Uncategorized Sector - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
5/16/24 17:35	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Bii Bip Holdings LP	D0	H	Affiliat	1	S	-58,500	10.17	-5,752		3,263	D
5/16/24 16:57	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Brookfield Brp Holdings (Us) Inc.	A6	H	Affiliat	1	S	-58,500	10.17	-5,752		8,382	D
5/16/24 11:39	5/14/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		52	S.m	-48,069	6.25	-7,686		61,851	I
5/15/24 20:01	5/13/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		15	S.m	-6,424	22.77	-282		352	I
5/13/24 13:02	5/10/24	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	Sprauer Scott	NY	H	Portfoli	3	S	-70	14.03	-5		2	D
4/26/24 17:15	4/24/24	LASAX	Lord Abbett Special Situations Income Fund		Fund	CEF	Closed-End Funds	Lord, Abbett & Co. LLC	NJ	H	Investme	2	S	-6,171	9.15	-675		666	D
4/24/24 17:25	4/22/24	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Kline John	NY	DO	CEO,P,,D	1	S	-16	12.55	-1	0	255	D
4/16/24 16:12	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Prasad Sohail	TX	DOT	P,CEO	2	S.m	-9,805	25.42	-386		1,320	I
4/16/24 16:10	4/12/24	DXYZ	Destiny Tech100 Inc.		Fund	CEF	Closed-End Funds	Destiny Xyz Inc.	TX	T		2	S.m	-9,430	25.27	-373		1,282	D
4/15/24 19:59	4/11/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	23	S.m	-4,196	29.43	-143		10,983	I
4/10/24 12:49	4/5/24	FPF	First Trust Intermediate Duration Preferred & Income Fund		Fund	CEF	Closed-End Funds	Graci Angelo D	CT	H	Officer-	1	S.a	-61	17.56	-4		12	D
3/20/24 15:56	1/1/23	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	3	S	0	0.0003	-20		820	I
3/13/24 16:53	3/12/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		1	S	-228	25.02	-9		73	I
3/13/24 16:21	3/12/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	1	S	-228	25.02	-9		23	D
3/11/24 16:30	3/7/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Meserve Nicholas	TX	O	MD	3	S	-652	43.49	-15		89	D
3/5/24 16:30	3/1/24	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	Beauvais Jason B	TX	O	EVP,GC,C	2	S.m	-1,842	43.41	-42		154	D
3/4/24 18:03	2/29/24	AIF	Apollo Tactical Income Fund Inc.		Fund	CEF	Closed-End Funds	Cohen Barry J.	NY	D		1	S.m	-210	15.14	-14	-100	0	I
2/23/24 16:47	2/22/24	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims Luke E	WI	DO	P,CEO	4	S	-2,558	8.52	-300		297	D
2/20/24 08:55	2/14/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	2	S	-352	10.14	-35		492	I
2/16/24 11:27	2/16/24	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	Mickey Mark	IL	O	chief co	3	S	-23	15.30	-2		3	D
2/13/24 19:26	12/29/23	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Meli Ali	CT	DO	P,CEO	1	S	-201	10.03	-20		1,209	D
2/5/24 14:49	2/1/24	SOR	Source Capital Inc /de/		Fund	CEF	Closed-End Funds	Brown Sandra	WI	D		1	S	-66	40.26	-2		0	D
2/1/24 16:29	2/1/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	13	S	-1,535	13.57	-113		109	D
1/29/24 15:17	1/25/24	BTT	Blackrock Municipal 2030 Target Term Trust		Fund	CEF	Closed-End Funds	Romaglino Christian	NY	H	Portfoli	2	S	-53	15.80	-3	-100	0	D
1/18/24 09:49	8/29/23	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	Carrig Janet	MA	D		1	S	-1	27.70	0		0	D
1/12/24 16:36	1/12/24	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Brennan Paul L	IL	O	VP,Portf	1	S	-4	11.01	0	-100	0	D
1/12/24 11:55	10/20/23	MEGI	Mainstay Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Perold Jacques P	NY	D		1	S	-54	10.81	-5	-100	0	D
1/10/24 14:28	6/30/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	First Trust Capital Partners LLC	IL	T		1	S	-251	10.21	-25		475	D
1/10/24 14:21	6/30/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	Bowen James A	IL	T		1	S	-251	10.21	-25		475	I
1/3/24 18:31	12/29/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	First Trust Capital Management L.P.	IL	T		2	S	-229	10.33	-22	-100	0	D
