1/8/26 10:52 | 1/7/26 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 33 | 11.96 | 0 | 3 | 0 | 2,231 | I | | | | | | | | | | | | | | |
1/8/26 10:41 | 1/7/26 | COSM | Cosmos Health Inc. | NV | Retail | WhDrg | Drugs, Proprietaries & Druggi | Siokas Grigorios | J3 | DOT | CEO | P | 65 | 0.5205 | 0 | 125 | 2 | 6,976 | D | | | | | | | | | | | | | | |
1/8/26 10:36 | 1/6/26 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 418 | 60.74 | 0 | 7 | 0 | 5,416 | I | | | | | | | | | | | | | | |
1/8/26 08:46 | 12/30/25 | LFT | Lument Finance Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Keenan Walter C | NY | D | | P | 36 | 1.46 | 0 | 25 | 15 | 197 | I | | | | | | | | | | | | | | |
1/7/26 21:44 | 1/2/26 | LUCY | Innovative Eyewear Inc | FL | Health | OthMd | Ophthalmic Goods | Galkin Vladimir | FL | T | | P.m | 1,156 | 1.79 | 0 | 648 | | 0 | D | | | | | | | | | | | | | | |
1/7/26 21:37 | 12/30/25 | NYC | American Strategic Investment Co. | MD | RlEst | REIT | Real Estate Investment Trusts | Schorsch Nicholas S | RI | T | | P.m | 39 | 8.63 | 0 | 4 | 0 | 1,600 | I | | | | | | | | | | | | | | |
1/7/26 20:12 | 3/31/17 | CDTX | Cidara Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Stein Jeffrey | CA | DO | P,CEO | P.m | 339 | 79.55 | 0 | 4 | 6 | 76 | M | | | | | | | | | | | | | | |
1/7/26 20:11 | 1/5/26 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Labe James | CA | DO | CEO | P.m | 493 | 6.66 | 0 | 74 | 4 | 2,151 | I | | | | | | | | | | | | | | |
1/7/26 20:11 | 1/5/26 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Srivastava Sajal | CA | DO | P,CIO | P.m | 493 | 6.66 | 0 | 74 | 3 | 2,218 | I | | | | | | | | | | | | | | |
1/7/26 19:47 | 1/6/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P.a | 0 | 296.79 | 0 | 0 | 0 | 25 | D | | | | | | | | | | | | | | |
1/7/26 19:30 | 1/5/26 | WRB | Berkley W R Corp | M0 | Insur | Insur | Fire, Marine & Casualty Insur | Mitsui Sumitomo Insurance Co Ltd | M0 | T | | P.m | 47,416 | 69.61 | 0 | 681 | 1 | 51,445 | D | | | | | | | | | | | | | | |
1/7/26 18:09 | 12/30/25 | PAR | Par Technology Corp | DE | Tech | Hardw | Calculating & Accounting Mach | Voss Capital, LP | TX | T | | P.m | 7,104 | 36.24 | 0 | 196 | 4 | 4,604 | I | | | | | | | | | | | | | | |
1/7/26 17:59 | 12/30/25 | FLYW | Flywire Corp | DE | BizSv | BizSv | Business Services | Voss Capital, LP | TX | T | | P.m | 3,203 | 14.17 | 0 | 226 | 2 | 12,320 | I | | | | | | | | | | | | | | |
1/7/26 17:43 | 1/5/26 | PMCB | Pharmacyte Biotech, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Silverman Joshua | NV | DO | CEO,P | P.m | 80 | 0.8048 | 0 | 100 | 27 | 466 | D | | | | | | | | | | | | | | |
1/7/26 17:43 | 1/5/26 | PMCB | Pharmacyte Biotech, Inc. | NV | Health | BioPrd | Biological Products, (No Diag | Schechter Jonathan | NV | D | | P.m | 48 | 0.8039 | 0 | 60 | 45 | 193 | D | | | | | | | | | | | | | | |
1/7/26 17:42 | 1/5/26 | GTE | Gran Tierra Energy Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Lm Asset (Im) Inc. | A1 | T | | P.m | 724 | 4.02 | 0 | 180 | 4 | 4,302 | I | | | | | | | | | | | | | | |
1/7/26 17:17 | 12/1/25 | ALTIX | Align Alternative Access Fund | | Fund | CEF | Closed-End Funds | Leinan Jeffrey | OH | D | | P | 700 | 10.20 | 0 | 69 | 248 | 96 | D | | | | | | | | | | | | | | |
1/7/26 17:15 | 11/3/25 | ALTIX | Align Alternative Access Fund | | Fund | CEF | Closed-End Funds | Leinan Jeffrey | OH | D | | P | 280 | 10.10 | 0 | 28 | New | 28 | I | | | | | | | | | | | | | | |
1/7/26 16:55 | 1/5/26 | CLYM | Climb Bio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Ra Capital Management, L.P. | MA | DT | | P | 25 | 3.50 | 0 | 7 | 0 | 11,301 | I | | | | | | | | | | | | | | |
1/7/26 16:46 | 1/2/26 | RPLRT | Rithm Perpetual Life Residential Trust | MD | RlEst | REIT | Real Estate Investment Trusts | Santoro Nicola Jr | NY | O | CFO,CAO | P | 300 | 20.00 | 0 | 15 | New | 15 | D | | | | | | | | | | | | | | |
1/7/26 16:19 | 1/7/26 | VIRC | Virco Mfg Corporation | DE | Hshld | Furn | Public Bldg & Related Furnitu | Richardson Bradley C | CA | D | | P | 13 | 6.50 | 0 | 2 | 6 | 38 | D | | | | | | | | | | | | | | |
1/7/26 16:10 | 1/5/26 | YYAI | Airwa Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Zhou Hongyu | DE | D | | P.m | 142 | 1.02 | 0 | 140 | 86 | 302 | D | | | | | | | | | | | | | | |
1/7/26 16:05 | 1/5/26 | NTLA | Intellia Therapeutics, Inc. | DE | Health | Diagn | In Vitro & In Vivo Diagnostic | Cohen Fred E | MA | D | | P | 1,403 | 9.35 | 0 | 150 | 261 | 207 | D | | | | | | | | | | | | | | |
1/7/26 16:01 | 1/5/26 | AVO | Mission Produce, Inc. | DE | Ag | Ag | Agricultural Services | Globalharvest Holdings Venture Ltd | D8 | T | | P.m | 770 | 11.57 | 0 | 67 | 1 | 7,830 | D | | | | | | | | | | | | | | |
