10/8/26 18:57 | 9/30/26 | CIFR | Cipher Digital Inc. | | Financ | Loan | Finance Services | Kelly Patrick Arthur | NY | O | Co-P,COO | 2 | M.d | 0 | 0.00 | 0 | 280 | 19 | 1,742 | D | | | | | | | | | | | | | | |
10/8/26 18:56 | 9/30/26 | CIFR | Cipher Digital Inc. | | Financ | Loan | Finance Services | Mumford Gregory J.D. | NY | O | CFO | 2 | M.d | 0 | 0.00 | 0 | 34 | 999% | 37 | D | | | | | | | | | | | | | | |
10/8/26 18:56 | 9/30/26 | CIFR | Cipher Digital Inc. | | Financ | Loan | Finance Services | Iwaschuk William | NY | O | Co-P,CLO | 2 | M.d | 0 | 0.00 | 0 | 280 | 19 | 1,742 | D | | | | | | | | | | | | | | |
10/8/26 18:55 | 9/30/26 | CIFR | Cipher Digital Inc. | | Financ | Loan | Finance Services | Page Tyler | NY | DO | CEO | 2 | M.d | 0 | 0.00 | 0 | 947 | 11 | 9,845 | D | | | | | | | | | | | | | | |
10/8/26 16:38 | 10/7/26 | HIVE | Hive Digital Technologies Ltd. | A1 | Financ | Loan | Finance Services | Perrill Dave | TX | D | | 5 | S.d | -578 | 1.78 | 0 | -325 | | 100 | D | | | | | | | | | | | | | | |
10/8/26 16:12 | 10/1/26 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Advani Loveen | NY | O | CFO | 1 | M.d | 0 | 0.00 | 0 | 9 | 81 | 20 | D | | | | | | | | | | | | | | |
10/8/26 11:09 | 10/7/26 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Holmes Ned S | TX | D | | 12 | S | -945 | 71.59 | 0 | -13 | | 286 | M | | | | | | | | | | | | | | |
10/7/26 21:29 | 10/1/26 | STEX | Streamex Corp. | DE | Financ | FinTrd | Security & Commodity Brokers, | Williams Mitchell Young | FL | DO | Chief In | 1 | S | -35 | 0.5377 | 0 | -66 | | 2,820 | D | | | | | | | | | | | | | | |
10/7/26 21:29 | 10/1/26 | STEX | Streamex Corp. | DE | Financ | FinTrd | Security & Commodity Brokers, | Plummer Christine Marie | FL | O | CFO | 1 | S | -7 | 0.5377 | 0 | -13 | | 462 | D | | | | | | | | | | | | | | |
10/7/26 19:01 | 10/1/26 | SNFCA | Security National Financial Corp | UT | Financ | Loan | Finance Services | Moody H. Craig | UT | D | | 1 | M.d | 5 | 8.53 | 0 | 1 | 1 | 53 | D | | | | | | | | | | | | | | |
10/7/26 17:53 | 10/5/26 | NU | Nu Holdings Ltd. | E9 | Financ | Loan | Finance Services | Junqueira Cristina Helena Zingaretti | | O | US CEO,C | 3 | S.m | -2,497 | 15.13 | 0 | -165 | | 16,665 | I | | | | | | | | | | | | | | |
10/7/26 17:21 | 10/5/26 | VINP | Vinci Compass Investments Ltd. | E9 | Financ | InvAdv | Investment Advice | Lovisotto Fernando | | O | Head of | 3 | S.m | -197 | 10.48 | 0 | -19 | | 994 | I | | | | | | | | | | | | | | |
10/7/26 17:03 | 10/5/26 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Allaire Jeremy | NY | DO | CB,CEO | 3 | S.d | -15,171 | 81.22 | 0 | -187 | | 646 | M | | | | | | | | | | | | | | |
10/7/26 16:50 | 10/5/26 | CORZ | Core Scientific, Inc./Tx | DE | Financ | Loan | Finance Services | Duchene Todd M | DE | O | See rema | 13 | S.d | -2,489 | 19.15 | 0 | -130 | | 2,013 | D | | | | | | | | | | | | | | |
10/7/26 16:34 | 10/5/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 3 | S | -3,266 | 108.85 | 0 | -30 | | 510 | D | | | | | | | | | | | | | | |
10/7/26 16:33 | 10/5/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 3 | S.d | -105,373 | 120.43 | 0 | -875 | | 7 | D | | | | | | | | | | | | | | |
10/7/26 16:33 | 10/5/26 | RVI | Robinhood Ventures Fund I | DE | Financ | FinTrd | Security Brokers, Dealers & F | Robinhood Markets, Inc. | CA | T | | 20 | S.m | -9,091 | 27.30 | 0 | -333 | | 13,285 | D | | | | | | | | | | | | | | |
10/7/26 16:09 | 10/6/26 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Cooper Matthew W | VA | O | GC,Corp | 3 | S | -2,204 | 209.88 | 0 | -11 | | 87 | D | | | | | | | | | | | | | | |
10/7/26 16:08 | 10/5/26 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Prahm Jeremy | TX | O | Chief In | 7 | S | -801 | 19.07 | 0 | -42 | | 192 | D | | | | | | | | | | | | | | |
10/7/26 11:20 | 10/6/26 | CBNK | Capital Bancorp Inc | MD | Financ | NtBnk | National Commercial Banks | Bernstein Joshua | MD | D | | 1 | M.d | 82 | 26.48 | 0 | 3 | 0 | 876 | D | | | | | | | | | | | | | | |
10/6/26 18:22 | 10/5/26 | FCCO | First Community Corp /Sc/ | SC | Financ | StBnk | State Commercial Banks | Deutsch Fred Joseph | SC | D | | 3 | S.m | -648 | 34.27 | 0 | -19 | | 18 | D | | | | | | | | | | | | | | |
10/6/26 17:28 | 9/2/26 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schafer Douglas M. Jr | NJ | O | EVP,CIO | 6 | M.d | 7,103 | 26.11 | 0 | 272 | 236 | 387 | D | | | | | | | | | | | | | | |
10/6/26 17:28 | 9/2/26 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schafer Douglas M. Jr | NJ | O | EVP,CIO | 6 | S.d | -7,103 | 26.11 | 0 | -272 | | 387 | D | | | | | | | | | | | | | | |
10/6/26 17:16 | 10/5/26 | RGLD | Royal Gold Inc | DE | Financ | Invest | Mineral Royalty Traders | Heissenbuttel William Holmes | CO | DO | P,CEO | 2 | S | -2,484 | 256.05 | 0 | -10 | | 118 | D | | | | | | | | | | | | | | |
