11/5/25 17:06 | 11/5/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schoneman Debbra L. | MN | O | P | 2 | S.d | -5,318 | 303.86 | 0 | -18 | | 59 | D | | | | | | | | | | | | | | |
11/5/25 16:35 | 11/3/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Fowler John Moore | NY | D | | 7 | S | -1,055 | 103.30 | 0 | -10 | | 120 | D | | | | | | | | | | | | | | |
11/5/25 16:12 | 11/3/25 | DAY | Dayforce, Inc. | MD | Financ | FinTrd | Security & Commodity Brokers, | Price T Rowe Associates Inc /Md/ | MD | T | | 5 | S.m | -5,926 | 68.55 | 0 | -86 | 0 | 24,797 | I | | | | | | | | | | | | | | |
11/5/25 16:00 | 11/3/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Skule Jeremy | NY | O | EVP,CSO | 11 | S | -4,165 | 81.86 | 0 | -51 | | 115 | D | | | | | | | | | | | | | | |
11/4/25 11:34 | 11/3/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Ford Harold Eugene Jr. | IL | D | | 1 | S | -264 | 263.53 | 0 | -1 | | 1 | D | | | | | | | | | | | | | | |
10/31/25 16:47 | 10/29/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Harris Lawrence E | CT | D | | 3 | S.m | -3,767 | 68.50 | 0 | -55 | | 224 | D | | | | | | | | | | | | | | |
10/31/25 16:42 | 10/31/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pick Edward | NY | DO | CB,CEO | 1 | S | -16,434 | 164.34 | 0 | -100 | | 761 | D | | | | | | | | | | | | | | |
10/30/25 21:39 | 10/28/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | 13 | S.dm | -128,357 | 86.02 | 0 | -1,492 | | 98,678 | I | | | | | | | | | | | | | | |
10/29/25 16:31 | 9/5/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | 15 | S.d | -6,862 | 78.02 | 0 | -88 | | 24 | D | | | | | | | | | | | | | | |
10/23/25 16:36 | 10/21/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | 27 | S.d | -530,254 | 76.70 | 0 | -6,913 | -100 | 11 | I | | | | | | | | | | | | | | |
10/22/25 18:42 | 10/20/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lord Rachel | NY | O | Senior M | 2 | S.d | -34,282 | 1,141.4 | 0 | -30 | | 19 | D | | | | | | | | | | | | | | |
10/14/25 16:39 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Novogratz Michael | NY | DOT | CEO | 3 | S.d | -248,325 | 23.09 | 0 | -10,754 | | 872 | I | | | | | | | | | | | | | | |
10/14/25 16:36 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ferraro Christopher C | NY | O | P,CIO | 2 | S.d | -49,622 | 24.81 | 0 | -2,000 | | 1,438 | D | | | | | | | | | | | | | | |
10/14/25 16:35 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Galaxy Group Investments LLC | NY | T | | 3 | S.d | -229,499 | 22.43 | 0 | -10,231 | -100 | 0 | D | | | | | | | | | | | | | | |
10/10/25 16:30 | 10/8/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Kapani Mayur | GA | O | CTO | 6 | S.d | -6,031 | 165.32 | 0 | -36 | | 74 | D | | | | | | | | | | | | | | |
10/8/25 16:23 | 10/6/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gates Greg | CA | O | Group MD | 5 | S | -2,446 | 362.44 | 0 | -7 | | 22 | D | | | | | | | | | | | | | | |
10/7/25 17:28 | 10/3/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 19 | S.d | -62,473 | 60.58 | 0 | -1,031 | | 1,119 | D | | | | | | | | | | | | | | |
10/6/25 18:02 | 10/6/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Lutnick Howard W | NY | DT | | 1 | S | -82,632 | 0.7523 | 0 | -109,834 | -100 | 0 | M | | | | | | | | | | | | | | |
10/3/25 18:57 | 10/2/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | 20 | S.dm | -30,666 | 81.87 | 0 | -375 | | 2,246 | I | | | | | | | | | | | | | | |
10/3/25 16:56 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 13 | S.dm | -742,098 | 84.56 | 0 | -8,776 | -100 | 7 | D | | | | | | | | | | | | | | |
10/3/25 16:05 | 9/19/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brody Paul Jonathan | CT | DO | CFO | 9 | S.m | -63,374 | 63.37 | 0 | -1,000 | | 3,673 | I | | | | | | | | | | | | | | |
10/2/25 19:04 | 10/1/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Woolway Paul V | TX | O | MD,Chief | 13 | S.d | -6,172 | 84.05 | 0 | -73 | | 102 | I | | | | | | | | | | | | | | |
9/30/25 16:28 | 9/29/25 | BATRA | Atlanta Braves Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | CT | T | | 16 | S.m | -318 | 22.70 | 0 | -14 | | 153 | I | | | | | | | | | | | | | | |
9/29/25 16:18 | 9/29/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy Kathryn | PA | D | | 1 | S.d | -857 | 85.66 | 0 | -10 | | 76 | D | | | | | | | | | | | | | | |
9/25/25 17:00 | 9/23/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Blattner Gregory James | NY | D | | 1 | S | 0 | 0.00 | 0 | -14 | | 22 | D | | | | | | | | | | | | | | |
9/24/25 17:53 | 9/23/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Guarino Carl | PA | D | | 2 | S.d | -1,437 | 81.83 | 0 | -18 | | 16 | D | | | | | | | | | | | | | | |