1/7/26 14:53 | 1/6/26 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.60 | 0 | 1 | 0 | 1,006 | M | | | | | | | | | | | | | | |
1/7/26 14:52 | 1/6/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 0 | 296.79 | 0 | 0 | 0 | 3,488 | D | | | | | | | | | | | | | | |
1/7/26 14:14 | 12/17/25 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | Dinsmore James Andrew | NY | DO | P | P | 2 | 11.60 | 0 | 0 | 2 | 12 | D | | | | | | | | | | | | | | |
1/7/26 14:11 | 12/17/25 | BCV | Bancroft Fund Ltd | DE | Fund | CEF | Closed-End Funds | Dinsmore James Andrew | NY | DO | P | P | 5 | 21.50 | 0 | 0 | 29 | 1 | D | | | | | | | | | | | | | | |
1/7/26 13:59 | 1/6/26 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle Holdings Fund | C3 | T | | P | 997 | 24.82 | 0 | 40 | 2 | 2,402 | D | | | | | | | | | | | | | | |
1/7/26 13:51 | 1/5/26 | INDV | Indivior Plc | X0 | Health | Drug | Pharmaceutical Preparations | Ryan Barbara | VA | D | | P | 27 | 35.39 | 0 | 1 | 65 | 2 | D | | | | | | | | | | | | | | |
1/7/26 13:50 | 1/5/26 | INDV | Indivior Plc | X0 | Health | Drug | Pharmaceutical Preparations | Humphreys Keith | VA | D | | P | 27 | 35.39 | 0 | 1 | 15 | 6 | D | | | | | | | | | | | | | | |
1/7/26 13:49 | 1/5/26 | INDV | Indivior Plc | X0 | Health | Drug | Pharmaceutical Preparations | Ninivaggi Daniel A | VA | D | | P | 27 | 35.39 | 0 | 1 | 5 | 17 | D | | | | | | | | | | | | | | |
1/7/26 13:48 | 1/5/26 | INDV | Indivior Plc | X0 | Health | Drug | Pharmaceutical Preparations | Stejbach Mark | VA | D | | P | 27 | 35.39 | 0 | 1 | 5 | 17 | D | | | | | | | | | | | | | | |
1/7/26 13:47 | 1/5/26 | INDV | Indivior Plc | X0 | Health | Drug | Pharmaceutical Preparations | Wheadon David E. | VA | D | | P | 63 | 35.39 | 0 | 2 | 14 | 14 | D | | | | | | | | | | | | | | |
1/7/26 13:01 | 1/6/26 | COSM | Cosmos Health Inc. | NV | Retail | WhDrg | Drugs, Proprietaries & Druggi | Siokas Grigorios | J3 | DOT | CEO | P | 72 | 0.5375 | 0 | 134 | 2 | 6,851 | D | | | | | | | | | | | | | | |
1/7/26 12:23 | 1/6/26 | JLS | Nuveen Mortgage & Income Fund/ma/ | | Fund | CEF | Closed-End Funds | Parekh Aashh | IL | H | Portfoli | P | 2 | 18.10 | 0 | 0 | 2 | 5 | D | | | | | | | | | | | | | | |
1/7/26 12:18 | 1/5/26 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Macwilliams Kent | NY | H | Portfoli | P | 0 | 24.81 | 0 | 0 | 1 | 0 | D | | | | | | | | | | | | | | |
1/7/26 12:15 | 1/5/26 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Jain Ashees | NY | H | Portfoli | P | 0 | 24.81 | 0 | 0 | 1 | 1 | D | | | | | | | | | | | | | | |
1/7/26 12:13 | 1/5/26 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Marra Joseph P. | NY | DO | P,Prin. | P | 3 | 24.81 | 0 | 0 | 1 | 11 | M | | | | | | | | | | | | | | |
1/7/26 12:09 | 1/6/26 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | George W Whitney | CT | DTH | Senior P | P | 16 | 8.89 | 0 | 2 | 0 | 16,053 | M | | | | | | | | | | | | | | |
1/7/26 06:15 | 1/5/26 | LB | Landbridge Co LLC | DE | Financ | Invest | Oil Royalty Traders | Bolling Harrison Fenner | TX | O | See Rema | P | 40 | 46.84 | 0 | 1 | 1 | 67 | D | | | | | | | | | | | | | | |
1/7/26 06:15 | 1/6/26 | WBI | Waterbridge Infrastructure LLC | DE | Energy | OilSv | Oil & Gas Field Services | McNeely Scott Lloyd | TX | O | See Rema | P | 25 | 19.56 | 0 | 1 | 2 | 76 | D | | | | | | | | | | | | | | |
1/7/26 06:15 | 1/5/26 | WBI | Waterbridge Infrastructure LLC | DE | Energy | OilSv | Oil & Gas Field Services | Long Jason Thomas | TX | DO | CEO | P | 99 | 19.84 | 0 | 5 | 4 | 143 | D | | | | | | | | | | | | | | |
1/7/26 06:15 | 1/5/26 | WBI | Waterbridge Infrastructure LLC | DE | Energy | OilSv | Oil & Gas Field Services | Bolling Harrison Fenner | TX | O | See Rema | P | 40 | 19.98 | 0 | 2 | 3 | 72 | D | | | | | | | | | | | | | | |
1/7/26 06:15 | 1/6/26 | WBI | Waterbridge Infrastructure LLC | DE | Energy | OilSv | Oil & Gas Field Services | Reitz Michael Howard Jr | TX | O | See Rema | P | 100 | 20.49 | 0 | 5 | 5 | 100 | D | | | | | | | | | | | | | | |
1/7/26 06:15 | 1/6/26 | LB | Landbridge Co LLC | DE | Financ | Invest | Oil Royalty Traders | McNeely Scott Lloyd | TX | O | See Rema | P | 25 | 45.49 | 0 | 1 | 1 | 81 | D | | | | | | | | | | | | | | |
1/7/26 06:15 | 1/5/26 | LB | Landbridge Co LLC | DE | Financ | Invest | Oil Royalty Traders | Long Jason Thomas | TX | DO | See Rema | P | 100 | 46.59 | 0 | 2 | 1 | 224 | D | | | | | | | | | | | | | | |
1/7/26 06:14 | 1/5/26 | TOFB | Tofutti Brands Inc | DE | FdBev | Food | Ice Cream & Frozen Desserts | A-6684 Ltd. | L3 | T | | P | 0 | 0.7200 | 0 | 0 | 0 | 693 | I | | | | | | | | | | | | | | |
