12/2/25 18:16 | 12/1/25 | TCBK | Trico Bancshares / | CA | Financ | StBnk | State Commercial Banks | Fleshood John | CA | O | EVP COO | 2 | M.d | 0 | 0.00 | 0 | 5 | 12 | 45 | D | | | | | | | | | | | | | | |
12/2/25 18:10 | 12/1/25 | TCBK | Trico Bancshares / | CA | Financ | StBnk | State Commercial Banks | Gehlmann Gregory A | CA | O | SVP GC | 2 | M.d | 0 | 0.00 | 0 | 2 | 12 | 22 | D | | | | | | | | | | | | | | |
12/2/25 18:09 | 10/21/25 | TCBK | Trico Bancshares / | CA | Financ | StBnk | State Commercial Banks | Wiese Peter G | CA | O | EVP CFO | 2 | M.d | 0 | 0.00 | 0 | 5 | 11 | 52 | D | | | | | | | | | | | | | | |
12/2/25 17:40 | 12/1/25 | BFST | Business First Bancshares, Inc. | LA | Financ | StBnk | State Commercial Banks | Robertson Greg | LA | O | EVP,CFO | 1 | S.d | -37 | 26.41 | 0 | -1 | | 68 | D | | | | | | | | | | | | | | |
12/2/25 17:23 | 11/28/25 | SLNHP | Soluna Holdings, Inc | NV | Financ | Loan | Finance Services | Hirshfield Edward R | NY | D | | 2 | S.m | -31 | 7.78 | 0 | -4 | | 15 | D | | | | | | | | | | | | | | |
12/2/25 17:02 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Shoukry Paul M | FL | DO | CEO | 1 | M.d | 0 | 0.00 | 0 | 4 | 11 | 38 | D | | | | | | | | | | | | | | |
12/2/25 17:02 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Santelli Jonathan N | FL | O | EVP,GC,S | 1 | M.d | 0 | 0.00 | 0 | 4 | 17 | 26 | D | | | | | | | | | | | | | | |
12/2/25 17:00 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Reilly Paul C | FL | DO | Exec Cha | 1 | M.d | 0 | 0.00 | 0 | 7 | 3 | 263 | D | | | | | | | | | | | | | | |
12/2/25 16:58 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Raney Steven M | FL | O | Exec Cha | 1 | M.d | 0 | 0.00 | 0 | 3 | 6 | 48 | D | | | | | | | | | | | | | | |
12/2/25 16:57 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Allaire Bella Loykhter | FL | O | Chief Ad | 1 | M.d | 0 | 0.00 | 0 | 3 | 4 | 78 | D | | | | | | | | | | | | | | |
12/2/25 16:56 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Haynes Morgan Tarazeta J | FL | O | Chief Au | 1 | M.d | 0 | 0.00 | 0 | 1 | 35 | 5 | D | | | | | | | | | | | | | | |
12/2/25 16:55 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Elwyn Tashtego S | FL | O | P,PCG | 1 | M.d | 0 | 0.00 | 0 | 3 | 7 | 41 | D | | | | | | | | | | | | | | |
12/2/25 16:52 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Curtis Scott A | FL | O | COO | 1 | M.d | 0 | 0.00 | 0 | 3 | 2 | 172 | D | | | | | | | | | | | | | | |
12/2/25 16:52 | 12/2/25 | VEL | Velocity Financial, Inc. | DE | Financ | Loan | Finance Services | Kelly Roland Thomas | CA | O | GC,GC | 1 | S | -129 | 19.38 | 0 | -7 | | 101 | D | | | | | | | | | | | | | | |
12/2/25 16:49 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Campagnoli Vincent | FL | O | EVP,Tech | 1 | M.dm | 0 | 0.00 | 0 | 9 | 36 | 34 | D | | | | | | | | | | | | | | |
12/2/25 16:47 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Helal Tarek | FL | O | Chief St | 1 | M.dm | 0 | 0.00 | 0 | 4 | 16 | 26 | D | | | | | | | | | | | | | | |
12/2/25 16:44 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Larson Katherine H | FL | O | Chief Ac | 1 | M.dm | 0 | 0.00 | 0 | 2 | 214 | 3 | D | | | | | | | | | | | | | | |
12/2/25 16:42 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Oorlog Jonathan W Jr | FL | O | CFO | 1 | M.dm | 0 | 0.00 | 0 | 4 | 21 | 25 | D | | | | | | | | | | | | | | |
12/2/25 16:40 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Bunn James E | FL | O | P,Capita | 1 | M.d | 0 | 0.00 | 0 | 6 | 8 | 84 | D | | | | | | | | | | | | | | |
12/2/25 16:35 | 12/1/25 | FUSB | First Us Bancshares, Inc. | DE | Financ | StBnk | State Commercial Banks | Field Robert C | AL | D | | 3 | P.m | 110 | 13.65 | 0 | 8 | 424 | 10 | I | | | | | | | | | | | | | | |
12/2/25 16:30 | 12/1/25 | TCBX | Third Coast Bancshares, Inc. | TX | Financ | SnBnk | Savings Institutions, Not Fed | Brunson W. Donald | TX | D | | 1 | S | -58 | 38.55 | 0 | -2 | | 50 | D | | | | | | | | | | | | | | |
12/2/25 16:24 | 11/30/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Aisenbrey Christopher S | FL | O | CHRO | 1 | M.d | 0 | 0.00 | 0 | 2 | 11 | 16 | D | | | | | | | | | | | | | | |
12/2/25 16:22 | 11/28/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Ehrsam Frederick Ernest III | NY | D | | 4 | S.dm | -110,637 | 310.07 | 0 | -357 | | 12 | I | | | | | | | | | | | | | | |
12/2/25 16:17 | 12/1/25 | CMA | Comerica Inc | DE | Financ | NtBnk | National Commercial Banks | Bridges Wendy | TX | O | EVP | 1 | M.d | 379 | 64.52 | 0 | 6 | 30 | 26 | D | | | | | | | | | | | | | | |
12/2/25 16:16 | 11/30/25 | BAC | Bank of America Corp /De/ | DE | Financ | NtBnk | National Commercial Banks | Okpara Johnbull | NC | O | Chief Ac | 1 | M.d | 0 | 0.00 | 0 | 27 | 74 | 63 | D | | | | | | | | | | | | | | |
12/2/25 16:15 | 11/28/25 | STT | State Street Corp | MA | Financ | StBnk | State Commercial Banks | Horgan Kathryn M | MA | O | EVP | 1 | S | -673 | 118.55 | 0 | -6 | | 105 | D | | | | | | | | | | | | | | |
