10/17/24 17:18 | 7/24/23 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | 10 | S.dm | -67,218 | 71.00 | 0 | -947 | | 99,832 | M | | | | | | | | | | | | | | |
10/15/24 17:05 | 10/15/24 | FRGE | Forge Global Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Rodriques Kelly | CA | DO | CEO | 21 | S.m | -3,133 | 1.59 | 0 | -1,975 | | 13,281 | D | | | | | | | | | | | | | | |
10/10/24 21:28 | 10/10/24 | JEF | Jefferies Financial Group Inc. | NY | Financ | FinTrd | Security Brokers, Dealers & F | Friedman Brian P | NY | DO | P | 2 | S.m | -25,592 | 53.27 | 0 | -480 | | 5,649 | I | | | | | | | | | | | | | | |
10/10/24 18:40 | 10/8/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | 2 | S | -6,081 | 22.59 | 0 | -269 | | 351 | D | | | | | | | | | | | | | | |
10/10/24 16:30 | 10/8/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Malka Meyer | CA | D | | 1 | S | -80,879 | 25.07 | 0 | -3,226 | | 29,540 | I | | | | | | | | | | | | | | |
10/8/24 18:36 | 10/4/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 25 | S.d | -71,894 | 16.51 | 0 | -4,354 | | 902 | D | | | | | | | | | | | | | | |
10/7/24 17:59 | 10/3/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 16 | S.d | -3,916 | 14.15 | 0 | -277 | | 1,070 | D | | | | | | | | | | | | | | |
9/30/24 16:30 | 12/26/23 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | 5 | S.d | -1,826 | 138.79 | 0 | -13 | | 49 | D | | | | | | | | | | | | | | |
9/20/24 18:04 | 9/19/24 | STRT | Strattec Security Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | NY | T | | 7 | S | -54 | 31.76 | 0 | -2 | | 124 | I | | | | | | | | | | | | | | |
9/20/24 17:24 | 9/17/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | 12 | S.dm | -11,070 | 70.71 | 0 | -157 | | 2,331 | I | | | | | | | | | | | | | | |
9/20/24 16:30 | 12/11/23 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Edmonds Christopher Scott | GA | O | P,Fixed | 9 | S.d | -2,295 | 124.67 | 0 | -18 | | 17 | D | | | | | | | | | | | | | | |
9/20/24 16:30 | 9/18/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Williams Stuart Glen | GA | O | COO | 2 | S | -476 | 140.19 | 0 | -3 | | 15 | D | | | | | | | | | | | | | | |
9/18/24 17:25 | 9/16/24 | FRGE | Forge Global Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sievers Drew | CA | O | COO | 2 | S.m | -80 | 1.33 | 0 | -60 | | 3,112 | D | | | | | | | | | | | | | | |
9/17/24 19:11 | 9/15/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Fitzpatrick Lynne | IL | O | Sr MD CF | 1 | S | -164 | 216.99 | 0 | -1 | | 17 | D | | | | | | | | | | | | | | |
9/16/24 16:13 | 9/12/24 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Zecca John | NY | O | EVP | 1 | S | -792 | 71.97 | 0 | -11 | | 113 | D | | | | | | | | | | | | | | |
9/16/24 11:51 | 9/13/24 | TROW | Price T Rowe Group Inc | MD | Financ | FinTrd | Security & Commodity Brokers, | Hiebler Jessica M | MD | O | Principa | 3 | S.d | -335 | 110.79 | 0 | -3 | | 14 | D | | | | | | | | | | | | | | |
9/13/24 16:30 | 9/11/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprieser Judith A | GA | D | | 5 | S | -1,332 | 142.41 | 0 | -9 | | 32 | D | | | | | | | | | | | | | | |
9/11/24 18:30 | 9/9/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | 25 | S.d | -43,583 | 15.03 | 0 | -2,899 | | 829 | I | | | | | | | | | | | | | | |
9/11/24 16:30 | 12/8/23 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gardiner Warren | GA | O | CFO | 8 | S.d | -790 | 133.30 | 0 | -6 | | 21 | D | | | | | | | | | | | | | | |
9/9/24 16:15 | 9/6/24 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Casper Stephen P | NY | D | | 2 | S | -359 | 239.42 | 0 | -2 | | 55 | D | | | | | | | | | | | | | | |
9/9/24 14:17 | 9/6/24 | TROW | Price T Rowe Group Inc | MD | Financ | FinTrd | Security & Commodity Brokers, | Thomson Andrew Justin Mackenzie | MD | O | VP | 4 | S.d | -4,410 | 105.72 | 0 | -42 | | 129 | D | | | | | | | | | | | | | | |
9/6/24 16:30 | 9/4/24 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Griebenow Jill | IL | O | EVP,CFO | 1 | S | -346 | 213.33 | 0 | -2 | | 9 | D | | | | | | | | | | | | | | |
9/5/24 16:30 | 9/3/24 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Isaacson Christopher A | IL | O | EVP,COO | 5 | S | -4,071 | 172.85 | 0 | -24 | | 61 | D | | | | | | | | | | | | | | |
9/5/24 16:18 | 9/3/24 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Fowler John Moore | NY | D | | 7 | S | -259 | 76.13 | 0 | -3 | | 86 | D | | | | | | | | | | | | | | |
9/3/24 17:45 | 8/30/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Durkin Bryan T | IL | D | | 2 | S | -2,832 | 215.34 | 0 | -13 | | 62 | D | | | | | | | | | | | | | | |