1/6/26 18:55 | 1/2/26 | NAVN | Navan, Inc. | DE | Tech | Softw | Prepackaged Software | Andreessen Horowitz Lsv Fund I, L.P. | CA | T | | P.m | 15,939 | 16.31 | 0 | 977 | 4 | 28,172 | I | | | | | | | | | | | | | | |
1/6/26 18:55 | 1/2/26 | NAVN | Navan, Inc. | DE | Tech | Softw | Prepackaged Software | Andreessen Horowitz Lsv Fund Iii, L.P. | CA | T | | P.m | 15,939 | 16.31 | 0 | 977 | 4 | 28,172 | I | | | | | | | | | | | | | | |
1/6/26 18:55 | 1/2/26 | NAVN | Navan, Inc. | DE | Tech | Softw | Prepackaged Software | Andreessen Horowitz Fund V, L.P. | CA | T | | P.m | 15,939 | 16.31 | 0 | 977 | 4 | 28,172 | I | | | | | | | | | | | | | | |
1/6/26 18:55 | 1/2/26 | NAVN | Navan, Inc. | DE | Tech | Softw | Prepackaged Software | Horowitz Benjamin A | CA | DT | | P.m | 15,939 | 16.31 | 0 | 977 | 4 | 28,172 | I | | | | | | | | | | | | | | |
1/6/26 16:50 | 12/31/25 | UTZ | Utz Brands, Inc. | DE | FdBev | Food | Miscellaneous Food Preparatio | Shea Theresa Robbins | PA | O | EVP,GC | P | 7 | 9.86 | 0 | 1 | 1 | 87 | D | | | | | | | | | | | | | | |
1/6/26 16:49 | 12/31/25 | UTZ | Utz Brands, Inc. | DE | FdBev | Food | Miscellaneous Food Preparatio | Sponaugle James | PA | O | EVP,Chie | P | 7 | 9.86 | 0 | 1 | 1 | 80 | D | | | | | | | | | | | | | | |
1/6/26 16:34 | 1/2/26 | PRPO | Precipio, Inc. | DE | Electr | LabEq | Laboratory Analytical Instrum | Sabet Ahmed Zaki | CT | O | COO | P.d | 0 | 23.40 | 0 | 0 | 3 | 1 | D | | | | | | | | | | | | | | |
1/6/26 16:24 | 1/2/26 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Stevenson Scott R | PA | D | | P | 10 | 34.97 | 0 | 0 | 13 | 2 | D | | | | | | | | | | | | | | |
1/6/26 16:17 | 1/2/26 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Stauffer W Randall | PA | D | | P | 10 | 34.97 | 0 | 0 | 1 | 55 | D | | | | | | | | | | | | | | |
1/6/26 16:05 | 1/2/26 | SLGL | Sol-Gel Technologies Ltd. | L3 | Health | Drug | Pharmaceutical Preparations | Opaleye Management Inc. | MA | T | | P.m | 109 | 42.00 | 0 | 3 | 1 | 457 | I | | | | | | | | | | | | | | |
1/6/26 16:05 | 1/2/26 | RCKT | Rocket Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Bjork Elisabeth | NJ | D | | P | 34 | 3.44 | 0 | 10 | 25 | 50 | D | | | | | | | | | | | | | | |
1/6/26 16:01 | 1/2/26 | LMNR | Limoneira Co | DE | Ag | Ag | Crops | Nolan Peter J | CA | D | | P.m | 255 | 12.74 | 0 | 20 | 2 | 1,134 | D | | | | | | | | | | | | | | |
1/6/26 16:00 | 1/2/26 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Ray-Chaudhuri Ranajoy | PA | D | | P | 10 | 34.97 | 0 | 0 | 16 | 2 | D | | | | | | | | | | | | | | |
1/6/26 16:00 | 12/23/25 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Difronzo Vincent P. | VA | O | EVP,-Air | P | 15 | 102.89 | 0 | 0 | 1 | 11 | M | | | | | | | | | | | | | | |
1/6/26 15:54 | 1/2/26 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Mann Jennifer L | PA | D | | P | 10 | 34.97 | 0 | 0 | 3 | 10 | D | | | | | | | | | | | | | | |
1/6/26 15:45 | 1/2/26 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Gorski Gerald E | PA | D | | P | 10 | 34.97 | 0 | 0 | 48 | 1 | D | | | | | | | | | | | | | | |
1/6/26 15:40 | 1/2/26 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Brown Kenneth F Jr | PA | D | | P | 10 | 34.97 | 0 | 0 | 0 | 151 | D | | | | | | | | | | | | | | |
1/6/26 15:34 | 1/2/26 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bimes Randy S. | PA | D | | P | 10 | 34.97 | 0 | 0 | 0 | 265 | D | | | | | | | | | | | | | | |
1/6/26 15:29 | 1/2/26 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bergman Laurie | PA | D | | P | 10 | 34.97 | 0 | 0 | 16 | 2 | D | | | | | | | | | | | | | | |
1/6/26 15:21 | 1/2/26 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bayles Autumn R | PA | D | | P | 10 | 34.97 | 0 | 0 | 10 | 3 | D | | | | | | | | | | | | | | |
1/6/26 15:14 | 1/2/26 | AWF | Alliancebernstein Global High Income Fund Inc | | Fund | CEF | Closed-End Funds | Smith William Walsh | NY | O | VP,Portf | P | 15 | 10.73 | 0 | 1 | 12 | 13 | M | | | | | | | | | | | | | | |
1/6/26 15:03 | 12/10/25 | IOR | Income Opportunity Realty Investors Inc /Tx/ | NV | RlEst | REIT | Real Estate Investment Trusts | Transcontinental Realty Investors Inc | TX | T | | P.m | 12 | 17.69 | 0 | 1 | 0 | 3,439 | D | | | | | | | | | | | | | | |
1/6/26 14:32 | 1/2/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Furcron Thomas Patrick | VA | O | VP,Field | P | 0 | 21.40 | 0 | 0 | 1 | 4 | D | | | | | | | | | | | | | | |
1/6/26 14:22 | 1/2/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Oliver Lawrence T. | VA | O | SVP,Secr | P.d | 0 | 21.40 | 0 | 0 | 0 | 30 | D | | | | | | | | | | | | | | |
1/6/26 14:20 | 1/5/26 | CASY | Caseys General Stores Inc | IA | Retail | AutoSt | Auto Dealers & Gasoline Stati | Castanon Moats Maria | TX | D | | P.d | 166 | 554.66 | 0 | 0 | 60 | 1 | D | | | | | | | | | | | | | | |