10/6/26 15:48 | 10/2/26 | EXOD | Exodus Movement, Inc. | TX | Financ | Loan | Finance Services | Gernetzke James | NE | O | CFO | 3 | S | -115 | 7.11 | 0 | -16 | | 470 | D | | | | | | | | | | | | | | |
10/6/26 11:05 | 10/5/26 | FCF | First Commonwealth Financial Corp /Pa/ | PA | Financ | NtBnk | National Commercial Banks | Reske James R | PA | O | EVP,CFO | 3 | S.d | -132 | 21.21 | 0 | -6 | | 75 | D | | | | | | | | | | | | | | |
10/6/26 06:49 | 10/5/26 | IDCC | Interdigital, Inc. | | Financ | Patent | Patent Owners & Lessors | Pankaj Rajesh | DE | O | CTO | 3 | S | -1,496 | 332.40 | 0 | -5 | | 67 | D | | | | | | | | | | | | | | |
10/5/26 21:42 | 10/5/26 | BULL | Webull Corp | E9 | Financ | FinTrd | Security Brokers, Dealers & F | Denier Anthony Michael | NY | DO | P | 4 | S | -1,834 | 8.51 | 0 | -215 | | 2,332 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Pham Benjamin | TX | DO | CFO | 2 | S.d | -132 | 8.36 | 0 | -16 | | 22 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Cole Matthew Ryan | TX | DO | CEO | 2 | S.d | -1,842 | 9.24 | 0 | -199 | | 904 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Macey Jonathan R | TX | D | | 2 | S.d | -203 | 9.44 | 0 | -22 | | 15 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Lavish James | TX | D | | 2 | S.d | -185 | 8.87 | 0 | -21 | | 15 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Beirne Brian Logan | TX | DO | GC | 2 | S.d | -629 | 9.48 | 0 | -66 | | 62 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Sarkhani Arshia | TX | DO | CMO | 2 | S.d | -177 | 8.38 | 0 | -21 | | 17 | D | | | | | | | | | | | | | | |
10/5/26 21:30 | 10/1/26 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Repass Wolfe | AZ | O | CFO | 7 | M.d | 3 | 0.1623 | 0 | 19 | 3 | 740 | D | | | | | | | | | | | | | | |
10/5/26 21:30 | 10/2/26 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Repass Wolfe | AZ | O | CFO | 7 | S.d | -3 | 0.1623 | 0 | -19 | | 740 | D | | | | | | | | | | | | | | |
10/5/26 21:30 | 10/1/26 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Reeves William Brian Poppic | AZ | OT | CEO | 9 | M.dm | 35 | 0.3128 | 0 | 110 | 2 | 5,488 | D | | | | | | | | | | | | | | |
10/5/26 21:30 | 10/2/26 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Reeves William Brian Poppic | AZ | OT | CEO | 9 | S.dm | -35 | 0.3128 | 0 | -110 | | 5,488 | D | | | | | | | | | | | | | | |
10/5/26 21:30 | 10/1/26 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Dickman Thomas J | AZ | O | CTO | 7 | M.d | 1 | 0.4492 | 0 | 3 | 1 | 542 | D | | | | | | | | | | | | | | |
10/5/26 21:30 | 10/2/26 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Dickman Thomas J | AZ | O | CTO | 7 | S.d | -1 | 0.4492 | 0 | -3 | | 542 | D | | | | | | | | | | | | | | |
10/5/26 20:42 | 10/1/26 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Couling John D | CA | O | SVP,Ente | 6 | M.d | 2,425 | 52.72 | 0 | 46 | 38 | 167 | D | | | | | | | | | | | | | | |
10/5/26 20:42 | 10/1/26 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Couling John D | CA | O | SVP,Ente | 6 | S.d | -2,425 | 52.72 | 0 | -46 | | 167 | D | | | | | | | | | | | | | | |
10/5/26 19:38 | 10/1/26 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Brown Sam D. | NY | O | SEVP, Ch | 3 | S.m | -1,494 | 48.39 | 0 | -31 | | 57 | D | | | | | | | | | | | | | | |
10/5/26 19:13 | 9/11/26 | ALP | Alpha Compute Corp | D8 | Financ | Loan | Finance Services | Mitin Yury | | O | See Rema | 2 | P.dm | 53 | 4.07 | 0 | 13 | 314 | 17 | M | | | | | | | | | | | | | | |
10/5/26 19:13 | 9/14/26 | ALP | Alpha Compute Corp | D8 | Financ | Loan | Finance Services | Mitin Yury | | O | See Rema | 2 | S.dm | -53 | 4.07 | 0 | -13 | | 17 | M | | | | | | | | | | | | | | |
10/5/26 18:34 | 10/1/26 | CSHR | Coinshares Plc | Y9 | Financ | FinTrd | Security Brokers, Dealers & F | Masters Daniel | | DT | | 2 | S.m | -1,419 | 5.02 | 0 | -282 | | 21,610 | D | | | | | | | | | | | | | | |
10/5/26 17:53 | 10/1/26 | SNFCA | Security National Financial Corp | UT | Financ | Loan | Finance Services | Fuller Gilbert A | UT | D | | 2 | M.d | 10 | 8.53 | 0 | 1 | 4 | 34 | D | | | | | | | | | | | | | | |
10/5/26 17:38 | 9/21/26 | COIN | Coinbase Global, Inc. | TX | Financ | Loan | Finance Services | Andreessen Marc L | CA | D | | 3 | S.m | -7,780 | 189.61 | 0 | -41 | | 1,139 | I | | | | | | | | | | | | | | |
10/5/26 17:02 | 10/2/26 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Fox-Geen Jeremy | NY | O | CFO | 7 | S.dm | -7,852 | 54.69 | 0 | -144 | | 324 | D | | | | | | | | | | | | | | |
10/5/26 17:01 | 10/2/26 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Razzaghi Hossein | NY | O | Chief Co | 3 | S | -922 | 82.95 | 0 | -11 | | 659 | D | | | | | | | | | | | | | | |
