9/30/26 20:46 | 9/28/26 | GPI | Group 1 Automotive Inc | DE | Retail | AutoSt | Auto Dealers & Gasoline Stati | Conifer Management, L.L.C. | NY | T | | P.m | 66,278 | 242.15 | 0 | 274 | 17 | 1,912 | I | | | | | | | | | | | | | | |
9/30/26 20:38 | 9/28/26 | LPCN | Lipocine Inc. | DE | Health | Drug | Pharmaceutical Preparations | Higuchi John W. | UT | D | | P | 27 | 2.16 | 0 | 13 | 6 | 216 | D | | | | | | | | | | | | | | |
9/30/26 20:33 | 9/28/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Kamfar Ramin | NY | D | | P.m | 5,351 | 12.57 | 0 | 426 | 89 | 906 | I | | | | | | | | | | | | | | |
9/30/26 20:30 | 9/28/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Ruddy Jordan B. | NY | O | P | P.m | 60 | 12.54 | 0 | 5 | 42 | 16 | D | | | | | | | | | | | | | | |
9/30/26 19:52 | 9/28/26 | LEN | Lennar Corp /New/ | DE | Insur | Insur | Fire, Marine & Casualty Insur | Berkshire Hathaway Inc | NE | T | | P.m | 53,883 | 81.59 | 0 | 660 | 3 | 26,587 | I | | | | | | | | | | | | | | |
9/30/26 18:51 | 9/29/26 | BCDA | Biocardia, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Altman Peter | CA | DO | P,CEO | P | 1 | 1.03 | 0 | 1 | 0 | 385 | D | | | | | | | | | | | | | | |
9/30/26 17:51 | 9/28/26 | CLPR | Clipper Realty Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Bistricer Jacob | NY | O | COO | P | 246 | 3.35 | 0 | 74 | 117 | 137 | M | | | | | | | | | | | | | | |
9/30/26 17:47 | 9/30/26 | INLX | Intellinetics, Inc. | NV | Tech | Softw | Prepackaged Software | Seid Paul | OH | D | | P.m | 1 | 5.15 | 0 | 0 | 0 | 193 | D | | | | | | | | | | | | | | |
9/30/26 17:34 | 9/28/26 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Horowitz Joshua | CT | D | | P.dm | 33 | 9.26 | 0 | 4 | 1 | 417 | I | | | | | | | | | | | | | | |
9/30/26 17:29 | 9/28/26 | ADRX | Adarx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Chimovits Erez | CA | D | | P.d | 1,046 | 17.00 | 0 | 62 | 1 | 9,292 | I | | | | | | | | | | | | | | |
9/30/26 17:25 | 9/28/26 | ADRX | Adarx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Gordon Carl L | CA | DT | | P.d | 16,150 | 17.00 | 0 | 950 | | 588 | I | | | | | | | | | | | | | | |
9/30/26 17:23 | 9/28/26 | ADRX | Adarx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Orbimed Advisors LLC | NY | DT | | P.d | 16,150 | 17.00 | 0 | 950 | | 588 | I | | | | | | | | | | | | | | |
9/30/26 17:10 | 9/29/26 | PRTA | Prothena Corp Public Ltd Co | L2 | Health | Drug | Pharmaceutical Preparations | Scully William P | FL | T | | P | 1,406 | 8.68 | 0 | 162 | 14 | 1,328 | I | | | | | | | | | | | | | | |
9/30/26 17:00 | 9/28/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P | 27,520 | 34.15 | 0 | 806 | 1 | 125,580 | D | | | | | | | | | | | | | | |
9/30/26 17:00 | 9/28/26 | UTI | Universal Technical Institute Inc | DE | PerSv | EduSv | Educational Services | Devincenzi Robert Thomas | AZ | D | | P | 20 | 19.68 | 0 | 1 | 1 | 153 | D | | | | | | | | | | | | | | |
9/30/26 16:58 | 9/30/26 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | P | 3 | 9.30 | 0 | 0 | 0 | 1,515 | D | | | | | | | | | | | | | | |
9/30/26 16:57 | 9/30/26 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | P | 2 | 9.30 | 0 | 0 | 0 | 137 | D | | | | | | | | | | | | | | |
9/30/26 16:55 | 9/30/26 | RVT | Royce Small-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | Clark Christopher D | NY | DOH | P | P | 20 | 17.06 | 0 | 1 | 2 | 54 | D | | | | | | | | | | | | | | |
9/30/26 16:47 | 9/29/26 | ARR | Armour Residential Reit, Inc. | | RlEst | REIT | Real Estate Investment Trusts | Losyev Sergey | FL | O | Co-Chief | P | 10 | 13.91 | 0 | 1 | 8 | 10 | D | | | | | | | | | | | | | | |
9/30/26 16:42 | 9/28/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Di Marcello Francesco | | O | Exec Off | P.m | 1,009 | 17.65 | 0 | 57 | 34 | 226 | D | | | | | | | | | | | | | | |
9/30/26 16:37 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Hartt Steven Knut | CA | H | Consulta | P | 10 | 17.44 | 0 | 1 | 85 | 1 | D | | | | | | | | | | | | | | |
9/30/26 16:33 | 9/28/26 | AFCG | Advanced Flower Capital Inc. | MD | Fund | CEF | Closed-End Funds | Tannenbaum Leonard M | FL | DT | | P.m | 344 | 3.61 | 0 | 95 | 1 | 7,517 | D | | | | | | | | | | | | | | |
9/30/26 16:31 | 9/28/26 | KOD | Kodiak Sciences Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Baker Bros. Advisors LP | NY | DT | | P.m | 63,398 | 88.59 | 0 | 716 | 4 | 20,191 | I | | | | | | | | | | | | | | |
9/30/26 16:30 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Samson Ethan Isaac | OR | H | Director | P | 15 | 17.44 | 0 | 1 | 117 | 2 | D | | | | | | | | | | | | | | |
9/30/26 16:30 | 9/30/26 | GPUS | Hyperscale Data, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Horne William B. | NV | DO | CEO | P | 16 | 0.1630 | 0 | 100 | 25 | 506 | D | | | | | | | | | | | | | | |