1/6/26 14:19 | 1/2/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Miles Christen Brooke | VA | O | VP,HR | P.d | 0 | 21.40 | 0 | 0 | 0 | 10 | D | | | | | | | | | | | | | | |
1/6/26 12:46 | 1/5/26 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.64 | 0 | 1 | 0 | 1,005 | M | | | | | | | | | | | | | | |
1/6/26 12:07 | 1/5/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 0 | 294.98 | 0 | 0 | 0 | 3,488 | D | | | | | | | | | | | | | | |
1/6/26 11:51 | 12/30/25 | CJMB | Callan Jmb Inc. | NV | BizSv | BizSv | Business Services | Dial Gerald | TX | D | | P.d | 2 | 1.20 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
1/6/26 11:24 | 1/5/26 | PFBX | Peoples Financial Corp /Ms/ | MS | Financ | StBnk | State Commercial Banks | Stilwell Joseph | PR | T | | P | 10 | 20.50 | 0 | 1 | 0 | 690 | I | | | | | | | | | | | | | | |
1/6/26 11:04 | 12/29/25 | CET | Central Securities Corp | DE | Fund | CEF | Closed-End Funds | Hill John C | NY | DO | CEO,P | P | 25 | 50.91 | 0 | 1 | 1 | 78 | D | | | | | | | | | | | | | | |
1/6/26 09:59 | 1/5/26 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 198 | 11.63 | 0 | 17 | 1 | 2,228 | I | | | | | | | | | | | | | | |
1/6/26 09:58 | 1/5/26 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 529 | 60.32 | 0 | 9 | 0 | 5,409 | I | | | | | | | | | | | | | | |
1/6/26 08:21 | 1/2/26 | UNFI | United Natural Foods Inc | DE | Retail | Grocer | Groceries, General Line | Pappas James C | RI | D | | P.m | 573 | 33.71 | 0 | 17 | 3 | 512 | I | | | | | | | | | | | | | | |
1/5/26 20:24 | 1/2/26 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Marlett Christopher A | TX | DOT | Co-Found | P | 4 | 3.50 | 0 | 1 | 1 | 170 | D | | | | | | | | | | | | | | |
1/5/26 19:49 | 12/12/25 | CPAY | Corpay, Inc. | DE | BizSv | BizSv | Business Services | Stull Steven T | GA | D | | P | 2,520 | 314.98 | 0 | 8 | 29 | 35 | D | | | | | | | | | | | | | | |
1/5/26 19:27 | 12/31/25 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Labe James | CA | DO | CEO | P.m | 379 | 6.57 | 0 | 58 | 3 | 2,077 | I | | | | | | | | | | | | | | |
1/5/26 19:27 | 12/31/25 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Srivastava Sajal | CA | DO | P,CIO | P.m | 379 | 6.57 | 0 | 58 | 3 | 2,144 | I | | | | | | | | | | | | | | |
1/5/26 19:22 | 12/30/25 | VENU | Venu Holding Corp | CO | PerSv | Entert | Amusement & Recreation Servic | Finke Thomas M | CO | D | | P | 34 | 7.80 | 0 | 4 | 17 | 30 | D | | | | | | | | | | | | | | |
1/5/26 18:26 | 12/31/25 | GTLB | Gitlab Inc. | DE | Tech | Softw | Prepackaged Software | Staples William | DE | DO | CEO | P | 125 | 38.08 | 0 | 3 | 1 | 346 | D | | | | | | | | | | | | | | |
1/5/26 18:12 | 12/31/25 | SPRU | Spruce Power Holding Corp | DE | Energy | OilSv | Oil & Gas Field Services | Steel Partners Holdings L.P. | NY | T | | P | 44 | 5.03 | 0 | 9 | 0 | 3,197 | I | | | | | | | | | | | | | | |
1/5/26 17:30 | 12/31/25 | JYNT | Joint Corp | DE | Financ | Patent | Patent Owners & Lessors | Jobson Charles E | MA | T | | P.m | 12 | 8.70 | 0 | 1 | 0 | 1,616 | D | | | | | | | | | | | | | | |
1/5/26 17:26 | 1/2/26 | WYY | Widepoint Corp | DE | Tech | Softw | Computer Integrated Systems D | Kang Jin | WI | DO | CEO | P.d | 6 | 5.61 | 0 | 1 | 0 | 647 | D | | | | | | | | | | | | | | |
1/5/26 17:23 | 1/2/26 | WYY | Widepoint Corp | DE | Tech | Softw | Computer Integrated Systems D | Garfinkle Philip N | FL | D | | P | 5 | 5.35 | 0 | 1 | 1 | 185 | D | | | | | | | | | | | | | | |
1/5/26 17:22 | 12/31/25 | EP | Empire Petroleum Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Mulacek Phil E | TX | DT | | P.m | 20 | 2.99 | 0 | 7 | 0 | 8,045 | D | | | | | | | | | | | | | | |
1/5/26 17:20 | 12/29/25 | NNUP | Nocopi Technologies Inc/Md/ | MD | Hshld | Toys | Games, Toys & Children's Vehi | Westenburg Kevin Camerer | PA | DO | P | P | 50 | 1.50 | 0 | 33 | 20 | 201 | D | | | | | | | | | | | | | | |
1/5/26 17:06 | 1/5/26 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | P | 5 | 1.62 | 0 | 3 | 1 | 537 | D | | | | | | | | | | | | | | |
1/5/26 16:53 | 12/30/25 | FKYS | First Keystone Corp | PA | Financ | StBnk | State Commercial Banks | Jones Jack W. | PA | DO | P,CEO | P.a | 26 | 18.45 | 0 | 1 | 700 | 2 | D | | | | | | | | | | | | | | |
1/5/26 16:45 | 12/30/25 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Srivastava Sajal | CA | DO | P,CIO | P.a | 257 | 6.44 | 0 | 40 | 2 | 1,779 | I | | | | | | | | | | | | | | |
1/5/26 16:44 | 12/30/25 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Labe James | CA | DO | CEO | P.a | 257 | 6.44 | 0 | 40 | 2 | 1,779 | I | | | | | | | | | | | | | | |
1/5/26 16:24 | 1/2/26 | OSG | Octave Specialty Group Inc | DE | Insur | SurIns | Surety Insurance | Leblanc Claude | NY | DO | CEO | P | 91 | 7.59 | 0 | 12 | 1 | 1,034 | D | | | | | | | | | | | | | | |