10/5/26 17:01 | 10/2/26 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Schulz Tamara L | NY | O | Chief Ac | 3 | S | -279 | 77.91 | 0 | -4 | | 99 | D | | | | | | | | | | | | | | |
10/5/26 16:59 | 10/2/26 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Rosen Tami | NY | D | | 6 | S.d | -1,001 | 15.97 | 0 | -63 | | 24 | D | | | | | | | | | | | | | | |
10/5/26 16:10 | 9/15/26 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Bray Jesse K | MI | DO | P,CEO,Ro | 3 | S | -5,687 | 12.64 | 0 | -450 | | 15,823 | I | | | | | | | | | | | | | | |
10/5/26 16:03 | 10/1/26 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Sieffert Kristen N | TX | O | P | 2 | S | -27 | 18.07 | 0 | -2 | | 126 | D | | | | | | | | | | | | | | |
10/5/26 16:01 | 10/1/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Hathi Neesha | TX | O | MD,Head | 6 | M.d | 1,720 | 75.72 | 0 | 23 | | 6 | M | | | | | | | | | | | | | | |
10/5/26 16:01 | 10/1/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Hathi Neesha | TX | O | MD,Head | 6 | S.d | -1,720 | 75.72 | 0 | -23 | | 6 | M | | | | | | | | | | | | | | |
10/5/26 16:01 | 3/20/26 | GGAL | Grupo Financiero Galicia Sa | C1 | Financ | NtBnk | Commercial Banks | Braun Tomas | | D | | 1 | S.m | -188 | 4.75 | 0 | -40 | | 277 | D | | | | | | | | | | | | | | |
10/5/26 16:01 | 10/1/26 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Conkling Lori A | CT | D | | 3 | P | 7 | 89.00 | 0 | 0 | 3 | 3 | D | | | | | | | | | | | | | | |
10/5/26 14:07 | 10/2/26 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | 3 | P | 1 | 25.63 | 0 | 0 | 0 | 11 | D | | | | | | | | | | | | | | |
10/5/26 14:03 | 10/2/26 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | 3 | P | 16 | 25.60 | 0 | 1 | 1 | 52 | D | | | | | | | | | | | | | | |
10/5/26 12:12 | 8/25/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Alvarez Denise Aguiar | | D | | 3 | P | 41,687 | 17.19 | 0 | 2,426 | 19 | 14,968 | I | | | | | | | | | | | | | | |
10/5/26 10:03 | 10/1/26 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Purvis Tom E. | AR | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 2 | 42 | D | | | | | | | | | | | | | | |
10/5/26 10:03 | 10/1/26 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Shoptaw Robert L | AR | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 1 | 94 | D | | | | | | | | | | | | | | |
10/5/26 10:03 | 10/1/26 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Cosse Steven A | AR | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 1 | 118 | D | | | | | | | | | | | | | | |
10/5/26 10:03 | 10/1/26 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Teubner Russell William | AR | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 1 | 69 | D | | | | | | | | | | | | | | |
10/5/26 10:02 | 10/1/26 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Casteel Marty | AR | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 1 | 224 | D | | | | | | | | | | | | | | |
10/5/26 10:02 | 10/1/26 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Doramus Mark C | AR | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 3 | 64 | D | | | | | | | | | | | | | | |
10/5/26 10:02 | 10/1/26 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | West Malynda K | AR | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 4 | 28 | D | | | | | | | | | | | | | | |
10/5/26 10:02 | 10/1/26 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Lanigan Susan S | AR | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 4 | 38 | D | | | | | | | | | | | | | | |
10/5/26 10:02 | 10/1/26 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Drilling Edward | AR | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 2 | 41 | D | | | | | | | | | | | | | | |
10/5/26 10:02 | 10/1/26 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Stackhouse Julie L | AR | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 5 | 20 | D | | | | | | | | | | | | | | |
10/5/26 10:02 | 10/1/26 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Hunt Eugene | AR | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 3 | 38 | D | | | | | | | | | | | | | | |
10/5/26 10:02 | 10/1/26 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Hunter Jerry | AR | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 4 | 28 | D | | | | | | | | | | | | | | |
10/5/26 10:01 | 10/1/26 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Clark William E II | AR | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 3 | 40 | D | | | | | | | | | | | | | | |
10/2/26 20:09 | 9/30/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Ramakrishnan Mahesh | TX | D | | 1 | M.d | 0 | 0.00 | 0 | 15 | | 15 | D | | | | | | | | | | | | | | |
10/2/26 20:09 | 9/30/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Rochard Pierre | TX | D | | 2 | M.d | 199 | 6.49 | 0 | 31 | | 31 | D | | | | | | | | | | | | | | |
