Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
11/25/24 19:39	11/21/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,255	11.16	-112	-3	3,175	I
11/25/24 19:34	11/21/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-613	19.60	-31	-1	2,825	I
11/25/24 19:26	11/21/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-720	12.24	-59	-1	5,713	I
11/25/24 19:22	11/22/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-84	16.13	-5	0	14,256	I
11/21/24 15:56	11/19/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,378	19.70	-70	-2	2,857	I
11/21/24 15:51	11/19/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-443	11.07	-40	-1	3,287	I
11/21/24 14:40	11/19/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-335	12.26	-27	0	5,772	I
11/21/24 14:33	11/19/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,740	15.98	-109	-1	14,261	I
11/19/24 13:58	11/18/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-331	19.62	-17	-1	2,927	I
11/19/24 13:56	11/18/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-379	11.09	-34	-1	3,327	I
11/19/24 13:54	11/18/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-457	16.07	-28	0	14,370	I
11/18/24 12:43	11/14/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-317	11.18	-28	-1	3,361	I
11/18/24 12:40	11/14/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,029	11.02	-93	-4	2,306	I
11/18/24 12:36	11/14/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-477	12.37	-39	-1	5,799	I
11/18/24 12:32	11/14/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,202	16.24	-74	-1	14,399	I
11/14/24 13:46	11/12/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-98	11.39	-9	0	3,390	I
11/14/24 13:42	11/12/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-912	11.08	-82	-3	2,400	I
11/14/24 13:39	11/12/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-15	12.72	-1	0	4,159	I
11/14/24 13:37	11/12/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-403	12.42	-32	-1	5,838	I
11/14/24 13:34	11/12/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,310	16.37	-80	-1	14,473	I
11/12/24 14:40	11/7/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Donahue Thomas R	PA	H	Treasure	S	-4	11.26	0	-100	0	D
11/12/24 12:38	11/11/24	NPCT	Nuveen Core Plus Impact Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-289	11.51	-25	-1	3,398	I
11/12/24 12:23	11/7/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-878	11.02	-80	-3	2,482	I
11/12/24 11:56	11/8/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-862	11.84	-73	-1	5,025	I
11/12/24 11:52	11/8/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-130	12.78	-10	0	4,160	I
11/12/24 11:48	11/8/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-376	12.44	-30	-1	5,870	I
11/12/24 11:44	11/8/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,395	16.39	-85	-1	14,553	I
11/12/24 11:34	11/7/24	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	Tarica Andrew	CA	D		S.m	-63	5.08	-12	-100	0	I
11/12/24 11:33	11/8/24	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-358	11.82	-30	-1	5,200	I
11/7/24 13:04	11/5/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-234	19.66	-12	0	2,944	I
11/7/24 13:02	11/5/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-25	15.98	-2	0	14,638	I
11/6/24 18:51	11/5/24	TSI	Tcw Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	Tarica Andrew	CA	D		S	-62	5.04	-12	-100	0	I
11/5/24 18:20	11/4/24	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Sprauer Scott	NY	H	Portfoli	S	-12	15.91	-1	-100	0	D
11/5/24 12:35	11/4/24	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-46	19.67	-2	0	2,955	I
11/5/24 12:32	11/4/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-203	11.04	-18	-1	2,562	I
11/5/24 12:29	11/4/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-123	12.59	-10	0	4,170	I
11/5/24 12:27	11/4/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-75	16.07	-5	0	14,639	I
11/4/24 11:39	10/31/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-706	11.00	-64	-2	2,580	I
11/4/24 11:34	11/1/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-610	11.91	-51	-1	5,097	I
11/4/24 11:32	11/1/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-218	12.64	-17	0	4,180	I
11/4/24 11:29	11/1/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-195	12.42	-16	0	5,900	I