9/30/26 16:30 | 9/28/26 | KOD | Kodiak Sciences Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Baker Bros. Advisors LP | NY | DT | | P | 34,963 | 83.58 | 0 | 418 | 2 | 19,516 | I | | | | | | | | | | | | | | |
9/30/26 16:29 | 9/28/26 | KOD | Kodiak Sciences Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Baker Bros. Advisors LP | NY | DT | | P | 58,626 | 72.57 | 0 | 808 | 4 | 19,121 | I | | | | | | | | | | | | | | |
9/30/26 16:21 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Woolley Peter Scott | MA | H | CO-CEO o | P | 150 | 17.44 | 0 | 9 | 255 | 12 | D | | | | | | | | | | | | | | |
9/30/26 16:15 | 9/28/26 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Frankel Stanley | NC | D | | P | 6 | 6.00 | 0 | 1 | 2 | 41 | D | | | | | | | | | | | | | | |
9/30/26 16:13 | 9/29/26 | BBASX | Amg Bbh Asset-Backed Credit Fund, LLC | | Fund | CEF | Closed-End Funds | Brown Brothers Harriman & Co | NY | TH | See Foot | P | 800 | 11.40 | 0 | 70 | 18 | 461 | D | | | | | | | | | | | | | | |
9/30/26 16:08 | 9/28/26 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Robo James L | TX | D | | P | 1,913 | 13.03 | 0 | 147 | 6 | 2,505 | I | | | | | | | | | | | | | | |
9/30/26 16:03 | 9/28/26 | FLNA | Filana Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Barry Richard | TX | DO | P,CEO | P | 78 | 0.8400 | 0 | 93 | 10 | 1,031 | I | | | | | | | | | | | | | | |
9/30/26 16:01 | 9/28/26 | PHIO | Phio Pharmaceuticals Corp. | DE | Health | Drug | Pharmaceutical Preparations | Plott Ronald Todd | PA | D | | P.m | 10 | 1.04 | 0 | 10 | 31 | 42 | D | | | | | | | | | | | | | | |
9/30/26 16:00 | 9/28/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Sell Moritz A | OH | D | | P | 12 | 5.77 | 0 | 2 | 7 | 30 | D | | | | | | | | | | | | | | |
9/30/26 14:19 | 9/28/26 | TPYTX | Tcw Private Asset Income Fund | | Fund | CEF | Closed-End Funds | Swell Michael | CA | D | | P | 15 | 9.95 | 0 | 2 | 25 | 8 | D | | | | | | | | | | | | | | |
9/30/26 13:38 | 9/28/26 | MOALX | Lord Abbett Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Shuman Gregory M. | NJ | H | Portfoli | P | 20 | 9.62 | 0 | 2 | 2 | 118 | D | | | | | | | | | | | | | | |
9/30/26 11:38 | 9/29/26 | TSI | Tcw Strategic Income Fund Inc | | Fund | CEF | Closed-End Funds | Haden Patrick C | CA | D | | P | 267 | 4.24 | 0 | 63 | | 23 | D | | | | | | | | | | | | | | |
9/30/26 11:35 | 9/28/26 | TPYTX | Tcw Private Asset Income Fund | | Fund | CEF | Closed-End Funds | Tarica Andrew | CA | D | | P | 13 | 9.95 | 0 | 1 | 2 | 59 | D | | | | | | | | | | | | | | |
9/30/26 11:31 | 9/29/26 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Baird Gordon A | PA | D | | P | 1 | 19.13 | 0 | 0 | 6 | 1 | D | | | | | | | | | | | | | | |
9/30/26 11:21 | 9/28/26 | JCTC | Jewett Cameron Trading Co Ltd | OR | Retail | BldSt | Lumber & Other Building Mater | Ajb Investment Fund Ii, LP | NC | T | | P.m | 8 | 2.91 | 0 | 3 | 1 | 512 | I | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Handley Thomas W | MN | D | | P.d | 99 | 49.41 | 0 | 2 | 148 | 3 | I | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Rasmussen Trangsrud Teresa J | MN | D | | P.d | 100 | 48.96 | 0 | 2 | 60 | 5 | I | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Florness Daniel L | MN | D | | P.d | 100 | 49.34 | 0 | 2 | 150 | 3 | D | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/29/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Lauber Charles T | MN | D | | P.d | 100 | 49.87 | 0 | 2 | 148 | 3 | D | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Zaheer Srilata | MN | D | | P.dm | 100 | 49.08 | 0 | 2 | 152 | 3 | D | | | | | | | | | | | | | | |
9/30/26 11:03 | 9/28/26 | NYAX | Nayax Ltd. | L3 | Tech | Softw | Prepackaged Software | Nechmad Yair | | O | CEO,Co F | P.m | 2,108 | 44.90 | 0 | 47 | 1 | 7,480 | D | | | | | | | | | | | | | | |
9/30/26 10:25 | 9/30/26 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Catelani Michael | CA | O | P,COO,CF | P | 16 | 2.84 | 0 | 6 | 12 | 50 | D | | | | | | | | | | | | | | |
9/30/26 09:59 | 9/28/26 | BFS | Saul Centers, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Friedman Joel Albert | MD | O | EVP,CAO, | P.d | 4 | 18.53 | 0 | 0 | 1 | 24 | D | | | | | | | | | | | | | | |
9/30/26 09:53 | 9/28/26 | CULP | Culp Inc | NC | Hshld | Txtl | Broadwoven Fabric Mills, Cott | Culp Robert George IV | NC | DO | P,CEO | P | 12 | 3.89 | 0 | 3 | 1 | 458 | D | | | | | | | | | | | | | | |
9/30/26 09:31 | 9/29/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Dai Kun | | DO | CEO | P | 11 | 1.26 | 0 | 8 | New | 8 | I | | | | | | | | | | | | | | |
9/30/26 08:15 | 9/28/26 | PARA | Banzai International, Inc. | DE | Tech | Softw | Prepackaged Software | Davy Joseph P. | WA | DOT | CEO | P | 0 | 0.00 | 0 | 116 | 343 | 150 | D | | | | | | | | | | | | | | |
