9/26/25 21:35 | 9/23/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ellis Stephen A | TX | D | | 1 | M.d | 60 | 28.55 | 0 | 2 | 2 | 102 | D | | | | | | | | | | | | | | |
9/26/25 20:46 | 9/25/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Shepard William R | IL | D | | 1 | P | 73 | 265.23 | 0 | 0 | 0 | 261 | M | | | | | | | | | | | | | | |
9/26/25 16:25 | 9/25/25 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | CT | T | | 6 | S.m | -192 | 21.36 | 0 | -9 | | 151 | I | | | | | | | | | | | | | | |
9/25/25 17:00 | 9/23/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Blattner Gregory James | NY | D | | 1 | S | 0 | 0.00 | 0 | -14 | | 22 | D | | | | | | | | | | | | | | |
9/25/25 16:07 | 9/23/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brody Paul Jonathan | CT | DO | CFO | 6 | S.m | -59,423 | 63.19 | 0 | -940 | | 3,673 | I | | | | | | | | | | | | | | |
9/24/25 17:53 | 9/23/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Guarino Carl | PA | D | | 2 | M.d | 1,398 | 69.88 | 0 | 20 | | 16 | D | | | | | | | | | | | | | | |
9/24/25 17:53 | 9/23/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Guarino Carl | PA | D | | 2 | S.d | -1,398 | 69.88 | 0 | -20 | | 16 | D | | | | | | | | | | | | | | |
9/24/25 17:38 | 9/5/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | 5 | S.d | -2,476 | 32.03 | 0 | -77 | | 30 | D | | | | | | | | | | | | | | |
9/19/25 16:30 | 9/17/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Williams Stuart Glen | GA | O | COO | 1 | S | -162 | 172.04 | 0 | -1 | | 17 | D | | | | | | | | | | | | | | |
9/18/25 19:30 | 9/18/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Marcus Jonathan L | IL | O | Sr MD GC | 2 | S | -200 | 260.51 | 0 | -1 | | 8 | D | | | | | | | | | | | | | | |
9/17/25 13:48 | 9/16/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | McCourt Timothy Francis | IL | O | Sr MD Gl | 1 | S | -98 | 259.83 | 0 | 0 | | 10 | D | | | | | | | | | | | | | | |
9/16/25 15:51 | 9/12/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 5 | M.dm | 524,848 | 44.89 | 0 | 11,692 | | 7 | D | | | | | | | | | | | | | | |
9/16/25 15:51 | 9/15/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 5 | S.dm | -524,848 | 44.89 | 0 | -11,692 | -100 | 7 | D | | | | | | | | | | | | | | |
9/15/25 21:53 | 9/15/25 | GEMI | Gemini Space Station, Inc. | NV | Financ | FinTrd | Commodity Contracts Brokers & | Meade Tyler Roberts | NY | O | GC | 1 | S.d | -5,236 | 26.25 | 0 | -199 | | 1,224 | D | | | | | | | | | | | | | | |
9/15/25 21:51 | 9/15/25 | GEMI | Gemini Space Station, Inc. | NV | Financ | FinTrd | Commodity Contracts Brokers & | Beard Marshall Edmund | NY | DO | COO | 1 | S.d | -6,796 | 26.25 | 0 | -259 | | 1,728 | D | | | | | | | | | | | | | | |
9/15/25 17:14 | 9/11/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Smollen John | NJ | O | EVP Trad | 2 | M.d | 1,915 | 12.35 | 0 | 155 | 999% | 166 | D | | | | | | | | | | | | | | |
9/15/25 16:32 | 9/12/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Adams Medina Rhonda | NY | D | | 3 | S.d | -3,256 | 12.98 | 0 | -251 | | 145 | D | | | | | | | | | | | | | | |
9/15/25 16:15 | 9/12/25 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | McPherson Kevin M | NY | O | Chief Re | 1 | S | -277 | 185.32 | 0 | -1 | | 68 | D | | | | | | | | | | | | | | |
9/12/25 18:35 | 9/10/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | 4 | S.d | -296,203 | 104.52 | 0 | -2,834 | -100 | 11 | I | | | | | | | | | | | | | | |