11/4/24 11:27	10/31/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-2,993	16.09	-186	-1	14,644	I
11/1/24 10:28	10/25/24	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Eades Chris	NY	H	Portfoli	S	-1,034	44.00	-24	-62	14	D
10/31/24 13:03	10/29/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,603	10.97	-146	-5	2,644	I
10/31/24 12:59	10/29/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-32	11.84	-3	0	5,149	I
10/31/24 12:57	10/29/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-237	12.40	-19	0	5,916	I
10/31/24 12:51	10/29/24	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-34	11.82	-3	0	5,230	I
10/29/24 11:58	10/28/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-401	11.00	-36	-1	2,790	I
10/29/24 11:55	10/28/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-33	11.89	-3	0	5,151	I
10/29/24 11:46	10/28/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-68	12.54	-5	0	5,935	I
10/29/24 11:42	10/28/24	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-75	11.89	-6	0	5,233	I
10/29/24 10:14	10/28/24	ADX	Adams Diversified Equity Fund, Inc.		Fund	CEF	Closed-End Funds	Escherich Frederic A	MD	D		S	-208	21.93	-10	-16	50	D
10/28/24 11:28	10/24/24	ADX	Adams Diversified Equity Fund, Inc.		Fund	CEF	Closed-End Funds	Escherich Frederic A	MD	D		S.m	-346	21.73	-16	-21	59	D
10/28/24 10:41	10/25/24	VPV	Invesco Pennsylvania Value Municipal Income Trust	PA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-619	11.01	-56	-2	2,827	I
10/28/24 10:31	10/25/24	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-198	11.97	-17	0	5,154	I
10/28/24 10:27	10/24/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-455	12.75	-36	-1	4,198	I
10/28/24 10:18	10/25/24	NXJ	Nuveen New Jersey Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-495	12.62	-39	-1	5,940	I
10/28/24 10:09	10/25/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-250	16.12	-15	0	14,830	I
10/24/24 11:10	10/23/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-124	12.75	-10	0	4,233	I
10/24/24 11:08	10/22/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-701	16.17	-43	0	14,846	I
10/22/24 12:36	10/21/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-279	8.48	-33	-1	3,159	I
10/22/24 12:34	10/21/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-466	16.27	-29	0	14,889	I
10/22/24 12:27	10/21/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-341	10.81	-32	-4	695	I
10/21/24 12:20	10/17/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-844	16.31	-52	0	14,918	I
10/21/24 12:09	10/18/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-398	8.52	-47	-1	3,191	I
10/17/24 12:28	10/15/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Donahue Thomas R	PA	H	Treasure	S	-14	12.67	-1	-74	0	D
10/17/24 11:43	10/16/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-42	8.60	-5	0	3,238	I
10/17/24 11:19	10/15/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,818	16.30	-112	-1	14,969	I
10/17/24 10:43	10/15/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-59	10.69	-6	-1	726	I
10/16/24 21:08	10/15/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-11	3.73	-3	0	1,921	I
10/15/24 10:11	10/10/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-771	12.91	-60	-1	4,243	I
10/15/24 10:07	10/10/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-6,163	16.53	-373	-2	15,096	I
10/15/24 09:55	10/14/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-6,631	12.67	-523	-32	1,112	I
10/10/24 11:58	10/8/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-63	10.79	-6	-1	732	I
10/10/24 11:52	10/8/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-17	24.05	-1	0	6,271	I
10/10/24 11:50	10/8/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-2,456	16.46	-149	-1	15,454	I
10/10/24 11:45	10/8/24	FMN	Federated Hermes Premier Municipal Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-194	12.36	-16	-1	1,635	I
10/10/24 11:42	10/8/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,368	12.94	-106	-2	4,303	I
10/8/24 17:22	10/4/24	BLE	Blackrock Municipal Income Trust II		Fund	CEF	Closed-End Funds	Soccio Phillip	NY	H	Portfoli	S	-3	11.17	0	-100	0	D
10/8/24 17:14	10/4/24	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Soccio Phillip	NY	H	Portfoli	S	-26	12.44	-2	-100	0	D
10/8/24 13:14	10/7/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-455	12.92	-35	-1	4,408	I