12/2/25 16:10 | 12/1/25 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Young Bracebridge H Jr | AZ | D | | 1 | P | 25 | 3.12 | 0 | 8 | 4 | 221 | I | | | | | | | | | | | | | | |
12/2/25 16:09 | 11/28/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | 7 | S.m | -627 | 17.92 | 0 | -35 | 0 | 7,400 | D | | | | | | | | | | | | | | |
12/2/25 16:05 | 12/1/25 | EBC | Eastern Bankshares, Inc. | MA | Financ | SvBnk | Savings Institution, Federall | Borgen Luis | MA | D | | 1 | S | -86 | 19.05 | 0 | -5 | | 25 | D | | | | | | | | | | | | | | |
12/2/25 12:53 | 12/1/25 | NWBI | Northwest Bancshares, Inc. | MD | Financ | NtBnk | National Commercial Banks | Meegan John P | OH | D | | 1 | P | 18 | 12.10 | 0 | 2 | 1 | 102 | I | | | | | | | | | | | | | | |
12/2/25 12:19 | 12/1/25 | USCB | Uscb Financial Holdings, Inc. | FL | Financ | StBnk | State Commercial Banks | Feinglass Howard | FL | DT | | 1 | M.d | 56 | 7.50 | 0 | 8 | 0 | 3,982 | D | | | | | | | | | | | | | | |
12/2/25 12:13 | 12/1/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Stahl Murray | NY | D | | 14 | P.d | 1,253 | 36.07 | 0 | 35 | 0 | 13,861 | M | | | | | | | | | | | | | | |
12/2/25 12:02 | 8/29/25 | CWBC | Community West Bancshares | CA | Financ | StBnk | State Commercial Banks | Cagle Dawn M | CA | O | EVP | 2 | P | 7 | 17.34 | 0 | 0 | 3 | 13 | D | | | | | | | | | | | | | | |
12/2/25 12:01 | 11/28/25 | CWBC | Community West Bancshares | CA | Financ | StBnk | State Commercial Banks | Livingston Shannon R | CA | O | EVP | 1 | P | 2 | 19.19 | 0 | 0 | 0 | 21 | D | | | | | | | | | | | | | | |
12/2/25 12:00 | 11/28/25 | CWBC | Community West Bancshares | CA | Financ | StBnk | State Commercial Banks | Martin Jeffrey Michael | CA | O | EVP | 1 | P | 1 | 19.19 | 0 | 0 | 0 | 24 | D | | | | | | | | | | | | | | |
12/2/25 11:58 | 11/28/25 | CWBC | Community West Bancshares | CA | Financ | StBnk | State Commercial Banks | Plourd Martin E | CA | DO | P | 2 | P.d | 183 | 9.14 | 0 | 20 | 22 | 113 | D | | | | | | | | | | | | | | |
12/2/25 11:11 | 12/1/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | 60 | P.m | 58 | 929.53 | 0 | 0 | 0 | 1,164 | D | | | | | | | | | | | | | | |
12/1/25 21:34 | 11/26/25 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Basswood Capital Management, L.L.C. | NY | DTH | Director | 6 | S.m | -8,745 | 35.13 | 0 | -249 | | 3,684 | I | | | | | | | | | | | | | | |
12/1/25 21:16 | 11/26/25 | SAMG | Silvercrest Asset Management Group Inc. | DE | Financ | InvAdv | Investment Advice | Gray John Allen | NY | DO | MD | 1 | P.m | 299 | 13.71 | 0 | 22 | 103 | 43 | D | | | | | | | | | | | | | | |
12/1/25 20:57 | 11/26/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | 2 | S.m | -90,655 | 153.65 | 0 | -590 | | 1,691 | I | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Ozonian Steven | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 25 | 17 | 168 | D | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Lee John Hoon | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 25 | 10 | 274 | D | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Patenaude Pamela H. | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 25 | 9 | 294 | D | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Pcp Managers Gp, LLC | CA | DT | | 2 | M.dm | 5,965 | 4.35 | 0 | 1,371 | 27 | 6,432 | I | | | | | | | | | | | | | | |
12/1/25 18:41 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Lepore Dawn G | CA | D | | 3 | M.d | 231 | 2.20 | 0 | 105 | 112 | 199 | D | | | | | | | | | | | | | | |
12/1/25 18:40 | 11/28/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Hsieh Anthony Li | CA | DOT | Exec Cha | 8 | M.dm | 37,666 | 3.09 | 0 | 12,175 | | 4,837 | D | | | | | | | | | | | | | | |
12/1/25 18:00 | 11/26/25 | WHG | Westwood Holdings Group Inc | DE | Financ | InvAdv | Investment Advice | Casey Brian O | TX | DO | CEO | 2 | S.m | -9 | 17.00 | 0 | -1 | 0 | 506 | D | | | | | | | | | | | | | | |
12/1/25 17:49 | 11/26/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Abraham Chad R | MN | DO | CEO,CB | 2 | M.dm | 3,227 | 218.02 | 0 | 15 | 20 | 90 | D | | | | | | | | | | | | | | |
12/1/25 17:49 | 11/26/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Abraham Chad R | MN | DO | CEO,CB | 2 | S.dm | -3,227 | 218.02 | 0 | -15 | | 90 | D | | | | | | | | | | | | | | |
12/1/25 17:40 | 12/1/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Conn Walton T Jr. | AL | D | | 1 | P | 5 | 24.75 | 0 | 0 | 11 | 2 | D | | | | | | | | | | | | | | |
12/1/25 17:28 | 11/26/25 | OMF | Onemain Holdings, Inc. | DE | Financ | Loan | Personal Credit Institutions | Hedlund Michael A | IN | O | pao,SVP, | 1 | S | -40 | 62.00 | 0 | -1 | | 15 | D | | | | | | | | | | | | | | |
12/1/25 17:23 | 11/26/25 | SHBI | Shore Bancshares Inc | MD | Financ | NtBnk | National Commercial Banks | Willey Dawn M. | MD | D | | 1 | P | 18 | 17.67 | 0 | 1 | 2 | 47 | I | | | | | | | | | | | | | | |