9/19/25 16:30 | 9/17/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Williams Stuart Glen | GA | O | COO | 4 | S | -731 | 166.76 | 0 | -4 | | 18 | D | | | | | | | | | | | | | | |
9/18/25 19:30 | 9/18/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Marcus Jonathan L | IL | O | Sr MD GC | 3 | S | -308 | 266.23 | 0 | -1 | | 8 | D | | | | | | | | | | | | | | |
9/17/25 13:48 | 9/16/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | McCourt Timothy Francis | IL | O | Sr MD Gl | 2 | S | -411 | 234.19 | 0 | -2 | | 10 | D | | | | | | | | | | | | | | |
9/15/25 21:53 | 9/15/25 | GEMI | Gemini Space Station, Inc. | NV | Financ | FinTrd | Commodity Contracts Brokers & | Meade Tyler Roberts | NY | O | GC | 1 | S.d | -5,236 | 26.25 | 0 | -199 | | 1,224 | D | | | | | | | | | | | | | | |
9/15/25 21:51 | 9/15/25 | GEMI | Gemini Space Station, Inc. | NV | Financ | FinTrd | Commodity Contracts Brokers & | Beard Marshall Edmund | NY | DO | COO | 1 | S.d | -6,796 | 26.25 | 0 | -259 | | 1,728 | D | | | | | | | | | | | | | | |
9/15/25 16:32 | 9/12/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Adams Medina Rhonda | NY | D | | 2 | S.d | -2,648 | 26.26 | 0 | -101 | | 145 | D | | | | | | | | | | | | | | |
9/15/25 16:15 | 9/12/25 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | McPherson Kevin M | NY | O | Chief Re | 3 | S | -1,134 | 218.74 | 0 | -5 | | 69 | D | | | | | | | | | | | | | | |
9/12/25 16:30 | 9/12/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Foley Douglas | GA | O | SVP,HR,A | 6 | S.d | -4,529 | 168.76 | 0 | -27 | | 29 | D | | | | | | | | | | | | | | |
9/9/25 17:15 | 9/8/25 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Casper Stephen P | NY | D | | 2 | S | -558 | 214.59 | 0 | -3 | | 54 | I | | | | | | | | | | | | | | |
9/8/25 16:30 | 9/4/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprieser Judith A | GA | D | | 6 | S | -2,035 | 167.47 | 0 | -12 | | 27 | D | | | | | | | | | | | | | | |
9/5/25 17:33 | 6/25/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | 10 | S.d | -40,751 | 58.43 | 0 | -697 | | 395 | D | | | | | | | | | | | | | | |
9/4/25 16:30 | 9/2/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Isaacson Christopher A | IL | O | EVP,COO | 4 | S | -4,569 | 207.70 | 0 | -22 | | 52 | D | | | | | | | | | | | | | | |
9/3/25 16:38 | 9/2/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Jambusaria Aneri | CA | O | Group MD | 4 | S | -186 | 340.94 | 0 | -1 | | 6 | D | | | | | | | | | | | | | | |
9/2/25 16:05 | 8/29/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | 77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat | 1P | O | CTO | 2 | S | -950 | 158.14 | 0 | -6 | | 6 | D | | | | | | | | | | | | | | |
8/29/25 18:24 | 8/27/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | 7 | S.dm | -2,136 | 88.16 | 0 | -24 | | 62 | M | | | | | | | | | | | | | | |
8/29/25 18:18 | 8/27/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Morgan Peter J. III | TX | O | GC | 3 | S.d | -6,923 | 92.50 | 0 | -75 | | 1 | D | | | | | | | | | | | | | | |
8/29/25 17:06 | 8/27/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Malka Meyer | CA | D | | 8 | S.dm | -534,880 | 36.36 | 0 | -14,709 | | 32,183 | I | | | | | | | | | | | | | | |
8/29/25 16:30 | 8/27/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Farooqui Duriya M | GA | D | | 1 | S | -363 | 178.34 | 0 | -2 | | 14 | D | | | | | | | | | | | | | | |
8/29/25 16:04 | 8/27/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Waldron John E. | NY | DO | P,COO | 1 | S.m | -13,689 | 750.30 | 0 | -18 | | 106 | D | | | | | | | | | | | | | | |
8/28/25 16:30 | 8/26/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | 6 | S.d | -2,771 | 168.46 | 0 | -16 | | 51 | D | | | | | | | | | | | | | | |
8/28/25 16:00 | 8/27/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Yerdessov Azamat | 1P | O | Freedom | 3 | S.m | -2,392 | 122.64 | 0 | -20 | | 160 | D | | | | | | | | | | | | | | |
8/27/25 16:37 | 8/26/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lilien R Jarrett | NY | O | P,COO | 2 | S | -498 | 13.29 | 0 | -38 | | 1,049 | D | | | | | | | | | | | | | | |
8/26/25 16:30 | 8/22/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Tirinnanzi Martha A | GA | D | | 4 | S.m | -413 | 170.62 | 0 | -2 | | 4 | D | | | | | | | | | | | | | | |
8/26/25 16:24 | 8/26/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Cutinho Sunil | IL | O | CIO | 2 | S | -4,249 | 259.17 | 0 | -16 | | 27 | D | | | | | | | | | | | | | | |
8/22/25 16:30 | 8/20/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gardiner Warren | GA | O | CFO | 5 | S | -1,062 | 171.18 | 0 | -6 | | 25 | D | | | | | | | | | | | | | | |