1/3/24 17:50	12/29/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	Chad Eisenberg	IL	O	Treasure	1	S	-114	10.33	-11		0	I
1/3/24 10:46	12/29/23	FTPCX	First Trust Private Credit Fund		Fund	CEF	Closed-End Funds	Peck Michael D	IL	O	P	1	S	-114	10.33	-11		0	I
1/2/24 15:11	1/2/24	XDSCX	Cross Shore Discovery Fund		Fund	CEF	Closed-End Funds	Linell Victor Stewart	NY	H	Affiliat	1	S	0	0.00	-4		67	D
12/26/23 12:28	12/1/23	LCPMX	Lind Capital Partners Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Adler Richard H	CO	D		1	S	-181	8.69	-21	-100	0	I
12/22/23 11:56	12/20/23	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	2	S.m	-770	11.63	-66		102	D
12/21/23 12:55	12/19/23	JPC	Nuveen Preferred & Income Opportunities Fund		Fund	CEF	Closed-End Funds	Evans Jack	IA	H	other	2	S	-47	8.93	-5	-100	0	D
12/20/23 12:27	12/20/23	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	O	VP	2	S	-271	14.38	-19		41	I
12/18/23 13:28	12/11/23	EEA	European Equity Fund, Inc / Md		Fund	CEF	Closed-End Funds	Pleister Christopher	NY	D		3	S	-27	8.46	-3	-100	0	D
12/8/23 16:36	12/8/23	CNRLX	City National Rochdale Select Strategies Fund		Fund	CEF	Closed-End Funds	Wolford James R.	NY	D		1	S	-43	13.72	-3		39	I
11/22/23 11:32	11/21/23	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	Evans Barry H	NJ	D		1	S	-89	14.75	-6	-100	0	D
11/20/23 14:18	11/17/23	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Robert Young L	IL	H	Trustee	1	S	-168	11.18	-15	-100	0	D
11/17/23 18:26	11/17/23	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Toth Terence J	IL	H	Trustee	3	S	-88	9.86	-9	-100	0	D
11/17/23 17:40	11/15/23	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Repertoire Partners LP	NY	T		3	S.m	-3,047	17.32	-176		1,082	I
11/13/23 16:07	11/8/23	BHK	Blackrock Core Bond Trust		Fund	CEF	Closed-End Funds	Maclellan Scott	NY	H	Portfoli	4	S	-28	11.60	-2		0	D
11/13/23 16:03	11/8/23	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Rieder Richard M	NY	H	Portfoli	2	S	-591	15.14	-39		286	D
11/7/23 14:22	6/12/23	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Vanekris Anthonie C	NY	D		2	S	-11	10.98	-1		7	I
11/6/23 12:39	11/2/23	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Donahue J Christopher	PA	DO	Trustee,	1	S	-63	9.45	-7		7	D
11/1/23 14:23	11/1/23	CGO	Calamos Global Total Return Fund		Fund	CEF	Closed-End Funds	Neal John E	X1	D		1	S	-58	8.20	-7	-100	0	D
10/30/23 16:23	10/30/23	RMMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	Raio Jerry	FL	D		1	S	-4	13.10	0		4	D
10/26/23 18:17	10/26/23	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Jones Nathaniel T.	IL	O	VP,Treas	2	S	-18	8.38	-2		0	D
10/24/23 11:35	10/23/23	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	Grimes Thomas Michael	NJ	H	Officer	1	S	-360	23.62	-15	-100	0	D
10/12/23 16:50	10/12/23	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Brock-Kyle Angela	IL	DH	Trustee	1	S	-1	13.70	0		1	I
10/4/23 14:44	10/3/23	JQC	Nuveen Credit Strategies Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	4	S	-794	7.60	-105		118	D
9/29/23 17:06	9/19/23	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	Repertoire Master Fund LP	CA	T		7	S.dm	-5,491	21.23	-259		1,175	D
9/21/23 14:47	9/19/23	BSTZ	Blackrock Science & Technology Term Trust		Fund	CEF	Closed-End Funds	Kim Tony	NY	H	Portfoli	3	S	-681	21.15	-32		166	D
9/18/23 16:15	8/15/23	NRSAX	Nexpoint Real Estate Strategies Fund		Fund	CEF	Closed-End Funds	Dondero James D	TX	OT	See Rema	1	S	-9,397	18.79	-500		87	I
8/30/23 17:01	7/28/23	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Melarkey Michael J	NY	D		1	S	-54	49.74	-1	-100	0	I
8/21/23 13:34	8/18/23	MMD	Mainstay Mackay Definedterm Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Denlinger Michael	NY	H	Portfoli	3	S	-150	16.90	-9		5	D
8/18/23 17:16	8/16/23	ARDC	Ares Dynamic Credit Allocation Fund, Inc.		Fund	CEF	Closed-End Funds	Shaw John Joseph	CA	D		1	S.m	-385	12.82	-30		30	I