8/30/24 18:15 | 8/30/24 | BLK | Blackrock Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Wiedman Mark | NY | O | Senior M | 8 | S.dm | -64,912 | 845.00 | 0 | -77 | | 8 | D | | | | | | | | | | | | | | |
8/30/24 18:13 | 8/29/24 | BLK | Blackrock Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Kushel J. Richard | NY | O | Senior M | 3 | S.dm | -18,113 | 854.03 | 0 | -21 | | 145 | D | | | | | | | | | | | | | | |
8/30/24 09:23 | 12/1/23 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | DO | Exec CB | 13 | S.dm | -70,990 | 63.57 | 0 | -1,117 | | 8,420 | D | | | | | | | | | | | | | | |
8/29/24 16:30 | 8/21/23 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Tirinnanzi Martha A | GA | D | | 4 | S | -276 | 137.13 | 0 | -2 | | 4 | D | | | | | | | | | | | | | | |
8/28/24 18:14 | 8/26/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | 10 | S.d | -1,800 | 15.00 | 0 | -120 | | 1,077 | D | | | | | | | | | | | | | | |
8/28/24 16:30 | 8/26/24 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Wilkinson Allen | IL | O | SVP,CHIE | 2 | S | -67 | 190.99 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
8/27/24 16:30 | 12/13/23 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Namkung James W | GA | O | Chief Ac | 4 | S.m | -775 | 137.31 | 0 | -6 | | 18 | D | | | | | | | | | | | | | | |
8/26/24 16:31 | 8/22/24 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | McPeek Jennifer J | IL | D | | 1 | S | -412 | 206.11 | 0 | -2 | | 5 | D | | | | | | | | | | | | | | |
8/21/24 16:51 | 8/21/24 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Soran Philip | MN | D | | 2 | S | -1,131 | 258.59 | 0 | -4 | | 20 | D | | | | | | | | | | | | | | |
8/21/24 16:01 | 8/19/24 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Wotczak Robert | NY | O | CEO - Pr | 2 | S.m | -627 | 85.27 | 0 | -7 | | 74 | D | | | | | | | | | | | | | | |
8/19/24 16:18 | 8/19/24 | OPY | Oppenheimer Holdings Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Behrens Evan | NY | D | | 3 | S.m | -698 | 40.17 | 0 | -17 | | 6 | D | | | | | | | | | | | | | | |
8/16/24 16:36 | 8/15/24 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Abraham Chad R | MN | DO | CEO,CB | 2 | S.dm | -5,585 | 206.86 | 0 | -27 | | 75 | D | | | | | | | | | | | | | | |
8/16/24 16:15 | 12/8/23 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | McPherson Kevin M | NY | O | Chief Re | 6 | S | -2,151 | 249.19 | 0 | -9 | | 72 | D | | | | | | | | | | | | | | |
8/16/24 16:04 | 8/15/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Solomon David M | NY | DO | CB,CEO | 4 | S | -10,974 | 409.46 | 0 | -27 | | 147 | D | | | | | | | | | | | | | | |
8/14/24 16:15 | 8/13/24 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Pintoff Scott | NY | O | GC,Secre | 1 | S | -216 | 240.01 | 0 | -1 | | 9 | D | | | | | | | | | | | | | | |
8/13/24 17:06 | 8/12/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Elwyn Tashtego S | FL | O | CEO,P - | 1 | S | -3,429 | 109.64 | 0 | -31 | | 43 | D | | | | | | | | | | | | | | |
8/13/24 16:24 | 8/9/24 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Peterson Bradley J | NY | O | EVP | 1 | S | -2,712 | 67.79 | 0 | -40 | | 156 | D | | | | | | | | | | | | | | |
8/12/24 16:19 | 8/8/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Dixon Troy | NY | D | | 1 | S | -283 | 113.64 | 0 | -2 | | 1 | D | | | | | | | | | | | | | | |
8/12/24 16:19 | 8/9/24 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Richards David | NY | D | | 1 | S | -396 | 9.02 | 0 | -44 | | 15 | D | | | | | | | | | | | | | | |
8/9/24 16:36 | 8/9/24 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Geelan John W | MN | O | GC | 2 | S | -791 | 235.42 | 0 | -3 | | 17 | D | | | | | | | | | | | | | | |
8/9/24 16:30 | 8/7/24 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Clay Catherine R | IL | O | EVP,GLOB | 3 | S | -559 | 186.34 | 0 | -3 | | 5 | D | | | | | | | | | | | | | | |
8/9/24 16:15 | 8/8/24 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Roupie Christophe Pierre Daniel | NY | O | Head of | 1 | S | -143 | 231.63 | 0 | -1 | | 7 | D | | | | | | | | | | | | | | |
8/8/24 17:50 | 8/6/24 | BLK | Blackrock Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fink Laurence | NY | DO | CB,CEO | 5 | S | -99,952 | 787.08 | 0 | -127 | | 451 | D | | | | | | | | | | | | | | |
8/8/24 16:21 | 8/7/24 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Philip Andrew | NY | H | Subsidia | 5 | S.m | -2,860 | 73.11 | 0 | -39 | | 241 | D | | | | | | | | | | | | | | |