8/22/25 16:24 | 8/21/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Hauf Jason W. | NY | O | CFO | 1 | S | -286 | 9.86 | 0 | -29 | | 77 | D | | | | | | | | | | | | | | |
8/20/25 17:11 | 8/18/25 | FRGE | Forge Global Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Rodriques Kelly | CA | DO | CEO | 15 | S.m | -2,440 | 1.42 | 0 | -1,720 | | 12,365 | D | | | | | | | | | | | | | | |
8/20/25 16:46 | 8/19/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Hicke Ryan | PA | DO | CEO | 3 | S.d | -5,590 | 84.70 | 0 | -66 | | 186 | D | | | | | | | | | | | | | | |
8/20/25 16:11 | 8/19/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Oconnor Sean Michael | NY | DO | Exec Vic | 4 | S.m | -11,611 | 96.76 | 0 | -120 | | 2,854 | I | | | | | | | | | | | | | | |
8/19/25 16:48 | 8/15/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | 13 | S.d | -85,269 | 65.59 | 0 | -1,300 | | 1,077 | D | | | | | | | | | | | | | | |
8/15/25 16:06 | 8/14/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nemser Earl H | CT | DO | Vice CB | 8 | S.m | -26,460 | 66.15 | 0 | -400 | | 1,160 | I | | | | | | | | | | | | | | |
8/14/25 16:30 | 8/12/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprecher Jeffrey C | GA | DO | CEO | 5 | S.d | -172,862 | 168.24 | 0 | -1,027 | | 3,813 | M | | | | | | | | | | | | | | |
8/11/25 16:09 | 8/11/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Geelan John W | MN | O | GC | 3 | S | -1,617 | 305.66 | 0 | -5 | | 15 | D | | | | | | | | | | | | | | |
8/8/25 18:53 | 8/7/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Peterson Michael | PA | O | EVP | 6 | S.d | -7,976 | 81.81 | 0 | -98 | | 14 | D | | | | | | | | | | | | | | |
8/8/25 17:26 | 8/8/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tavoso Richard | NY | D | | 1 | S | -1,414 | 28.28 | 0 | -50 | | 563 | M | | | | | | | | | | | | | | |
8/8/25 17:22 | 8/7/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fairclough Brett | NY | O | Co-P,Co- | 2 | S.d | -6,534 | 39.93 | 0 | -164 | | 91 | D | | | | | | | | | | | | | | |
8/8/25 16:37 | 8/6/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brown Erin Elizabeth | NY | O | COO | 3 | S.d | -17,795 | 22.48 | 0 | -792 | | 403 | D | | | | | | | | | | | | | | |
8/7/25 16:12 | 8/5/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Abraham Chad R | MN | DO | CEO,CB | 2 | S.dm | -7,911 | 304.28 | 0 | -26 | | 90 | D | | | | | | | | | | | | | | |
8/7/25 16:11 | 8/5/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Taylor Scott C | MN | D | | 1 | S | -832 | 319.86 | 0 | -3 | | 16 | D | | | | | | | | | | | | | | |
8/6/25 16:00 | 8/4/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Begley Charlene T | NY | D | | 1 | S | -290 | 96.60 | 0 | -3 | | 46 | D | | | | | | | | | | | | | | |
8/6/25 11:16 | 8/5/25 | OPY | Oppenheimer Holdings Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | McNamara Dennis P | NY | O | Secretar | 2 | S | -455 | 56.91 | 0 | -8 | | 22 | D | | | | | | | | | | | | | | |
8/4/25 17:26 | 8/4/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Doyle Jonathan J | MN | DO | Hd of Fi | 3 | S | -7,476 | 284.99 | 0 | -26 | | 160 | D | | | | | | | | | | | | | | |
8/1/25 17:19 | 7/30/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Kushel J. Richard | NY | O | Senior M | 7 | S.d | -63,716 | 1,002.3 | 0 | -64 | | 290 | D | | | | | | | | | | | | | | |
7/31/25 18:03 | 7/29/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bettinger Walter W | TX | DO | Co-CB | 3 | S.d | -72,289 | 87.09 | 0 | -830 | | 841 | I | | | | | | | | | | | | | | |
7/31/25 17:13 | 7/29/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Wurster Richard A | TX | DO | P,CEO | 2 | S | -3,323 | 92.71 | 0 | -36 | | 182 | D | | | | | | | | | | | | | | |
7/31/25 17:05 | 7/29/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Murtagh Nigel J | TX | O | Chief Ri | 6 | S.d | -10,750 | 87.44 | 0 | -123 | | 61 | D | | | | | | | | | | | | | | |
7/30/25 15:26 | 7/29/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Warner Mark Andrew | PA | H | See Rema | 2 | S.d | -846 | 84.57 | 0 | -10 | | 1 | D | | | | | | | | | | | | | | |
7/29/25 16:32 | 7/25/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Bowen Sharon | GA | D | | 3 | S | -572 | 157.68 | 0 | -4 | | 15 | D | | | | | | | | | | | | | | |
7/29/25 16:17 | 7/25/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Daly Michelle Lynn | NY | O | SVP,Cont | 1 | S | -812 | 93.45 | 0 | -9 | | 9 | D | | | | | | | | | | | | | | |
7/25/25 19:36 | 7/24/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fink Laurence | NY | DO | CB,CEO | 4 | S.m | -120,602 | 992.47 | 0 | -122 | | 639 | D | | | | | | | | | | | | | | |