10/2/26 20:08 | 9/30/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Jajodia Shirish | TX | D | | 1 | M.d | 0 | 0.00 | 0 | 15 | | 15 | D | | | | | | | | | | | | | | |
10/2/26 19:50 | 7/27/26 | ZSQR | Z Squared Inc. | DE | Financ | Loan | Finance Services | Halabu David Elias | FL | DO | CEO | 1 | M.d | 0 | 0.00 | 0 | 20 | 1 | 1,433 | D | | | | | | | | | | | | | | |
10/2/26 19:34 | 5/27/26 | ZSQR | Z Squared Inc. | DE | Financ | Loan | Finance Services | Sohn Adam Craig | FL | D | | 1 | M.dm | 0 | 0.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
10/2/26 19:30 | 5/27/26 | ZSQR | Z Squared Inc. | DE | Financ | Loan | Finance Services | Fuerst Bryan Eric | FL | D | | 1 | M.dm | 0 | 0.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
10/2/26 19:29 | 5/27/26 | ZSQR | Z Squared Inc. | DE | Financ | Loan | Finance Services | Cooper Kenneth Lyle | FL | D | | 1 | M.dm | 0 | 0.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
10/2/26 19:15 | 9/24/26 | ZSQR | Z Squared Inc. | DE | Financ | Loan | Finance Services | Harris Jeffery Keeslar | FL | O | CTO | 1 | M.d | 0 | 0.00 | 0 | 12 | | 12 | D | | | | | | | | | | | | | | |
10/2/26 19:06 | 7/27/26 | ZSQR | Z Squared Inc. | DE | Financ | Loan | Finance Services | Cogley Brian | FL | O | CFO | 1 | M.d | 0 | 0.00 | 0 | 4 | 18 | 27 | D | | | | | | | | | | | | | | |
10/2/26 19:00 | 10/1/26 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Thiel Frederick G | FL | DO | CEO | 4 | S | -1,177 | 10.70 | 0 | -110 | | 4,471 | D | | | | | | | | | | | | | | |
10/2/26 18:49 | 7/27/26 | ZSQR | Z Squared Inc. | DE | Financ | Loan | Finance Services | Schadel Christopher Ryan | FL | O | CMO | 3 | M.dm | 8 | 1.52 | 0 | 5 | | 4 | D | | | | | | | | | | | | | | |
10/2/26 18:49 | 8/18/26 | ZSQR | Z Squared Inc. | DE | Financ | Loan | Finance Services | Schadel Christopher Ryan | FL | O | CMO | 3 | P.dm | 8 | 1.52 | 0 | 5 | | 4 | D | | | | | | | | | | | | | | |
10/2/26 18:44 | 9/30/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | O'Donnell Shannon | AL | O | SVP | 1 | P | 1 | 27.52 | 0 | 0 | 1 | 2 | D | | | | | | | | | | | | | | |
10/2/26 18:44 | 9/30/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Housel David E | AL | D | | 1 | P | 1 | 27.49 | 0 | 0 | 1 | 9 | D | | | | | | | | | | | | | | |
10/2/26 18:43 | 9/30/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Barrett J Tutt | AL | D | | 1 | P | 2 | 27.49 | 0 | 0 | 0 | 18 | D | | | | | | | | | | | | | | |
10/2/26 18:43 | 9/30/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Ham William F Jr | AL | D | | 1 | P | 1 | 27.40 | 0 | 0 | 1 | 5 | D | | | | | | | | | | | | | | |
10/2/26 17:15 | 10/1/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Malka Meyer | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 0 | 8,006 | D | | | | | | | | | | | | | | |
10/2/26 17:09 | 10/1/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Zoellick Robert B. | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 1 | 103 | D | | | | | | | | | | | | | | |
10/2/26 17:09 | 10/1/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Treseder Oluwadara Johnson | CA | D | | 2 | M.d | 234 | 86.90 | 0 | 3 | 4 | 71 | D | | | | | | | | | | | | | | |
10/2/26 17:08 | 10/1/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rubinstein Jonathan | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 1 | 151 | D | | | | | | | | | | | | | | |
10/2/26 17:08 | 10/1/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Loop Paula | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 1 | 1 | 64 | D | | | | | | | | | | | | | | |
10/2/26 17:08 | 10/1/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | 3 | M.d | 9,551 | 95.17 | 0 | 100 | | 5 | D | | | | | | | | | | | | | | |
10/2/26 16:30 | 9/30/26 | PORT. | Southport Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Southport Acquisition Sponsor II LLC | CT | T | | 1 | P | 5,000 | 10.00 | 0 | 500 | | 500 | D | | | | | | | | | | | | | | |
10/2/26 16:30 | 9/30/26 | PORT. | Southport Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Spencer Jeb S. | CT | DOT | CEO,CFO | 1 | P | 5,000 | 10.00 | 0 | 500 | | 500 | I | | | | | | | | | | | | | | |
10/2/26 16:28 | 9/30/26 | OPNW | Openworld, Inc. | NV | Financ | Loan | Finance Services | Stedham Adam H | FL | O | P,Precis | 2 | M.d | 0 | 0.00 | 0 | 110 | | 86 | D | | | | | | | | | | | | | | |
10/2/26 16:22 | 10/1/26 | KEY | Keycorp /New/ | OH | Financ | NtBnk | National Commercial Banks | Snyder Barbara R | OH | D | | 1 | M.d | 0 | 0.00 | 0 | 3 | 3 | 116 | D | | | | | | | | | | | | | | |
10/2/26 16:20 | 9/30/26 | VHC | Virnetx Holding Corp | DE | Financ | Patent | Patent Owners & Lessors | Angelo Michael F | NV | D | | 1 | S | -10 | 10.26 | 0 | -1 | | 28 | D | | | | | | | | | | | | | | |