10/8/24 13:12	10/7/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,096	16.48	-66	0	15,603	I
10/8/24 13:07	10/7/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-69	24.15	-3	0	6,272	I
10/7/24 12:57	9/30/24	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	Meli Ali	CT	DOT	P,CEO	S	-201	10.04	-20	-2	1,209	D
10/7/24 12:23	10/3/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-9,238	11.50	-803	-30	1,877	I
10/7/24 12:19	10/3/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-719	8.51	-84	-3	3,159	I
10/7/24 12:17	10/3/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-344	12.99	-27	-1	4,443	I
10/7/24 12:13	10/3/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-859	16.47	-52	0	15,669	I
10/7/24 12:04	10/3/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-208	10.86	-19	-3	738	I
10/4/24 11:48	10/3/24	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-8	16.45	-1	-1	65	D
10/3/24 12:54	10/1/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-282	10.90	-26	-3	757	I
10/3/24 12:50	10/1/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-6,491	16.51	-393	-2	15,722	I
10/3/24 12:46	10/1/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-847	13.11	-65	-1	4,470	I
10/3/24 12:40	10/1/24	VTN	Invesco Trust For Investment Grade New York Municipals	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-890	11.52	-77	-3	2,680	I
10/3/24 12:35	10/1/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-829	8.50	-98	-3	3,243	I
10/2/24 15:11	10/1/24	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	Maginnis Gerald J.	NY	D		S	-17	14.06	-1	-34	2	D
10/2/24 15:09	10/1/24	FOF	Cohen & Steers Closed-End Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	Maginnis Gerald J.	NY	D		S	-13	13.04	-1	-38	2	D
10/2/24 14:42	9/16/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	S	-197	7.58	-26	0	15,005	I
10/2/24 08:57	10/1/24	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Moschner Albin F	IL	H	Trustee	S	-175	8.77	-20	-60	13	D
10/1/24 11:17	9/30/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-14	8.51	-2	0	3,341	I
10/1/24 11:15	9/30/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-966	13.17	-73	-2	4,535	I
10/1/24 11:13	9/30/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-740	16.48	-45	0	16,115	I
10/1/24 11:10	9/30/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,093	23.51	-47	-1	6,275	I
9/30/24 11:53	9/26/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-39	8.40	-5	0	3,342	I
9/30/24 11:50	9/26/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-992	13.16	-75	-2	4,608	I
9/30/24 11:38	9/26/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-469	10.81	-43	-5	783	I
9/27/24 20:38	9/26/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Bluestein Scott	MA	O	CEO	S	-1,959	19.59	-100	-4	2,161	D
9/26/24 15:04	9/24/24	DMF	Bny Mellon Municipal Income, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-2,437	7.35	-332	-14	2,045	I
9/26/24 14:59	9/24/24	NMAI	Nuveen Multi-Asset Income Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-863	13.20	-65	-1	4,683	I
9/26/24 14:55	9/24/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-424	16.45	-26	0	16,160	I
9/26/24 14:42	9/24/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-113	10.81	-10	-1	826	I
9/26/24 14:39	9/24/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-867	8.38	-103	-3	3,347	I
9/25/24 16:29	9/23/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-17	24.51	-1	-2	43	I
9/24/24 16:00	9/23/24	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-38	8.46	-4	0	3,450	I
9/24/24 15:57	9/23/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-546	16.44	-33	0	16,185	I
9/24/24 15:54	9/23/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-163	10.83	-15	-2	837	I
9/23/24 17:01	9/20/24	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Dakos Andrew	NJ	DO	P	S	-5	13.74	0	-2	16	I
9/23/24 16:56	9/19/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-32	23.52	-1	-3	44	I
9/23/24 10:52	9/19/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,623	16.39	-99	-1	16,219	I
9/23/24 10:23	9/19/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-338	10.87	-31	-4	852	I
9/20/24 14:18	9/19/24	CPZ	Calamos Long/short Equity & Dynamic Income Trust		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	O	VP	S	-381	15.41	-25	-100	0	D