8/8/24 16:07 | 8/6/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Yared Rana | NY | D | | 2 | S.m | -279 | 91.65 | 0 | -3 | | 2 | D | | | | | | | | | | | | | | |
8/7/24 21:00 | 8/5/24 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gambale Virginia | NY | D | | 1 | S.d | -147 | 27.30 | 0 | -5 | | 24 | D | | | | | | | | | | | | | | |
8/6/24 18:50 | 8/2/24 | BLK | Blackrock Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Daley Pamela | NY | D | | 1 | S | -1,289 | 842.08 | 0 | -2 | | 6 | D | | | | | | | | | | | | | | |
8/6/24 16:30 | 8/2/24 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Howson Dave | IL | O | EVP,GLOB | 6 | S.dm | -5,609 | 177.31 | 0 | -32 | | 18 | D | | | | | | | | | | | | | | |
8/6/24 16:30 | 8/5/24 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Doyle Jonathan J | MN | DO | Hd of Fi | 2 | S.m | -8,490 | 198.86 | 0 | -43 | | 166 | D | | | | | | | | | | | | | | |
8/2/24 18:31 | 8/1/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Woolway Paul V | TX | O | MD,Chief | 1 | S | -75 | 65.20 | 0 | -1 | | 96 | I | | | | | | | | | | | | | | |
8/2/24 08:17 | 7/31/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Allaire Bella Loykhter | FL | O | EVP-RJA | 1 | S | -1,997 | 115.00 | 0 | -17 | | 77 | D | | | | | | | | | | | | | | |
8/1/24 09:42 | 7/31/24 | OPY | Oppenheimer Holdings Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | McNamara Dennis P | NY | O | Secretar | 1 | S | -308 | 51.28 | 0 | -6 | | 21 | D | | | | | | | | | | | | | | |
7/30/24 17:51 | 7/29/24 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Argus Seller, LP | IL | T | | 1 | S.e | 0 | 0.00 | 0 | -42,804 | | 42,804 | D | | | | | | | | | | | | | | |
7/26/24 16:10 | 7/26/24 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Crawley Mandell | NY | O | CHRO | 2 | S | -1,061 | 101.50 | 0 | -10 | | 46 | D | | | | | | | | | | | | | | |
7/22/24 17:29 | 7/18/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Bruni Enrico | NY | O | MD,Europ | 6 | S.dm | -9,037 | 105.00 | 0 | -86 | | 89 | D | | | | | | | | | | | | | | |
7/19/24 16:31 | 7/18/24 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Akram Raja | NY | O | Deputy C | 4 | S | -3,018 | 92.86 | 0 | -33 | | 98 | D | | | | | | | | | | | | | | |
7/19/24 16:30 | 7/19/24 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Yeshaya Sharon | NY | O | CFO | 1 | S | -1,617 | 104.00 | 0 | -16 | | 109 | I | | | | | | | | | | | | | | |
7/19/24 16:29 | 7/17/24 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Herz Robert H | NY | D | | 1 | S | -107 | 106.62 | 0 | -1 | | 96 | D | | | | | | | | | | | | | | |
7/19/24 16:28 | 7/17/24 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Simkowitz Daniel A | NY | O | Co-P | 2 | S | -7,789 | 100.36 | 0 | -78 | | 444 | D | | | | | | | | | | | | | | |
7/19/24 16:26 | 7/17/24 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gorman James P | NY | DO | Exec CB | 7 | S | -70,998 | 94.66 | 0 | -750 | | 1,138 | I | | | | | | | | | | | | | | |
7/18/24 16:08 | 7/16/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Montag Thomas K. | NY | D | | 1 | S | -5,050 | 505.04 | 0 | -10 | | 197 | I | | | | | | | | | | | | | | |
7/18/24 16:07 | 7/16/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Viniar David A | NY | D | | 2 | S | -4,673 | 467.34 | 0 | -10 | | 819 | D | | | | | | | | | | | | | | |
7/18/24 16:05 | 7/16/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lee Brian J | NY | O | Chief Ri | 2 | S | -6,101 | 420.79 | 0 | -15 | | 25 | M | | | | | | | | | | | | | | |
7/16/24 16:34 | 7/15/24 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Nguyen Xuong | IL | H | Retired | 4 | S.d | -2,701 | 77.17 | 0 | -35 | | 81 | D | | | | | | | | | | | | | | |
7/15/24 16:48 | 7/11/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | 1 | S.d | -59 | 75.00 | 0 | -1 | | 55 | M | | | | | | | | | | | | | | |
7/10/24 16:31 | 7/8/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Kapani Mayur | GA | O | CTO | 2 | S.d | -112 | 140.56 | 0 | -1 | | 64 | D | | | | | | | | | | | | | | |
7/10/24 16:30 | 1/4/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprecher Jeffrey C | GA | DO | CEO | 5 | S.d | -88,118 | 131.13 | 0 | -672 | | 4,133 | M | | | | | | | | | | | | | | |
7/3/24 16:30 | 11/24/23 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Foley Douglas | GA | O | SVP,HR,A | 6 | S.d | -2,208 | 132.44 | 0 | -17 | | 27 | D | | | | | | | | | | | | | | |
7/3/24 16:30 | 7/1/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Bowen Sharon | GA | D | | 1 | S | -279 | 137.03 | 0 | -2 | | 14 | D | | | | | | | | | | | | | | |