10/2/26 16:11 | 9/30/26 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Smith Edgar R. III | LA | DT | | 1 | P | 822 | 8.28 | 0 | 99 | 2 | 5,613 | I | | | | | | | | | | | | | | |
10/2/26 16:03 | 9/30/26 | TREE | Lendingtree, Inc. | DE | Financ | Loan | Loan Brokers | Peyree Scott | NC | O | CEO | 1 | M.d | 0 | 0.00 | 0 | 4 | 3 | 138 | D | | | | | | | | | | | | | | |
10/2/26 13:23 | 4/3/23 | BPRN | Princeton Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Tuchman Martin | NJ | DT | | 2 | S | -548 | 40.48 | 0 | -14 | | 793 | I | | | | | | | | | | | | | | |
10/2/26 13:10 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Mowery Theodore W | PA | D | | 1 | P | 2 | 35.39 | 0 | 0 | 0 | 68 | D | | | | | | | | | | | | | | |
10/2/26 13:06 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Frank Joel L. | PA | D | | 1 | P | 2 | 35.40 | 0 | 0 | 1 | 13 | D | | | | | | | | | | | | | | |
10/2/26 13:04 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Evans Albert J. | PA | D | | 1 | P | 10 | 35.40 | 0 | 0 | 1 | 45 | D | | | | | | | | | | | | | | |
10/2/26 13:01 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | De Soto Matthew G | PA | D | | 1 | P | 10 | 35.40 | 0 | 0 | 0 | 126 | D | | | | | | | | | | | | | | |
10/2/26 12:58 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Brumbaugh Kimberly J | PA | D | | 1 | P | 2 | 35.40 | 0 | 0 | 0 | 16 | D | | | | | | | | | | | | | | |
10/2/26 12:56 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Abel Robert A | PA | D | | 1 | P | 0 | 35.43 | 0 | 0 | 0 | 39 | D | | | | | | | | | | | | | | |
10/2/26 12:30 | 9/29/26 | NOAH | Noah Holdings Ltd | | Financ | InvAdv | Investment Advice | Wu May Yihong | | D | | 1 | S.m | -126 | 7.89 | 0 | -16 | | 20 | D | | | | | | | | | | | | | | |
10/2/26 11:27 | 10/1/26 | PNBK | Patriot National Bancorp Inc | CT | Financ | NtBnk | National Commercial Banks | Sugarman Steven | CT | DO | P,CEO | 1 | M.d | 0 | 0.00 | 0 | 1,147 | 11 | 11,922 | D | | | | | | | | | | | | | | |
10/1/26 21:14 | 9/30/26 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Monnig Taylor | NV | O | CTO,COO | 6 | M.dm | 435 | 1.19 | 0 | 365 | 125 | 657 | D | | | | | | | | | | | | | | |
10/1/26 21:14 | 10/1/26 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Monnig Taylor | NV | O | CTO,COO | 6 | S.dm | -435 | 1.19 | 0 | -365 | | 657 | D | | | | | | | | | | | | | | |
10/1/26 21:10 | 9/30/26 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Garrison Scott Eugene | NV | O | EVP,Chie | 3 | M.d | 0 | 0.00 | 0 | 334 | 79 | 753 | D | | | | | | | | | | | | | | |
10/1/26 21:06 | 9/30/26 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Cavaleri Amanda | NV | D | | 2 | M.d | 0 | 0.00 | 0 | 16 | 6 | 267 | D | | | | | | | | | | | | | | |
10/1/26 21:04 | 9/30/26 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Beynon Roger Paul | NV | D | | 2 | M.d | 0 | 0.00 | 0 | 16 | 5 | 304 | D | | | | | | | | | | | | | | |
10/1/26 21:02 | 9/30/26 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | McNeill Larry | NV | D | | 2 | M.d | 0 | 0.00 | 0 | 16 | 1 | 1,130 | D | | | | | | | | | | | | | | |
10/1/26 21:00 | 9/30/26 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Wood Thomas Leigh | NV | D | | 2 | M.d | 0 | 0.00 | 0 | 16 | 9 | 196 | D | | | | | | | | | | | | | | |
10/1/26 16:15 | 9/29/26 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Lee Terry L | TN | DO | P,CEO | 1 | M.d | 0 | 0.00 | 0 | 14 | 2 | 763 | D | | | | | | | | | | | | | | |
10/1/26 16:05 | 9/29/26 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | H | Chairman | 1 | S.m | -3,502 | 103.36 | 0 | -34 | | 6,785 | D | | | | | | | | | | | | | | |
10/1/26 15:34 | 9/29/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | 57 | P | 22 | 374.30 | 0 | 0 | 0 | 3,391 | D | | | | | | | | | | | | | | |
10/1/26 11:55 | 10/1/26 | EXOD | Exodus Movement, Inc. | TX | Financ | Loan | Finance Services | Knight Margaret | NE | D | | 3 | S | -3 | 6.50 | 0 | 0 | | 13 | D | | | | | | | | | | | | | | |
9/30/26 17:23 | 9/30/26 | SFBC | Sound Financial Bancorp, Inc. | MD | Financ | SvBnk | Savings Institution, Federall | Stewart Laura Lee | WA | DO | CEO | 1 | S.d | -41 | 45.99 | 0 | -1 | | 91 | I | | | | | | | | | | | | | | |
9/30/26 17:17 | 9/28/26 | BMBL | Bumble Inc. | DE | Financ | InvAdv | Investment Advice | Bx Buzz Ml-1 Gp LLC | NY | T | | 1 | S | -11,070 | 2.94 | 0 | -3,768 | -100 | 16 | I | | | | | | | | | | | | | | |
9/30/26 17:03 | 9/30/26 | VRME | Verifyme, Inc. | NV | Financ | Loan | Finance Services | Volk Fred III | FL | H | Former V | 1 | M.d | 0 | 0.00 | 0 | 8 | 163 | 12 | D | | | | | | | | | | | | | | |
9/30/26 17:02 | 9/30/26 | VRME | Verifyme, Inc. | NV | Financ | Loan | Finance Services | Wang Jack | FL | H | Former S | 1 | M.d | 0 | 0.00 | 0 | 8 | 204 | 11 | D | | | | | | | | | | | | | | |