9/12/25 16:30 | 9/12/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Foley Douglas | GA | O | SVP,HR,A | 1 | S | -281 | 175.62 | 0 | -2 | | 26 | D | | | | | | | | | | | | | | |
9/11/25 16:11 | 9/9/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Deitzel Edward | NJ | O | EVP,CRO, | 2 | M.dm | 952 | 12.01 | 0 | 79 | 181 | 123 | D | | | | | | | | | | | | | | |
9/11/25 16:09 | 9/9/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Jayabalan Harish | NJ | O | EVP,CISO | 2 | M.d | 358 | 13.00 | 0 | 28 | 60 | 73 | D | | | | | | | | | | | | | | |
9/9/25 17:15 | 9/8/25 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Casper Stephen P | NY | D | | 1 | S | -299 | 186.59 | 0 | -2 | | 53 | I | | | | | | | | | | | | | | |
9/9/25 17:01 | 9/5/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gates Greg | CA | O | Group MD | 3 | S | -1,642 | 364.96 | 0 | -5 | | 21 | D | | | | | | | | | | | | | | |
9/8/25 16:30 | 9/4/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprieser Judith A | GA | D | | 1 | S | -506 | 174.51 | 0 | -3 | | 18 | D | | | | | | | | | | | | | | |
9/5/25 20:01 | 9/4/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | 4 | S | -8,139 | 95.15 | 0 | -86 | | 1,974 | I | | | | | | | | | | | | | | |
9/5/25 17:33 | 8/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | 3 | M.d | 10,268 | 71.48 | 0 | 144 | 850 | 161 | D | | | | | | | | | | | | | | |
9/5/25 17:33 | 9/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 5 | M.d | 29,970 | 69.12 | 0 | 434 | 113 | 817 | D | | | | | | | | | | | | | | |
9/4/25 16:30 | 9/2/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Isaacson Christopher A | IL | O | EVP,COO | 1 | S | -1,183 | 236.66 | 0 | -5 | | 38 | D | | | | | | | | | | | | | | |
9/4/25 16:00 | 9/2/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Skule Jeremy | NY | O | EVP,CSO | 3 | S | -585 | 92.63 | 0 | -6 | | 95 | D | | | | | | | | | | | | | | |
9/3/25 19:31 | 9/2/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Woolway Paul V | TX | O | MD,Chief | 3 | S | -920 | 94.06 | 0 | -10 | | 76 | I | | | | | | | | | | | | | | |
9/3/25 17:19 | 8/15/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | 4 | S.dm | -27,896 | 47.96 | 0 | -582 | | 610 | D | | | | | | | | | | | | | | |
9/3/25 16:38 | 9/2/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Jambusaria Aneri | CA | O | Group MD | 1 | S | -29 | 361.25 | 0 | 0 | | 6 | D | | | | | | | | | | | | | | |
9/2/25 16:06 | 8/29/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Lukyanov Sergey | 1P | O | *See Rem | 2 | P.m | 1,985 | 157.21 | 0 | 13 | 11 | 132 | D | | | | | | | | | | | | | | |
9/2/25 16:05 | 8/29/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | 77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat | 1P | O | CTO | 1 | S | -521 | 173.25 | 0 | -3 | | 3 | D | | | | | | | | | | | | | | |
8/29/25 18:24 | 8/27/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | 2 | S.dm | -1,200 | 77.01 | 0 | -16 | | 55 | M | | | | | | | | | | | | | | |
8/29/25 18:24 | 8/28/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | 2 | M.dm | 1,200 | 77.01 | 0 | 16 | 39 | 55 | M | | | | | | | | | | | | | | |
8/29/25 18:18 | 8/27/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Morgan Peter J. III | TX | O | GC | 2 | M.d | 8,019 | 80.16 | 0 | 100 | | 1 | D | | | | | | | | | | | | | | |
8/29/25 18:18 | 8/27/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Morgan Peter J. III | TX | O | GC | 2 | S.d | -8,019 | 80.16 | 0 | -100 | | 1 | D | | | | | | | | | | | | | | |
8/29/25 17:06 | 8/27/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Malka Meyer | CA | D | | 1 | S.dm | -121,937 | 103.88 | 0 | -1,174 | | 7,321 | I | | | | | | | | | | | | | | |