6/25/24 06:56 | 6/24/24 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Doran William | PA | D | | 1 | S | -335 | 67.04 | 0 | -5 | | 656 | D | | | | | | | | | | | | | | |
6/18/24 16:13 | 6/14/24 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Arnold Dan H. | CA | DO | P,CEO | 4 | S.dm | -15,431 | 265.58 | 0 | -58 | | 146 | D | | | | | | | | | | | | | | |
6/18/24 16:01 | 6/18/24 | TROW | Price T Rowe Group Inc | MD | Financ | FinTrd | Security & Commodity Brokers, | Sawyer Dorothy C | MD | H | VP | 1 | S | -234 | 117.00 | 0 | -2 | | 36 | D | | | | | | | | | | | | | | |
6/17/24 20:51 | 11/8/23 | STGW | Stagwell Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Goldman Sachs Group Inc | NY | T | | 5 | S | -144,420 | 10.16 | 0 | -14,219 | | 65,055 | I | | | | | | | | | | | | | | |
6/14/24 19:07 | 6/12/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Clark Bernard J. | TX | O | MD Head | 2 | S.d | -6,105 | 71.33 | 0 | -86 | | 126 | M | | | | | | | | | | | | | | |
6/14/24 17:25 | 6/13/24 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Rotsztain Diego | NY | O | Chief Go | 4 | S | -639 | 71.18 | 0 | -9 | | 30 | D | | | | | | | | | | | | | | |
6/14/24 10:19 | 6/13/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Carey Charles P | IL | D | | 1 | S | -586 | 195.44 | 0 | -3 | | 7 | I | | | | | | | | | | | | | | |
6/10/24 16:30 | 6/7/24 | COHN | Cohen & Co Inc. | MD | Financ | FinTrd | Security Brokers, Dealers & F | Pooler Joseph W. Jr. | PA | O | EVP,CFO, | 1 | S | -116 | 11.64 | 0 | -10 | | 59 | D | | | | | | | | | | | | | | |
6/7/24 17:46 | 6/6/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Glickman Daniel R | IL | D | | 2 | S | -286 | 203.93 | 0 | -1 | | 17 | D | | | | | | | | | | | | | | |
6/7/24 16:30 | 6/5/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Hague William Jefferson | GA | D | | 1 | S | -91 | 134.50 | 0 | -1 | | 19 | D | | | | | | | | | | | | | | |
5/21/24 18:13 | 5/20/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Cook Elizabeth A | IL | D | | 3 | S | -421 | 210.67 | 0 | -2 | | 20 | I | | | | | | | | | | | | | | |
5/21/24 17:25 | 5/20/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Berns Steven | NY | D | | 1 | S | -86 | 112.71 | 0 | -1 | | 4 | D | | | | | | | | | | | | | | |
5/21/24 17:25 | 5/17/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Furber Sara | NY | O | CFO | 1 | S | -1,481 | 112.49 | 0 | -13 | | 83 | D | | | | | | | | | | | | | | |
5/21/24 16:44 | 5/17/24 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schoneman Debbra L. | MN | O | P | 6 | S.m | -5,527 | 184.24 | 0 | -30 | | 73 | I | | | | | | | | | | | | | | |
5/21/24 16:37 | 5/17/24 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Lyon Charles M | FL | H | Subsidia | 7 | S.edm | -7,092 | 70.92 | 0 | -100 | | 62 | D | | | | | | | | | | | | | | |
5/20/24 16:06 | 5/16/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rogers John F.W. | NY | O | EVP | 1 | S | -6,898 | 466.25 | 0 | -15 | | 81 | M | | | | | | | | | | | | | | |
5/13/24 18:00 | 5/13/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Savage Terry L | IL | D | | 1 | S | -527 | 210.65 | 0 | -3 | | 17 | I | | | | | | | | | | | | | | |
5/13/24 17:32 | 5/9/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Hult William | NY | DO | CEO | 3 | S.dm | -16,419 | 104.55 | 0 | -157 | | 229 | D | | | | | | | | | | | | | | |
5/9/24 13:29 | 5/8/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Piell Hilda Harris | IL | O | Sr MD,CH | 2 | S | -2,433 | 209.43 | 0 | -12 | | 31 | D | | | | | | | | | | | | | | |
5/8/24 18:55 | 5/7/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Zucker Scott | NY | O | Chief Ad | 3 | S | -1,181 | 98.09 | 0 | -12 | | 30 | D | | | | | | | | | | | | | | |
5/8/24 16:06 | 5/6/24 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Windeatt Sean A | NY | O | COO | 1 | S.m | -1,386 | 8.75 | 0 | -158 | | 641 | D | | | | | | | | | | | | | | |
5/6/24 17:16 | 5/3/24 | NAVI | Navient Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Heleen Mark L | VA | O | EVP,CLO, | 4 | S | -882 | 17.64 | 0 | -50 | | 415 | D | | | | | | | | | | | | | | |
5/6/24 16:42 | 5/3/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Bunn James E | FL | O | P-GlobEq | 1 | S | -1,381 | 124.44 | 0 | -11 | | 49 | D | | | | | | | | | | | | | | |
5/6/24 16:33 | 5/3/24 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Parthemore Eric | FL | D | | 4 | S | -481 | 71.72 | 0 | -7 | | 22 | D | | | | | | | | | | | | | | |