1/5/26 16:17 | 12/30/25 | AVO | Mission Produce, Inc. | DE | Ag | Ag | Agricultural Services | Globalharvest Holdings Venture Ltd | D8 | T | | P.m | 3,362 | 11.59 | 0 | 290 | 4 | 7,763 | D | | | | | | | | | | | | | | |
1/5/26 16:16 | 12/31/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | P | 2 | 13.58 | 0 | 0 | 0 | 119 | D | | | | | | | | | | | | | | |
1/5/26 16:10 | 12/31/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | P | 2 | 13.58 | 0 | 0 | 0 | 1,562 | D | | | | | | | | | | | | | | |
1/5/26 16:05 | 1/5/26 | ALT | Altimmune, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sohn Catherine A. | MD | D | | P | 2 | 4.24 | 0 | 1 | 50 | 2 | D | | | | | | | | | | | | | | |
1/5/26 15:59 | 1/2/26 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.59 | 0 | 1 | 0 | 1,004 | M | | | | | | | | | | | | | | |
1/5/26 14:57 | 1/2/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 0 | 288.78 | 0 | 0 | 0 | 3,488 | D | | | | | | | | | | | | | | |
1/5/26 14:41 | 12/31/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Stewart Marta R | VA | D | | P | 36 | 186.00 | 0 | 0 | 1 | 17 | D | | | | | | | | | | | | | | |
1/5/26 14:40 | 12/31/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Smith Daniel C. | IL | D | | P | 65 | 186.00 | 0 | 0 | 1 | 33 | D | | | | | | | | | | | | | | |
1/5/26 14:37 | 12/31/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Selig Stefan M | NY | D | | P | 37 | 186.00 | 0 | 0 | 1 | 32 | D | | | | | | | | | | | | | | |
1/5/26 14:35 | 12/31/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Roe Peggy | MD | D | | P | 15 | 186.00 | 0 | 0 | 1 | 7 | D | | | | | | | | | | | | | | |
1/5/26 14:33 | 12/31/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Rodkin Gary M | CT | D | | P | 42 | 186.00 | 0 | 0 | 1 | 19 | D | | | | | | | | | | | | | | |
1/5/26 14:32 | 12/31/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Lewis Randall J | IN | D | | P | 10 | 186.00 | 0 | 0 | 1 | 6 | D | | | | | | | | | | | | | | |
1/5/26 14:30 | 12/31/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Leibowitz Reuben S | NY | D | | P | 89 | 186.00 | 0 | 0 | 1 | 71 | D | | | | | | | | | | | | | | |
1/5/26 14:21 | 12/31/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Jones Nina P | MD | D | | P | 7 | 186.00 | 0 | 0 | 1 | 3 | D | | | | | | | | | | | | | | |
1/5/26 14:19 | 12/31/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Glasscock Larry C | FL | D | | P | 68 | 186.00 | 0 | 0 | 1 | 44 | D | | | | | | | | | | | | | | |
1/5/26 14:17 | 12/31/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Aeppel Glyn | CA | D | | P | 40 | 186.00 | 0 | 0 | 1 | 19 | D | | | | | | | | | | | | | | |
1/5/26 13:30 | 1/2/26 | VKI | Invesco Advantage Municipal Income Trust II | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 78 | 9.08 | 0 | 9 | | 0 | I | | | | | | | | | | | | | | |
1/5/26 13:28 | 1/2/26 | NZF | Nuveen Municipal Credit Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 77 | 12.61 | 0 | 6 | | 0 | I | | | | | | | | | | | | | | |
1/5/26 12:50 | 1/2/26 | NAD | Nuveen Quality Municipal Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 77 | 12.01 | 0 | 6 | | 0 | I | | | | | | | | | | | | | | |
1/5/26 12:40 | 1/5/26 | LAKE | Lakeland Industries Inc | DE | Health | Orthop | Orthopedic, Prosthetic & Surg | Jenkins James M. | AL | DO | P,CEO,Ex | P | 10 | 8.88 | 0 | 1 | 1 | 96 | D | | | | | | | | | | | | | | |
1/5/26 12:39 | 1/2/25 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Ghodoosi Arash | CA | O | P,Princi | P | 1 | 12.15 | 0 | 0 | 0 | 42 | D | | | | | | | | | | | | | | |
1/5/26 11:41 | 1/2/26 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 7 | 11.45 | 0 | 1 | 0 | 2,211 | I | | | | | | | | | | | | | | |
1/5/26 10:57 | 1/2/26 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 518 | 58.93 | 0 | 9 | 0 | 5,400 | I | | | | | | | | | | | | | | |
1/5/26 08:51 | 12/31/25 | EDBL | Edible Garden AG Inc | DE | Ag | Ag | Crops | Kras James E. | NJ | DO | P,CEO | P.d | 2 | 0.5541 | 0 | 4 | 102 | 7 | D | | | | | | | | | | | | | | |
1/5/26 08:35 | 1/2/26 | PFBX | Peoples Financial Corp /Ms/ | MS | Financ | StBnk | State Commercial Banks | Stilwell Joseph | PR | T | | P | 34 | 20.50 | 0 | 2 | 0 | 690 | I | | | | | | | | | | | | | | |
1/5/26 08:00 | 12/31/25 | HYPD | Hyperion Defi, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Knox David R. | CA | O | CFO | P | 100 | 3.59 | 0 | 28 | 9 | 328 | D | | | | | | | | | | | | | | |
1/5/26 07:09 | 12/31/25 | TOFB | Tofutti Brands Inc | DE | FdBev | Food | Ice Cream & Frozen Desserts | A-6684 Ltd. | L3 | T | | P | 2 | 0.7300 | 0 | 3 | 0 | 693 | I | | | | | | | | | | | | | | |