7/25/25 19:15 | 7/24/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Freda Fabrizio | NY | D | | 1 | S | -4,979 | 1,122.8 | 0 | -4 | | 4 | D | | | | | | | | | | | | | | |
7/25/25 17:09 | 7/23/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Solomon David M | NY | DO | CB,CEO | 5 | S | -16,248 | 611.47 | 0 | -27 | | 149 | D | | | | | | | | | | | | | | |
7/25/25 17:08 | 7/23/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rogers John F.W. | NY | O | EVP | 3 | S | -11,133 | 639.88 | 0 | -17 | | 111 | D | | | | | | | | | | | | | | |
7/25/25 17:06 | 7/25/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Coleman Denis P. | NY | O | CFO | 2 | S.e | -14,578 | 648.82 | 0 | -22 | | 23 | D | | | | | | | | | | | | | | |
7/18/25 16:13 | 7/19/24 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Yeshaya Sharon | NY | O | CFO | 2 | S | -5,194 | 126.27 | 0 | -41 | | 129 | I | | | | | | | | | | | | | | |
7/18/25 16:12 | 7/17/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Smith Charles A | NY | O | Chief Ri | 1 | S | -2,806 | 140.30 | 0 | -20 | | 125 | D | | | | | | | | | | | | | | |
7/18/25 16:11 | 5/12/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Simkowitz Daniel A | NY | O | Co-P | 4 | S | -17,054 | 126.66 | 0 | -135 | | 444 | D | | | | | | | | | | | | | | |
7/18/25 16:10 | 5/2/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Saperstein Andrew M | NY | O | Co-P | 3 | S | -15,146 | 132.41 | 0 | -114 | | 336 | D | | | | | | | | | | | | | | |
7/18/25 16:08 | 1/21/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pizzi Michael A. | NY | O | Head Tec | 2 | S | -5,049 | 138.75 | 0 | -36 | | 136 | D | | | | | | | | | | | | | | |
7/18/25 16:07 | 4/15/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Grossman Eric F | NY | O | Chief Le | 3 | S | -4,601 | 130.85 | 0 | -35 | | 199 | D | | | | | | | | | | | | | | |
7/3/25 13:11 | 7/2/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Peterson Bradley J | NY | O | EVP,CIO | 6 | S | -7,238 | 75.13 | 0 | -96 | | 156 | D | | | | | | | | | | | | | | |
6/20/25 17:01 | 6/17/25 | FRGE | Forge Global Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Phillips Jennifer | CA | O | Chief Re | 10 | S.m | -744 | 1.70 | 0 | -437 | | 880 | D | | | | | | | | | | | | | | |
6/18/25 16:53 | 6/16/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Perkins Abigail H | NY | O | CIO | 3 | S.dm | -3,541 | 86.30 | 0 | -41 | | 44 | D | | | | | | | | | | | | | | |
6/12/25 16:18 | 6/10/25 | BGC | Bgc Group, Inc. | | Financ | FinTrd | Security & Commodity Brokers, | Mbanefo Arthur U | NY | D | | 1 | S | -177 | 9.77 | 0 | -18 | | 19 | D | | | | | | | | | | | | | | |
6/11/25 18:03 | 6/10/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Philip Andrew | NY | O | CEO | 8 | S.d | -9,624 | 79.24 | 0 | -121 | | 352 | D | | | | | | | | | | | | | | |
6/11/25 16:30 | 6/9/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Hague William Jefferson | GA | D | | 1 | S.m | -94 | 177.62 | 0 | -1 | | 20 | D | | | | | | | | | | | | | | |
6/11/25 09:10 | 6/10/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Carey Charles P | IL | D | | 2 | S | -950 | 271.53 | 0 | -4 | | 6 | I | | | | | | | | | | | | | | |
6/10/25 17:27 | 6/9/25 | OPY | Oppenheimer Holdings Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Friedman Paul M | NY | D | | 2 | S.m | -633 | 63.25 | 0 | -10 | | 24 | I | | | | | | | | | | | | | | |
6/9/25 16:04 | 6/6/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Griggs Pc Nelson | NY | O | P Capita | 5 | S.m | -3,006 | 79.65 | 0 | -38 | | 212 | D | | | | | | | | | | | | | | |
6/6/25 16:45 | 6/6/25 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Zimmerman Michael J | MO | D | | 1 | S.d | -967 | 96.70 | 0 | -10 | | 46 | D | | | | | | | | | | | | | | |
6/2/25 18:23 | 5/29/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Siegel Andrew N | NY | O | GC,CCO | 1 | S.d | -4,039 | 18.10 | 0 | -223 | | 480 | D | | | | | | | | | | | | | | |
6/2/25 16:30 | 5/30/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Namkung James W | GA | O | Chief Ac | 6 | S | -1,617 | 167.82 | 0 | -10 | | 19 | D | | | | | | | | | | | | | | |
6/2/25 16:30 | 5/30/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Edmonds Christopher Scott | GA | O | P,Fixed | 8 | S.d | -3,814 | 171.96 | 0 | -22 | | 18 | D | | | | | | | | | | | | | | |
5/30/25 16:22 | 5/29/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Allaire Bella Loykhter | FL | O | Chief Ad | 3 | S.dm | -3,730 | 130.62 | 0 | -29 | | 82 | D | | | | | | | | | | | | | | |