9/19/24 10:25	9/17/24	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-261	16.41	-16	0	16,318	I
9/19/24 10:03	9/17/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-485	10.93	-44	-5	883	I
9/18/24 11:21	9/16/24	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	Alban John	TX	DH	Trustee	S	-51	41.34	-1	-100	0	D
9/17/24 10:26	9/16/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-127	11.02	-12	-1	927	I
9/16/24 11:42	9/13/24	CEV	Eaton Vance California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-261	11.03	-24	-2	939	I
9/13/24 17:43	9/11/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-16	24.46	-1	-1	45	I
9/13/24 13:27	9/11/24	FCRIX	Fs Credit Income Fund		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	-2,500	12.52	-200	-41	290	I
9/11/24 12:04	9/9/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	-82	6.10	-13	-3	408	I
9/9/24 18:21	9/9/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	-629	6.11	-103	-20	421	I
9/9/24 09:23	9/6/24	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	-1,347	6.15	-219	-29	524	I
9/6/24 15:05	9/5/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-32	4.00	-8	0	1,924	I
9/5/24 15:25	9/3/24	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	Koudounis John S.	IL	DO	VP	S	-1,152	10.64	-108	-47	120	D
9/5/24 11:14	9/4/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-899	23.49	-38	-1	6,321	I
9/4/24 20:52	8/29/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-18	24.42	-1	-2	46	I
9/3/24 16:12	8/29/24	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DTH	Control	S	-2	8.09	0	0	2,204	I
9/3/24 10:08	8/29/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-268	22.82	-12	0	6,360	I
8/30/24 15:18	8/29/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-6	3.81	-2	0	1,932	D
8/29/24 17:46	8/29/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-66	16.38	-4	-2	161	D
8/29/24 12:58	9/13/22	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Angel Oak Capital Partners Ii, LLC	GA	H	General	S	0	13.78	0	-100	0	D
8/27/24 19:01	8/23/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-21	24.42	-1	-2	47	I
8/23/24 19:35	8/22/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-472	22.75	-21	0	6,371	I
8/23/24 12:28	8/16/24	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	Eiben Lawrence Scott	VA	DO	Principa	S	-392	10.05	-39	-9	414	I
8/21/24 18:11	8/19/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-49	24.37	-2	-4	48	I
8/19/24 18:30	8/15/24	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	Forman Michael C.	PA	DO	CEO	S	-3,816	19.56	-195	-53	170	I
8/19/24 08:57	8/15/24	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	Evans Barry H	NJ	D		S	-47	12.47	-4	-4	84	D
8/15/24 18:23	8/13/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-21	24.40	-1	-2	50	I
8/15/24 10:56	8/14/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-521	22.49	-23	0	6,392	I
8/12/24 19:01	8/8/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-23	24.38	-1	-2	51	I
8/12/24 16:06	7/25/24	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	Hennigan Thomas M	NY	O	CFO	S	-64	18.10	-4	-60	2	I
8/12/24 13:28	8/8/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-334	22.54	-15	0	6,415	I
8/7/24 18:08	8/2/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-64	24.34	-3	-5	51	I
8/5/24 12:58	8/1/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-156	22.87	-7	0	6,430	I
8/1/24 15:27	7/31/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-515	22.95	-22	0	6,437	I
7/31/24 15:27	7/29/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S	-24	16.31	-2	-1	165	I
7/31/24 14:38	3/28/24	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.a	-64	15.90	-4	-2	168	D
7/30/24 19:24	7/29/24	GCV	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	H	Control	S	-5	3.72	-1	0	1,933	I
7/30/24 11:12	7/29/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-154	22.70	-7	0	6,459	I
7/24/24 14:53	7/5/24	GGT.R	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Laughlin Susan Watson	NY	D		S.m	0	0.0074	-5	-100	0	D
7/22/24 18:08	7/18/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-16	24.32	-1	-1	54	I
7/19/24 14:33	7/15/24	GGT.R	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Gabelli Mario J	NY	DH	Control	S.m	-3	0.0049	-532	-37	915	M
7/18/24 10:22	7/16/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-110	23.29	-5	0	6,467	I