5/3/24 16:40 | 5/2/24 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Peacock David A | MO | D | | 1 | S | -1,039 | 79.90 | 0 | -13 | | 19 | I | | | | | | | | | | | | | | |
5/3/24 16:33 | 5/1/24 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Bryan Everard | NY | O | EVP | 3 | S | -764 | 61.08 | 0 | -13 | | 64 | D | | | | | | | | | | | | | | |
5/1/24 17:06 | 4/29/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Duffy Terrence A | IL | DO | CB,CEO | 2 | S | -14,555 | 207.93 | 0 | -70 | | 67 | D | | | | | | | | | | | | | | |
4/30/24 10:20 | 4/29/24 | TROW | Price T Rowe Group Inc | MD | Financ | FinTrd | Security & Commodity Brokers, | Maclellan Robert F. | MD | D | | 1 | S.d | -344 | 113.08 | 0 | -3 | | 35 | D | | | | | | | | | | | | | | |
4/29/24 14:41 | 4/26/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Raney Steven M | FL | O | P,CEO RJ | 3 | S.d | -1,199 | 112.71 | 0 | -11 | | 60 | D | | | | | | | | | | | | | | |
4/26/24 17:20 | 4/24/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Crawford Peter B. | TX | O | CFO | 8 | S.dm | -3,023 | 66.46 | 0 | -45 | | 61 | M | | | | | | | | | | | | | | |
4/24/24 21:32 | 4/24/24 | JEF | Jefferies Financial Group Inc. | NY | Financ | FinTrd | Security Brokers, Dealers & F | Handler Richard B | NY | DO | CEO | 1 | S | -65,251 | 43.50 | 0 | -1,500 | | 16,707 | D | | | | | | | | | | | | | | |
4/23/24 21:35 | 4/19/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ellis Stephen A | TX | D | | 1 | S.d | -1,080 | 73.21 | 0 | -15 | | 116 | M | | | | | | | | | | | | | | |
4/19/24 16:05 | 4/17/24 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Smith Charles Aubrey III | NY | O | Chief Ri | 2 | S | -1,527 | 90.87 | 0 | -17 | | 136 | D | | | | | | | | | | | | | | |
4/18/24 21:44 | 4/16/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Goldfarb Mark A | TX | D | | 1 | S | -503 | 70.86 | 0 | -7 | | 27 | I | | | | | | | | | | | | | | |
4/18/24 21:29 | 4/16/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Sarin Arun | TX | D | | 1 | S.d | -356 | 71.11 | 0 | -5 | | 26 | M | | | | | | | | | | | | | | |
4/18/24 21:13 | 4/16/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Murtagh Nigel J | TX | O | Chief Ri | 3 | S.d | -3,664 | 69.21 | 0 | -53 | | 83 | D | | | | | | | | | | | | | | |
4/18/24 21:08 | 4/16/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Morgan Peter J. III | TX | O | GC | 3 | S | -2,683 | 67.61 | 0 | -40 | | 8 | D | | | | | | | | | | | | | | |
4/18/24 21:05 | 4/16/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Martinetto Joseph R | TX | O | COO | 1 | S | -3,046 | 70.83 | 0 | -43 | | 302 | I | | | | | | | | | | | | | | |
3/28/24 20:45 | 3/22/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Adams John K Jr | TX | D | | 2 | S.d | -2,281 | 72.64 | 0 | -31 | | 45 | D | | | | | | | | | | | | | | |
3/28/24 10:42 | 3/8/24 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Klauder Paul | PA | O | EVP | 1 | S.d | -140 | 69.80 | 0 | -2 | | 35 | D | | | | | | | | | | | | | | |
3/27/24 16:13 | 3/25/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Peterson Justin | NY | O | CTO | 5 | S.d | -5,258 | 92.49 | 0 | -57 | | 69 | D | | | | | | | | | | | | | | |
3/25/24 19:28 | 3/21/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Craig Jonathan M. | TX | O | Please s | 2 | S.d | -3,654 | 68.00 | 0 | -54 | -100 | 0 | M | | | | | | | | | | | | | | |
3/22/24 16:30 | 3/22/24 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Borse Dubai Ltd | C0 | T | | 1 | S | -1,797,907 | 58.00 | 0 | -31,000 | | 58,342 | D | | | | | | | | | | | | | | |
3/22/24 16:02 | 1/31/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | McCourt Timothy Francis | IL | O | Sr MD Gl | 4 | S | -363 | 216.46 | 0 | -2 | | 6 | D | | | | | | | | | | | | | | |
3/20/24 16:31 | 3/20/24 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Friedman Douglas | NY | O | GC,Secre | 4 | S.d | -3,871 | 99.78 | 0 | -39 | | 36 | D | | | | | | | | | | | | | | |
3/15/24 19:44 | 12/18/23 | STHO | Star Holdings | DE | Financ | FinTrd | Security Brokers, Dealers & F | Cowen Inc. | NY | T | | 4 | S.m | -1,744 | 11.49 | 0 | -152 | | 1,997 | I | | | | | | | | | | | | | | |
3/15/24 16:49 | 3/13/24 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Sliney David D | MO | O | COO | 1 | S.m | -1,553 | 74.68 | 0 | -21 | | 185 | D | | | | | | | | | | | | | | |
3/15/24 08:51 | 3/13/24 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Branch Scott J | NY | H | Retired | 3 | S | -1,509 | 67.08 | 0 | -23 | | 1,101 | I | | | | | | | | | | | | | | |