8/29/25 16:30 | 8/27/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Farooqui Duriya M | GA | D | | 1 | S | -363 | 178.34 | 0 | -2 | | 14 | D | | | | | | | | | | | | | | |
8/29/25 16:04 | 8/27/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Waldron John E. | NY | DO | P,COO | 1 | S.m | -13,689 | 750.30 | 0 | -18 | | 106 | D | | | | | | | | | | | | | | |
8/28/25 20:20 | 8/26/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | 2 | S.m | -41,511 | 96.79 | 0 | -429 | 0 | 96,800 | I | | | | | | | | | | | | | | |
8/28/25 16:30 | 8/26/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | 2 | M.d | 775 | 137.92 | 0 | 6 | 14 | 46 | D | | | | | | | | | | | | | | |
8/28/25 16:30 | 8/26/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | 2 | S.d | -775 | 137.92 | 0 | -6 | | 46 | D | | | | | | | | | | | | | | |
8/28/25 16:00 | 8/27/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Yerdessov Azamat | 1P | O | Freedom | 1 | S | -355 | 177.00 | 0 | -2 | | 160 | D | | | | | | | | | | | | | | |
8/27/25 16:37 | 8/26/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lilien R Jarrett | NY | O | P,COO | 2 | S | -498 | 13.29 | 0 | -38 | | 1,049 | D | | | | | | | | | | | | | | |
8/26/25 16:30 | 8/22/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Tirinnanzi Martha A | GA | D | | 1 | S | -110 | 179.76 | 0 | -1 | | 4 | D | | | | | | | | | | | | | | |
8/26/25 16:24 | 8/26/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Cutinho Sunil | IL | O | CIO | 1 | S | -3,229 | 271.47 | 0 | -12 | | 17 | D | | | | | | | | | | | | | | |
8/22/25 16:30 | 8/20/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gardiner Warren | GA | O | CFO | 1 | S | -280 | 178.45 | 0 | -2 | | 22 | D | | | | | | | | | | | | | | |
8/22/25 16:24 | 8/21/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Hauf Jason W. | NY | O | CFO | 1 | S | -286 | 9.86 | 0 | -29 | | 77 | D | | | | | | | | | | | | | | |
8/21/25 17:03 | 8/7/25 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Zemlyak James M | MO | O | Co-P | 1 | P.dm | 1 | 112.56 | 0 | 0 | 0 | 1,162 | M | | | | | | | | | | | | | | |
8/21/25 16:30 | 8/19/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Foley Stephanie | IL | O | EVP,CHRO | 1 | M.d | 478 | 246.13 | 0 | 2 | 267 | 3 | D | | | | | | | | | | | | | | |
8/20/25 17:11 | 8/18/25 | FRGE | Forge Global Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Rodriques Kelly | CA | DO | CEO | 1 | S.m | -223 | 20.28 | 0 | -11 | | 577 | D | | | | | | | | | | | | | | |
8/20/25 16:46 | 8/19/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Hicke Ryan | PA | DO | CEO | 2 | M.d | 4,828 | 68.97 | 0 | 70 | 60 | 186 | D | | | | | | | | | | | | | | |
8/20/25 16:46 | 8/19/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Hicke Ryan | PA | DO | CEO | 2 | S.d | -4,828 | 68.97 | 0 | -70 | | 186 | D | | | | | | | | | | | | | | |
8/20/25 16:11 | 8/19/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Oconnor Sean Michael | NY | DO | Exec Vic | 1 | S.m | -478 | 95.60 | 0 | -5 | 0 | 2,849 | I | | | | | | | | | | | | | | |
8/18/25 16:05 | 8/14/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Emmons Lance | NJ | O | EVP,CFO | 1 | P.d | 0 | 31.50 | 0 | 0 | 0 | 94 | M | | | | | | | | | | | | | | |
8/15/25 16:49 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Moore Lisa | NJ | D | | 1 | P | 127 | 23.00 | 0 | 6 | | 6 | D | | | | | | | | | | | | | | |