1/5/26 07:00 | 12/31/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Agah Ramtin | CA | DO | Chief Me | P | 8 | 0.8600 | 0 | 10 | 1 | 788 | D | | | | | | | | | | | | | | |
1/5/26 06:06 | 12/31/25 | GLSI | Greenwich Lifesciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Patel Snehal | TX | DOT | CEO,CFO | P | 92 | 21.36 | 0 | 4 | 0 | 5,599 | D | | | | | | | | | | | | | | |
1/2/26 21:39 | 12/31/25 | LTC | Ltc Properties Inc | MD | RlEst | REIT | Real Estate Investment Trusts | Boitano David M | CA | O | EVP,CIO | P | 344 | 34.44 | 0 | 10 | 64 | 26 | D | | | | | | | | | | | | | | |
1/2/26 19:43 | 12/31/25 | VENU | Venu Holding Corp | CO | PerSv | Entert | Amusement & Recreation Servic | Craddock Matthew | CO | D | | P | 2 | 8.15 | 0 | 0 | 0 | 75 | D | | | | | | | | | | | | | | |
1/2/26 19:04 | 12/30/25 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 75 | 11.38 | 0 | 7 | 0 | 2,211 | I | | | | | | | | | | | | | | |
1/2/26 19:00 | 12/30/25 | WRB | Berkley W R Corp | M0 | Insur | Insur | Fire, Marine & Casualty Insur | Mitsui Sumitomo Insurance Co Ltd | M0 | T | | P.m | 47,167 | 70.11 | 0 | 673 | 1 | 50,764 | D | | | | | | | | | | | | | | |
1/2/26 18:58 | 12/30/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 962 | 60.14 | 0 | 16 | 0 | 5,392 | I | | | | | | | | | | | | | | |
1/2/26 17:52 | 1/2/26 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | P | 8 | 3.04 | 0 | 3 | 0 | 8,855 | I | | | | | | | | | | | | | | |
1/2/26 17:34 | 12/26/25 | GRX.E | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 18,000 | 10.00 | 0 | 1,800 | 900 | 2,000 | M | | | | | | | | | | | | | | |
1/2/26 17:15 | 12/30/25 | UA | Under Armour, Inc. | Z4 | Insur | Insur | Fire, Marine & Casualty Insur | Watsa V Prem Et Al | A6 | T | | P | 67,444 | 5.12 | 0 | 13,182 | 34 | 51,416 | I | | | | | | | | | | | | | | |
1/2/26 17:11 | 12/30/25 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Menon Bhaskar | NY | D | | P | 51 | 33.94 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
1/2/26 17:04 | 12/31/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Smith Edgar R. III | LA | D | | P | 1,129 | 5.40 | 0 | 209 | 4 | 5,191 | I | | | | | | | | | | | | | | |
1/2/26 17:04 | 12/31/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Reynolds Marshall T | LA | D | | P | 250 | 5.40 | 0 | 46 | 2 | 2,110 | D | | | | | | | | | | | | | | |
1/2/26 17:00 | 12/30/25 | RNXT | Renovorx, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Agah Ramtin | CA | DO | Chief Me | P | 0 | 0.8260 | 0 | 0 | 0 | 779 | D | | | | | | | | | | | | | | |
1/2/26 16:43 | 12/31/25 | JOBY | Joby Aviation, Inc. | DE | Aero | Aero | Aircraft | Thompson Michael N. Jr. | CA | D | | P | 15 | 13.24 | 0 | 1 | 0 | 18,685 | I | | | | | | | | | | | | | | |
1/2/26 16:30 | 12/30/25 | ANNX | Annexon, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Carson William H. | CA | D | | P | 21 | 5.02 | 0 | 4 | 8 | 54 | D | | | | | | | | | | | | | | |
1/2/26 16:29 | 2/28/25 | CMTV | Community Bancorp /Vt | VT | Financ | NtBnk | National Commercial Banks | Laforce David | VT | D | | P.m | 4 | 20.63 | 0 | 0 | 2 | 9 | D | | | | | | | | | | | | | | |
1/2/26 16:27 | 1/2/26 | FG | F&G Annuities & Life, Inc. | DE | Insur | LfIns | Life Insurance | Blunt Christopher O | IA | DO | CEO | P | 148 | 29.56 | 0 | 5 | 0 | 1,117 | D | | | | | | | | | | | | | | |
1/2/26 16:20 | 12/29/25 | LUCY | Innovative Eyewear Inc | FL | Health | OthMd | Ophthalmic Goods | Galkin Vladimir | FL | T | | P.m | 153 | 1.03 | 0 | 149 | 30 | 648 | D | | | | | | | | | | | | | | |
1/2/26 16:13 | 12/31/25 | SAIC | Science Applications International Corp | DE | Tech | Softw | Computer Integrated Systems D | Attili Srinivas | VA | O | EVP,Civi | P | 10 | 101.26 | 0 | 0 | 1 | 14 | D | | | | | | | | | | | | | | |
1/2/26 16:12 | 12/31/25 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | McAnally Bruce | LA | D | | P | 500 | 5.40 | 0 | 93 | 39 | 331 | I | | | | | | | | | | | | | | |
1/2/26 16:11 | 12/30/25 | SUNS | Sunrise Realty Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Tannenbaum Leonard M | FL | DOT | Exec CB | P.m | 1,301 | 9.50 | 0 | 137 | 4 | 3,705 | I | | | | | | | | | | | | | | |
1/2/26 16:10 | 12/31/25 | COCP | Cocrystal Pharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Frost Phillip Md Et Al | FL | DT | | P | 47 | 0.9455 | 0 | 50 | 3 | 1,866 | I | | | | | | | | | | | | | | |
1/2/26 16:09 | 12/30/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | P.dm | 0 | 0.0838 | 0 | 2 | 0 | 3,156 | D | | | | | | | | | | | | | | |
1/2/26 16:09 | 12/30/25 | HQI | Hirequest, Inc. | | BizSv | Staff | Help Supply Services | Hermanns Richard | SC | DOT | P,CEO | P | 100 | 10.28 | 0 | 10 | 0 | 2,951 | D | | | | | | | | | | | | | | |