9/30/26 06:30 | 9/28/26 | ASPI | Asp Isotopes Inc. | DE | Chem | Chem | Miscellaneous Chemical Produc | Ryan Robert John Andrew | TX | D | | P | 22 | 2.70 | 0 | 8 | 1 | 660 | D | | | | | | | | | | | | | | |
9/30/26 06:11 | 9/28/26 | LBSR | Liberty Star Uranium & Metals Corp. | NV | Mining | IndMn | Metal Mining | O'Heeron Pete | TX | DOT | CB,Secre | P.d | 4 | 0.0228 | 0 | 171 | New | 171 | D | | | | | | | | | | | | | | |
9/30/26 06:01 | 9/29/26 | MNSO | Miniso Group Holding Ltd | E9 | Retail | VrtySt | Variety Stores | Zhang Jingjing Eason | | O | VP,CFO | P | 340 | 2.26 | 0 | 151 | 62 | 394 | D | | | | | | | | | | | | | | |
9/29/26 21:45 | 9/28/26 | ADRX | Adarx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sr One Capital Management, LLC | CA | T | | P.d | 27,200 | 17.00 | 0 | 1,600 | 19 | 9,937 | I | | | | | | | | | | | | | | |
9/29/26 21:43 | 9/28/26 | ADRX | Adarx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | George Simeon | CA | DT | | P.d | 27,200 | 17.00 | 0 | 1,600 | 19 | 9,937 | I | | | | | | | | | | | | | | |
9/29/26 18:40 | 9/25/26 | ZDGE | Zedge, Inc. | DE | Tech | Softw | Prepackaged Software | Jonas Howard S | NJ | DT | | P.d | 0 | 0.00 | 0 | 2,218 | 999% | 2,345 | I | | | | | | | | | | | | | | |
9/29/26 18:31 | 3/10/22 | ASX | Light & Wonder, Inc. | NV | Tech | Softw | Computer Integrated Systems D | McLennan Hamish | NV | D | | P.a | 339 | 58.97 | 0 | 6 | 24 | 30 | I | | | | | | | | | | | | | | |
9/29/26 17:37 | 9/28/26 | PRTA | Prothena Corp Public Ltd Co | L2 | Health | Drug | Pharmaceutical Preparations | Scully William P | FL | T | | P | 890 | 8.60 | 0 | 104 | 10 | 1,166 | I | | | | | | | | | | | | | | |
9/29/26 17:34 | 9/23/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Kamfar Ramin | NY | D | | P.am | 3,745 | 12.44 | 0 | 301 | 166 | 483 | I | | | | | | | | | | | | | | |
9/29/26 17:33 | 9/25/26 | VRA | Vera Bradley, Inc. | | Fash | Apprl | Leather & Leather Products | Brockman Ivan | IN | D | | P | 10 | 4.00 | 0 | 3 | 10 | 28 | I | | | | | | | | | | | | | | |
9/29/26 17:26 | 9/25/26 | COUR | Coursera, Inc. | DE | Tech | Softw | Prepackaged Software | Pale Fire Capital Se | | T | | P.m | 11,355 | 4.87 | 0 | 2,333 | 9 | 28,806 | I | | | | | | | | | | | | | | |
9/29/26 17:07 | 9/28/26 | SNES | Senestech, Inc. | DE | Chem | AgCm | Agricultural Chemicals | Edell Michael | AZ | DO | CEO | P | 1 | 0.6444 | 0 | 2 | 22 | 11 | D | | | | | | | | | | | | | | |
9/29/26 16:59 | 9/29/26 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Cohen Ryan | FL | DO | P,CEO,CB | P | 10,564 | 23.48 | 0 | 450 | 1 | 40,949 | D | | | | | | | | | | | | | | |
9/29/26 16:46 | 9/25/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P | 6,174 | 34.52 | 0 | 179 | 0 | 124,774 | D | | | | | | | | | | | | | | |
9/29/26 16:43 | 9/21/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Kamfar Ramin | NY | D | | P.am | 2,157 | 12.00 | 0 | 180 | 999% | 182 | I | | | | | | | | | | | | | | |
9/29/26 16:42 | 9/29/26 | GPUS | Hyperscale Data, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Horne William B. | NV | DO | CEO | P | 17 | 0.1680 | 0 | 100 | 33 | 406 | D | | | | | | | | | | | | | | |
9/29/26 16:36 | 9/28/26 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | P | 0 | 3.47 | 0 | 0 | 0 | 2,882 | I | | | | | | | | | | | | | | |
9/29/26 16:32 | 9/24/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Guicardi Neto Bruno | NJ | OT | P of N. | P | 2 | 3.02 | 0 | 1 | 1 | 97 | D | | | | | | | | | | | | | | |
9/29/26 16:27 | 9/25/26 | MONIX | Monachil Credit Income Fund | | Fund | CEF | Closed-End Funds | Meli Ali | CT | DOT | P,CEO | P | 86 | 10.21 | 0 | 8 | 1 | 1,173 | D | | | | | | | | | | | | | | |
9/29/26 16:10 | 9/10/26 | VRXA | Veraxa Biotech AG | V8 | Health | Drug | Pharmaceutical Preparations | Hosseinion Warren | | D | | P | 10 | 1.67 | 0 | 6 | 1 | 635 | D | | | | | | | | | | | | | | |
9/29/26 16:07 | 9/22/26 | AMFN | American Fusion, Inc. | TX | Utility | ElcPwr | Electric Services | Rossa Alexander William | TX | H | Chief Re | P | 86 | 0.1020 | 0 | 843 | 39 | 3,000 | D | | | | | | | | | | | | | | |
9/29/26 16:06 | 9/28/26 | AHRT | Ah Realty Trust, Inc. | MD | RlEst | RlEst | Real Estate | Wittman Lori | VA | D | | P.d | 18 | 5.95 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
9/29/26 16:05 | 9/25/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Dakos Andrew | NJ | DOH | P,CEO | P.m | 116 | 5.79 | 0 | 20 | 12 | 191 | D | | | | | | | | | | | | | | |
9/29/26 16:00 | 9/25/26 | HGBL | Heritage Global Inc. | FL | BizSv | BizSv | Business Services | Burnham William L | NV | D | | P | 399 | 1.33 | 0 | 300 | 429 | 370 | I | | | | | | | | | | | | | | |