5/30/25 12:53 | 5/28/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | DO | Exec CB | 9 | S.dm | -61,611 | 78.79 | 0 | -782 | | 7,605 | D | | | | | | | | | | | | | | |
5/29/25 19:00 | 5/27/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Sneed Paula A | TX | D | | 1 | S.d | -761 | 88.06 | 0 | -9 | | 114 | M | | | | | | | | | | | | | | |
5/28/25 16:52 | 5/23/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Clay Catherine R | IL | O | EVP,GLOB | 3 | S | -1,573 | 218.49 | 0 | -7 | | 4 | D | | | | | | | | | | | | | | |
5/23/25 12:20 | 5/22/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Kaye Daniel G | IL | D | | 1 | S | -141 | 282.42 | 0 | -1 | | 4 | D | | | | | | | | | | | | | | |
5/22/25 20:56 | 5/21/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Craig Jonathan M. | TX | O | MD,Head | 4 | S.d | -9,017 | 82.74 | 0 | -109 | | 23 | M | | | | | | | | | | | | | | |
5/22/25 20:53 | 5/21/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ruffel Charles A. | TX | D | | 2 | S | -723 | 84.49 | 0 | -9 | | 30 | D | | | | | | | | | | | | | | |
5/20/25 16:30 | 5/19/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | King Elizabeth Kathryn | GA | O | Global H | 1 | S.d | -2,942 | 175.47 | 0 | -17 | | 16 | D | | | | | | | | | | | | | | |
5/20/25 08:32 | 5/19/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Lockett Phyllis M | IL | D | | 1 | S | -295 | 277.88 | 0 | -1 | | 3 | D | | | | | | | | | | | | | | |
5/19/25 09:08 | 5/15/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gepsman Martin J | IL | D | | 2 | S | -171 | 244.46 | 0 | -1 | | 25 | D | | | | | | | | | | | | | | |
5/16/25 16:59 | 5/14/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Lyon Charles M | FL | O | P | 1 | S.dm | -2,625 | 87.49 | 0 | -30 | | 122 | D | | | | | | | | | | | | | | |
5/16/25 16:06 | 5/14/25 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Berns Steven | NY | D | | 2 | S | -161 | 136.16 | 0 | -1 | | 3 | D | | | | | | | | | | | | | | |
5/16/25 08:56 | 5/14/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Sharma Sanjay | PA | O | See Rema | 1 | S.d | -1,668 | 83.40 | 0 | -20 | | 26 | D | | | | | | | | | | | | | | |
5/15/25 17:24 | 5/13/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nixon John | NY | D | | 1 | S | -298 | 42.82 | 0 | -7 | | 34 | D | | | | | | | | | | | | | | |
5/15/25 16:15 | 5/14/25 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Roupie Christophe Pierre Daniel | NY | O | Head of | 2 | S | -393 | 217.68 | 0 | -2 | | 8 | D | | | | | | | | | | | | | | |
5/13/25 16:47 | 5/13/25 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Peacock David A | MO | D | | 1 | S | -1,290 | 99.83 | 0 | -13 | | 8 | I | | | | | | | | | | | | | | |
5/13/25 16:05 | 12/2/24 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Zhumagulov Aidos | 1P | O | *See Rem | 2 | S.m | -1,081 | 143.62 | 0 | -8 | | 145 | D | | | | | | | | | | | | | | |
5/7/25 18:16 | 5/5/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sammann Derek | IL | O | Sr MD Gl | 1 | S | -1,305 | 280.61 | 0 | -5 | | 32 | M | | | | | | | | | | | | | | |
5/2/25 16:13 | 5/2/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Herz Robert H | NY | D | | 2 | S | -202 | 112.27 | 0 | -2 | | 97 | D | | | | | | | | | | | | | | |
4/30/25 16:17 | 4/29/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Suskind Dennis | IL | D | | 1 | S | -271 | 271.28 | 0 | -1 | | 3 | D | | | | | | | | | | | | | | |
4/29/25 12:45 | 4/28/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Bunn James E | FL | O | P,Capita | 1 | S | -498 | 136.49 | 0 | -4 | | 80 | D | | | | | | | | | | | | | | |
4/28/25 19:37 | 4/25/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Cifu Douglas A | NY | DO | CEO | 2 | S.dm | -13,782 | 37.37 | 0 | -369 | | 1,144 | D | | | | | | | | | | | | | | |
4/28/25 12:02 | 4/24/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gerdes Larry G | IL | D | | 1 | S.m | -1,060 | 265.11 | 0 | -4 | | 37 | D | | | | | | | | | | | | | | |
4/22/25 21:28 | 4/21/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Herringer Frank C | TX | D | | 1 | S.d | -267 | 74.26 | 0 | -4 | | 232 | M | | | | | | | | | | | | | | |
4/9/25 16:04 | 4/7/25 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Furber Sara | NY | O | CFO | 3 | S | -2,548 | 135.91 | 0 | -19 | | 66 | D | | | | | | | | | | | | | | |
4/7/25 16:05 | 4/4/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Bryan Everard | NY | O | EVP,CPO | 4 | S.m | -859 | 79.66 | 0 | -11 | | 63 | D | | | | | | | | | | | | | | |
3/21/25 16:05 | 3/19/25 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Peterson Justin | NY | O | CTO | 2 | S | -1,539 | 136.12 | 0 | -11 | | 45 | D | | | | | | | | | | | | | | |