1/2/26 16:05 | 12/31/25 | LSAK | Lesaka Technologies Inc | FL | Financ | Loan | Functions Related to Deposito | Mazanderani Ali | T3 | DO | Exec CB | P | 9,000 | 5.00 | 0 | 1,800 | 343 | 2,325 | D | | | | | | | | | | | | | | |
1/2/26 16:05 | 12/31/25 | PHIO | Phio Pharmaceuticals Corp. | DE | Health | Drug | Pharmaceutical Preparations | Bitterman Robert J | PA | DO | CB,P,CEO | P | 5 | 1.03 | 0 | 5 | 2 | 291 | D | | | | | | | | | | | | | | |
1/2/26 16:04 | 12/30/25 | FBRX | Forte Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Riley Antony A | TX | O | CFO | P.d | 255 | 26.33 | 0 | 10 | 30 | 42 | D | | | | | | | | | | | | | | |
1/2/26 16:00 | 12/30/25 | CUE | Cue Biopharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sarraf Pasha | MA | D | | P | 100 | 0.3080 | 0 | 324 | New | 324 | D | | | | | | | | | | | | | | |
1/2/26 15:44 | 12/31/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Abel Robert A | PA | D | | P | 0 | 31.02 | 0 | 0 | 0 | 37 | D | | | | | | | | | | | | | | |
1/2/26 15:43 | 12/31/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Brumbaugh Kimberly J | PA | D | | P | 2 | 31.02 | 0 | 0 | 1 | 13 | D | | | | | | | | | | | | | | |
1/2/26 15:42 | 12/31/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | De Soto Matthew G | PA | D | | P | 8 | 31.02 | 0 | 0 | 0 | 118 | D | | | | | | | | | | | | | | |
1/2/26 15:41 | 12/31/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Evans Albert J. | PA | D | | P | 10 | 31.02 | 0 | 0 | 1 | 42 | D | | | | | | | | | | | | | | |
1/2/26 15:39 | 12/31/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Frank Joel L. | PA | D | | P | 2 | 31.02 | 0 | 0 | 1 | 11 | D | | | | | | | | | | | | | | |
1/2/26 15:38 | 12/31/25 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Mowery Theodore W | PA | D | | P | 2 | 31.02 | 0 | 0 | 0 | 65 | D | | | | | | | | | | | | | | |
1/2/26 15:22 | 12/30/25 | MONIX | Monachil Credit Income Fund | | Fund | CEF | Closed-End Funds | Meli Ali | CT | DOT | P,CEO | P | 144 | 10.01 | 0 | 14 | 1 | 1,184 | D | | | | | | | | | | | | | | |
1/2/26 15:04 | 12/29/25 | BDL | Flanigans Enterprises Inc | FL | Retail | Dining | Eating Places | Flanigan James II | FL | DO | CEO,P | P.m | 56 | 29.94 | 0 | 2 | 0 | 982 | D | | | | | | | | | | | | | | |
1/2/26 14:55 | 12/30/25 | ONFO | Onfolio Holdings, Inc | DE | BizSv | DocSv | Computer Processing & Data Pr | Wells Dominic Benjamin James | DE | DOT | CEO,CRO, | P.m | 50 | 0.6673 | 0 | 75 | 6 | 1,240 | D | | | | | | | | | | | | | | |
1/2/26 14:32 | 12/31/25 | UWHR | Uwharrie Capital Corp | NC | Financ | StBnk | State Commercial Banks | Dick Roger L | NC | O | P,CEO of | P | 10 | 10.95 | 0 | 1 | 1 | 105 | D | | | | | | | | | | | | | | |
1/2/26 14:30 | 12/30/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Shepard William R | IL | D | | P | 73 | 278.37 | 0 | 0 | 0 | 261 | M | | | | | | | | | | | | | | |
1/2/26 13:09 | 1/1/26 | NA | Highwater Ethanol LLC | | Chem | OChm | Industrial Organic Chemicals | Jorgenson Ronald Eric | MN | D | | P | 48 | 12,000 | 0 | 0 | 25 | 0 | I | | | | | | | | | | | | | | |
1/2/26 12:44 | 12/31/25 | ADMQ | Adm Endeavors, Inc. | NV | BizSv | Ads | Advertising | Johnson Marc | TX | DO | CEO | P | 10 | 0.0480 | 0 | 211 | 0 | 61,319 | D | | | | | | | | | | | | | | |
1/2/26 11:22 | 12/31/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.62 | 0 | 1 | 0 | 1,003 | M | | | | | | | | | | | | | | |
1/2/26 11:20 | 12/31/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 0 | 287.54 | 0 | 0 | 0 | 3,488 | D | | | | | | | | | | | | | | |
1/2/26 11:06 | 12/31/25 | RDGL | Vivos Inc | DE | Health | MdEq | Surgical & Medical Instrument | Korenko Michael K | WA | DO | CEO,P | P | 13 | 0.0646 | 0 | 200 | 2 | 10,935 | D | | | | | | | | | | | | | | |
1/2/26 10:27 | 12/30/25 | AEF | Abrdn Emerging Markets Ex-China Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Clark Anthony S. | PA | D | | P | 11 | 7.20 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
1/2/26 06:26 | 12/29/25 | PROP | Prairie Operating Co. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Narrogal Nominees Pty Ltd Atf Gregory K O'Neill Family Trust | C3 | T | | P | 340 | 1.61 | 0 | 211 | 1 | 15,482 | D | | | | | | | | | | | | | | |
1/2/26 06:08 | 12/30/25 | GPUS | Hyperscale Data, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Ault Milton C III | NV | DOT | Exec CB | P.m | 299 | 0.1858 | 0 | 1,609 | 139 | 2,769 | M | | | | | | | | | | | | | | |
1/2/26 06:05 | 12/30/25 | GLSI | Greenwich Lifesciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Patel Snehal | TX | DOT | CEO,CFO | P | 63 | 21.73 | 0 | 3 | 0 | 5,595 | D | | | | | | | | | | | | | | |
