Uncategorized Sector - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
11/21/24 15:56	11/19/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	4	S.m	-1,989	19.68	-101		2,955	I
11/21/24 15:51	11/19/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	1	8	S.m	-2,497	10.70	-233		3,398	I
11/21/24 14:40	11/19/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	8	S.m	-2,585	12.43	-208		5,940	I
11/21/24 14:33	11/19/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	23	S.m	-33,936	16.38	-2,072		16,318	I
11/18/24 12:40	11/14/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	1	8	S.m	-6,351	11.01	-577		2,827	I
11/14/24 13:39	11/12/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	1	14	S.m	-7,673	13.01	-590		4,683	I
11/12/24 14:40	11/7/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	3	5	S.m	-6,905	12.62	-547		1,642	D
11/12/24 11:56	11/8/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	5	S	-1,734	11.88	-146		5,154	I
11/12/24 11:34	11/7/24	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	2	3	S.m	-340	4.79	-71		40	I
11/12/24 11:33	11/8/24	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	4	S	-675	11.63	-58		5,233	I
11/5/24 18:20	11/4/24	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-12	15.91	-1	-100	0	D
11/1/24 10:28	10/25/24	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	S	-1,034	44.00	-24		14	D
10/29/24 10:14	10/28/24	ADX	Adams Diversified Equity Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	S.m	-555	21.80	-25		59	D
10/22/24 12:36	10/21/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	1	15	S.m	-28,060	4.35	-6,457		34,587	I
10/22/24 12:27	10/21/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	12	S.m	-2,908	10.87	-267		939	I
10/16/24 21:08	10/15/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	1	8	S	-131	3.88	-34		1,949	I
10/10/24 11:52	10/8/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	1	23	S.m	-17,185	22.56	-762		7,034	I
10/8/24 17:22	10/4/24	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	1	1	S	-3	11.17	0	-100	0	D
10/8/24 17:14	10/4/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	1	1	S	-26	12.44	-2	-100	0	D
10/7/24 12:57	9/30/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	1	2	S	-401	10.04	-40		1,209	D
10/7/24 12:23	10/3/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	1	3	S.m	-10,219	11.49	-889		2,692	I
10/4/24 11:48	10/3/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	1	1	S	-8	16.45	-1		65	D
10/2/24 15:11	10/1/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	1	1	S	-17	14.06	-1		2	D
10/2/24 15:09	10/1/24	FOF	Cohen & Steers Closed-End Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-13	13.04	-1		2	D
10/2/24 14:42	9/16/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	4	S.m	-517	7.70	-67	0	15,063	I
10/2/24 08:57	10/1/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	3	5	S	-906	8.17	-111		125	D
9/27/24 20:38	9/26/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	2	3	S.dm	-2,549	19.61	-130		2,273	D
9/26/24 15:04	9/24/24	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	S.m	-2,437	7.35	-332		2,045	I
9/25/24 16:29	9/23/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	1	35	S.m	-7,080	22.89	-309		352	I
9/23/24 17:01	9/20/24	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	S	-5	13.74	0		16	I
9/20/24 14:18	9/19/24	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	1	2	S	-462	15.32	-30		25	D
9/18/24 11:21	9/16/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-51	41.33	-1	-100	0	D
9/13/24 13:27	9/11/24	FCRIX	Fs Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-2,500	12.52	-200		290	I
9/11/24 12:04	9/9/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	1	4	S	-2,057	6.14	-335		793	I
9/5/24 15:25	9/3/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-1,152	10.64	-108		120	D
9/3/24 16:12	8/29/24	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	1	2	S	-19	8.02	-2	0	4,954	I
8/29/24 17:46	8/29/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	2	10	S	-353	15.64	-23		179	D