9/30/26 17:02 | 9/30/26 | VRME | Verifyme, Inc. | NV | Financ | Loan | Finance Services | Edmonds David Bruce | FL | H | Former d | 1 | M.d | 0 | 0.00 | 0 | 4 | 29 | 15 | D | | | | | | | | | | | | | | |
9/30/26 17:01 | 9/30/26 | VRME | Verifyme, Inc. | NV | Financ | Loan | Finance Services | Greenberg Scott N | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 4 | 14 | 28 | D | | | | | | | | | | | | | | |
9/30/26 17:00 | 9/30/26 | VRME | Verifyme, Inc. | NV | Financ | Loan | Finance Services | Cola Jennifer L. | FL | O | CFO | 1 | M.d | 0 | 0.00 | 0 | 2 | 33 | 10 | D | | | | | | | | | | | | | | |
9/30/26 16:42 | 9/28/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Di Marcello Francesco | | O | Exec Off | 1 | P.m | 1,009 | 17.65 | 0 | 57 | 34 | 226 | D | | | | | | | | | | | | | | |
9/30/26 16:23 | 9/28/26 | BNY | Bank of New York Mellon Corp | DE | Financ | StBnk | State Commercial Banks | Minaya Jose | NY | O | Senior E | 2 | S | -1,096 | 155.71 | 0 | -7 | | 180 | D | | | | | | | | | | | | | | |
9/30/26 16:03 | 9/29/26 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | 2 | S.m | -13 | 10.21 | 0 | -1 | | 21 | D | | | | | | | | | | | | | | |
9/30/26 14:26 | 9/29/26 | CBNK | Capital Bancorp Inc | MD | Financ | NtBnk | National Commercial Banks | Whalen James F. | MD | D | | 1 | M.d | 73 | 26.41 | 0 | 3 | 0 | 977 | D | | | | | | | | | | | | | | |
9/30/26 12:02 | 9/28/26 | FBNC | First Bancorp /Nc/ | NC | Financ | StBnk | State Commercial Banks | Moore Richard H | NC | DO | CEO | 1 | S.m | -1,467 | 62.85 | 0 | -23 | | 144 | D | | | | | | | | | | | | | | |
9/29/26 21:38 | 9/28/26 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Philip Andrew | NY | DO | CEO | 4 | M.d | 7,940 | 39.21 | 0 | 203 | 38 | 738 | D | | | | | | | | | | | | | | |
9/29/26 21:38 | 9/28/26 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Philip Andrew | NY | DO | CEO | 4 | S.d | -7,940 | 39.21 | 0 | -203 | | 738 | D | | | | | | | | | | | | | | |
9/29/26 21:18 | 9/29/26 | WULF | Terawulf Inc. | DE | Financ | Loan | Finance Services | Khan Nazar M. | MD | DO | CTO | 1 | M.d | 0 | 0.00 | 0 | 667 | 2 | 28,164 | D | | | | | | | | | | | | | | |
9/29/26 20:58 | 9/25/26 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Vieira Cory | NY | O | Chief Ac | 4 | M.d | 107 | 7.62 | 0 | 14 | 126 | 25 | D | | | | | | | | | | | | | | |
9/29/26 20:58 | 9/28/26 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Vieira Cory | NY | O | Chief Ac | 4 | S.d | -107 | 7.62 | 0 | -14 | | 25 | D | | | | | | | | | | | | | | |
9/29/26 18:31 | 9/25/26 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Das Sanjiv | NY | O | P | 5 | M.d | 981 | 10.05 | 0 | 98 | 128 | 174 | D | | | | | | | | | | | | | | |
9/29/26 18:31 | 9/28/26 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Das Sanjiv | NY | O | P | 5 | S.d | -981 | 10.05 | 0 | -98 | | 174 | D | | | | | | | | | | | | | | |
9/29/26 18:31 | 9/25/26 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Dobres Jonathan | NY | O | CFO | 6 | M.dm | 74 | 6.44 | 0 | 11 | | 10 | D | | | | | | | | | | | | | | |
9/29/26 18:31 | 9/28/26 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Dobres Jonathan | NY | O | CFO | 6 | S.dm | -74 | 6.44 | 0 | -11 | | 10 | D | | | | | | | | | | | | | | |
9/29/26 17:06 | 9/22/26 | BSBR | Banco Santander (Brasil) S.A. | D5 | Financ | NtBnk | Commercial Banks | Viani Ede Ilson | | O | VP Exec | 1 | S | -290 | 5.79 | 0 | -50 | | 300 | D | | | | | | | | | | | | | | |
9/29/26 16:46 | 8/4/26 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Jayabalan Harish | NJ | O | EVP,CISO | 3 | M.d | 1,277 | 26.42 | 0 | 48 | 127 | 86 | D | | | | | | | | | | | | | | |
9/29/26 16:46 | 8/4/26 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Jayabalan Harish | NJ | O | EVP,CISO | 3 | S.d | -1,277 | 26.42 | 0 | -48 | | 86 | D | | | | | | | | | | | | | | |
9/29/26 16:37 | 9/25/26 | CNCK | Coincheck Group N.V. | P7 | Financ | Loan | Finance Services | Tan Sin Yin | | D | | 1 | M.d | 0 | 0.00 | 0 | 26 | 151 | 44 | D | | | | | | | | | | | | | | |
9/29/26 16:30 | 9/25/26 | CNCK | Coincheck Group N.V. | P7 | Financ | Loan | Finance Services | Stikker Allerd D. | | D | | 1 | M.d | 0 | 0.00 | 0 | 26 | 16 | 194 | D | | | | | | | | | | | | | | |
9/29/26 16:30 | 9/25/26 | CNCK | Coincheck Group N.V. | P7 | Financ | Loan | Finance Services | Suzuki Yuri | | D | | 1 | M.d | 0 | 0.00 | 0 | 26 | 151 | 44 | D | | | | | | | | | | | | | | |
9/29/26 16:30 | 9/25/26 | CNCK | Coincheck Group N.V. | P7 | Financ | Loan | Finance Services | Burg David Brock | | D | | 1 | M.d | 0 | 0.00 | 0 | 26 | 151 | 44 | D | | | | | | | | | | | | | | |