12/1/25 17:14 | 11/26/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | 19 | P.dm | 71 | 0.1456 | 0 | 484 | 18 | 3,143 | D | | | | | | | | | | | | | | |
12/1/25 16:56 | 12/1/25 | VEL | Velocity Financial, Inc. | DE | Financ | Loan | Finance Services | Szczepaniak Mark R | CA | O | CFO | 4 | S | -118 | 18.81 | 0 | -6 | | 157 | I | | | | | | | | | | | | | | |
12/1/25 16:53 | 11/26/25 | LOB | Live Oak Bancshares, Inc. | NC | Financ | StBnk | State Commercial Banks | Mahan James S III | NC | DOT | CEO | 1 | S.m | -642 | 32.11 | 0 | -20 | 0 | 6,555 | I | | | | | | | | | | | | | | |
12/1/25 16:38 | 11/24/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 5 | S | -17,076 | 126.49 | 0 | -135 | | 611 | D | | | | | | | | | | | | | | |
12/1/25 16:28 | 11/26/25 | MTB | M&T Bank Corp | NY | Financ | StBnk | State Commercial Banks | Kay Christopher E. | NY | O | Sr. EVP | 1 | S | -1,006 | 191.70 | 0 | -5 | | 6 | D | | | | | | | | | | | | | | |
12/1/25 16:25 | 11/26/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Grewal Paul | NY | O | GC | 5 | S.d | -6,918 | 158.24 | 0 | -44 | | 88 | D | | | | | | | | | | | | | | |
12/1/25 16:12 | 11/28/25 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | 7 | P.m | 367 | 5.11 | 0 | 72 | 95 | 148 | D | | | | | | | | | | | | | | |
12/1/25 16:09 | 11/28/25 | SRBK | Sr Bancorp, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Mustard Robert Kenneth | NJ | D | | 2 | P | 11 | 15.34 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
12/1/25 16:09 | 11/26/25 | CHYM | Chime Financial, Inc. | DE | Financ | Loan | Finance Services | Asmerom Amine | CA | O | CHIEF AC | 1 | S.m | -1,705 | 20.16 | 0 | -85 | | 222 | D | | | | | | | | | | | | | | |
12/1/25 16:05 | 11/26/25 | EBC | Eastern Bankshares, Inc. | MA | Financ | SvBnk | Savings Institution, Federall | Casey Joseph F | MA | D | | 2 | M.d | 10,206 | 15.81 | 0 | 646 | | 327 | D | | | | | | | | | | | | | | |
12/1/25 16:05 | 11/26/25 | EBC | Eastern Bankshares, Inc. | MA | Financ | SvBnk | Savings Institution, Federall | Casey Joseph F | MA | D | | 2 | S.d | -10,206 | 15.81 | 0 | -646 | | 327 | D | | | | | | | | | | | | | | |
12/1/25 16:02 | 10/28/25 | CASH | Pathward Financial, Inc. | DE | Financ | NtBnk | National Commercial Banks | Mehta Neeraj | SD | D | | 1 | S | -173 | 69.34 | 0 | -3 | | 2 | D | | | | | | | | | | | | | | |
12/1/25 15:37 | 12/1/25 | AVBC | Avidia Bancorp, Inc. | | Financ | SnBnk | Savings Institutions, Not Fed | Ball James N | MA | D | | 1 | P | 81 | 16.13 | 0 | 5 | 13 | 45 | I | | | | | | | | | | | | | | |
12/1/25 13:59 | 11/24/25 | BOTJ | Bank of the James Financial Group Inc | VA | Financ | StBnk | State Commercial Banks | Jamerson Phillip C | VA | D | | 2 | P.m | 29 | 16.74 | 0 | 2 | 11 | 17 | D | | | | | | | | | | | | | | |
12/1/25 12:58 | 12/1/25 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Susan Scott Heyneman Trust, Susan Heyneman & First Interstate Wealth Management Co-Trustees | MT | T | | 3 | S | -953 | 31.78 | 0 | -30 | | 244 | I | | | | | | | | | | | | | | |
12/1/25 12:03 | 11/26/25 | PBBK | Pb Bankshares, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Wentz Mary Joye | PA | D | | 1 | M.d | 55 | 12.28 | 0 | 5 | 113 | 9 | D | | | | | | | | | | | | | | |
12/1/25 11:13 | 11/26/25 | TRST | Trustco Bank Corp N Y | NY | Financ | StBnk | State Commercial Banks | Lucarelli Lisa M | NY | D | | 2 | P.d | 9 | 11.38 | 0 | 1 | 33 | 3 | D | | | | | | | | | | | | | | |
12/1/25 10:59 | 11/25/25 | GSBC | Great Southern Bancorp, Inc. | MD | Financ | StBnk | State Commercial Banks | Maples Mark A | MO | H | Vice Pre | 2 | M.d | 161 | 55.59 | 0 | 3 | | 0 | D | | | | | | | | | | | | | | |
12/1/25 10:59 | 11/25/25 | GSBC | Great Southern Bancorp, Inc. | MD | Financ | StBnk | State Commercial Banks | Maples Mark A | MO | H | Vice Pre | 2 | S.d | -161 | 55.59 | 0 | -3 | -100 | 0 | D | | | | | | | | | | | | | | |
12/1/25 10:26 | 11/26/25 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Holmes Ned S | TX | D | | 12 | S | -873 | 66.12 | 0 | -13 | | 333 | M | | | | | | | | | | | | | | |
12/1/25 09:54 | 11/28/25 | CZFS | Citizens Financial Services Inc | PA | Financ | StBnk | State Commercial Banks | Guillaume Stephen J | PA | O | SVP | 1 | P | 1 | 53.13 | 0 | 0 | 0 | 5 | D | | | | | | | | | | | | | | |
11/28/25 17:48 | 11/26/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Grossman Cary M | NY | D | | 1 | S | -475 | 19.00 | 0 | -25 | | 201 | D | | | | | | | | | | | | | | |
11/28/25 17:47 | 11/26/25 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Evans Holly Morrow | NY | D | | 2 | S | -564 | 18.04 | 0 | -31 | | 211 | D | | | | | | | | | | | | | | |
11/28/25 17:20 | 11/28/25 | GDOT | Green Dot Corp | DE | Financ | Loan | Finance Services | Fanlo Saturnino Sixto | UT | D | | 1 | S | -170 | 12.61 | 0 | -13 | | 93 | D | | | | | | | | | | | | | | |