8/29/24 12:58	9/13/22	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	1	1	S	0	11.00	0	-100	0	D
8/23/24 12:28	8/16/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	4	S	-940	10.09	-93		492	I
8/19/24 18:30	8/15/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	1	2	S	-3,816	18.60	-205		170	I
8/19/24 08:57	8/15/24	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-47	12.47	-4		84	D
8/12/24 16:06	7/25/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-64	18.10	-4		2	I
7/24/24 14:53	7/5/24	GGT.R	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	2	4	S.m	-50	0.0910	-545		2,554	D
7/3/24 11:47	7/2/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	2	15	S	-1,624	13.64	-119		110	D
7/2/24 13:00	7/1/24	BRW	Saba Capital Income & Opportunities Fund	MA	Fund	CEF	Closed-End Funds	1	1	S	-22	7.10	-3	-100	0	D
7/1/24 17:01	6/28/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	1	2	S.m	-1,615	6.88	-235		100	D
6/24/24 19:25	6/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	1	1	S	-42	41.74	-1		1	D
6/21/24 15:03	6/21/24	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	1	1	S	-5	18.13	0		4	D
6/17/24 06:01	6/14/24	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	1	2	S.a	-297	18.41	-16		25	D
6/13/24 14:28	6/11/24	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	1	1	S	0	5.50	0	0	1,779	I
6/5/24 14:38	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	2	4	S	-234,000	10.18	-22,986		11,668	D
5/30/24 21:56	5/29/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	2	2	S	-24,300	12.15	-2,000		8,414	I
5/28/24 17:54	5/23/24	ARDC	Ares Dynamic Credit Allocation Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	S.m	-667	13.33	-50		30	I
5/23/24 10:58	5/22/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	2	8	S	-1,587	24.75	-64		96	I
5/13/24 13:02	5/10/24	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	2	S	-55	13.71	-4		2	D
4/26/24 17:15	4/24/24	LASAX	Lord Abbett Special Situations Income Fund		Fund	CEF	Closed-End Funds	1	2	S	-6,171	9.15	-675		666	D
4/24/24 17:25	4/22/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	2	2	S	-16	12.56	-1	0	816	D
4/16/24 16:12	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	2	4	S.m	-19,235	25.35	-759		2,602	I
4/10/24 12:49	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	1	1	S.a	-61	17.56	-4		12	D
3/11/24 16:30	3/7/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	2	3	S.m	-1,787	45.24	-40		243	D
3/4/24 18:03	2/29/24	AIF	Apollo Tactical Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	S.m	-210	15.14	-14	-100	0	I
2/23/24 16:47	2/22/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	S	-90	9.04	-10		292	D
2/16/24 11:27	2/16/24	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-6	11.07	-1		1	D
2/15/24 17:07	2/13/24	HIE	Miller/howard High Income Equity Fund		Fund	CEF	Closed-End Funds	1	9	S.m	-7,565	10.33	-732		2,350	I
2/15/24 11:11	2/14/24	CHY	Calamos Convertible & High Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-6	11.89	-1		2	D
2/5/24 14:49	2/1/24	SOR	Source Capital Inc /de/		Fund	CEF	Closed-End Funds	1	1	S	-66	40.26	-2		0	D
1/29/24 15:17	1/25/24	BTT	Blackrock Municipal 2030 Target Term Trust		Fund	CEF	Closed-End Funds	1	1	S	-32	21.12	-2	-100	0	D
1/18/24 09:49	8/29/23	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	1	1	S	-1	27.70	0		0	D
1/12/24 16:36	1/12/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-4	11.01	0	-100	0	D
1/12/24 11:55	10/20/23	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	1	1	S	-54	10.81	-5	-100	0	D
1/10/24 14:28	6/30/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	5	6	S	-960	10.27	-93		951	D
1/2/24 15:11	1/2/24	XDSCX	Cross Shore Discovery Fund		Fund	CEF	Closed-End Funds	1	1	S	0	0.00	-4		67	D
12/26/23 12:28	12/1/23	LCPMX	Lind Capital Partners Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-181	8.69	-21	-100	0	I
12/22/23 11:56	12/20/23	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	2	3	S.m	-1,461	11.66	-125		102	D