3/14/24 16:30 | 3/12/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Martin Lynn C | GA | O | P,NYSE G | 2 | S | -1,348 | 137.10 | 0 | -10 | | 59 | D | | | | | | | | | | | | | | |
3/13/24 16:32 | 3/11/24 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sexton John P | IL | O | EVP,GC,C | 2 | S | -1,703 | 170.86 | 0 | -10 | | 17 | D | | | | | | | | | | | | | | |
3/12/24 17:00 | 3/11/24 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Michaud Thomas B. | NY | O | SVP | 1 | S.d | -1,888 | 74.26 | 0 | -25 | | 90 | D | | | | | | | | | | | | | | |
3/11/24 14:53 | 3/8/24 | TROW | Price T Rowe Group Inc | MD | Financ | FinTrd | Security & Commodity Brokers, | Hrabowski Freeman A III | MD | D | | 1 | S.d | -1,034 | 118.32 | 0 | -9 | | 21 | D | | | | | | | | | | | | | | |
3/8/24 16:30 | 3/6/24 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | King Elizabeth Kathryn | GA | O | Global H | 2 | S | -1,727 | 136.39 | 0 | -13 | | 17 | D | | | | | | | | | | | | | | |
3/6/24 16:01 | 3/6/24 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | 77/7 Al Farabi Ave
Almaty, 1P 050040">Tukanov Renat | 1P | O | CTO | 1 | S | -226 | 75.43 | 0 | -3 | | 9 | D | | | | | | | | | | | | | | |
2/27/24 20:04 | 2/26/24 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sethi Kabir | CA | O | MD | 1 | S | -346 | 266.50 | 0 | -1 | | 10 | D | | | | | | | | | | | | | | |
2/27/24 19:51 | 2/26/24 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gates Greg | CA | O | MD | 1 | S | -3,036 | 266.27 | 0 | -11 | | 19 | D | | | | | | | | | | | | | | |
2/27/24 19:42 | 2/26/24 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Enyedi Matthew | CA | O | MD | 3 | S.d | -1,740 | 246.92 | 0 | -7 | | 10 | D | | | | | | | | | | | | | | |
2/27/24 19:25 | 2/26/24 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Audette Matthew J | CA | O | CFO,Head | 2 | S.d | -8,371 | 251.56 | 0 | -33 | | 14 | D | | | | | | | | | | | | | | |
2/26/24 16:09 | 2/22/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Berlinski Philip R. | NY | O | Global T | 1 | S | -4,551 | 390.64 | 0 | -12 | | 25 | D | | | | | | | | | | | | | | |
2/26/24 16:07 | 2/23/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Coleman Denis P. | NY | O | CFO | 1 | S | -5,001 | 394.43 | 0 | -13 | | 34 | D | | | | | | | | | | | | | | |
2/26/24 11:54 | 2/23/24 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Warner Mark Andrew | PA | H | See Rema | 1 | S.d | -202 | 67.31 | 0 | -3 | | 1 | D | | | | | | | | | | | | | | |
2/23/24 18:41 | 2/23/24 | BLK | Blackrock Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lord Rachel | NY | O | Senior M | 1 | S.d | -29,498 | 818.06 | 0 | -36 | | 17 | D | | | | | | | | | | | | | | |
2/23/24 17:03 | 2/21/24 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nesi Victor | NY | O | Co-P | 1 | S | -2,713 | 75.37 | 0 | -36 | | 285 | I | | | | | | | | | | | | | | |
2/23/24 16:18 | 2/21/24 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nemser Earl H | CT | DO | Vice CB | 4 | S.m | -19,834 | 99.17 | 0 | -200 | | 209 | D | | | | | | | | | | | | | | |
2/14/24 18:28 | 2/12/24 | BLK | Blackrock Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Cohen Stephen | NY | O | Senior M | 1 | S | -765 | 805.55 | 0 | -1 | | 4 | D | | | | | | | | | | | | | | |
2/14/24 17:54 | 12/4/23 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Jackson Benjamin | GA | O | P | 6 | S.d | -6,269 | 125.21 | 0 | -50 | | 160 | D | | | | | | | | | | | | | | |
2/14/24 16:19 | 2/12/24 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Saperstein Andrew M | NY | O | Co-P | 4 | S | -7,699 | 89.62 | 0 | -86 | | 323 | D | | | | | | | | | | | | | | |
2/14/24 11:57 | 2/12/24 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Sharma Sanjay | PA | O | See Rema | 1 | S.d | -1,008 | 67.20 | 0 | -15 | | 17 | D | | | | | | | | | | | | | | |
2/9/24 18:16 | 2/7/24 | BLK | Blackrock Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Meade Christopher J. | NY | O | GC,CLO | 2 | S.d | -16,790 | 795.72 | 0 | -21 | | 12 | D | | | | | | | | | | | | | | |
2/9/24 10:30 | 9/19/23 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Withrow Wayne | PA | O | EVP | 5 | S.dm | -4,143 | 63.73 | 0 | -65 | | 55 | D | | | | | | | | | | | | | | |
2/7/24 18:57 | 2/5/24 | BLK | Blackrock Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Comerchero Marc D. | NY | O | Principa | 1 | S | -353 | 785.10 | 0 | 0 | | 6 | D | | | | | | | | | | | | | | |
2/7/24 17:34 | 2/5/24 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Frank Thomas Aj | CT | O | CIO | 26 | S.m | -90,218 | 90.22 | 0 | -1,000 | | 1,015 | D | | | | | | | | | | | | | | |