9/29/26 14:24 | 10/15/25 | HFBL | Home Federal Bancorp, Inc. of Louisiana | LA | Financ | SvBnk | Savings Institution, Federall | Jones Mary L | LA | O | SVP Reta | 1 | M.ad | 161 | 11.50 | 0 | 14 | 46 | 44 | D | | | | | | | | | | | | | | |
9/29/26 13:50 | 9/28/26 | CBNK | Capital Bancorp Inc | MD | Financ | NtBnk | National Commercial Banks | Bailey Jerome Ronnell | MD | D | | 1 | M.d | 193 | 25.46 | 0 | 8 | 5 | 148 | D | | | | | | | | | | | | | | |
9/29/26 12:42 | 9/25/26 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bimes Randy S. | PA | D | | 1 | P | 10 | 45.25 | 0 | 0 | 0 | 269 | D | | | | | | | | | | | | | | |
9/29/26 11:47 | 9/28/26 | OVLY | Oak Valley Bancorp | CA | Financ | StBnk | State Commercial Banks | Leonard Daniel J | CA | D | | 3 | P | 13 | 34.29 | 0 | 0 | 1 | 63 | D | | | | | | | | | | | | | | |
9/29/26 09:20 | 7/1/26 | MATH | Metalpha Technology Holding Ltd | K3 | Financ | Loan | Finance Services | Wang Bingzhong | | DOT | CEO | 1 | M.d | 0 | 0.00 | 0 | 385 | 7 | 5,765 | M | | | | | | | | | | | | | | |
9/29/26 09:19 | 7/1/26 | MATH | Metalpha Technology Holding Ltd | K3 | Financ | Loan | Finance Services | Fan Pengyuan | | DO | CFO | 1 | M.d | 0 | 0.00 | 0 | 4 | 150 | 6 | D | | | | | | | | | | | | | | |
9/29/26 07:29 | 9/29/26 | QFIN | Qfin Holdings, Inc. | E9 | Financ | Loan | Finance Services | Yan Andrew Y | | D | | 2 | S.m | -4,890 | 7.44 | 0 | -658 | -100 | 1 | I | | | | | | | | | | | | | | |
9/28/26 19:37 | 9/28/26 | OVLY | Oak Valley Bancorp | CA | Financ | StBnk | State Commercial Banks | Barton Don | CA | D | | 3 | S | -38 | 33.61 | 0 | -1 | | 30 | D | | | | | | | | | | | | | | |
9/28/26 19:22 | 9/16/26 | CBK | Commercial Bancgroup, Inc. | TN | Financ | StBnk | State Commercial Banks | Robertson John Adam | TN | DO | Exec Cha | 1 | P | 2 | 32.69 | 0 | 0 | 0 | 1,163 | D | | | | | | | | | | | | | | |
9/28/26 18:57 | 9/24/26 | BSBR | Banco Santander (Brasil) S.A. | D5 | Financ | NtBnk | Commercial Banks | Cabral Leonardo Mendes | | O | Officer | 1 | S | -114 | 5.68 | 0 | -20 | | 113 | D | | | | | | | | | | | | | | |
9/28/26 18:55 | 9/22/26 | BSBR | Banco Santander (Brasil) S.A. | D5 | Financ | NtBnk | Commercial Banks | Saes Edmilson | | O | VP Exec | 1 | S | -290 | 5.79 | 0 | -50 | | 300 | D | | | | | | | | | | | | | | |
9/28/26 18:53 | 9/24/26 | BSBR | Banco Santander (Brasil) S.A. | D5 | Financ | NtBnk | Commercial Banks | Ishii Michele Soares | | O | Officer | 1 | S | -5 | 5.67 | 0 | -1 | | 13 | D | | | | | | | | | | | | | | |
9/28/26 18:51 | 9/24/26 | HUT | Hut 8 Corp. | DE | Financ | Loan | Finance Services | Shattuck Mayo A III | FL | D | | 1 | S | -2,000 | 100.00 | 0 | -20 | | 89 | D | | | | | | | | | | | | | | |
9/28/26 17:55 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Scheub Todd M. | IN | O | EVP | 1 | P | 1 | 43.97 | 0 | 0 | 0 | 19 | I | | | | | | | | | | | | | | |
9/28/26 17:54 | 9/24/26 | BLSH | Bullish | E9 | Financ | Loan | Finance Services | Bliss Andrew | | D | | 2 | S.m | -9,923 | 40.46 | 0 | -245 | | 4,805 | I | | | | | | | | | | | | | | |
9/28/26 17:31 | 9/24/26 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Seavey Thomas L | CA | D | | 1 | S | -19 | 10.15 | 0 | -2 | | 60 | D | | | | | | | | | | | | | | |
9/28/26 17:12 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Puntillo Anthony | IN | D | | 1 | P | 0 | 46.80 | 0 | 0 | 0 | 6 | D | | | | | | | | | | | | | | |
9/28/26 17:10 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Bochnowski Benjamin J | IN | DO | P,CEO | 1 | P | 0 | 44.80 | 0 | 0 | 0 | 33 | I | | | | | | | | | | | | | | |
9/28/26 17:08 | 9/25/26 | FNWD | Finward Bancorp | IN | Financ | SvBnk | Savings Institution, Federall | Lowry Robert T | IN | O | EVP | 1 | P | 2 | 43.55 | 0 | 0 | 0 | 30 | I | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Schaible John Martin | FL | DO | Exec CB | 1 | P.am | 20 | 0.1964 | 0 | 100 | 10 | 1,087 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Ridenhour David Craig | FL | DO | P | 1 | P.am | 19 | 0.1940 | 0 | 100 | 10 | 1,087 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Patel Sandip I | FL | DO | CFO,GC | 1 | P.am | 21 | 0.2074 | 0 | 100 | 12 | 905 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Carlson Steven J. | FL | D | | 1 | P.am | 3 | 0.1963 | 0 | 15 | | 15 | D | | | | | | | | | | | | | | |
9/28/26 17:01 | 9/24/26 | ATCH | Atlasclear Holdings, Inc. | DE | Financ | Loan | Finance Services | Hammond Thomas Jon | FL | D | | 1 | P.a | 100 | 0.1996 | 0 | 500 | 999% | 501 | D | | | | | | | | | | | | | | |
9/28/26 16:57 | 9/28/26 | CBKM | Consumers Bancorp Inc /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Benavides David E | OH | O | SVP,Seni | 1 | M.ad | 0 | 0.00 | 0 | 0 | 195 | 0 | D | | | | | | | | | | | | | | |
9/28/26 16:56 | 9/28/26 | CBKM | Consumers Bancorp Inc /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Hudak Hillary A | OH | O | SVP,Chie | 2 | M.d | 4 | 11.96 | 0 | 0 | 6 | 6 | D | | | | | | | | | | | | | | |