12/21/23 12:55	12/19/23	JPC	Nuveen Preferred & Income Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-29	6.75	-4	-100	0	D
12/19/23 12:49	12/19/23	JPI	Nuveen Preferred & Income Term Fund		Fund	CEF	Closed-End Funds	1	1	S	-18	18.19	-1	-100	0	D
12/18/23 13:28	12/11/23	EEA	European Equity Fund, Inc / Md		Fund	CEF	Closed-End Funds	1	1	S	-12	8.35	-1	-100	0	D
12/18/23 13:24	12/11/23	CEE	Central & Eastern Europe Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	S	-4	9.08	0	-100	0	D
12/18/23 13:18	12/11/23	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	S	-11	8.38	-1	-100	0	D
12/8/23 16:36	12/8/23	CNRLX	City National Rochdale Select Strategies Fund		Fund	CEF	Closed-End Funds	1	1	S	-43	13.72	-3		39	I
12/6/23 16:13	12/6/23	CSQ	Calamos Strategic Total Return Fund		Fund	CEF	Closed-End Funds	1	1	S	-190	14.17	-13		16	I
11/22/23 17:27	11/20/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	2	4	S.m	-3,470	50.30	-69		138	I
11/22/23 11:32	11/21/23	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-89	14.75	-6	-100	0	D
11/20/23 14:18	11/17/23	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	2	2	S	-206	11.18	-18	-100	0	D
11/17/23 17:40	11/15/23	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	2	4	S.dm	-4,857	18.03	-269		2,165	I
11/13/23 16:23	11/8/23	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-104	6.95	-15		2,428	I
11/13/23 16:07	11/8/23	BHK	Blackrock Core Bond Trust		Fund	CEF	Closed-End Funds	1	1	S	-13	9.72	-1	-100	0	D
11/13/23 16:03	11/8/23	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	1	S	-299	14.94	-20		99	D
11/7/23 13:47	3/28/23	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	1	S	-5	7.95	-1		5	I
11/1/23 14:23	11/1/23	CGO	Calamos Global Total Return Fund		Fund	CEF	Closed-End Funds	1	1	S	-58	8.20	-7	-100	0	D
10/30/23 16:23	10/30/23	RMMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	2	2	S	-19	14.79	-1		4	D
10/30/23 13:39	10/26/23	BIT	Blackrock Multi-Sector Income Trust		Fund	CEF	Closed-End Funds	1	3	S	-16	13.78	-1		0	D
10/26/23 17:46	10/26/23	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-8	9.62	-1	-100	0	D
10/25/23 17:45	10/24/23	CXH	Mfs Investment Grade Municipal Trust		Fund	CEF	Closed-End Funds	1	2	S	-34	6.96	-5		909	I
10/25/23 13:43	10/25/23	NMZ	Nuveen Municipal High Income Opportunity Fund		Fund	CEF	Closed-End Funds	1	1	S	-36	8.50	-4	-100	0	D
10/24/23 11:35	10/23/23	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-360	23.62	-15	-100	0	D
10/10/23 15:59	10/6/23	CMU	Mfs High Yield Municipal Trust		Fund	CEF	Closed-End Funds	1	3	S.m	-101	3.08	-33		3,345	I
10/4/23 14:44	10/3/23	JQC	Nuveen Credit Strategies Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-74	4.92	-15		6	D
9/21/23 15:27	9/21/23	NVG	Nuveen Amt-Free Municipal Credit Income Fund	MA	Fund	CEF	Closed-End Funds	1	1	S	-14	10.75	-1	-100	0	D
9/21/23 14:47	9/19/23	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	1	1	S	-378	16.67	-23		152	D
9/21/23 14:46	9/19/23	BST	Blackrock Science & Technology Trust		Fund	CEF	Closed-End Funds	1	2	S	-303	31.86	-10		13	D
9/18/23 16:15	8/15/23	NRSAX	Nexpoint Real Estate Strategies Fund		Fund	CEF	Closed-End Funds	1	1	S	-9,397	18.79	-500		87	I
8/21/23 13:34	8/18/23	MMD	Mainstay Mackay Definedterm Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	1	3	S	-150	16.90	-9		5	D
8/14/23 17:21	8/10/23	BGFLX	Blackstone Floating Rate Enhanced Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-10	21.51	0	-100	0	D
8/10/23 17:24	8/8/23	CRF	Cornerstone Total Return Fund Inc		Fund	CEF	Closed-End Funds	1	1	S	-337	8.43	-40		44	D
8/10/23 17:23	8/8/23	CLM	Cornerstone Strategic Value Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	S	-349	8.72	-40		42	D
7/26/23 18:13	7/25/23	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund		Fund	CEF	Closed-End Funds	1	4	S.m	-1,840	20.38	-90		801	I
7/20/23 17:01	7/18/23	FECOF	First Eagle Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-58	23.46	-2	-100	0	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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