1/2/26 06:04 | 12/30/25 | UUU | Universal Safety Products, Inc. | MD | Electr | WhElc | Electronic Parts & Equipment | Ault Milton C III | NV | D | | P.m | 20 | 4.94 | 0 | 4 | 2 | 179 | I | | | | | | | | | | | | | | |
12/31/25 17:45 | 12/29/25 | SLGL | Sol-Gel Technologies Ltd. | L3 | Health | Drug | Pharmaceutical Preparations | Opaleye Management Inc. | MA | T | | P.m | 2,783 | 41.97 | 0 | 66 | 17 | 454 | I | | | | | | | | | | | | | | |
12/31/25 17:21 | 12/29/25 | EP | Empire Petroleum Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Mulacek Phil E | TX | DT | | P.m | 16 | 3.00 | 0 | 5 | 0 | 8,039 | D | | | | | | | | | | | | | | |
12/31/25 17:02 | 12/30/25 | STRR | Star Equity Holdings, Inc. | DE | BizSv | Staff | Help Supply Services | Eberwein Jeffrey E. | CT | DOT | CEO | P.m | 82 | 11.21 | 0 | 7 | 0 | 1,795 | D | | | | | | | | | | | | | | |
12/31/25 16:58 | 12/29/25 | CLPR | Clipper Realty Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Levinson Sam | NY | DT | | P.m | 216 | 3.71 | 0 | 58 | 1 | 8,923 | M | | | | | | | | | | | | | | |
12/31/25 16:52 | 12/30/25 | AIG | American International Group, Inc. | DE | Insur | Insur | Fire, Marine & Casualty Insur | Inglis John C | NY | D | | P | 1 | 86.47 | 0 | 0 | 1 | 3 | D | | | | | | | | | | | | | | |
12/31/25 16:34 | 12/30/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Marlett Christopher A | TX | DOT | Co-Found | P.m | 29 | 3.26 | 0 | 9 | 6 | 167 | D | | | | | | | | | | | | | | |
12/31/25 16:33 | 12/29/25 | IRD | Opus Genetics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Gallagher Cam | NC | D | | P | 324 | 1.97 | 0 | 164 | 9 | 2,007 | M | | | | | | | | | | | | | | |
12/31/25 16:30 | 12/30/25 | MSIF | Msc Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Hyzak Dwayne L. | TX | DO | CEO,SMD | P | 50 | 13.43 | 0 | 4 | 7 | 60 | D | | | | | | | | | | | | | | |
12/31/25 16:10 | 12/30/25 | COCP | Cocrystal Pharma, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Frost Phillip Md Et Al | FL | DT | | P | 19 | 0.9655 | 0 | 20 | 1 | 1,816 | I | | | | | | | | | | | | | | |
12/31/25 16:01 | 12/30/25 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Clark Della | PA | D | | P | 19 | 6.22 | 0 | 3 | 36 | 11 | D | | | | | | | | | | | | | | |
12/31/25 15:40 | 12/26/25 | GDV.M | Gabelli Dividend & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 58,185 | 10.00 | 0 | 5,819 | 69 | 14,230 | M | | | | | | | | | | | | | | |
12/31/25 11:28 | 12/30/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 0 | 294.50 | 0 | 0 | 0 | 3,488 | D | | | | | | | | | | | | | | |
12/31/25 10:32 | 12/30/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.61 | 0 | 1 | 0 | 1,002 | M | | | | | | | | | | | | | | |
12/31/25 10:26 | 12/29/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Allen Anita L | NY | D | | P | 0 | 2.64 | 0 | 0 | 1 | 1 | D | | | | | | | | | | | | | | |
12/31/25 10:24 | 12/29/25 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Srivastava Sajal | CA | DO | P,CIO | P.m | 335 | 6.39 | 0 | 52 | 3 | 2,066 | I | | | | | | | | | | | | | | |
12/31/25 10:24 | 12/29/25 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Labe James | CA | DO | CEO | P.m | 335 | 6.39 | 0 | 52 | 3 | 2,001 | I | | | | | | | | | | | | | | |
12/31/25 10:08 | 12/29/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Russell Grimaldi | NY | O | CCO,Secr | P | 0 | 2.63 | 0 | 0 | 1 | 0 | D | | | | | | | | | | | | | | |
12/31/25 10:07 | 12/29/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Kesslen Jay H | NY | O | Vice-P | P | 0 | 2.63 | 0 | 0 | 0 | 43 | D | | | | | | | | | | | | | | |
12/31/25 09:21 | 11/26/25 | EFOI | Energy Focus, Inc/De | OH | Electr | ElcEq | Electric Lighting & Wiring Eq | Huang Chiao Chieh | OH | DOT | CEO | P | 600 | 2.29 | 0 | 262 | 15 | 1,999 | D | | | | | | | | | | | | | | |
12/31/25 09:00 | 12/29/25 | VANI | Vivani Medical, Inc. | DE | Health | ElcMd | Electromedical & Electrothera | Mendelsohn Aaron | CA | D | | P | 25 | 1.23 | 0 | 20 | 2 | 1,086 | D | | | | | | | | | | | | | | |
12/31/25 08:13 | 12/30/25 | LGL | Lgl Group Inc | DE | Electr | ElcPrt | Electronic Components | Gabelli Mario J | CT | T | | P | 453 | 4.75 | 0 | 95 | 10 | 1,073 | I | | | | | | | | | | | | | | |
12/30/25 20:48 | 12/26/25 | GAB.Q | Gabelli Equity Trust Inc | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DTH | Control | P | 6,675 | 10.00 | 0 | 668 | New | 668 | M | | | | | | | | | | | | | | |
12/30/25 20:16 | 12/23/25 | AVO | Mission Produce, Inc. | DE | Ag | Ag | Agricultural Services | Globalharvest Holdings Venture Ltd | D8 | T | | P.m | 2,337 | 11.61 | 0 | 201 | 3 | 7,473 | D | | | | | | | | | | | | | | |
12/30/25 19:26 | 12/26/25 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 110 | 11.44 | 0 | 10 | 0 | 2,204 | I | | | | | | | | | | | | | | |