8/15/25 16:49 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Stahlin Paul | NJ | D | | 1 | P | 23 | 23.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
8/15/25 16:49 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nazarali Jamil | NJ | D | | 1 | P | 58 | 23.00 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
8/15/25 16:48 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Thomas P. | NJ | DO | CB,CEO | 1 | P | 276 | 23.00 | 0 | 12 | | 12 | D | | | | | | | | | | | | | | |
8/15/25 16:48 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lozier Kenneth W. | NJ | D | | 1 | P | 23 | 23.00 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
8/15/25 16:48 | 8/13/25 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Massad Mark I. | NJ | D | | 1 | P | 184 | 23.00 | 0 | 8 | | 7 | M | | | | | | | | | | | | | | |
8/15/25 16:06 | 8/14/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nemser Earl H | CT | DO | Vice CB | 8 | S.m | -26,460 | 66.15 | 0 | -400 | | 1,160 | I | | | | | | | | | | | | | | |
8/14/25 16:30 | 8/12/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprecher Jeffrey C | GA | DO | CEO | 2 | M.d | 43,469 | 153.52 | 0 | 283 | 10 | 3,196 | M | | | | | | | | | | | | | | |
8/14/25 16:30 | 8/12/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprecher Jeffrey C | GA | DO | CEO | 2 | S.d | -43,469 | 153.52 | 0 | -283 | | 3,196 | M | | | | | | | | | | | | | | |
8/11/25 16:09 | 8/11/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Geelan John W | MN | O | GC | 1 | S | -645 | 322.69 | 0 | -2 | | 13 | D | | | | | | | | | | | | | | |
8/8/25 18:53 | 8/7/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Peterson Michael | PA | O | EVP | 6 | M.d | 1,879 | 75.18 | 0 | 25 | | 14 | D | | | | | | | | | | | | | | |
8/8/25 18:53 | 8/7/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Peterson Michael | PA | O | EVP | 6 | S.d | -1,879 | 75.18 | 0 | -25 | | 14 | D | | | | | | | | | | | | | | |
8/8/25 17:26 | 8/8/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tavoso Richard | NY | D | | 1 | S | -1,414 | 28.28 | 0 | -50 | | 563 | M | | | | | | | | | | | | | | |
8/8/25 17:22 | 8/7/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fairclough Brett | NY | O | Co-P,Co- | 1 | S.d | -3,846 | 42.40 | 0 | -91 | -100 | 0 | D | | | | | | | | | | | | | | |
8/8/25 16:37 | 8/6/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brown Erin Elizabeth | NY | O | COO | 2 | M.d | 11,135 | 15.91 | 0 | 700 | | 198 | D | | | | | | | | | | | | | | |
8/8/25 16:37 | 8/6/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brown Erin Elizabeth | NY | O | COO | 2 | S.d | -11,135 | 15.91 | 0 | -700 | | 198 | D | | | | | | | | | | | | | | |
8/7/25 16:55 | 8/6/25 | FRGE | Forge Global Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Nevin James | CA | O | CFO | 1 | P | 44 | 22.65 | 0 | 2 | 9 | 24 | D | | | | | | | | | | | | | | |
8/7/25 16:12 | 8/5/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Abraham Chad R | MN | DO | CEO,CB | 2 | M.dm | 7,565 | 210.14 | 0 | 36 | 67 | 90 | D | | | | | | | | | | | | | | |
8/7/25 16:12 | 8/5/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Abraham Chad R | MN | DO | CEO,CB | 2 | S.dm | -7,565 | 210.14 | 0 | -36 | | 90 | D | | | | | | | | | | | | | | |
8/7/25 16:11 | 8/5/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Taylor Scott C | MN | D | | 1 | S | -832 | 319.86 | 0 | -3 | | 16 | D | | | | | | | | | | | | | | |
8/6/25 16:00 | 8/4/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Begley Charlene T | NY | D | | 1 | S | -290 | 96.60 | 0 | -3 | | 46 | D | | | | | | | | | | | | | | |