9/28/26 16:55 | 9/28/26 | CBKM | Consumers Bancorp Inc /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Chuckalovchak Kimberly K | OH | O | SVP,CIO | 2 | M.d | 3 | 10.67 | 0 | 0 | 6 | 5 | D | | | | | | | | | | | | | | |
9/28/26 16:54 | 9/28/26 | CBKM | Consumers Bancorp Inc /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Bickerton David R | OH | D | | 2 | M.d | 6 | 18.86 | 0 | 0 | 6 | 6 | D | | | | | | | | | | | | | | |
9/28/26 16:53 | 9/28/26 | CBKM | Consumers Bancorp Inc /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Lober Ralph J II | OH | DO | CEO,P | 3 | M.d | 15 | 9.27 | 0 | 2 | 2 | 81 | D | | | | | | | | | | | | | | |
9/28/26 16:51 | 9/28/26 | CBKM | Consumers Bancorp Inc /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Wood Renee | OH | O | EVP,CFO | 1 | M.d | 0 | 0.00 | 0 | 0 | 2 | 26 | D | | | | | | | | | | | | | | |
9/28/26 16:51 | 9/28/26 | CBKM | Consumers Bancorp Inc /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Williams Derek G | OH | O | SVP,Reta | 1 | M.d | 0 | 0.00 | 0 | 0 | 1 | 15 | D | | | | | | | | | | | | | | |
9/28/26 16:49 | 9/28/26 | CBKM | Consumers Bancorp Inc /Oh/ | OH | Financ | NtBnk | National Commercial Banks | Mikes Suzanne N | OH | O | EVP,Chie | 2 | M.d | 3 | 7.13 | 0 | 0 | 5 | 10 | D | | | | | | | | | | | | | | |
9/28/26 16:30 | 9/24/26 | APC | Arko Petroleum Corp. | DE | Financ | InvAdv | Investment Advice | Blackstone Holdings I L.P. | NY | T | | 1 | S.m | -2,050 | 16.40 | 0 | -125 | -100 | 0 | I | | | | | | | | | | | | | | |
9/28/26 16:15 | 9/25/26 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Shepard William R | IL | D | | 1 | P | 79 | 268.35 | 0 | 0 | 0 | 264 | M | | | | | | | | | | | | | | |
9/28/26 16:05 | 9/25/26 | FISI | Financial Institutions Inc | NY | Financ | NtBnk | National Commercial Banks | Jones Blake G | NY | O | CMO | 1 | M.d | 0 | 0.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
9/28/26 14:21 | 9/25/26 | CBNK | Capital Bancorp Inc | MD | Financ | NtBnk | National Commercial Banks | Ratnersalzberg Deborah | MD | D | | 1 | M.d | 48 | 26.41 | 0 | 2 | 3 | 62 | D | | | | | | | | | | | | | | |
9/28/26 14:19 | 9/25/26 | CBNK | Capital Bancorp Inc | MD | Financ | NtBnk | National Commercial Banks | Lewis Fred Joseph | MD | D | | 1 | M.d | 193 | 25.46 | 0 | 8 | 15 | 57 | D | | | | | | | | | | | | | | |
9/25/26 19:38 | 9/25/26 | CATY | Cathay General Bancorp | DE | Financ | StBnk | State Commercial Banks | Sun Albert | CA | O | EVP,Chie | 1 | M.d | 0 | 0.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
9/25/26 18:11 | 9/23/26 | BKKT | Bakkt, Inc. | | Financ | Loan | Finance Services | Henderson Joseph Sean-Walsh | GA | O | Chief Ac | 2 | S | -3 | 8.54 | 0 | 0 | | 13 | D | | | | | | | | | | | | | | |
9/25/26 18:10 | 9/23/26 | BKKT | Bakkt, Inc. | | Financ | Loan | Finance Services | D'Annunzio Marc | GA | O | GC,Secre | 2 | S | -16 | 8.56 | 0 | -2 | | 108 | D | | | | | | | | | | | | | | |
9/25/26 18:07 | 9/23/26 | BKKT | Bakkt, Inc. | | Financ | Loan | Finance Services | Baes Nicholas | GA | O | COO | 1 | S | -11 | 8.61 | 0 | -1 | | 104 | D | | | | | | | | | | | | | | |
9/25/26 17:14 | 9/23/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ellis Stephen A | TX | D | | 1 | M.d | 60 | 31.48 | 0 | 2 | 2 | 112 | D | | | | | | | | | | | | | | |
9/25/26 17:01 | 8/15/26 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Matos Rodriguez Felix V. | FL | D | | 2 | M.d | 0 | 0.00 | 0 | 2 | 40 | 5 | D | | | | | | | | | | | | | | |
9/25/26 16:01 | 9/24/26 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Steadman Daniel B | CA | OH | EVP | 1 | S | -51 | 10.26 | 0 | -5 | | 40 | D | | | | | | | | | | | | | | |
9/25/26 14:29 | 9/24/26 | DFDV | Defi Development Corp. | NV | Financ | Loan | Finance Services | White Parker | FL | T | | 2 | P.m | 129 | 6.42 | 0 | 20 | 1 | 3,117 | D | | | | | | | | | | | | | | |
9/25/26 11:10 | 9/24/26 | CBNK | Capital Bancorp Inc | MD | Financ | NtBnk | National Commercial Banks | Brannan C Scott | MD | D | | 1 | M.d | 59 | 26.41 | 0 | 2 | 34 | 9 | D | | | | | | | | | | | | | | |
9/25/26 09:59 | 9/23/26 | CBNK | Capital Bancorp Inc | MD | Financ | NtBnk | National Commercial Banks | Levitt Randall James | MD | D | | 1 | M.d | 59 | 26.41 | 0 | 2 | 0 | 967 | I | | | | | | | | | | | | | | |
9/24/26 20:35 | 9/23/26 | CBNK | Capital Bancorp Inc | MD | Financ | NtBnk | National Commercial Banks | McConnell Marc H | MD | D | | 1 | M.d | 22 | 21.39 | 0 | 1 | 0 | 226 | D | | | | | | | | | | | | | | |
9/24/26 16:52 | 9/15/26 | SBFG | Sb Financial Group, Inc. | OH | Financ | StBnk | State Commercial Banks | Hardgrove Richard L | OH | D | | 1 | S | -108 | 29.08 | 0 | -4 | | 11 | D | | | | | | | | | | | | | | |