9/29/26 15:37 | 9/25/26 | PAM | Pampa Energy Inc. | C1 | Utility | ElcPwr | Electric Services | Mariani Gustavo | | O | ViceP | P | 1,957 | 78.26 | 0 | 25 | 2 | 1,616 | D | | | | | | | | | | | | | | |
9/29/26 13:49 | 9/28/26 | QTEX | Qtrex Quantum Ltd. | L3 | Health | MdEq | Surgical & Medical Instrument | Ben-Noon Dagi Shahar | | DO | CEO | P | 120 | 0.7078 | 0 | 169 | 5 | 3,646 | D | | | | | | | | | | | | | | |
9/29/26 13:36 | 9/28/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 0 | 340.12 | 0 | 0 | 0 | 3,391 | D | | | | | | | | | | | | | | |
9/29/26 13:23 | 9/28/26 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Horizon Kinetics Asset Management LLC | NY | T | | P | 2 | 3.04 | 0 | 1 | 0 | 975 | D | | | | | | | | | | | | | | |
9/29/26 12:42 | 9/25/26 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bimes Randy S. | PA | D | | P | 10 | 45.30 | 0 | 0 | 0 | 269 | D | | | | | | | | | | | | | | |
9/29/26 11:47 | 9/28/26 | OVLY | Oak Valley Bancorp | CA | Financ | StBnk | State Commercial Banks | Leonard Daniel J | CA | D | | P | 4 | 34.03 | 0 | 0 | 0 | 63 | D | | | | | | | | | | | | | | |
9/29/26 11:25 | 9/22/26 | NYAX | Nayax Ltd. | L3 | Tech | Softw | Prepackaged Software | Ben-Avi David | | DO | CTO,Co F | P.am | 123 | 43.27 | 0 | 3 | 0 | 6,593 | D | | | | | | | | | | | | | | |
9/29/26 11:22 | 9/28/26 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Housey William A Jr | IL | H | Officer | P | 32 | 12.87 | 0 | 3 | 11 | 24 | D | | | | | | | | | | | | | | |
9/29/26 10:42 | 9/25/26 | CRAFX | Cascade Real Assets Fund | | Fund | CEF | Closed-End Funds | Williams Paul Jay | WI | D | | P | 300 | 10.00 | 0 | 30 | New | 30 | D | | | | | | | | | | | | | | |
9/29/26 10:22 | 9/22/26 | CTTH | Ctt Pharmaceutical Holdings, Inc. | FL | Health | Drug | Pharmaceutical Preparations | Ctt Pharmaceutical Holdings, Inc. | FL | DO | CEO | P.a | 0 | 0.0450 | 0 | 10 | 0 | 9,425 | D | | | | | | | | | | | | | | |
9/29/26 10:03 | 9/28/26 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 14 | 10.73 | 0 | 1 | 0 | 3,705 | I | | | | | | | | | | | | | | |
9/29/26 10:02 | 9/28/26 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 86 | 20.74 | 0 | 4 | 0 | 2,347 | I | | | | | | | | | | | | | | |
9/29/26 09:28 | 9/25/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 0 | 339.72 | 0 | 0 | 0 | 3,391 | D | | | | | | | | | | | | | | |
9/29/26 09:15 | 9/25/26 | GAIA | Gaia, Inc | CO | PerSv | Entert | Motion Picture & Video Tape P | Sutherland Paul Howard | CO | D | | P | 3 | 1.31 | 0 | 2 | 0 | 464 | D | | | | | | | | | | | | | | |
9/29/26 07:00 | 9/25/26 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Brown Melinda | NC | D | | P | 7 | 6.27 | 0 | 1 | 3 | 45 | D | | | | | | | | | | | | | | |
9/29/26 07:00 | 9/25/26 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Germano Geno J | NC | D | | P | 16 | 6.28 | 0 | 3 | 6 | 47 | D | | | | | | | | | | | | | | |
9/28/26 21:57 | 12/17/25 | CFND | C1 Fund Inc. | | Fund | CEF | Closed-End Funds | Han Elliot Jin | CA | O | Chief In | P.a | 24 | 4.81 | 0 | 5 | 18 | 32 | M | | | | | | | | | | | | | | |
9/28/26 19:57 | 9/24/26 | ACOG | Alpha Cognition Inc. | A1 | Health | BioPrd | Biological Products, (No Diag | Opaleye Management Inc. | MA | T | | P.m | 271 | 8.53 | 0 | 32 | 1 | 3,304 | I | | | | | | | | | | | | | | |
9/28/26 19:38 | 9/24/26 | PDI | Pimco Dynamic Income Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | CA | D | | P | 76 | 13.76 | 0 | 6 | 144 | 9 | D | | | | | | | | | | | | | | |
9/28/26 19:22 | 9/16/26 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson John Adam | TN | DO | Exec Cha | P | 2 | 32.69 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
9/28/26 18:51 | 9/17/26 | CBDS | Dogecoin Cash, Inc. | NV | PerSv | PerSv | Personal Services | Tobias David | NV | DOT | CEO | P | 1 | 0.0080 | 0 | 125 | 1 | 23,191 | D | | | | | | | | | | | | | | |
9/28/26 18:27 | 9/24/26 | LILA | Liberty Latin America Ltd. | D0 | Media | PayTv | Cable & Other Pay Television | Malone John C | CO | TH | Director | P.m | 459 | 20.44 | 0 | 22 | 1 | 3,822 | I | | | | | | | | | | | | | | |
9/28/26 18:01 | 9/24/26 | INR | Infinity Natural Resources, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Baetz Cary D | WV | O | EVP,CFO | P.m | 300 | 13.44 | 0 | 22 | New | 22 | D | | | | | | | | | | | | | | |
9/28/26 17:55 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Scheub Todd M. | IN | O | EVP | P | 1 | 43.48 | 0 | 0 | 0 | 19 | I | | | | | | | | | | | | | | |
9/28/26 17:47 | 9/25/26 | INBX | Inhibrx Biosciences, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lappe Mark | CA | DO | CEO | P.m | 999 | 99.88 | 0 | 10 | 1 | 960 | I | | | | | | | | | | | | | | |
9/28/26 17:31 | 9/24/26 | PODC | Podcastone, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Merriman D Jonathan | CA | D | | P | 24 | 2.21 | 0 | 11 | 2 | 634 | I | | | | | | | | | | | | | | |
