19/23
TAGSTeucrium Commodity TrustFinancFinTrdCommodity Contracts Brokers &Gilbertie SalVTOTCEO1S-330.9900-1000D
9/15/23 16:15
9/13/23
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Steinmeier RichardCAOMD1S-2,500242.680-1017D
9/11/23 15:51
9/8/23
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FMcCarthy KathrynPAD1S.d-60660.580-1072D
9/1/23 11:19
8/30/23
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FMcGonigle DennisPAOEVP,CFO1S.d-1,86762.220-30594D
8/23/23 16:54
8/21/23
ICEIntercontinental Exchange, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Tirinnanzi Martha AGAD3S-129112.970-13D
8/21/23 16:52
8/18/23
SFStifel Financial CorpDEFinancFinTrdSecurity Brokers, Dealers & FReichert Christopher KMOOCEO of S1S-1,56062.390-2542M
8/18/23 16:09
8/17/23
WTWisdomtree, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FZiemba Peter MNYOChief Ad1S.m-6986.980-1001,038D
8/15/23 18:18
8/15/23
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Holzrichter JulieILOSr MD CO1S-1,233205.470-632D
8/14/23 12:01
8/11/23
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Bitsberger Timothy S.ILD1S-165205.920-111D
8/11/23 10:19
8/10/23
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Winkler JulieILOSr MD Ch1S-1,296207.000-625D
8/10/23 16:30
8/8/23
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Goodman Jill RILD1S-732144.950-513D
8/9/23 16:30
8/9/23
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Glickman Daniel RILD1S-155206.090-117D
8/4/23 19:29
8/3/23
JEFJefferies Financial Group Inc.NYFinancFinTrdSecurity Brokers, Dealers & FSteinberg Joseph SNYDOTCB2S.m-41,39836.060-1,14821,278I
8/2/23 11:27
7/31/23
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FCarter HoraceFLOP,Fixed 1S-410109.120-421D
7/28/23 19:53
7/27/23
CMECme Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Cutinho SunilILOCIO1S.m-3,860198.670-1923D
7/26/23 16:14
7/24/23
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FPick Edward NNYOCo-P,Hea2S-22,52695.850-235643D
7/26/23 16:13
7/24/23
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Splinter Michael RNYD1S-5951.030-1215I
7/21/23 16:18
7/20/23
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FSimkowitz Daniel ANYOHead of 3S.m-10,12195.720-106340D
7/12/23 16:43
7/10/23
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Tilly Edward TILDOCB,CEO2S-2,172135.770-16186D
6/30/23 16:06
6/28/23
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FHicke RyanPADOCEO1S.d-159.26000112D
6/15/23 18:35
6/13/23
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Yared RanaNYD1S.m-10070.490-12D
5/26/23 16:43
5/24/23
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Ratterman Joseph PILD1S-2,039135.960-1525I
5/5/23 16:16
5/3/23
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FGlocer Thomas HNYD1S-39587.110-598D
5/2/23 18:10
5/1/23
VIRTVirtu Financial, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FFairclough BrettNYOCo-P,Co-1S.d-97019.390-5037D
4/24/23 16:37
4/20/23
IBKRInteractive Brokers Group, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FUhde PhilipNYD1S-8,90081.770-1092D
4/12/23 16:10
4/10/23
SIEBSiebert Financial CorpNYFinancFinTrdSecurity Brokers, Dealers & FGebbia John M.NYHMember o1S-3701.850-20019,466M
4/4/23 16:59
3/31/23
TWTradeweb Markets Inc.DEFinancFinTrdSecurity & Commodity Brokers,Olesky LeeNYD2S.dm-23,44978.460-299254D
3/14/23 15:24
3/14/23
COHNCohen & Co Inc.MDFinancFinTrdSecurity Brokers, Dealers & FListman DouglasPAOChief Ac1S-208.760-28D
3/10/23 16:15
3/8/23
MKTXMarketaxess Holdings IncFinancFinTrdSecurity Brokers, Dealers & FPintoff ScottNYOGC,Secre1S-90358.80007D
3/9/23 18:30
3/8/23
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Dunaway William JMOOCFO4S-218103.900-269D
3/9/23 16:52
3/8/23
SNEXStonex Group Inc.DEFinancFinTrdSecurity & Commodity Brokers,Schroeder AaronMOOChief Ac1S-146104.910-114D
3/7/23 16:15
3/3/23
MKTXMarketaxess Holdings IncFinancFinTrdSecurity Brokers, Dealers & FRoupie Christophe Pierre DanielNYOHead of 1S-221366.580-16D
3/6/23 09:11
3/3/23
OPYOppenheimer Holdings IncDEFinancFinTrdSecurity Brokers, Dealers & FMcNamara Dennis PNYOSecretar1S-54044.530-1224D
2/28/23 18:43
2/27/23
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Oroschakoff MichelleCAOMD2S.m-5,609248.380-2324D
2/28/23 18:35
2/27/23
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Larsen Sallie R.CAOMD2S.d-6,064242.960-2525D
2/22/23 17:47
2/17/23
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FBlumenstein SarahPAD1S.dm-2,13360.940-356D
2/22/23 16:51
2/17/23
CBOECboe Global Markets, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Schell Brian NILOEVP,CFO,1S.dm-1,108127.360-910D
2/22/23 16:06
2/21/23
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Skule JeremyNYOEVP2S-25159.840-473D
2/21/23 20:30
2/16/23
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FRuffel Charles A.TXD1S-41980.880-524D
2/13/23 16:02
2/9/23
NDAQNasdaq, Inc.DEFinancFinTrdSecurity & Commodity Brokers,Daly Michelle LynnNYOControll1S-11959.550-29D
2/8/23 16:29
2/7/23
MKTXMarketaxess Holdings IncFinancFinTrdSecurity Brokers, Dealers & FBegleiter Steven LNYD1S-349348.730-19D
2/8/23 07:39
2/6/23
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FPerry JodiFLOP,ICD fo1S-712112.300-612D
1/30/23 19:22
1/26/23
IBKRInteractive Brokers Group, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FPeterffy ThomasFLDOCB5S.m-15,67178.360-2001,791D
1/30/23 17:34
1/27/23
NAVINavient CorpDEFinancFinTrdSecurity Brokers, Dealers & FHauber Stephen MDEOEVP,Chie1S.d-21819.170-11217D
1/27/23 16:15
1/25/23
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FDarling AlistairNYD1S-18994.710-234D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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