8/17/23 18:50	8/16/23	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CA	DTH	Senior P	2	S.m	-205	8.00	-26	0	14,141	I
8/14/23 17:21	8/10/23	BGFLX	Blackstone Floating Rate Enhanced Income Fund		Fund	CEF	Closed-End Funds	McKemie Gordon	NY	H	Portfoli	2	S	-14	17.21	-1	-100	0	D
8/10/23 17:24	8/8/23	CRF	Cornerstone Total Return Fund Inc		Fund	CEF	Closed-End Funds	Morris Matthew	TX	D		2	S	-686	8.58	-80		86	D
8/4/23 17:00	7/27/23	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	Hamwee Robert	NY	D		1	S	0	12.87	0	0	561	D
8/3/23 17:04	7/13/23	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	Flack Mitch	CA	O	Portfoli	1	S	-215	4.65	-46		40	I
7/20/23 17:01	7/18/23	FECOF	First Eagle Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Kelly William M.	NY	D		1	S	-58	23.46	-2	-100	0	D
7/18/23 16:47	7/14/23	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Advent Capital Management /De/	NY	H	INVESTME	1	S.m	-690	11.69	-59	-100	0	D
7/3/23 12:53	6/29/23	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	Hayes Peter	NY	H	Officer	3	S	-401	10.75	-37	-100	0	D
5/26/23 16:46	5/26/23	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	Parmentier William R Jr	CO	H	Access P	1	S.a	-209	5.98	-35		31	D
5/26/23 10:56	5/24/23	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Siri Von Reis 2012 Family Trust	NY	DH	Chairman	1	S	0	26.00	0	0	11	D
5/25/23 17:00	5/24/23	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	1	S	0	26.00	0	0	1,591	I
5/25/23 16:18	5/24/23	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Follmann Christian	CA	O	COO	1	S	-6	13.72	0		72	D
5/24/23 16:05	11/16/22	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	Hochberg Steven	NY	D		1	S.a	-42	14.01	-3		3	D
5/8/23 16:28	5/8/23	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Chillag Jeffrey	NC	OH	Dir of F	1	S	-4	7.23	-1		8	D
5/3/23 11:27	4/26/23	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	14	S.m	-2,956	4.75	-622		516	D
4/28/23 15:31	4/26/23	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Lapin Jeffrey D.	NJ	H	Portfoli	1	S	-163	8.85	-18	-100	0	D
4/25/23 16:26	4/24/23	DMB	Bny Mellon Municipal Bond Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Cardona John C Jr	NY	D		1	S	-64	10.96	-6	-100	0	D
4/10/23 13:19	9/16/22	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Walker Carita	TX	D		2	S	-1	8.54	0	-100	0	D
4/6/23 16:10	4/5/23	PPT	Putnam Premier Income Trust	MA	Fund	CEF	Closed-End Funds	Salm Michael V	MA	OH	Portfoli	1	S	-636	3.53	-180	-100	0	D
3/31/23 13:29	2/23/23	SOLRX	Finite Solar Finance Fund		Fund	CEF	Closed-End Funds	Conroy Kevin Anthony	AZ	O	P	1	S	-98	9.93	-10	-100	0	D
3/20/23 12:19	3/16/23	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Parks Kevin	GA	H	Portfoli	1	S	-25	12.53	-2		3	D
3/14/23 19:38	3/10/23	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	Powell Tanner	NY	O	CEO	1	S	-100	12.09	-8		54	D
3/14/23 19:35	3/10/23	MFIC	Midcap Financial Investment Corp		Fund	CEF	Closed-End Funds	McNulty Ted Aymond Jr.	NY	O	P	1	S	-18	12.09	-1		17	D
3/13/23 14:01	3/13/23	KATX	Kat Exploration, Inc.		Fund	CEF	Closed-End Funds	Currier Caren D.	TX	DO	P,CEO	1	S	-80,000	80,000	-1		1	D
2/23/23 16:32	2/21/23	EVV	Eaton Vance Ltd Duration Income Fund		Fund	CEF	Closed-End Funds	Paloma Partners Management Co	CT	T		1	S	-22,011	21,750	-1	-100	0	I
2/15/23 15:41	2/14/23	BGH	Barings Global Short Duration High Yield Fund		Fund	CEF	Closed-End Funds	Freno Michael	NC	OH	CEO,P	1	S	-62	13.73	-5		12	D
2/13/23 18:56	2/10/23	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	O'Neill Stephen Andrew	FL	H	Portfoli	1	S	-396	18.42	-21	-100	0	D
1/24/23 16:26	1/20/23	WEA	Western Asset Premier Bond Fund		Fund	CEF	Closed-End Funds	Olson Ronald L	NY	D		1	S	-202	11.20	-18		2	D
1/13/23 16:59	12/30/22	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	Colander David Charles	NY	D		2	S	-2	33.10	0	0	32	M

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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