3/21/25 16:05 | 3/19/25 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Bruni Enrico | NY | O | MD,Co-He | 2 | S.dm | -6,348 | 113.05 | 0 | -56 | | 89 | D | | | | | | | | | | | | | | |
3/21/25 16:04 | 3/19/25 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Zucker Scott | NY | O | Chief Ri | 2 | S | -811 | 135.91 | 0 | -6 | | 23 | D | | | | | | | | | | | | | | |
3/21/25 16:04 | 3/19/25 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Friedman Douglas | NY | O | GC,Secre | 2 | S | -999 | 136.21 | 0 | -7 | | 29 | D | | | | | | | | | | | | | | |
3/19/25 16:08 | 3/17/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Youngwood Sarah | NY | O | EVP | 1 | S | -1,102 | 73.68 | 0 | -15 | | 60 | D | | | | | | | | | | | | | | |
3/18/25 12:19 | 3/14/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Lucas Deborah J | IL | D | | 1 | S | -385 | 256.95 | 0 | -2 | | 3 | D | | | | | | | | | | | | | | |
3/17/25 14:01 | 3/13/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Siegel Howard J | IL | D | | 1 | S | -2,600 | 260.00 | 0 | -10 | | 69 | I | | | | | | | | | | | | | | |
3/14/25 16:32 | 3/12/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Goodman Jill R | IL | D | | 1 | S.m | -561 | 208.86 | 0 | -3 | | 11 | D | | | | | | | | | | | | | | |
3/11/25 16:44 | 3/11/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Duffy Terrence A | IL | DO | CB,CEO | 1 | S | -7,775 | 259.18 | 0 | -30 | | 53 | D | | | | | | | | | | | | | | |
3/5/25 16:30 | 3/3/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Martin Lynn C | GA | O | P,NYSE G | 3 | S.d | -3,162 | 168.25 | 0 | -19 | | 59 | D | | | | | | | | | | | | | | |
3/4/25 14:11 | 3/3/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprague Suzanne | IL | O | COO,Glob | 1 | S | -385 | 256.83 | 0 | -2 | | 8 | D | | | | | | | | | | | | | | |
2/28/25 16:30 | 2/26/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Jackson Benjamin | GA | O | P | 5 | S.dm | -9,240 | 164.37 | 0 | -56 | | 164 | D | | | | | | | | | | | | | | |
2/28/25 15:33 | 2/27/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Piell Hilda Harris | IL | O | Sr MD,CH | 1 | S | -998 | 250.47 | 0 | -4 | | 27 | D | | | | | | | | | | | | | | |
2/27/25 18:14 | 2/26/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Cohen Marc Eliot | CA | O | MD | 1 | S | -402 | 365.85 | 0 | -1 | | 4 | D | | | | | | | | | | | | | | |
2/27/25 18:05 | 2/26/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Audette Matthew J | CA | O | P,CFO | 2 | S.d | -12,160 | 364.44 | 0 | -33 | | 17 | D | | | | | | | | | | | | | | |
2/27/25 16:04 | 2/25/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Lukyanov Sergey | 1P | O | *See Rem | 2 | S.m | -1,244 | 157.44 | 0 | -8 | | 121 | D | | | | | | | | | | | | | | |
2/26/25 16:47 | 2/24/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Wilkinson Allen | IL | O | SVP,CHIE | 2 | S | -64 | 211.70 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
2/21/25 16:42 | 2/20/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Inzirillo Adam | IL | O | EVP,DATA | 3 | S.d | -64 | 209.44 | 0 | 0 | | 2 | D | | | | | | | | | | | | | | |
2/21/25 16:40 | 2/20/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Howson Dave | IL | O | EVP,GLOB | 5 | S.dm | -5,353 | 200.51 | 0 | -27 | | 15 | D | | | | | | | | | | | | | | |
2/21/25 10:47 | 2/18/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | 77/7 Al Farabi Ave. Almaty, 1P 050040">Ler Evgeny | 1P | O | CFO | 2 | S.em | -5,531 | 138.28 | 0 | -40 | | 34 | D | | | | | | | | | | | | | | |
2/20/25 16:42 | 2/18/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Stevens Glenn Henry | NY | H | Retired | 1 | S | -1,767 | 117.82 | 0 | -15 | | 78 | D | | | | | | | | | | | | | | |
2/20/25 16:13 | 2/18/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Steinmeier Richard | CA | O | CEO | 1 | S | -1,308 | 373.79 | 0 | -4 | | 21 | D | | | | | | | | | | | | | | |
2/20/25 08:15 | 2/18/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Wotczak Robert | NY | O | P,CEO - | 4 | S.m | -4,073 | 135.78 | 0 | -30 | | 74 | D | | | | | | | | | | | | | | |
2/19/25 16:10 | 2/14/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Smith Sherry M | MN | D | | 1 | S | -758 | 305.18 | 0 | -2 | | 10 | D | | | | | | | | | | | | | | |
2/18/25 19:08 | 2/14/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Cavoli Stephen | NY | O | EVP | 1 | S.dm | -2,526 | 37.14 | 0 | -68 | | 158 | D | | | | | | | | | | | | | | |
2/14/25 09:05 | 2/13/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Vroman Ken | IL | O | Chief Tr | 1 | S | -1,267 | 250.00 | 0 | -5 | | 17 | D | | | | | | | | | | | | | | |