9/28/26 17:24 | 9/25/26 | AOMR | Angel Oak Mortgage Reit, Inc. | MD | RlEst | RlEst | Real Estate | Fierman Michael | GA | DT | | P | 291 | 7.50 | 0 | 39 | 10 | 420 | D | | | | | | | | | | | | | | |
9/28/26 17:12 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Puntillo Anthony | IN | D | | P | 0 | 43.46 | 0 | 0 | 0 | 6 | D | | | | | | | | | | | | | | |
9/28/26 17:10 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Bochnowski Benjamin J | IN | DO | P,CEO | P | 0 | 43.48 | 0 | 0 | 0 | 33 | I | | | | | | | | | | | | | | |
9/28/26 17:08 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Lowry Robert T | IN | O | EVP | P | 2 | 43.48 | 0 | 0 | 0 | 30 | I | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Schaible John Martin | FL | DO | Exec CB | P.am | 20 | 0.1964 | 0 | 100 | 10 | 1,087 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Ridenhour David Craig | FL | DO | P | P.am | 19 | 0.1940 | 0 | 100 | 10 | 1,087 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Patel Sandip I | FL | DO | CFO,GC | P.am | 21 | 0.2074 | 0 | 100 | 12 | 905 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Carlson Steven J. | FL | D | | P.am | 3 | 0.1963 | 0 | 15 | New | 15 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Hammond Thomas Jon | FL | D | | P.a | 100 | 0.1996 | 0 | 500 | 999% | 501 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | QVCG | Qvc Group, Inc. | DE | Retail | eCom | Catalog & Mail-Order Houses | Goldentree Asset Management LP | NY | T | | P | 1,148 | 14.35 | 0 | 80 | 1 | 11,072 | I | | | | | | | | | | | | | | |
9/28/26 16:57 | 9/28/26 | PLAY | Dave & Buster'S Entertainment, Inc. | DE | Retail | Dining | Eating Places | Hatton Cory | TX | O | Interim | P | 26 | 6.50 | 0 | 4 | 4 | 104 | D | | | | | | | | | | | | | | |
9/28/26 16:47 | 9/28/26 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DOT | CEO | P | 5 | 1.11 | 0 | 4 | 1 | 681 | D | | | | | | | | | | | | | | |
9/28/26 16:32 | 9/24/26 | LLYVK | Liberty Live Holdings, Inc. | NV | PerSv | Entert | Amusement & Recreation Servic | Malone John C | CO | T | | P | 2,905 | 102.53 | 0 | 28 | 0 | 6,224 | D | | | | | | | | | | | | | | |
9/28/26 16:30 | 9/24/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P | 8,764 | 33.85 | 0 | 259 | 0 | 124,595 | D | | | | | | | | | | | | | | |
9/28/26 16:25 | 9/24/26 | HDSN | Hudson Technologies Inc /Ny | NY | Machn | IndWs | Machinery, Equipment & Suppli | Hartree Partners, LP | NY | T | | P | 604 | 5.10 | 0 | 119 | 2 | 5,349 | D | | | | | | | | | | | | | | |
9/28/26 16:17 | 9/24/26 | AFCG | Advanced Flower Capital Inc. | MD | Fund | CEF | Closed-End Funds | Tannenbaum Leonard M | FL | DT | | P.m | 88 | 3.50 | 0 | 25 | 0 | 7,422 | D | | | | | | | | | | | | | | |
9/28/26 16:15 | 9/25/26 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Shepard William R | IL | D | | P | 79 | 268.76 | 0 | 0 | 0 | 264 | M | | | | | | | | | | | | | | |
9/28/26 16:05 | 9/24/26 | GPI | Group 1 Automotive Inc | DE | Retail | AutoSt | Auto Dealers & Gasoline Stati | Conifer Management, L.L.C. | NY | T | | P.m | 31,524 | 249.62 | 0 | 126 | 8 | 1,639 | I | | | | | | | | | | | | | | |
9/28/26 16:01 | 9/25/26 | INLX | Intellinetics, Inc. | NV | Tech | Softw | Prepackaged Software | Seid Paul | OH | D | | P.m | 6 | 5.15 | 0 | 1 | 1 | 191 | D | | | | | | | | | | | | | | |
9/28/26 14:18 | 9/25/26 | GOAI | Eva Live Inc | NV | Tech | Softw | Computer Programming, Data Pr | Boulette David | NV | DOT | CEO | P | 40 | 2.01 | 0 | 20 | 0 | 23,266 | D | | | | | | | | | | | | | | |
9/28/26 12:18 | 9/18/26 | ZUMZ | Zumiez Inc | WA | Retail | ClthSt | Apparel & Accessory Stores | Ellis Adam Christopher | WA | O | P Intern | P | 134 | 13.40 | 0 | 10 | 14 | 84 | D | | | | | | | | | | | | | | |
9/28/26 12:16 | 9/25/26 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Horizon Kinetics Asset Management LLC | NY | T | | P | 2 | 3.02 | 0 | 1 | 0 | 974 | D | | | | | | | | | | | | | | |
9/28/26 10:50 | 9/25/26 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | McGarel David | IL | O | Officer- | P | 129 | 12.92 | 0 | 10 | 71 | 24 | D | | | | | | | | | | | | | | |
9/28/26 10:48 | 9/24/26 | WDI | Western Asset Diversified Income Fund (Wdi) | | Fund | CEF | Closed-End Funds | Buchanan Michael Carlton | CA | H | Co-CIO/S | P | 59 | 11.88 | 0 | 5 | 33 | 20 | D | | | | | | | | | | | | | | |
9/28/26 10:04 | 9/24/26 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 39 | 20.71 | 0 | 2 | 0 | 2,343 | I | | | | | | | | | | | | | | |
9/28/26 10:02 | 9/24/26 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 62 | 10.75 | 0 | 6 | 0 | 3,704 | I | | | | | | | | | | | | | | |