8/6/25 11:16 | 8/5/25 | OPY | Oppenheimer Holdings Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | McNamara Dennis P | NY | O | Secretar | 1 | S | -148 | 73.81 | 0 | -2 | | 22 | D | | | | | | | | | | | | | | |
8/5/25 09:12 | 8/1/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Fowler John Moore | NY | D | | 1 | S | -108 | 96.00 | 0 | -1 | | 119 | D | | | | | | | | | | | | | | |
8/4/25 17:26 | 8/4/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Doyle Jonathan J | MN | DO | Hd of Fi | 1 | S | -1,120 | 316.84 | 0 | -4 | | 133 | D | | | | | | | | | | | | | | |
8/1/25 17:39 | 8/1/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lee Cindy | NY | O | CFO | 1 | M.d | 0 | 0.00 | 0 | 12 | 168 | 19 | D | | | | | | | | | | | | | | |
8/1/25 17:19 | 7/30/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Kushel J. Richard | NY | O | Senior M | 2 | M.d | 28,010 | 817.00 | 0 | 34 | 32 | 141 | D | | | | | | | | | | | | | | |
8/1/25 17:19 | 7/30/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Kushel J. Richard | NY | O | Senior M | 2 | S.d | -28,010 | 817.00 | 0 | -34 | | 141 | D | | | | | | | | | | | | | | |
7/31/25 18:03 | 7/29/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bettinger Walter W | TX | DO | Co-CB | 1 | S | -17,186 | 98.84 | 0 | -174 | | 604 | I | | | | | | | | | | | | | | |
7/31/25 17:13 | 7/29/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Wurster Richard A | TX | DO | P,CEO | 1 | S | -2,033 | 99.16 | 0 | -21 | | 162 | D | | | | | | | | | | | | | | |
7/31/25 17:05 | 7/29/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Murtagh Nigel J | TX | O | Chief Ri | 2 | M.d | 3,371 | 69.95 | 0 | 48 | 366 | 61 | D | | | | | | | | | | | | | | |
7/31/25 17:05 | 7/29/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Murtagh Nigel J | TX | O | Chief Ri | 2 | S.d | -3,371 | 69.95 | 0 | -48 | | 61 | D | | | | | | | | | | | | | | |
7/30/25 15:26 | 7/29/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Warner Mark Andrew | PA | H | See Rema | 2 | M.d | 692 | 69.19 | 0 | 10 | | 1 | D | | | | | | | | | | | | | | |
7/30/25 15:26 | 7/29/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Warner Mark Andrew | PA | H | See Rema | 2 | S.d | -692 | 69.19 | 0 | -10 | | 1 | D | | | | | | | | | | | | | | |
7/29/25 16:32 | 7/25/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Bowen Sharon | GA | D | | 2 | S | -293 | 184.15 | 0 | -2 | | 15 | D | | | | | | | | | | | | | | |
7/29/25 16:17 | 7/25/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Daly Michelle Lynn | NY | O | SVP,Cont | 1 | S | -812 | 93.45 | 0 | -9 | | 9 | D | | | | | | | | | | | | | | |
7/25/25 20:38 | 7/25/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lord Rachel | NY | O | Senior M | 2 | M.d | 29,563 | 819.55 | 0 | 36 | | 19 | D | | | | | | | | | | | | | | |
7/25/25 20:38 | 7/25/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lord Rachel | NY | O | Senior M | 2 | S.d | -29,563 | 819.55 | 0 | -36 | | 19 | D | | | | | | | | | | | | | | |
7/25/25 19:36 | 7/24/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fink Laurence | NY | DO | CB,CEO | 1 | S.m | -30,207 | 1,123.7 | 0 | -27 | | 252 | D | | | | | | | | | | | | | | |
7/25/25 19:15 | 7/24/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Freda Fabrizio | NY | D | | 1 | S | -4,979 | 1,122.8 | 0 | -4 | | 4 | D | | | | | | | | | | | | | | |
7/25/25 17:09 | 7/23/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Solomon David M | NY | DO | CB,CEO | 1 | S | -4,707 | 712.31 | 0 | -7 | | 142 | D | | | | | | | | | | | | | | |