2/5/24 21:36 | 2/1/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Herringer Frank C | TX | D | | 1 | S.d | -472 | 62.25 | 0 | -8 | | 225 | M | | | | | | | | | | | | | | |
2/2/24 18:58 | 2/2/24 | BLK | Blackrock Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Small Martin | NY | O | CFO,Seni | 1 | S | -5,533 | 786.36 | 0 | -7 | | 5 | D | | | | | | | | | | | | | | |
2/1/24 16:20 | 1/30/24 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Grossman Eric F | NY | O | Chief Le | 1 | S.m | -4,685 | 88.18 | 0 | -53 | | 235 | D | | | | | | | | | | | | | | |
1/31/24 10:00 | 1/29/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Santelli Jonathan N | FL | O | EVP,GC,S | 1 | S | -212 | 111.91 | 0 | -2 | | 22 | D | | | | | | | | | | | | | | |
1/25/24 16:12 | 1/23/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fredman Sheara J | NY | O | Chief Ac | 1 | S.d | -1,635 | 380.15 | 0 | -4 | | 11 | D | | | | | | | | | | | | | | |
1/25/24 16:07 | 1/23/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ruemmler Kathryn H. | NY | O | GC,GC | 1 | S.d | -2,764 | 379.81 | 0 | -7 | | 7 | D | | | | | | | | | | | | | | |
1/3/24 16:07 | 1/2/24 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Merkel Stephen M | NY | O | EVP,GC | 1 | S | 0 | 0.00 | 0 | -137 | | 76 | D | | | | | | | | | | | | | | |
12/18/23 17:58 | 12/14/23 | NAVI | Navient Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Kane John M | VA | O | EVP,Grou | 1 | S | -2,855 | 19.02 | 0 | -150 | | 500 | D | | | | | | | | | | | | | | |
12/15/23 16:40 | 12/13/23 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Maurer Mark Lowry | IL | H | Chief Ri | 1 | S | -336 | 67.21 | 0 | -5 | | 42 | D | | | | | | | | | | | | | | |
12/13/23 16:50 | 12/13/23 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fisher Mark P | CA | O | SVP,GC | 1 | S | -524 | 64.75 | 0 | -8 | | 40 | D | | | | | | | | | | | | | | |
12/13/23 08:44 | 12/12/23 | TROW | Price T Rowe Group Inc | MD | Financ | FinTrd | Security & Commodity Brokers, | Higginbotham Robert C.T. | MD | O | VP | 4 | S.m | -4,989 | 97.09 | 0 | -51 | | 71 | D | | | | | | | | | | | | | | |
12/5/23 18:30 | 12/1/23 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sammann Derek | IL | O | Sr MD Gl | 1 | S.m | -2,769 | 220.73 | 0 | -13 | | 29 | I | | | | | | | | | | | | | | |
12/5/23 10:55 | 12/4/23 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Catanese George | FL | O | Chief Ri | 1 | S | -413 | 106.75 | 0 | -4 | | 12 | D | | | | | | | | | | | | | | |
12/4/23 15:38 | 12/1/23 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Romeo Carmen | PA | D | | 1 | S.d | -295 | 59.00 | 0 | -5 | 0 | 1,589 | D | | | | | | | | | | | | | | |
12/1/23 16:22 | 11/29/23 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Reilly Paul C | FL | DO | Chair,CE | 1 | S.d | -5,200 | 103.99 | 0 | -50 | | 274 | D | | | | | | | | | | | | | | |
11/24/23 13:06 | 11/21/23 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Leslie Ericka T | NY | O | Chief Ad | 1 | S | -461 | 335.15 | 0 | -1 | | 10 | D | | | | | | | | | | | | | | |
11/21/23 16:01 | 11/20/23 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Lukyanov Sergey | 1P | O | *See Rem | 2 | S.m | -1,728 | 82.26 | 0 | -21 | | 67 | D | | | | | | | | | | | | | | |
11/17/23 11:56 | 11/15/23 | TROW | Price T Rowe Group Inc | MD | Financ | FinTrd | Security & Commodity Brokers, | Stromberg William J | MD | DO | Non-Exec | 1 | S | -985 | 98.48 | 0 | -10 | | 965 | M | | | | | | | | | | | | | | |
11/13/23 06:00 | 11/8/23 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Dowdle Jeffrey A | FL | O | COO,Head | 2 | S | -1,309 | 98.20 | 0 | -13 | | 64 | D | | | | | | | | | | | | | | |
11/9/23 16:02 | 11/7/23 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brody Paul Jonathan | CT | DO | CFO | 22 | S.m | -43,115 | 86.23 | 0 | -500 | | 1,184 | I | | | | | | | | | | | | | | |
11/7/23 07:38 | 11/6/23 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Suskind Dennis | IL | D | | 1 | S | -320 | 213.60 | 0 | -2 | | 3 | D | | | | | | | | | | | | | | |
11/6/23 16:47 | 11/2/23 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Jambusaria Aneri | CA | O | MD | 1 | S | -429 | 222.37 | 0 | -2 | | 2 | D | | | | | | | | | | | | | | |
11/3/23 16:08 | 11/1/23 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Dennison Ann M | NY | O | EVP | 2 | S | -510 | 49.73 | 0 | -10 | | 65 | D | | | | | | | | | | | | | | |