9/28/26 09:56 | 9/28/26 | CTTH | Ctt Pharmaceutical Holdings, Inc. | FL | Health | Drug | Pharmaceutical Preparations | Ctt Pharmaceutical Holdings, Inc. | FL | DO | CEO | P | 0 | 0.0550 | 0 | 3 | 0 | 9,430 | D | | | | | | | | | | | | | | |
9/28/26 08:55 | 9/25/26 | FINS | Angel Oak Financial Strategies Income Term Trust | | Fund | CEF | Closed-End Funds | Parks Kevin | NY | H | Portfoli | P | 12 | 11.90 | 0 | 1 | 15 | 8 | D | | | | | | | | | | | | | | |
9/28/26 08:45 | 9/24/26 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Kumar Amit | CA | DO | CEO | P | 19 | 2.78 | 0 | 7 | 1 | 672 | D | | | | | | | | | | | | | | |
9/28/26 08:43 | 9/25/26 | DX | Dynex Capital Inc | VA | RlEst | REIT | Real Estate Investment Trusts | Connelly Terrence John Jr | VA | O | Chief In | P | 28 | 11.18 | 0 | 3 | 4 | 59 | D | | | | | | | | | | | | | | |
9/28/26 08:30 | 9/24/26 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Baskies Arnold M | CA | D | | P | 14 | 2.76 | 0 | 5 | 4 | 141 | D | | | | | | | | | | | | | | |
9/28/26 07:00 | 9/25/26 | DMRA | Damora Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Jarrett Jennifer | MA | DO | Dir,P,CE | P | 253 | 20.23 | 0 | 13 | 3 | 513 | D | | | | | | | | | | | | | | |
9/28/26 06:05 | 9/24/26 | GPUS | Hyperscale Data, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Ault Milton C III | NV | DOT | Exec CB | P.m | 117 | 0.1703 | 0 | 690 | 18 | 4,542 | M | | | | | | | | | | | | | | |
9/25/26 20:02 | 9/23/26 | LEN | Lennar Corp /New/ | DE | Insur | Insur | Fire, Marine & Casualty Insur | Berkshire Hathaway Inc | NE | T | | P.m | 136,383 | 81.19 | 0 | 1,680 | 7 | 25,927 | I | | | | | | | | | | | | | | |
9/25/26 18:52 | 9/25/26 | JCTC | Jewett Cameron Trading Co Ltd | OR | Retail | BldSt | Lumber & Other Building Mater | Ajb Investment Fund Ii, LP | NC | T | | P.a | 2 | 2.91 | 0 | 1 | 0 | 509 | I | | | | | | | | | | | | | | |
9/25/26 18:47 | 9/25/26 | CX | Cemex Sab De Cv | O5 | Build | Cemnt | Cement, Hydraulic | Zambrano Lozano Rogelio | | D | | P | 6,926 | 17.28 | 0 | 401 | 4 | 10,000 | I | | | | | | | | | | | | | | |
9/25/26 18:23 | 9/23/26 | ADAG | Adagene Inc. | E9 | Health | Drug | Pharmaceutical Preparations | Tam Man Kin | | DO | CFO | P | 6 | 3.00 | 0 | 2 | 6 | 37 | D | | | | | | | | | | | | | | |
9/25/26 18:06 | 9/25/26 | RSI | Rush Street Interactive, Inc. | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Markell Jack A. | IL | D | | P | 29 | 19.35 | 0 | 2 | 9 | 19 | D | | | | | | | | | | | | | | |
9/25/26 17:19 | 9/24/26 | DLY | Doubleline Yield Opportunities Fund | | Fund | CEF | Closed-End Funds | Sherman Jeffrey J. | FL | O | VP | P | 130 | 13.03 | 0 | 10 | | 0 | D | | | | | | | | | | | | | | |
9/25/26 17:04 | 9/23/26 | JCTC | Jewett Cameron Trading Co Ltd | OR | Retail | BldSt | Lumber & Other Building Mater | Ajb Investment Fund Ii, LP | NC | T | | P.m | 19 | 2.92 | 0 | 6 | 1 | 509 | I | | | | | | | | | | | | | | |
9/25/26 16:36 | 9/25/26 | UMH | Umh Properties, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Mitchell William Edward | NJ | D | | P.d | 20 | 15.30 | 0 | 1 | 4 | 37 | D | | | | | | | | | | | | | | |
9/25/26 16:35 | 9/24/26 | URG | Ur-Energy Inc | Z4 | Mining | Gold | Gold & Silver Ores | Walle Jade | CO | O | VP FINAN | P | 110 | 1.14 | 0 | 97 | 29 | 424 | D | | | | | | | | | | | | | | |
9/25/26 16:30 | 9/23/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P | 7,485 | 34.13 | 0 | 219 | 0 | 124,336 | D | | | | | | | | | | | | | | |
9/25/26 16:19 | 9/23/26 | SKIL | Skillsoft Corp. | DE | Tech | Softw | Prepackaged Software | Hovsepian Ronald W | NH | DO | CEO,Exec | P | 66 | 5.93 | 0 | 11 | 3 | 382 | D | | | | | | | | | | | | | | |
9/25/26 16:15 | 9/24/26 | ANNX | Annexon, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Love Douglas | CA | DO | P,CEO | P | 100 | 3.83 | 0 | 26 | 7 | 390 | D | | | | | | | | | | | | | | |
9/25/26 16:15 | 9/23/26 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Lee Chae | | DO | CEO | P.m | 318 | 3.18 | 0 | 100 | 35 | 389 | D | | | | | | | | | | | | | | |
9/25/26 16:07 | 9/23/26 | CLPR | Clipper Realty Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Levinson Sam | NY | DT | | P.m | 77 | 3.38 | 0 | 23 | 0 | 9,391 | I | | | | | | | | | | | | | | |
9/25/26 16:01 | 9/24/26 | PHIO | Phio Pharmaceuticals Corp. | DE | Health | Drug | Pharmaceutical Preparations | Bradford Patricia A | PA | D | | P | 7 | 1.01 | 0 | 7 | 11 | 64 | D | | | | | | | | | | | | | | |
9/25/26 14:58 | 9/24/26 | DHF | Bny Mellon High Yield Strategies Fund | | Fund | CEF | Closed-End Funds | Dimartino Joseph S | NY | D | | P | 44 | 2.22 | 0 | 20 | 9 | 240 | D | | | | | | | | | | | | | | |
9/25/26 14:29 | 9/24/26 | DFDV | Defi Development Corp. | NV | Financ | Loan | Finance Services | White Parker | FL | T | | P.m | 90 | 8.96 | 0 | 10 | 0 | 3,117 | D | | | | | | | | | | | | | | |