11/28/25 17:16 | 11/28/25 | GDOT | Green Dot Corp | DE | Financ | Loan | Finance Services | Brewster J Chris | UT | D | | 1 | S | -99 | 12.37 | 0 | -8 | | 133 | D | | | | | | | | | | | | | | |
11/28/25 17:05 | 11/25/25 | BLUW | Blue Water Acquisition Corp. III | | Financ | AcqCo | Blank Checks | Hernandez Joseph | CT | DOT | CEO | 1 | S.d | 0 | 0.00 | 0 | -430 | | 430 | I | | | | | | | | | | | | | | |
11/28/25 17:05 | 11/25/25 | BLUW | Blue Water Acquisition Corp. III | | Financ | AcqCo | Blank Checks | Blue Water Acquisition III LLC | CT | T | | 1 | S.d | 0 | 0.00 | 0 | -430 | | 430 | D | | | | | | | | | | | | | | |
11/28/25 16:31 | 11/25/25 | CUBI | Customers Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Sidhu Jay S | PA | DO | CB,CEO | 3 | S.m | -4,905 | 68.30 | 0 | -72 | | 1,524 | D | | | | | | | | | | | | | | |
11/28/25 16:05 | 11/25/25 | MBIN | Merchants Bancorp | IN | Financ | StBnk | State Commercial Banks | Petrie Michael F. | IN | DOT | CB,CEO | 4 | S.m | -346 | 19.31 | 0 | -18 | 0 | 12,727 | D | | | | | | | | | | | | | | |
11/28/25 15:32 | 11/26/25 | FRAF | Franklin Financial Services Corp /Pa/ | PA | Financ | StBnk | State Commercial Banks | Duffey Gregory A | PA | D | | 1 | P | 1 | 53.89 | 0 | 0 | 0 | 24 | D | | | | | | | | | | | | | | |
11/28/25 14:06 | 11/25/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | 24 | S.dm | -200,958 | 5.77 | 0 | -34,844 | | 7,945 | I | | | | | | | | | | | | | | |
11/28/25 13:18 | 11/13/25 | MBBC | Marathon Bancorp, Inc. /Md/ | | Financ | SnBnk | Savings Institutions, Not Fed | Zillges Nicholas W | WI | DO | P,CEO | 2 | P.d | 27 | 11.17 | 0 | 2 | 3 | 86 | D | | | | | | | | | | | | | | |
11/28/25 09:45 | 11/26/25 | PNFP | Pinnacle Financial Partners Inc | TN | Financ | NtBnk | National Commercial Banks | McCabe Robert A Jr | TN | DO | CB | 1 | S | -630 | 93.00 | 0 | -7 | | 353 | D | | | | | | | | | | | | | | |
11/28/25 09:00 | 11/26/25 | BLNE | Beeline Holdings, Inc. | NV | Financ | Loan | Mortgage Bankers & Loan Corre | Freedman Joseph David | RI | D | | 3 | P | 55 | 3.08 | 0 | 18 | 5 | 365 | D | | | | | | | | | | | | | | |
11/28/25 07:27 | 11/25/25 | TFC | Truist Financial Corp | NC | Financ | NtBnk | National Commercial Banks | Boyer K. David Jr. | NC | D | | 1 | S | -240 | 46.45 | 0 | -5 | | 14 | D | | | | | | | | | | | | | | |
11/26/25 21:37 | 11/26/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | Haskell Gregory W | FL | DO | CEO | 1 | P | 51 | 5.14 | 0 | 10 | 1 | 762 | D | | | | | | | | | | | | | | |
11/26/25 21:34 | 11/26/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | Scott John Stewart | FL | O | Chief St | 1 | S | -2,322 | 5.13 | 0 | -453 | | 1,965 | D | | | | | | | | | | | | | | |
11/26/25 21:34 | 11/25/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | Hennessy Daniel J | FL | D | | 3 | S.m | -1,549 | 5.29 | 0 | -293 | | 1,185 | D | | | | | | | | | | | | | | |
11/26/25 20:37 | 11/24/25 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Yeaman Kevin J | CA | DO | P,CEO | 6 | M.d | 10,137 | 58.46 | 0 | 173 | 251 | 242 | I | | | | | | | | | | | | | | |
11/26/25 20:37 | 11/24/25 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Yeaman Kevin J | CA | DO | P,CEO | 6 | S.d | -10,137 | 58.46 | 0 | -173 | | 242 | I | | | | | | | | | | | | | | |
11/26/25 20:06 | 11/24/25 | CD | Chaince Digital Holdings Inc. | | Financ | Loan | Finance Services | Daye Wilfred Zhongkei | CT | DO | CSO | 6 | S.m | -174 | 12.69 | 0 | -14 | | 66 | D | | | | | | | | | | | | | | |
11/26/25 20:05 | 11/26/25 | ECPG | Encore Capital Group Inc | DE | Financ | Loan | Short-Term Business Credit In | Yung John | CA | O | P,Intl., | 2 | S | -302 | 50.33 | 0 | -6 | | 58 | D | | | | | | | | | | | | | | |
11/26/25 19:49 | 11/25/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Stack Fergal | CA | O | SVP,Corp | 1 | M.d | 0 | 0.00 | 0 | 11 | 4 | 255 | D | | | | | | | | | | | | | | |
11/26/25 19:48 | 11/25/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Sanborn Scott | CA | DO | CEO | 3 | M.d | 1,090 | 11.34 | 0 | 96 | 8 | 1,240 | D | | | | | | | | | | | | | | |
11/26/25 19:46 | 11/25/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Labenne Andrew | CA | O | CFO | 2 | M.d | 356 | 6.91 | 0 | 52 | 33 | 207 | D | | | | | | | | | | | | | | |
11/26/25 19:44 | 11/25/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Cheng Jordan | CA | O | GC,Secre | 1 | M.d | 0 | 0.00 | 0 | 12 | 13 | 106 | D | | | | | | | | | | | | | | |
11/26/25 19:42 | 11/25/25 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Armstrong Annie | CA | O | Chief Ri | 4 | M.d | 266 | 7.06 | 0 | 38 | 11 | 380 | D | | | | | | | | | | | | | | |
11/26/25 19:32 | 11/26/25 | VHC | Virnetx Holding Corp | DE | Financ | Patent | Patent Owners & Lessors | Feiner Gary | NV | D | | 1 | S | -43 | 22.70 | 0 | -2 | | 17 | D | | | | | | | | | | | | | | |
11/26/25 19:13 | 11/24/25 | CATY | Cathay General Bancorp | DE | Financ | StBnk | State Commercial Banks | Cheng Dunson K | CA | DO | Exec CB | 2 | S.m | -1,535 | 47.09 | 0 | -33 | | 816 | D | | | | | | | | | | | | | | |