11/1/23 10:06 | 10/31/23 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprague Suzanne | IL | O | Sr MD Gl | 1 | S | -243 | 211.79 | 0 | -1 | | 7 | D | | | | | | | | | | | | | | |
10/26/23 16:58 | 10/24/23 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Sneed Paula A | TX | D | | 1 | S | -346 | 49.98 | 0 | -7 | | 117 | I | | | | | | | | | | | | | | |
10/26/23 14:53 | 10/26/23 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gepsman Martin J | IL | D | | 1 | S | -65 | 216.33 | 0 | 0 | | 25 | D | | | | | | | | | | | | | | |
10/12/23 17:06 | 10/12/23 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Kiriaku Liudmila | G4 | O | VP of Co | 1 | S | -255 | 85.12 | 0 | -3 | -100 | 0 | D | | | | | | | | | | | | | | |
10/10/23 20:22 | 10/5/23 | MNP | Western Asset Municipal Partners Fund Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Morgan Stanley | NY | T | | 2 | S | -16,671 | 15.88 | 0 | -1,050 | | 8,465 | I | | | | | | | | | | | | | | |
9/28/23 09:17 | 9/27/23 | TROW | Price T Rowe Group Inc | MD | Financ | FinTrd | Security & Commodity Brokers, | McCormick Andrew C. | MD | O | VP | 1 | S | -522 | 103.63 | 0 | -5 | | 65 | D | | | | | | | | | | | | | | |
9/21/23 16:09 | 9/19/23 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Peterson Michael | PA | O | EVP,GC | 2 | S.d | -2,164 | 61.84 | 0 | -35 | | 3 | D | | | | | | | | | | | | | | |
9/20/23 13:44 | 9/19/23 | TAGS | Teucrium Commodity Trust | | Financ | FinTrd | Commodity Contracts Brokers & | Gilbertie Sal | VT | OT | CEO | 1 | S | -3 | 30.99 | 0 | 0 | -100 | 0 | D | | | | | | | | | | | | | | |
9/15/23 16:15 | 9/13/23 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Steinmeier Richard | CA | O | MD | 1 | S | -2,500 | 242.68 | 0 | -10 | | 17 | D | | | | | | | | | | | | | | |
9/11/23 15:51 | 9/8/23 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy Kathryn | PA | D | | 1 | S.d | -606 | 60.58 | 0 | -10 | | 72 | D | | | | | | | | | | | | | | |
9/1/23 11:19 | 8/30/23 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McGonigle Dennis | PA | O | EVP,CFO | 1 | S.d | -1,867 | 62.22 | 0 | -30 | | 594 | D | | | | | | | | | | | | | | |
8/21/23 16:52 | 8/18/23 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Reichert Christopher K | MO | O | CEO of S | 1 | S | -1,560 | 62.39 | 0 | -25 | | 42 | M | | | | | | | | | | | | | | |
8/18/23 16:09 | 8/17/23 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ziemba Peter M | NY | O | Chief Ad | 1 | S.m | -698 | 6.98 | 0 | -100 | | 1,038 | D | | | | | | | | | | | | | | |
8/15/23 18:18 | 8/15/23 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Holzrichter Julie | IL | O | Sr MD CO | 1 | S | -1,233 | 205.47 | 0 | -6 | | 32 | D | | | | | | | | | | | | | | |
8/14/23 12:01 | 8/11/23 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Bitsberger Timothy S. | IL | D | | 1 | S | -165 | 205.92 | 0 | -1 | | 11 | D | | | | | | | | | | | | | | |
8/11/23 10:19 | 8/10/23 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Winkler Julie | IL | O | Sr MD Ch | 1 | S | -1,296 | 207.00 | 0 | -6 | | 25 | D | | | | | | | | | | | | | | |
8/10/23 16:30 | 8/8/23 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Goodman Jill R | IL | D | | 1 | S | -732 | 144.95 | 0 | -5 | | 13 | D | | | | | | | | | | | | | | |
8/4/23 19:29 | 8/3/23 | JEF | Jefferies Financial Group Inc. | NY | Financ | FinTrd | Security Brokers, Dealers & F | Steinberg Joseph S | NY | DOT | CB | 2 | S.m | -41,398 | 36.06 | 0 | -1,148 | | 21,278 | I | | | | | | | | | | | | | | |
8/2/23 11:27 | 7/31/23 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Carter Horace | FL | O | P,Fixed | 1 | S | -410 | 109.12 | 0 | -4 | | 21 | D | | | | | | | | | | | | | | |
7/28/23 19:53 | 7/27/23 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Cutinho Sunil | IL | O | CIO | 1 | S.m | -3,860 | 198.67 | 0 | -19 | | 23 | D | | | | | | | | | | | | | | |
7/26/23 16:14 | 7/24/23 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pick Edward N | NY | O | Co-P,Hea | 1 | S | -9,433 | 94.33 | 0 | -100 | | 609 | D | | | | | | | | | | | | | | |
7/26/23 16:13 | 7/24/23 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Splinter Michael R | NY | D | | 1 | S | -59 | 51.03 | 0 | -1 | | 215 | I | | | | | | | | | | | | | | |
7/12/23 16:43 | 7/10/23 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Tilly Edward T | IL | DO | CB,CEO | 2 | S | -2,172 | 135.77 | 0 | -16 | | 186 | D | | | | | | | | | | | | | | |
6/30/23 16:06 | 6/28/23 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Hicke Ryan | PA | DO | CEO | 1 | S.d | -1 | 59.26 | 0 | 0 | 0 | 112 | D | | | | | | | | | | | | | | |