2/14/25 09:02 | 2/13/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Winkler Julie | IL | O | Sr MD Ch | 1 | S | -2,888 | 249.17 | 0 | -12 | | 22 | D | | | | | | | | | | | | | | |
2/12/25 16:13 | 2/10/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Enyedi Matthew | CA | O | MD | 1 | S.d | -1,904 | 369.33 | 0 | -5 | | 10 | D | | | | | | | | | | | | | | |
2/10/25 16:07 | 2/6/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Tal Cohen | NY | O | P,Market | 2 | S.m | -1,557 | 78.46 | 0 | -20 | | 137 | D | | | | | | | | | | | | | | |
2/5/25 17:09 | 2/4/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Marinof Alexis | NY | O | Head of | 1 | S | -898 | 9.87 | 0 | -91 | | 221 | D | | | | | | | | | | | | | | |
2/3/25 13:38 | 1/31/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Santelli Jonathan N | FL | O | EVP,GC,S | 2 | S | -1,213 | 167.11 | 0 | -7 | | 27 | D | | | | | | | | | | | | | | |
1/30/25 16:04 | 1/28/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Golten Alex S | NY | O | CHIEF RI | 1 | S | -3,314 | 636.25 | 0 | -5 | | 5 | D | | | | | | | | | | | | | | |
1/28/25 16:04 | 1/24/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Halio Carey | NY | O | Global T | 2 | S.d | -3,283 | 633.14 | 0 | -5 | | 8 | D | | | | | | | | | | | | | | |
1/27/25 21:06 | 1/23/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Sarin Arun | TX | D | | 1 | S.d | -699 | 81.82 | 0 | -9 | | 28 | M | | | | | | | | | | | | | | |
1/23/25 16:15 | 1/22/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Crawley Mandell | NY | O | Chief Cl | 2 | S | -1,516 | 128.34 | 0 | -12 | | 55 | D | | | | | | | | | | | | | | |
1/23/25 16:14 | 1/21/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fredman Sheara J | NY | O | Chief Ac | 2 | S | -3,043 | 607.71 | 0 | -5 | | 8 | D | | | | | | | | | | | | | | |
1/23/25 16:11 | 1/21/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ruemmler Kathryn H. | NY | O | GC,GC | 1 | S.d | -4,759 | 634.69 | 0 | -7 | | 10 | D | | | | | | | | | | | | | | |
1/23/25 16:10 | 1/21/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Akram Raja | NY | O | Deputy C | 2 | S | -3,178 | 127.12 | 0 | -25 | | 87 | D | | | | | | | | | | | | | | |
1/8/25 16:08 | 1/6/25 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Hult William | NY | DO | CEO | 2 | S | -6,904 | 128.96 | 0 | -54 | | 191 | D | | | | | | | | | | | | | | |
12/17/24 16:53 | 12/16/24 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Rotsztain Diego | NY | O | Chief Go | 2 | S.m | -1,129 | 100.06 | 0 | -11 | | 36 | D | | | | | | | | | | | | | | |
12/16/24 17:57 | 12/13/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Elwyn Tashtego S | FL | O | P,PCG | 2 | S.d | -5,024 | 121.71 | 0 | -41 | | 43 | D | | | | | | | | | | | | | | |
12/16/24 16:16 | 12/12/24 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Maurer Mark Lowry | IL | H | Chief Ri | 1 | S | -508 | 101.60 | 0 | -5 | | 104 | D | | | | | | | | | | | | | | |
12/9/24 16:15 | 12/9/24 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Pintoff Scott | NY | O | GC,Secre | 2 | S | -288 | 240.15 | 0 | -1 | | 9 | D | | | | | | | | | | | | | | |
12/6/24 19:56 | 12/6/24 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Wiedman Mark | NY | O | Senior M | 5 | S.dm | -91,914 | 926.64 | 0 | -99 | | 13 | D | | | | | | | | | | | | | | |
12/6/24 19:53 | 12/6/24 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Meade Christopher J. | NY | O | GC,CLO | 1 | S.d | -18,825 | 1,045.8 | 0 | -18 | | 8 | D | | | | | | | | | | | | | | |
12/6/24 19:48 | 12/5/24 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Goldstein Robert L. | NY | O | COO | 1 | S.d | -56,486 | 1,046.0 | 0 | -54 | | 50 | D | | | | | | | | | | | | | | |
12/6/24 12:29 | 12/4/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Reid Shannon B | FL | O | P,ICD | 1 | S | -205 | 165.30 | 0 | -1 | | 9 | D | | | | | | | | | | | | | | |
12/5/24 13:27 | 12/4/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Carter Horace | FL | O | P,Fixed | 1 | S | -825 | 165.03 | 0 | -5 | | 36 | D | | | | | | | | | | | | | | |
12/4/24 17:39 | 12/2/24 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Etfs Capital Limited. | Y9 | H | See Foot | 1 | S | -34,020 | 11.34 | 0 | -3,000 | | 12,250 | D | | | | | | | | | | | | | | |
12/3/24 17:43 | 12/2/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Reilly Paul C | FL | DO | Chair,CE | 1 | S.d | -8,365 | 167.30 | 0 | -50 | | 285 | D | | | | | | | | | | | | | | |
12/3/24 17:38 | 11/29/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Raney Steven M | FL | O | Exec Cha | 1 | S.dm | -2,340 | 169.02 | 0 | -14 | | 47 | D | | | | | | | | | | | | | | |