11/26/25 18:55 | 11/25/25 | IDCC | Interdigital, Inc. | | Financ | Patent | Patent Owners & Lessors | Kritzmacher John A | DE | D | | 2 | S | -884 | 353.63 | 0 | -3 | | 20 | D | | | | | | | | | | | | | | |
11/26/25 17:41 | 11/25/25 | HTH | Hilltop Holdings Inc. | MD | Financ | StBnk | State Commercial Banks | Bornemann Keith E. | TX | O | Chief Ac | 1 | S | -77 | 35.00 | 0 | -2 | | 9 | D | | | | | | | | | | | | | | |
11/26/25 17:40 | 11/24/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | 8 | S.m | -21,246 | 212.46 | 0 | -100 | | 14,785 | D | | | | | | | | | | | | | | |
11/26/25 17:26 | 11/21/25 | NWPP | New Peoples Bankshares Inc | VA | Financ | StBnk | State Commercial Banks | Keene Harold L | VA | DT | | 2 | P.m | 34 | 3.40 | 0 | 10 | 0 | 4,565 | I | | | | | | | | | | | | | | |
11/26/25 17:20 | 11/24/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Brock Lawrence J | NY | O | Chief Pe | 2 | S.d | -1,479 | 90.25 | 0 | -16 | | 27 | D | | | | | | | | | | | | | | |
11/26/25 17:19 | 11/24/25 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Jones Jennifer N. | NY | O | Chief Ac | 3 | S.d | -728 | 91.60 | 0 | -8 | | 2 | D | | | | | | | | | | | | | | |
11/26/25 17:17 | 11/25/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Jones Doug | CA | DO | Dir,P,CM | 5 | S.d | -6,502 | 86.07 | 0 | -76 | | 484 | I | | | | | | | | | | | | | | |
11/26/25 16:57 | 11/26/25 | OSBC | Old Second Bancorp Inc | DE | Financ | StBnk | State Commercial Banks | Ladowicz John | FL | D | | 1 | S | -250 | 19.01 | 0 | -13 | | 198 | M | | | | | | | | | | | | | | |
11/26/25 16:45 | 11/25/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DO | CEO | 3 | S | -1,907 | 63.58 | 0 | -30 | | 3,153 | I | | | | | | | | | | | | | | |
11/26/25 16:39 | 11/26/25 | IGACU | Invest Green Acquisition Corp | E9 | Financ | AcqCo | Blank Checks | Ig Spac Sponsor LLC | NY | T | | 1 | P | 0 | 0.00 | 0 | 480 | | 480 | D | | | | | | | | | | | | | | |
11/26/25 16:30 | 9/12/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Tannenbaum Michael Benjamin | NV | DO | CEO | 3 | S.dm | -47,605 | 35.67 | 0 | -1,335 | | 4,093 | D | | | | | | | | | | | | | | |
11/26/25 16:28 | 11/25/25 | NBIX | Neurocrine Biosciences Inc | NC | Financ | StBnk | State Commercial Banks | Morrow George J | CA | D | | 2 | M.d | 2,869 | 95.63 | 0 | 30 | | 7 | D | | | | | | | | | | | | | | |
11/26/25 16:28 | 11/25/25 | NBIX | Neurocrine Biosciences Inc | NC | Financ | StBnk | State Commercial Banks | Morrow George J | CA | D | | 2 | S.d | -2,869 | 95.63 | 0 | -30 | | 7 | D | | | | | | | | | | | | | | |
11/26/25 16:27 | 11/25/25 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Prophet Tony A | CA | D | | 1 | S | -224 | 67.85 | 0 | -3 | | 9 | D | | | | | | | | | | | | | | |
11/26/25 16:22 | 11/25/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Mirgorodskaya Natalia | CA | O | See Rema | 3 | S.d | -305 | 35.98 | 0 | -8 | | 27 | D | | | | | | | | | | | | | | |
11/26/25 16:14 | 9/11/25 | MYFW | First Western Financial Inc | CO | Financ | StBnk | State Commercial Banks | Wylie Scott C | CO | DO | CB,CEO,P | 2 | S | -236 | 23.57 | 0 | -10 | | 759 | D | | | | | | | | | | | | | | |
11/26/25 16:07 | 11/25/25 | PEBK | Peoples Bancorp of North Carolina Inc | NC | Financ | StBnk | State Commercial Banks | Abernethy James S | NC | D | | 3 | S.m | -61 | 30.52 | 0 | -2 | | 215 | I | | | | | | | | | | | | | | |
11/26/25 16:05 | 11/24/25 | VHC | Virnetx Holding Corp | DE | Financ | Patent | Patent Owners & Lessors | Angelo Michael F | NV | D | | 1 | S | -13 | 20.89 | 0 | -1 | | 22 | D | | | | | | | | | | | | | | |
11/26/25 16:05 | 11/25/25 | CMA | Comerica Inc | DE | Financ | NtBnk | National Commercial Banks | Hays Von E | TX | O | Sr EVP,G | 1 | M.d | 302 | 63.18 | 0 | 5 | 26 | 23 | D | | | | | | | | | | | | | | |
11/26/25 16:05 | 11/24/25 | CACC | Credit Acceptance Corp | MI | Financ | Loan | Personal Credit Institutions | Rostami Andrew K | MI | O | Chief Mk | 1 | S.d | -221 | 428.50 | 0 | -1 | | 24 | D | | | | | | | | | | | | | | |
11/26/25 16:01 | 11/25/25 | FUSB | First Us Bancshares, Inc. | DE | Financ | StBnk | State Commercial Banks | Gordon Stephen Nathaniel | AL | D | | 1 | P | 14 | 13.80 | 0 | 1 | 143 | 2 | D | | | | | | | | | | | | | | |
11/26/25 14:25 | 11/26/25 | WAFD | Wafd Inc | WA | Financ | NtBnk | National Commercial Banks | Beardall Brent J | WA | DO | P,CEO | 1 | P | 50 | 16.55 | 0 | 3 | 1 | 371 | D | | | | | | | | | | | | | | |
11/26/25 14:20 | 11/25/25 | OVLY | Oak Valley Bancorp | CA | Financ | StBnk | State Commercial Banks | Lafferty Allison | CA | D | | 1 | P | 14 | 28.48 | 0 | 0 | 7 | 8 | D | | | | | | | | | | | | | | |
11/26/25 14:17 | 11/25/25 | MTB | M&T Bank Corp | NY | Financ | StBnk | State Commercial Banks | Sadler Robert E Jr | NY | D | | 1 | S | -1,140 | 190.06 | 0 | -6 | | 86 | I | | | | | | | | | | | | | | |