9/25/26 13:55 | 9/18/26 | CUEN | Cuentas Inc. | | Retail | Grocer | Groceries & Related Products | Maimon Shalom Arik | FL | O | CEO | P.m | 6 | 0.5863 | 0 | 10 | 1 | 917 | D | | | | | | | | | | | | | | |
9/25/26 11:38 | 9/24/26 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Horizon Kinetics Asset Management LLC | NY | T | | P | 2 | 3.04 | 0 | 1 | 0 | 973 | D | | | | | | | | | | | | | | |
9/25/26 11:33 | 9/24/26 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Housey William A Jr | IL | H | Officer | P | 65 | 12.90 | 0 | 5 | 30 | 22 | D | | | | | | | | | | | | | | |
9/25/26 11:30 | 9/23/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Nester Paul W | VA | DO | P,CEO | P | 6 | 21.08 | 0 | 0 | 0 | 135 | D | | | | | | | | | | | | | | |
9/25/26 11:29 | 9/24/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 0 | 340.28 | 0 | 0 | 0 | 3,391 | D | | | | | | | | | | | | | | |
9/25/26 11:29 | 9/23/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Johnston Robert B | VA | D | | P | 22 | 20.74 | 0 | 1 | 2 | 67 | D | | | | | | | | | | | | | | |
9/25/26 11:27 | 9/23/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Williamson John B III | VA | D | | P.m | 57 | 20.93 | 0 | 3 | 2 | 183 | D | | | | | | | | | | | | | | |
9/25/26 11:12 | 9/24/26 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Robo James L | TX | D | | P | 1,370 | 13.05 | 0 | 105 | 5 | 2,358 | I | | | | | | | | | | | | | | |
9/25/26 10:51 | 9/11/26 | HRGN | Harvard Apparatus Regenerative Technology, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | He Junli | MA | DO | CEO | P.dm | 394 | 1.07 | 0 | 369 | 38 | 1,333 | D | | | | | | | | | | | | | | |
9/25/26 10:11 | 9/24/26 | EDRY | Eurodry Ltd. | 1T | Trans | WtrTr | Water Transportation | Pittas Aristeidis P | | D | | P | 46 | 51.33 | 0 | 1 | 1 | 76 | I | | | | | | | | | | | | | | |
9/25/26 09:07 | 9/24/26 | AEF | Abrdn Emerging Markets Ex-China Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Clark Anthony S. | PA | D | | P | 43 | 9.63 | 0 | 5 | 300 | 6 | D | | | | | | | | | | | | | | |
9/25/26 08:39 | 9/23/26 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Titterton Lewis H Jr | CA | D | | P | 132 | 2.69 | 0 | 49 | 5 | 1,046 | D | | | | | | | | | | | | | | |
9/25/26 08:01 | 9/24/26 | CMPX | Compass Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lerner Neil | MA | O | CHIEF AC | P | 3 | 1.14 | 0 | 3 | 1 | 400 | D | | | | | | | | | | | | | | |
9/25/26 06:06 | 9/25/26 | NCT | Intercont (Cayman) Ltd | E9 | Trans | ShipTr | Deep Sea Foreign Transportati | Zhu Muchun | | DO | CEO,CB | P | 650 | 0.4000 | 0 | 1,625 | 787 | 1,832 | I | | | | | | | | | | | | | | |
9/25/26 06:01 | 9/23/26 | MSC | Studio City International Holdings Ltd | D8 | PerSv | Hotel | Hotels & Motels | Ho Lawrence Yau Lung | | D | | P | 206 | 0.1977 | 0 | 1,044 | 0 | 464,139 | I | | | | | | | | | | | | | | |
9/24/26 20:43 | 9/23/26 | PWRL | Powerlaw Corp. | | Fund | CEF | Closed-End Funds | Dinsdale Mike John | CA | DO | CEO | P | 100 | 11.46 | 0 | 9 | 1 | 1,268 | I | | | | | | | | | | | | | | |
9/24/26 19:15 | 9/23/26 | HHH | Howard Hughes Holdings Inc. | DE | RlEst | REIT | Real Estate Investment Trusts | Grandisson Marc | TX | DO | Exec CB, | P | 1,603 | 64.12 | 0 | 25 | 35 | 97 | D | | | | | | | | | | | | | | |
9/24/26 19:15 | 9/23/26 | HHH | Howard Hughes Holdings Inc. | DE | RlEst | REIT | Real Estate Investment Trusts | Davis Andrew D. | TX | O | COO,HHC | P | 64 | 64.49 | 0 | 1 | 3 | 33 | D | | | | | | | | | | | | | | |
9/24/26 18:57 | 9/22/26 | PDI | Pimco Dynamic Income Fund | | Fund | CEF | Closed-End Funds | Morris Sonya | CA | D | | P | 80 | 14.02 | 0 | 6 | New | 6 | D | | | | | | | | | | | | | | |
9/24/26 17:26 | 9/23/26 | DY | Dycom Industries Inc | FL | Machn | HvyCn | Water, Sewer, Pipeline, Comm | Sabater Carmen M | FL | D | | P | 98 | 280.62 | 0 | 0 | 5 | 7 | D | | | | | | | | | | | | | | |
9/24/26 17:00 | 9/22/26 | GSHD | Goosehead Insurance, Inc. | DE | Insur | InsBrk | Insurance Agents, Brokers & S | Durable Capital Partners LP | MD | T | | P | 7,098 | 47.32 | 0 | 150 | 6 | 2,720 | I | | | | | | | | | | | | | | |
9/24/26 16:52 | 9/24/26 | KG | Kestrel Group Ltd | D0 | Insur | Insur | Fire, Marine & Casualty Insur | Nigro Steven Harold | | D | | P | 13 | 5.34 | 0 | 3 | 11 | 25 | D | | | | | | | | | | | | | | |
9/24/26 16:40 | 9/22/26 | ENGN | Engene Therapeutics Inc. | Z4 | Health | BioPrd | Biological Products, (No Diag | Grossman William | | DO | Interim | P | 10 | 1.97 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
9/24/26 16:30 | 9/21/26 | UUU | Universal Safety Products, Inc. | MD | Electr | WhElc | Electronic Parts & Equipment | Ault Milton C III | NV | DT | | P.m | 79 | 5.09 | 0 | 15 | 1 | 1,188 | M | | | | | | | | | | | | | | |