7/17/24 18:07	7/15/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-14	24.32	-1	-1	55	I
7/15/24 17:39	7/11/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-3,087	22.93	-135	-2	6,472	I
7/11/24 19:41	7/9/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-25	24.13	-1	-2	55	I
7/11/24 08:58	7/9/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,034	22.82	-45	-1	6,607	I
7/9/24 14:17	7/8/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,588	22.83	-70	-1	6,652	I
7/8/24 19:04	7/3/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-127	24.17	-5	-9	56	I
7/8/24 11:43	7/5/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-282	22.86	-12	0	6,729	I
7/3/24 13:17	7/2/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-883	22.77	-39	-1	6,734	I
7/3/24 13:14	6/28/24	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	S	-115	7.39	-16	0	15,063	I
7/3/24 11:47	7/2/24	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-88	15.02	-6	-100	0	D
7/2/24 19:01	6/28/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-129	24.18	-5	-8	62	I
7/2/24 13:12	7/1/24	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,979	22.58	-88	-1	6,773	I
7/2/24 13:00	7/1/24	BRW	Saba Capital Income & Opportunities Fund	MA	Fund	CEF	Closed-End Funds	Weinstein Boaz	NY	O	P	S	-22	7.10	-3	-100	0	D
7/1/24 17:01	6/28/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-624	6.93	-90	-90	10	D
6/28/24 17:00	6/26/24	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-991	6.85	-145	-59	100	D
6/27/24 21:29	6/25/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	-1	24.23	0	0	67	I
6/24/24 19:25	6/21/24	SRV	Nxg Cushing Midstream Energy Fund		Fund	CEF	Closed-End Funds	Alban John	TX	DH	Trustee	S	-42	41.74	-1	-53	1	D
6/24/24 18:29	6/20/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-49	24.20	-2	-3	67	I
6/24/24 17:00	6/18/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Badavas Robert P	CA	D		S.adm	-295	19.68	-15	-12	112	D
6/21/24 17:32	6/18/24	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	Badavas Robert P	CA	D		S.dm	-295	19.68	-15	-78	4	D
6/21/24 15:03	6/21/24	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Parekh Aashh	IL	H	Portfoli	S	-5	18.13	0	-6	4	D
6/18/24 17:57	6/14/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-16	23.79	-1	-1	69	I
6/17/24 06:01	6/14/24	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	Grace Edward P III	NC	H	Trustee	S.a	-93	18.64	-5	-20	20	D
6/17/24 06:01	6/13/24	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	Grace Edward P III	NC	H	Trustee	S.a	-204	18.30	-11	-31	25	D
6/13/24 14:28	6/11/24	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	0	5.47	0	0	1,779	I
6/5/24 14:38	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Bii Bip Holdings LP	D0	H	Affiliat	S.a	-58,500	10.19	-5,741	-64	3,275	D
6/5/24 14:33	5/14/24	BII	Brookfield Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Brookfield Brp Holdings (Us) Inc.	A6	H	Affiliat	S.a	-58,500	10.19	-5,741	-41	8,393	D
6/3/24 17:54	5/30/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S.m	-10	24.24	0	-1	70	I
5/30/24 21:56	5/29/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Mnaymneh Sami	FL	T		S	-12,150	12.15	-1,000	-20	3,976	I
5/30/24 21:55	5/29/24	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Tamer Anthony	FL	T		S	-12,150	12.15	-1,000	-18	4,438	I
5/29/24 17:01	5/24/24	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	Eagle Point Credit Management LLC	CT	T		S	0	24.22	0	0	70	I
5/28/24 17:54	5/23/24	ARDC	Ares Dynamic Credit Allocation Fund, Inc.		Fund	CEF	Closed-End Funds	Shaw John Joseph	CA	D		S.m	-282	14.11	-20	-67	10	I
5/23/24 10:58	5/22/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-158	24.63	-6	-11	50	I
5/23/24 10:44	5/22/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	S	-158	24.63	-6	-100	0	D
5/22/24 10:10	5/21/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-239	24.65	-10	-15	56	I
5/22/24 10:01	5/21/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	S	-239	24.65	-10	-60	6	D
5/21/24 11:26	5/20/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-169	24.66	-7	-9	66	I
5/21/24 11:01	5/20/24	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	S	-169	24.66	-7	-30	16	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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