12/3/24 17:10 | 12/3/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Larson Katherine H | FL | O | Chief Ac | 1 | S.d | -248 | 166.01 | 0 | -1 | | 1 | D | | | | | | | | | | | | | | |
12/3/24 16:05 | 11/29/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Viniar David A | NY | D | | 2 | S | -5,573 | 557.25 | 0 | -10 | | 809 | D | | | | | | | | | | | | | | |
12/3/24 16:03 | 11/29/24 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Akhmetov Kairat Bakibayevich | 1P | O | see belo | 1 | S.m | -734 | 120.38 | 0 | -6 | | 134 | D | | | | | | | | | | | | | | |
11/27/24 15:32 | 11/26/24 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Doran William | PA | D | | 2 | S | -744 | 74.42 | 0 | -10 | | 661 | D | | | | | | | | | | | | | | |
11/26/24 16:37 | 11/22/24 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Weisel Thomas W | CA | D | | 1 | S | -1,495 | 115.01 | 0 | -13 | | 13 | D | | | | | | | | | | | | | | |
11/22/24 11:26 | 11/20/24 | DEFI | Tidal Commodities Trust I | DE | Financ | FinTrd | Commodity Contracts Brokers & | Venuto Michael Jeremy | NY | O | Manager, | 1 | S | -53 | 107.08 | 0 | 0 | -100 | 0 | D | | | | | | | | | | | | | | |
11/20/24 18:02 | 11/18/24 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Dodds Christopher V | TX | D | | 1 | S.d | -756 | 81.43 | 0 | -9 | | 452 | M | | | | | | | | | | | | | | |
11/20/24 16:39 | 11/18/24 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nesi Victor | NY | O | Co-P | 1 | S | -1,195 | 113.82 | 0 | -11 | | 266 | I | | | | | | | | | | | | | | |
11/18/24 08:42 | 11/15/24 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ziemba Peter M | NY | O | Chief Ad | 1 | S | -1,143 | 11.43 | 0 | -100 | | 948 | D | | | | | | | | | | | | | | |
11/14/24 17:10 | 11/12/24 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Sliney David D | MO | O | COO | 1 | S | -2,905 | 116.18 | 0 | -25 | | 160 | D | | | | | | | | | | | | | | |
11/14/24 17:05 | 11/12/24 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | McVey Richard M | NY | DO | Exec CB | 1 | S.m | -13,503 | 270.06 | 0 | -50 | | 564 | D | | | | | | | | | | | | | | |
11/13/24 16:04 | 11/12/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Montag Thomas K. | NY | D | | 2 | S | -16,950 | 564.99 | 0 | -30 | | 197 | M | | | | | | | | | | | | | | |
11/12/24 15:16 | 11/12/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Cook Elizabeth A | IL | D | | 1 | S | -170 | 226.33 | 0 | -1 | | 18 | I | | | | | | | | | | | | | | |
11/8/24 12:24 | 11/6/24 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Romeo Carmen | PA | D | | 1 | S.d | -398 | 79.64 | 0 | -5 | 0 | 1,578 | D | | | | | | | | | | | | | | |
11/7/24 17:53 | 11/6/24 | NAVI | Navient Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Hauber Stephen M | VA | O | EVP,Chie | 1 | S | -150 | 15.00 | 0 | -10 | | 257 | D | | | | | | | | | | | | | | |
11/6/24 21:17 | 11/6/24 | JEF | Jefferies Financial Group Inc. | NY | Financ | FinTrd | Security Brokers, Dealers & F | Friedman Brian P | NY | DO | P | 3 | S | -57,137 | 67.96 | 0 | -841 | | 5,399 | I | | | | | | | | | | | | | | |
11/6/24 21:16 | 11/6/24 | JEF | Jefferies Financial Group Inc. | NY | Financ | FinTrd | Security Brokers, Dealers & F | Handler Richard B | NY | DO | CEO | 1 | S | -28,902 | 72.26 | 0 | -400 | | 16,365 | D | | | | | | | | | | | | | | |
11/4/24 18:47 | 10/31/24 | STER | Sterling Check Corp. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Goldman Sachs Group Inc | NY | T | | 1 | S | 0 | 0.00 | 0 | -49,808 | -100 | 0 | I | | | | | | | | | | | | | | |
10/31/24 21:09 | 10/31/24 | JEF | Jefferies Financial Group Inc. | NY | Financ | FinTrd | Security Brokers, Dealers & F | Beyer Robert D | NY | D | | 1 | S | -2,960 | 64.07 | 0 | -46 | | 100 | D | | | | | | | | | | | | | | |
10/30/24 17:20 | 10/30/24 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Bitsberger Timothy S. | IL | D | | 1 | S | -227 | 226.96 | 0 | -1 | | 11 | D | | | | | | | | | | | | | | |
10/29/24 15:39 | 10/28/24 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McCabe Philip | PA | O | EVP - He | 1 | S.d | -797 | 75.91 | 0 | -11 | | 44 | D | | | | | | | | | | | | | | |
10/18/24 16:13 | 10/17/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lee Brian J | NY | O | Chief Ri | 2 | S | -4,654 | 517.09 | 0 | -9 | | 25 | M | | | | | | | | | | | | | | |
10/18/24 16:10 | 10/17/24 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Luczo Stephen J | NY | D | | 1 | S | -7,150 | 119.17 | 0 | -60 | | 190 | I | | | | | | | | | | | | | | |
9/18/24 17:25 | 9/16/24 | FRGE | Forge Global Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sievers Drew | CA | O | COO | 2 | S.m | -80 | 1.33 | 0 | -60 | | 3,112 | D | | | | | | | | | | | | | | |