11/26/25 11:42 | 11/24/25 | PBBK | Pb Bankshares, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Woolard R Cheston | PA | D | | 1 | M.d | 55 | 12.28 | 0 | 5 | 26 | 22 | D | | | | | | | | | | | | | | |
11/26/25 11:42 | 11/24/25 | PBBK | Pb Bankshares, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Sayre William H | PA | O | EVP,Chie | 1 | M.d | 143 | 12.28 | 0 | 12 | 156 | 19 | D | | | | | | | | | | | | | | |
11/26/25 11:40 | 11/24/25 | PBBK | Pb Bankshares, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Carroll Joseph W | PA | D | | 1 | M.d | 84 | 12.28 | 0 | 7 | 12 | 63 | D | | | | | | | | | | | | | | |
11/26/25 11:08 | 11/25/25 | USCB | Uscb Financial Holdings, Inc. | FL | Financ | StBnk | State Commercial Banks | Wycoff W Kirk | PA | DT | | 2 | S.d | -792 | 18.04 | 0 | -44 | | 2,015 | D | | | | | | | | | | | | | | |
11/26/25 10:43 | 11/25/25 | EBMT | Eagle Bancorp Montana, Inc. | DE | Financ | StBnk | State Commercial Banks | O'Neill Mark A | MT | O | SVP-Chie | 1 | P | 10 | 16.75 | 0 | 1 | 4 | 15 | D | | | | | | | | | | | | | | |
11/26/25 10:25 | 11/25/25 | FMFG | Farmers & Merchants Bancshares, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Miller Emily Bollinger | MD | D | | 1 | P | 12 | 16.00 | 0 | 1 | 63 | 2 | D | | | | | | | | | | | | | | |
11/26/25 10:13 | 11/24/25 | TFSL | Tfs Financial Corp | DE | Financ | SvBnk | Savings Institution, Federall | Rubino Andrew J | OH | O | COO | 1 | S.d | -71 | 14.23 | 0 | -5 | | 33 | D | | | | | | | | | | | | | | |
11/26/25 09:05 | 11/25/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Brent D | NY | D | | 1 | P | 8 | 27.28 | 0 | 0 | 43 | 1 | D | | | | | | | | | | | | | | |
11/25/25 21:13 | 11/25/25 | DFDV | Defi Development Corp. | DE | Financ | Loan | Finance Services | Kang Daniel | FL | O | Chief St | 1 | P.d | 29 | 6.90 | 0 | 4 | 8 | 54 | M | | | | | | | | | | | | | | |
11/25/25 21:13 | 11/25/25 | DFDV | Defi Development Corp. | DE | Financ | Loan | Finance Services | White Parker | FL | OT | COO,Chie | 1 | P.d | 69 | 6.91 | 0 | 10 | 0 | 3,079 | M | | | | | | | | | | | | | | |
11/25/25 20:57 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Schoeneberg Carey Denise | MO | O | SVP,Chie | 1 | P | 23 | 21.00 | 0 | 1 | 17 | 8 | M | | | | | | | | | | | | | | |
11/25/25 20:57 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Kruse Charles E | MO | D | | 1 | P | 53 | 21.00 | 0 | 3 | 50 | 8 | D | | | | | | | | | | | | | | |
11/25/25 20:56 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Westhues Daniel Harold | MO | O | SEVP,Chi | 1 | P | 88 | 21.00 | 0 | 4 | 3 | 163 | D | | | | | | | | | | | | | | |
11/25/25 20:55 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Thompson Tristan Antin | MO | O | See Rema | 1 | P | 10 | 21.00 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
11/25/25 20:54 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Sprong Bradley Nixon | MO | D | | 1 | P | 95 | 21.00 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
11/25/25 20:53 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Ross John Thomas | MO | DO | P,CEO | 1 | P | 882 | 21.00 | 0 | 42 | 8 | 561 | D | | | | | | | | | | | | | | |
11/25/25 20:52 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Robuck Robert Marion | MO | D | | 1 | P | 1,000 | 21.00 | 0 | 48 | 5 | 1,010 | D | | | | | | | | | | | | | | |
11/25/25 20:52 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Robertson Edward Deroy Jr. | MO | D | | 1 | P | 96 | 21.00 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
11/25/25 20:50 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | McClure Richard Hays | MO | D | | 1 | P | 235 | 21.00 | 0 | 11 | 135 | 20 | D | | | | | | | | | | | | | | |
11/25/25 20:50 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Kellett Scott McKinney | MO | O | EVP of W | 1 | P | 21 | 21.00 | 0 | 1 | 2 | 44 | D | | | | | | | | | | | | | | |
11/25/25 20:49 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Hermann Robert Ringen Jr. | MO | D | | 1 | P | 1,000 | 21.00 | 0 | 48 | | 48 | D | | | | | | | | | | | | | | |
11/25/25 20:47 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Hallgren Eric Andrew | MO | O | EVP,Chie | 1 | P | 53 | 21.00 | 0 | 3 | 45 | 8 | D | | | | | | | | | | | | | | |
11/25/25 20:47 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Goldammer Russell Lee | MO | O | EVP,CIO | 1 | P | 42 | 21.00 | 0 | 2 | 14 | 16 | D | | | | | | | | | | | | | | |
11/25/25 20:46 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Cook Sam Bryan | MO | DOT | Exec CB | 1 | P | 1,000 | 21.00 | 0 | 48 | 0 | 38,501 | M | | | | | | | | | | | | | | |
11/25/25 20:45 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Digges Charles William Jr. | MO | D | | 1 | P | 105 | 21.00 | 0 | 5 | 0 | 1,745 | D | | | | | | | | | | | | | | |
11/25/25 20:45 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Colbert Jeremy Wayne | MO | O | See Rema | 1 | P | 46 | 21.00 | 0 | 2 | 54 | 6 | D | | | | | | | | | | | | | | |