7/25/25 17:08 | 7/23/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rogers John F.W. | NY | O | EVP | 1 | S | -4,310 | 717.39 | 0 | -6 | | 104 | D | | | | | | | | | | | | | | |
7/25/25 17:06 | 7/25/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Coleman Denis P. | NY | O | CFO | 1 | S.e | -6,910 | 724.44 | 0 | -10 | | 23 | D | | | | | | | | | | | | | | |
7/18/25 16:13 | 7/17/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Yeshaya Sharon | NY | O | CFO | 1 | S | -3,577 | 139.81 | 0 | -26 | | 129 | I | | | | | | | | | | | | | | |
7/18/25 16:12 | 7/17/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Smith Charles A | NY | O | Chief Ri | 1 | S | -2,806 | 140.30 | 0 | -20 | | 125 | D | | | | | | | | | | | | | | |
7/18/25 16:11 | 7/17/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Simkowitz Daniel A | NY | O | Co-P | 1 | S | -4,093 | 141.13 | 0 | -29 | | 393 | D | | | | | | | | | | | | | | |
7/18/25 16:10 | 7/17/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Saperstein Andrew M | NY | O | Co-P | 1 | S | -6,142 | 140.97 | 0 | -44 | | 294 | I | | | | | | | | | | | | | | |
7/18/25 16:08 | 7/17/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pizzi Michael A. | NY | O | Head Tec | 1 | S | -2,531 | 140.62 | 0 | -18 | | 136 | D | | | | | | | | | | | | | | |
7/18/25 16:07 | 7/17/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Grossman Eric F | NY | O | Chief Le | 1 | S | -1,693 | 141.12 | 0 | -12 | | 186 | D | | | | | | | | | | | | | | |
7/3/25 17:23 | 7/3/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Cruger William Frank Jr. | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 7 | 12 | 64 | D | | | | | | | | | | | | | | |
7/3/25 14:40 | 7/3/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Viola Michael T | NY | DT | | 1 | M.d | 0 | 0.00 | 0 | 7 | 6 | 121 | D | | | | | | | | | | | | | | |
7/3/25 14:36 | 7/3/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quick Christopher C | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 7 | 13 | 58 | D | | | | | | | | | | | | | | |
7/3/25 14:33 | 7/3/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Urban David | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 7 | 19 | 42 | D | | | | | | | | | | | | | | |
7/3/25 14:30 | 7/3/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Minieri Joanne | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 7 | 21 | 38 | D | | | | | | | | | | | | | | |
7/3/25 14:27 | 7/1/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gambale Virginia | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 7 | 28 | 31 | D | | | | | | | | | | | | | | |
7/3/25 13:51 | 7/3/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nixon John | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 7 | 20 | 41 | D | | | | | | | | | | | | | | |
7/3/25 13:24 | 7/3/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Grano Joseph J Jr | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 7 | 21 | 39 | D | | | | | | | | | | | | | | |
7/3/25 13:11 | 7/2/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Peterson Bradley J | NY | O | EVP,CIO | 1 | S | -1,023 | 88.87 | 0 | -12 | | 111 | D | | | | | | | | | | | | | | |
7/2/25 17:11 | 7/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Loop Paula | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 3 | 69 | D | | | | | | | | | | | | | | |
7/2/25 16:21 | 7/1/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Molluso Joseph | NY | O | Co-P,Co- | 1 | M.d | 0 | 0.00 | 0 | 98 | 26 | 476 | D | | | | | | | | | | | | | | |