9/24/26 16:30 | 9/21/26 | GPUS | Hyperscale Data, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Ault Milton C III | NV | DOT | Exec CB | P.m | 19 | 0.1781 | 0 | 105 | 3 | 3,885 | M | | | | | | | | | | | | | | |
9/24/26 16:24 | 9/24/26 | OXM | Oxford Industries Inc | GA | Fash | Apprl | Men's & Boys' Furnishgs, Work | Chubb Thomas Caldecot III | GA | DO | CEO,P | P | 65 | 26.15 | 0 | 3 | 1 | 177 | D | | | | | | | | | | | | | | |
9/24/26 16:22 | 9/23/26 | DKS | Dick'S Sporting Goods, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Fitzgerald Larry Jr. | PA | D | | P | 245 | 131.67 | 0 | 2 | 14 | 15 | D | | | | | | | | | | | | | | |
9/24/26 16:22 | 9/22/26 | DKS | Dick'S Sporting Goods, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Gupta Navdeep | PA | O | EVP,CFO | P | 1,000 | 129.75 | 0 | 8 | 10 | 87 | D | | | | | | | | | | | | | | |
9/24/26 16:15 | 9/22/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P | 10,185 | 34.31 | 0 | 297 | 0 | 124,117 | D | | | | | | | | | | | | | | |
9/24/26 16:11 | 9/22/26 | AFCG | Advanced Flower Capital Inc. | MD | Fund | CEF | Closed-End Funds | Tannenbaum Leonard M | FL | DT | | P.m | 93 | 3.49 | 0 | 27 | 0 | 7,396 | D | | | | | | | | | | | | | | |
9/24/26 16:08 | 9/23/26 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | P.m | 1 | 3.87 | 0 | 0 | 0 | 2,882 | I | | | | | | | | | | | | | | |
9/24/26 16:04 | 9/22/26 | ACIC | American Coastal Insurance Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Martz Brad | FL | O | P,CEO | P | 92 | 9.15 | 0 | 10 | 2 | 445 | D | | | | | | | | | | | | | | |
9/24/26 12:56 | 9/24/26 | NYAX | Nayax Ltd. | L3 | Tech | Softw | Prepackaged Software | Nechmad Yair | | O | CEO,Co F | P | 4,608 | 44.09 | 0 | 105 | 1 | 7,434 | D | | | | | | | | | | | | | | |
9/24/26 12:41 | 9/22/26 | NYAX | Nayax Ltd. | L3 | Tech | Softw | Prepackaged Software | Ben-Avi David | | DO | CTO,Co F | P.m | 101 | 43.10 | 0 | 2 | 0 | 6,593 | D | | | | | | | | | | | | | | |
9/24/26 12:26 | 9/23/26 | FTHY | First Trust High Yield Opportunities 2027 Term Fund | | Fund | CEF | Closed-End Funds | Housey William A Jr | IL | H | Officer | P | 68 | 12.95 | 0 | 5 | 45 | 17 | D | | | | | | | | | | | | | | |
9/24/26 11:54 | 9/23/26 | CIVB | Civista Bancshares, Inc. | OH | Financ | StBnk | State Commercial Banks | Parcher Charles A. | OH | O | P | P | 11 | 26.75 | 0 | 0 | 1 | 30 | I | | | | | | | | | | | | | | |
9/24/26 11:50 | 9/23/26 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Horizon Kinetics Asset Management LLC | NY | T | | P | 2 | 3.05 | 0 | 1 | 0 | 973 | D | | | | | | | | | | | | | | |
9/24/26 10:57 | 9/23/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 0 | 352.95 | 0 | 0 | 0 | 3,391 | D | | | | | | | | | | | | | | |
9/24/26 10:21 | 9/23/26 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Davidson Spencer | NY | H | Chairman | P | 228 | 22.75 | 0 | 10 | 1 | 1,634 | D | | | | | | | | | | | | | | |
9/24/26 09:59 | 9/23/26 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 51 | 10.85 | 0 | 5 | 0 | 3,698 | I | | | | | | | | | | | | | | |
9/24/26 09:23 | 9/23/26 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 114 | 22.75 | 0 | 5 | 3 | 171 | D | | | | | | | | | | | | | | |
9/24/26 09:01 | 9/22/26 | CSBB | Csb Bancorp, Inc. | OH | Financ | StBnk | State Commercial Banks | Kirkbride Cheryl M | OH | D | | P | 1 | 79.69 | 0 | 0 | 0 | 4 | D | | | | | | | | | | | | | | |
9/24/26 08:55 | 9/22/26 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 601 | 21.02 | 0 | 29 | 1 | 2,341 | I | | | | | | | | | | | | | | |
9/24/26 08:29 | 9/23/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Li Bin (William) | | D | | P | 997 | 0.0095 | 0 | 104,932 | 1 | 2,147,484 | I | | | | | | | | | | | | | | |
9/23/26 21:48 | 9/18/26 | PNRG | Primeenergy Resources Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Fong Gifford | CA | D | | P | 21 | 211.70 | 0 | 0 | 0 | 54 | D | | | | | | | | | | | | | | |
9/23/26 21:40 | 9/21/26 | BGDE | Big Digital Energy, Inc. | DE | Financ | Loan | Finance Services | Endeavor Blockchain, LLC | AR | TH | SEE REMA | P | 5 | 6.21 | 0 | 1 | 1 | 158 | D | | | | | | | | | | | | | | |
9/23/26 21:16 | 9/21/26 | LCU | Lion Copper Corp. | A1 | Mining | IndMn | Metal Mining | Alford Tony L | NC | DT | | P.d | 4 | 4.36 | 0 | 1 | 0 | 5,353 | D | | | | | | | | | | | | | | |
9/23/26 21:01 | 9/18/26 | CV | Capsovision, Inc | DE | Health | ElcMd | Electromedical & Electrothera | Harari Eliyahou Et Al | CA | T | | P | 10,000 | 5.69 | 0 | 1,757 | | 879 | I | | | | | | | | | | | | | | |
9/23/26 20:58 | 9/22/26 | DFDV | Defi Development Corp. | NV | Financ | Loan | Finance Services | Kang Daniel | FL | O | Chief St | P | 92 | 8.83 | 0 | 10 | 13 | 88 | M | | | | | | | | | | | | | | |