11/25/25 20:44 | 11/21/25 | CBC | Central Bancompany, Inc. | MO | Financ | StBnk | State Commercial Banks | Ciroli James | MO | O | EVP,CFO | 1 | P | 357 | 21.00 | 0 | 17 | | 17 | D | | | | | | | | | | | | | | |
11/25/25 19:32 | 11/25/25 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Dergurahian Jeffrey Michael | CA | O | Chief In | 3 | S.d | -3,894 | 1.73 | 0 | -2,250 | | 7,168 | D | | | | | | | | | | | | | | |
11/25/25 17:23 | 11/25/25 | JYNT | Joint Corp | DE | Financ | Patent | Patent Owners & Lessors | Jobson Charles E | MA | T | | 1 | P.m | 142 | 8.45 | 0 | 17 | 1 | 1,600 | D | | | | | | | | | | | | | | |
11/25/25 17:06 | 11/21/25 | SLNH | Soluna Holdings, Inc | NV | Financ | Loan | Finance Services | Belizaire John | NY | DO | CEO | 1 | S | -13 | 1.44 | 0 | -9 | | 1,212 | D | | | | | | | | | | | | | | |
11/25/25 17:02 | 11/25/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lilien R Jarrett | NY | O | P,COO | 2 | S | -432 | 11.52 | 0 | -38 | | 1,011 | D | | | | | | | | | | | | | | |
11/25/25 17:02 | 11/24/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Date Rajeev V | NY | D | | 4 | S.m | -38,401 | 79.73 | 0 | -482 | | 524 | M | | | | | | | | | | | | | | |
11/25/25 16:54 | 11/21/25 | WTBA | West Bancorporation Inc | IA | Financ | StBnk | State Commercial Banks | Milligan George D | IA | D | | 1 | S.m | -345 | 21.82 | 0 | -16 | | 53 | D | | | | | | | | | | | | | | |
11/25/25 16:44 | 11/21/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sharpe Robert Francis Jr | MN | D | | 1 | S | -676 | 450.95 | 0 | -2 | | 13 | I | | | | | | | | | | | | | | |
11/25/25 16:39 | 11/21/25 | INV | Innventure, Inc. | DE | Financ | AcqCo | Blank Checks | Donnally James O | FL | D | | 1 | P | 94 | 3.37 | 0 | 28 | 0 | 6,243 | I | | | | | | | | | | | | | | |
11/25/25 16:30 | 11/21/25 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Dietze Jane A | VA | D | | 1 | P | 105 | 95.28 | 0 | 1 | 73 | 3 | D | | | | | | | | | | | | | | |
11/25/25 16:30 | 11/24/25 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Barnette Steven B | SC | O | VP,Chief | 1 | S | -61 | 37.00 | 0 | -2 | | 21 | D | | | | | | | | | | | | | | |
11/25/25 16:30 | 11/21/25 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Fisher David | IL | DO | CEO | 8 | M.dm | 10,819 | 74.10 | 0 | 146 | 72 | 348 | D | | | | | | | | | | | | | | |
11/25/25 16:30 | 11/21/25 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Fisher David | IL | DO | CEO | 8 | S.dm | -10,819 | 74.10 | 0 | -146 | | 348 | D | | | | | | | | | | | | | | |
11/25/25 16:20 | 11/21/25 | EBMT | Eagle Bancorp Montana, Inc. | DE | Financ | StBnk | State Commercial Banks | McCarvel Thomas J | MT | D | | 1 | S | -20 | 16.47 | 0 | -1 | | 38 | D | | | | | | | | | | | | | | |
11/25/25 16:09 | 11/21/25 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | Rowe Sharon H | WV | D | | 1 | S | -73 | 122.00 | 0 | -1 | | 11 | D | | | | | | | | | | | | | | |
11/25/25 16:07 | 11/21/25 | OPFI | Oppfi Inc. | | Financ | Loan | Finance Services | Moore Jocelyn | IL | D | | 1 | S | -186 | 9.23 | 0 | -20 | | 52 | D | | | | | | | | | | | | | | |
11/25/25 16:05 | 11/24/25 | HBNC | Horizon Bancorp Inc /In/ | MI | Financ | StBnk | State Commercial Banks | Magnesen Larry S | IN | D | | 1 | P | 66 | 16.41 | 0 | 4 | 123 | 7 | D | | | | | | | | | | | | | | |
11/25/25 16:05 | 11/25/25 | EBC | Eastern Bankshares, Inc. | MA | Financ | SvBnk | Savings Institution, Federall | Sullivan Michael James | MA | D | | 1 | M.d | 183 | 13.38 | 0 | 14 | 17 | 93 | D | | | | | | | | | | | | | | |
11/25/25 15:25 | 11/21/25 | SFST | Southern First Bancshares Inc | SC | Financ | NtBnk | National Commercial Banks | Fairchild Julie Ann | SC | O | Chief Ac | 2 | S.d | -97 | 35.32 | 0 | -3 | | 6 | D | | | | | | | | | | | | | | |
11/25/25 15:25 | 11/24/25 | SFST | Southern First Bancshares Inc | SC | Financ | NtBnk | National Commercial Banks | Fairchild Julie Ann | SC | O | Chief Ac | 2 | M.d | 97 | 35.32 | 0 | 3 | 86 | 6 | D | | | | | | | | | | | | | | |
11/25/25 14:55 | 11/24/25 | APACU | Stonebridge Acquisition II Corp | | Financ | AcqCo | Blank Checks | Mizuho Securities USA LLC | NY | T | | 1 | S | -5,286 | 9.95 | 0 | -531 | | 100 | D | | | | | | | | | | | | | | |
11/25/25 14:02 | 11/21/25 | FSFG | First Savings Financial Group, Inc. | IN | Financ | SvBnk | Savings Institution, Federall | Padgett Martin | IN | D | | 3 | M.d | 118 | 24.63 | 0 | 5 | 40 | 17 | D | | | | | | | | | | | | | | |
11/25/25 13:10 | 11/24/25 | CHCO | City Holding Co | WV | Financ | NtBnk | National Commercial Banks | Hageboeck Charles R | WV | DO | P,CEO | 1 | S.d | -243 | 120.68 | 0 | -2 | | 52 | D | | | | | | | | | | | | | | |
11/25/25 12:29 | 11/21/25 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Heyneman John M Jr | MT | DT | | 2 | S.m | -2,068 | 31.60 | 0 | -65 | | 1,523 | I | | | | | | | | | | | | | | |
11/25/25 12:10 | 11/21/25 | SPFX | Standard Premium Finance Holdings, Inc. | FL | Financ | Loan | Miscellaneous Business Credit | Krogol Brian | FL | DO | CFO | 1 | P | 3 | 2.29 | 0 | 1 | 1 | 89 | D | | | | | | | | | | | | | | |
11/25/25 11:42 | 11/21/25 | PEBO | Peoples Bancorp Inc | OH | Financ | StBnk | State Commercial Banks | Smith Dwight Eric | OH | D | | 2 | P | 21 | 29.42 | 0 | 1 | 10 | 8 | D | | | | | | | | | | | | | | |
11/25/25 11:06 | 11/21/25 | NWBI | Northwest Bancshares, Inc. | MD | Financ | NtBnk | National Commercial Banks | Chadsey Deborah J Esq. | OH | D | | 1 | P | 20 | 11.79 | 0 | 2 | 4 | 48 | I | | | | | | | | | | | | | | |
11/25/25 10:52 | 11/24/25 | AVBC | Avidia Bancorp, Inc. | | Financ | SnBnk | Savings Institutions, Not Fed | Nelson Jonathan Michael | MA | O | CFO,Trea | 1 | P | 50 | 15.41 | 0 | 3 | 11 | 33 | I | | | | | | | | | | | | | | |
11/25/25 09:52 | 11/24/25 | BPOP | Popular, Inc. | | Financ | StBnk | State Commercial Banks | Carrion Richard L | PR | D | | 1 | S.d | -2,838 | 113.50 | 0 | -25 | | 267 | D | | | | | | | | | | | | | | |
11/25/25 09:42 | 11/21/25 | BPOP | Popular, Inc. | | Financ | StBnk | State Commercial Banks | Rodriguez Adorno Denissa | PR | O | SVP,Comp | 1 | S | -115 | 114.85 | 0 | -1 | | 3 | D | | | | | | | | | | | | | | |
11/25/25 09:37 | 11/24/25 | CUBI | Customers Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Watkins Philip | PA | O | EVP,Head | 1 | S | -189 | 65.04 | 0 | -3 | | 51 | D | | | | | | | | | | | | | | |
11/25/25 09:07 | 10/6/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson Dennis Michael | TN | D | | 2 | P | 660 | 23.16 | 0 | 29 | | 22 | D | | | | | | | | | | | | | | |
11/25/25 09:05 | 11/21/25 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Metheny Philip J. | TN | O | EVP,CFO | 2 | P | 200 | 24.06 | 0 | 8 | | 8 | D | | | | | | | | | | | | | | |
11/24/25 18:48 | 11/24/25 | EWBC | East West Bancorp Inc | DE | Financ | StBnk | State Commercial Banks | Campbell Molly | CA | D | | 4 | S | -466 | 103.51 | 0 | -5 | | 11 | D | | | | | | | | | | | | | | |
11/24/25 17:55 | 11/21/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DTH | See rema | 4 | S.dm | -2,153 | 11.87 | 0 | -181 | | 3,114 | I | | | | | | | | | | | | | | |
11/24/25 17:54 | 11/21/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Williams Mel | TX | TH | See Rema | 3 | S.d | -1,245 | 11.51 | 0 | -108 | | 4,156 | I | | | | | | | | | | | | | | |
11/24/25 17:35 | 11/21/25 | HBAN | Huntington Bancshares Inc /Md/ | MD | Financ | NtBnk | National Commercial Banks | Houston Helga | OH | O | Senior E | 2 | M.d | 1,093 | 14.67 | 0 | 75 | 9 | 939 | D | | | | | | | | | | | | | | |
11/24/25 17:35 | 11/21/25 | HBAN | Huntington Bancshares Inc /Md/ | MD | Financ | NtBnk | National Commercial Banks | Houston Helga | OH | O | Senior E | 2 | S.d | -1,093 | 14.67 | 0 | -75 | | 939 | D | | | | | | | | | | | | | | |
11/24/25 16:57 | 11/20/25 | HFWA | Heritage Financial Corp /Wa/ | WA | Financ | SnBnk | Savings Institutions, Not Fed | McDonald Bryan | WA | O | P | 1 | P | 426 | 22.32 | 0 | 19 | 156 | 31 | I | | | | | | | | | | | | | | |
11/24/25 16:53 | 11/20/25 | LOB | Live Oak Bancshares, Inc. | NC | Financ | StBnk | State Commercial Banks | Bradford Tonya Williams | NC | D | | 1 | P.d | 30 | 30.24 | 0 | 1 | 18 | 7 | D | | | | | | | | | | | | | | |
11/24/25 16:46 | 11/21/25 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Revankar Shriram | CA | O | SVP,Adva | 1 | S | -197 | 65.55 | 0 | -3 | | 67 | D | | | | | | | | | | | | | | |
11/24/25 16:44 | 11/20/25 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Couling John D | CA | O | SVP,Ente | 1 | S | -408 | 66.12 | 0 | -6 | | 115 | D | | | | | | | | | | | | | | |
11/24/25 16:38 | 9/3/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Darling Scott | CA | O | GC | 9 | M.d | 832 | 38.32 | 0 | 22 | 21 | 124 | D | | | | | | | | | | | | | | |
11/24/25 16:38 | 9/3/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Darling Scott | CA | O | GC | 9 | S.d | -832 | 38.32 | 0 | -22 | | 124 | D | | | | | | | | | | | | | | |
11/24/25 16:36 | 11/20/25 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Datta Sanjay | CA | O | CFO | 1 | S | -498 | 36.58 | 0 | -14 | | 284 | D | | | | | | | | | | | | | | |
11/24/25 16:32 | 9/12/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Ou June | NV | DT | | 2 | S.dm | -64,124 | 28.50 | 0 | -2,250 | | 6,879 | I | | | | | | | | | | | | | | |
11/24/25 16:32 | 9/12/25 | FIGR | Figure Technology Solutions, Inc. | DE | Financ | Loan | Loan Brokers | Cagney Michael Scott | NV | DT | | 2 | S.dm | -64,124 | 28.50 | 0 | -2,250 | | 6,879 | I | | | | | | | | | | | | | | |
11/24/25 16:30 | 11/21/25 | BTBT | Bit Digital, Inc | E9 | Financ | Loan | Finance Services | Huang Erke | NY | DO | CFO | 3 | S.dm | -3,200 | 1.67 | 0 | -1,913 | | 2,763 | D | | | | | | | | | | | | | | |
11/24/25 16:30 | 11/20/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gardiner Warren | GA | O | CFO | 1 | S | -242 | 153.65 | 0 | -2 | | 21 | D | | | | | | | | | | | | | | |